State v. Smith
State v. Smith
Opinion of the Court
¶1 Brett Thomas Smith fell asleep in his car in a McDonald's parking lot in the wee hours of the morning, and refused to leave the premises even after he was asked to do so. Police soon arrived, and in the process of waking him up detected alcohol on his breath. Smith was later charged with driving under the influence (DUI), and moved to suppress all evidence discovered that night on the ground that he was unreasonably seized in violation of the United States Constitution. The district court denied that motion, determining that the seizure was justified by the community caretaking doctrine. Smith appeals that decision, and we affirm.
BACKGROUND
¶2 In the wee hours of a cold December morning in 2016, several employees of a McDonald's restaurant in West Valley City, Utah noticed that a man-who was later identified as Smith-appeared to be asleep in his car, which was parked in the restaurant's parking lot with the motor running. The restaurant's shift manager (Manager) went out to the parking lot and attempted to wake Smith and tell him that he needed to leave, but Smith did not respond to verbal entreaties. Manager then knocked on the car's window and was finally able to rouse Smith and asked him to leave the premises. Smith then pulled out of the parking spot, drove around the building, and re-parked in the same parking lot. Manager then informed his co-manager that Smith had not left the premises as requested, and one of them notified the police.
¶3 Police officers responded to the scene after receiving a dispatch call that a welfare check was needed at McDonald's. Specifically, the dispatch call notes mentioned that there was a "male, slumped over the wheel, [who] appeared to be sleeping," and the first officer (First Officer) to arrive on the scene later testified that the dispatch call he received informed him that "an individual ... was driving their car around the parking lot multiple times, and then had fallen asleep at the wheel in a parking stall."
¶4 All three officers exited their vehicles, and approached Smith's vehicle. As they did so, they were wearing their typical police gear, but they never activated the emergency lights on their police vehicles, and there is no indication in the record that any of the officers ever unholstered any weapon. The officers knocked on Smith's car window multiple times in an attempt to wake him. When Smith eventually awoke, the officers asked him to open his door, and he complied.
¶5 Once the door was opened, the officers "smell[ed] the odor of alcohol on [Smith's] breath." Second Officer asked Smith to step out and perform field sobriety tests, and Smith complied. The results of the tests indicated that Smith was likely intoxicated. Second Officer also learned, upon checking Smith's driver license in a database, that Smith's license had been revoked. The officers arrested Smith and read him his
Miranda
¶6 Smith filed a motion to suppress his statements as well as the results of the field sobriety and breathalyzer tests, alleging that the evidence was obtained by virtue of an illegal seizure. Smith asserted that the facts did not justify the seizure, arguing that the officers did not have probable cause or reasonable suspicion to believe a crime had been committed. After an evidentiary hearing, the district court denied Smith's motion, ruling that, although the officers had indeed seized Smith, the seizure was justified under the community caretaking doctrine.
¶7 Following the court's denial of his motion to suppress, Smith entered a conditional guilty plea
ISSUE AND STANDARD OF REVIEW
¶8 "We review a [district] court's decision to grant or deny a motion to suppress for an alleged Fourth Amendment violation as a mixed question of law and fact."
State v. Fuller
,
ANALYSIS
¶9 The Fourth Amendment to the United States Constitution "does not prohibit all police seizures."
State v. Anderson
,
¶10 "The reasonableness of a seizure under the Fourth Amendment is determined by balancing its intrusion on the individual's Fourth Amendment interests against its promotion of legitimate government interests."
Anderson
,
¶11 In one attempt to strike the appropriate balance, the United States Supreme Court has articulated the community caretaking doctrine.
See
Cady v. Dombrowski
,
¶12 Our supreme court-like many other state courts-has applied the community caretaking doctrine to "justify the seizure of a vehicle to ensure the safety of the occupants."
