State v. Gardner
State v. Gardner
Opinion
¶1 After Rodger Lynn Gardner pleaded guilty to theft and burglary in the instant case-but before the district court sentenced him-Gardner appeared in the South Salt Lake Justice Court to respond to charges of theft and criminal mischief, which arose out of the same criminal episode. Gardner pleaded guilty as charged in the justice court, and that court sentenced him. Gardner then returned to the district court and, citing the proceedings in the justice court, moved to withdraw his guilty plea, arguing the constitutional prohibition against double jeopardy. The district court denied Gardner's motion and sentenced him for his theft and burglary convictions. Gardner appeals, and asks us to determine whether the district court erred when it denied his motion to withdraw his guilty plea to theft, the one charge duplicated in both the district court and justice court cases. We affirm.
BACKGROUND
¶2 Witnesses observed Gardner enter a hole in a fence and later exit that hole carrying a wooden floor lamp and a cardboard box of auto parts. He carried the goods to a van and, shortly thereafter, a police officer initiated a traffic stop. A subsequent search of the vehicle uncovered, among other things, "a box of auto parts and a lamp."
¶3 The State charged Gardner in district court with burglary and theft, each third degree felonies, and criminal mischief, a class B misdemeanor. 1 Gardner agreed to enter a guilty plea to the burglary and theft charges in exchange for the State's agreement to dismiss the criminal mischief charge and other charges against Gardner in a separate criminal case. The district court accepted Gardner's guilty plea and ordered the preparation of a presentence report.
¶4 Almost two weeks after he pleaded guilty in district court, Gardner appeared in the South Salt Lake Justice Court on charges of theft and criminal mischief, each charged as a class B misdemeanor and both alleged crimes "arising out of the same criminal episode that served as the basis for the district-court conviction." 2 Without representation by counsel, Gardner pleaded guilty to both charges and was sentenced to serve forty-five days in jail and pay $ 100 in restitution. The justice court suspended the jail sentence, and Gardner paid the ordered restitution. After disposition of his justice court case, Gardner's district court defense counsel realized both cases were based upon the same criminal conduct.
¶5 Gardner filed a motion in the district court seeking permission to withdraw his guilty plea asserting that he "would not have knowingly [pleaded] guilty to the same offense twice, and defense counsel would not have advised him to do so in violation of his constitutional protection against double jeopardy." The State opposed Gardner's motion to withdraw his guilty plea by arguing, among other things, that jeopardy attached when Gardner pleaded guilty in the district court.
¶6 After hearing argument, the district court denied Gardner's motion. It determined that Utah Code section 77-13-6 precluded Gardner from withdrawing his guilty plea because he knowingly and voluntarily pleaded guilty. The district court further determined that jeopardy "first attached at the time Defendant entered his guilty plea in this matter" and that it could therefore "proceed to sentencing in this matter without violating the Double Jeopardy Clause." The district court sentenced Gardner to two concurrent prison sentences of zero-to-five years.
ISSUE AND STANDARDS OF REVIEW
¶7 Gardner appeals, and asserts that the district court erred when it denied his motion to withdraw his guilty plea, particularly when it concluded that his justice court conviction and sentence did not bar prosecution and sentencing in district court. We review the "denial of a motion to withdraw a guilty plea under an abuse of discretion standard," and we review the court's associated findings of fact for clear error.
State v. Smit
,
ANALYSIS
¶8 Gardner argues that the constitutional prohibition against double jeopardy renders his guilty plea to theft in the district court invalid and therefore prevents entry of his sentence for that conviction. In other words, he contends, although "jeopardy attached in district court before the double jeopardy claim arose," this attachment "did not mean that [the] district court could proceed [to sentencing] regardless of a subsequent conviction and sentence in justice court." We disagree.
¶9 Gardner was first charged in district court-in the instant case-where, pursuant to a plea agreement, he pleaded guilty to burglary and theft. Consequently, when the district court accepted Gardner's guilty plea, Gardner was placed in jeopardy-meaning he faced the many risks attendant to a criminal prosecution, including the risk of punishment for taking someone else's personal property.
See
State v. Horrocks
,
¶10 On appeal, Gardner does not challenge the propriety of his guilty plea in the district court.
See
State v. Cuttler
,
¶11 We conclude the constitutional prohibition against double jeopardy did not foreclose the district court's sentencing of Gardner following a valid conviction by way of his guilty plea accepted by the court. The United States Constitution prohibits the
State from twice putting a person in jeopardy for the same offense. U.S. Const. amend. V ;
see also
Bernat v. Allphin
,
¶12 Gardner concedes that, for purposes of the double jeopardy analysis, "jeopardy attaches when a plea is accepted" by the district court. Indeed, "it is well settled that jeopardy attaches when a court accepts a guilty plea and that the entry of the plea, rather than the actual imposition of the sentence, is the critical moment for determining jeopardy."
Horrocks
,
¶13 But Gardner argues a subsequent prosecution is barred not when jeopardy attaches but when jeopardy is "completed." Because his "justice court case ended in conviction and sentence," ending his jeopardy for that offense, he argues that the Double Jeopardy Clause bars his earlier conviction and yet-to-be-had sentencing for theft in the district court. If Gardner is correct, "he would not have been entitled to assert the double jeopardy bar" in his successive prosecution in justice court "because jeopardy had not yet been 'completed' " in the district court proceeding.
See
United States v. Pierce
,
¶14 The Second Circuit Court of Appeals has addressed and rejected a similar argument.
See
United States v. Idowu
,
¶15 The court determined that jeopardy attached in the forfeiture action, if at all, approximately one month following the defendant's jury trial.
This argument implies that a defendant ought to have the option to endure an unconstitutional second trial in the hope that it will both conclude first and lead to a more lenient punishment than that eventually imposed in the first trial, and then to object to the punishment imposed in the first trial on double jeopardy grounds. We cannot locate any authority to support this proposition, and we reject it out of hand.
¶16 Similarly here, Gardner has presented no persuasive authority establishing that, despite substantial precedent to the contrary, the completion of jeopardy-rather than the attachment of jeopardy-bars further prosecution for the same offense. "The Double Jeopardy Clause is a shield against the oppression inherent in a duplicative, punitive proceeding; it is not a tool by which a defendant can avoid the consequences of the proceeding in which jeopardy first attached."
CONCLUSION
¶17 Gardner has not established a basis supporting withdrawal of his guilty plea to theft in the district court. Jeopardy first attached in the district court proceeding, not the subsequent justice court proceeding. Therefore, the prohibition against double jeopardy does not prohibit Gardner's convictions stemming from his guilty plea in district court, nor does double jeopardy bar Gardner's subsequent sentencing on those convictions. Accordingly, the district court did not exceed its discretion when it denied Gardner's motion to withdraw his guilty plea. Affirmed.
Theft is punishable as a third degree felony if, among other things, "the value of the property or services is or exceeds $ 500 and the actor has been twice before convicted of" certain enumerated offenses.
The State expresses some uncertainty about whether the two theft prosecutions actually arise out of the same conduct. But the State nevertheless assumes this fact for purposes of appeal. In its decision, the district court determined that "[t]he charges in each court were based on the same criminal episode."
We note that Gardner asserts, without explanation or reasoned analysis, that he "was first convicted in justice court of misdemeanor theft, then convicted and sentenced in district court of a felony."
The double jeopardy prohibition of the Fifth Amendment to the United States Constitution applies to the States through the Fourteenth Amendment.
Benton v. Maryland
,
Gardner also urges us to employ rule 22(e) of the Utah Rules of Criminal Procedure to correct his sentences, which "violate[ ] Double Jeopardy." Utah R. Crim. P. 22(e)(1)(C). Because we conclude that the Double Jeopardy Clause does not bar Gardner's conviction and sentencing in this case, we decline to further address this argument.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.