Anderson
,
¶13 In Anderson , two law enforcement officers on patrol on a cold late-December evening noticed a car pulled over on the side of a rural highway with its hazard lights flashing. Id. ¶ 3. "Because of the hazard lights, the cold weather, and the late hour, the deputies decided to stop and check on the welfare of any occupants of the vehicle." Id. To this end, they turned their flashing lights on and pulled up behind the parked car, then exited their vehicle and approached the parked car on foot. Id. ¶¶ 3-4. When the officers made contact with the occupant of the vehicle, they noticed that his eyes appeared bloodshot and that he was unable to tell them which direction he was going. Id. ¶ 4. Eventually, the officers obtained a warrant authorizing them to arrest the occupant and search his vehicle, and upon executing that search the officers found marijuana and drug paraphernalia. Id. ¶ 5. After being charged with drug crimes, the occupant moved to suppress the evidence discovered in his vehicle, alleging the initial actions of the officers constituted an unreasonable seizure, but the district court denied the motion, ruling that the stop was justified by the community caretaking doctrine. Id. ¶ 6. Our supreme court affirmed, concluding that both parts of the test weighed in favor of application of the doctrine. Id. ¶ 30. First, the court determined that the seizure was only minimally invasive, because the occupant "was parked, rather than traveling down the highway, when he was seized," thereby "lessening" the officers' interference with his freedom of movement, and because the officers' "show of authority ... was minimal." Id. ¶ 27. Second, the court determined that, "[b]ecause it was late December" and "dark and very cold," "a reasonable officer would have cause to be concerned about the welfare of a motorist in [the occupant's] situation." Id. ¶ 28.
¶14 When we apply
Anderson
's two-part test to the facts of this case, we conclude that the seizure of Smith in the McDonald's parking lot was justified by the community caretaking doctrine. First, the officers in this case were motivated by the same purposes as the officers in
Anderson
-checking on the welfare of an occupant of a parked car on a cold night-and the officers carried out the welfare check in a similar and minimally invasive manner. Although the officers positioned their vehicle in such a way that Smith could not easily drive away, Smith was already parked and asleep in the driver's seat, and was not intending to go anywhere anytime soon.
See
id.
¶ 27 (stating that the occupant "was parked ... when he was seized, lessening ... the deputies' interference with his right to go about his business"). In addition, the officers here-unlike those in
Anderson
-did not activate their emergency lights, and-similar to those in
Anderson
-did not draw their weapons. Finally, the initial seizure was brief, lasting only long enough for the officers to make sure that Smith did not pose a threat to himself or others.
¶15 Second, the nature of the "public interest and the exigency of the situation" is similar to
Anderson
.
¶16 Smith argues that some of the additional facts that the officers learned-including the fact that Smith was asleep at the wheel of a running car, and had earlier been seen driving around the parking lot before re-parking-became known to them only after they had already seized Smith, and therefore cannot be used to justify the seizure. This contention, however, is not supported by the record. One of the officers specifically testified that "dispatch had received a call from McDonald's employees that an individual ... was driving their car around the parking lot multiple times, and then had fallen asleep at the wheel in a parking stall." And First Officer testified that he observed that the car was running before parking behind Smith.
¶17 Next, Smith asserts that the officers in this case acted with too much force, arguing that three officers and two squad cars was too strong a showing of police authority under the circumstances. While law enforcement may well have been able to handle this situation with one officer who parked alongside (rather than behind) Smith, we are not persuaded that the officers' show of force was so excessive here as to render the community caretaking doctrine inapplicable. The officers did not initiate their flashing lights, and did not draw their weapons; instead, they approached Smith's vehicle, knocked on the window, and asked to speak with him.
¶18 Finally, Smith asserts that the nature of the emergency in this case was not as acute as that presented in Anderson . Perhaps this is true. Perhaps a vehicle on the side of a rural highway with its flashers on signals a higher-level emergency-at least for the occupant of the vehicle-than does a vehicle parked in a restaurant parking lot in the middle of the night. But we cannot say that this situation presented no emergency; indeed, the officers were justifiably concerned with Smith's well-being, as well as the safety of other restaurant patrons who may encounter Smith's vehicle.
¶19 In the end, we cannot meaningfully distinguish this case from
Anderson
, and we believe that
Anderson
compels the result in this case. Just as in
Anderson
, we "determine that the community caretaking doctrine justified the seizure," because the officers' "brief seizure" of Smith brought about only "minimal interference with [Smith's] freedom of movement," and because the State had a compelling "interest in determining whether any occupants of the vehicle required aid under these circumstances."
See
CONCLUSION
¶20 The officers' brief seizure of Smith was not unreasonable, because both parts of the community caretaking doctrine test are satisfied here. In this case, the level of the State's interest in investigating whether Smith needed aid justified the rather minimal degree to which the officers briefly and unobtrusively interfered with Smith's freedom of movement.
See
Anderson
,
¶21 Affirmed.
The State has not argued, either before the district court or on appeal, that the officers had probable cause (or reasonable suspicion) to detain Smith on account of his refusal to leave the McDonald's parking lot after being asked to do so. Accordingly, we have no occasion to consider that issue.
Cf.
State v. Malloy
,
Indeed, the district court found that "[i]t was reported that [Smith] was sleeping in his car, in the middle of the night, in the middle of winter, with the car running, in the parking lot of a restaurant that was open 24 hours." Smith does not challenge that factual finding.
See
Miranda v. Arizona
,
With the consent of the prosecution and the approval of the judge, a defendant may enter a conditional guilty plea, while "preserv[ing] [a] suppression issue for appeal."
State v. Sery
,
The dissent finds
Anderson
distinguishable, largely on the basis that (a) in this case, "[t]hree officers and two squad cars" approached Smith, whereas in
Anderson
only two officers in one squad car were on scene; (b) in this case, the officers "completely surrounded Smith, blocking any chance of escape," whereas in
Anderson
the officers detained the individual by pulling up behind his car and turning on their flashing lights; (c) in this case, the officers shined a spotlight on Smith's car, while the
Anderson
opinion does not describe spotlights or flashlights; and (d) in this case, the first officer to arrive on scene
"waited for backup." Compare
infra
¶ 30,
with
State v. Anderson
,
Even the dissent acknowledges that, under the circumstances presented here, it was appropriate for officers to make a "brief seizure" of Smith, approach his vehicle, and knock on the window to check on him. See infra ¶ 31. Thus, the dissent's complaint is not with the seizure or the welfare check itself, but with the perceived intrusiveness of the manner in which it was carried out.
Smith also argues that, in evaluating the facts of the case and applying legal doctrines to them, this court is prohibited from considering any fact not expressly included in the district court's specific findings of fact. While Smith correctly points out that appellate courts do not find facts and should not engage in resolving factual disputes, Smith's overall contention is incorrect. Appellate courts are to examine the entire record and are required to consider even facts that the district court did not expressly mention or include in its factual findings, so long as, in so doing, the court does not resolve factual disputes or consider disputed facts undisputed.
See
Carbon County v. Workforce Appeals Board
,
Dissenting Opinion
¶22 This is a close case. I find myself in substantial agreement with the majority but ultimately conclude that the law compels a different result.
¶23 To begin, I note the areas of general agreement. Everyone agrees that Smith was seized. Thus, the officers' conduct cannot be justified as a consensual encounter.
See, e.g.
,
Florida v. Bostick
,
¶24 Next, I agree with the majority that a welfare check of some kind was warranted. And I believe that the balancing test in
State v. Anderson
,
I
¶25 The Fourth Amendment almost always requires individualized suspicion of criminal wrongdoing.
Chandler v. Miller
,
¶26 The Supreme Court has said very little about the doctrine since.
See
Colorado v. Bertine
,
¶27 Other courts that have grappled with factual scenarios similar to this one have also sought to guard the Fourth Amendment against gradual encroachment by the community caretaking doctrine.
¶28 Other courts require that the officers be engaged in "bona fide community caretaking activity."
State v. Kurth
,
II
¶29 In light of these background principles, I now turn to the balancing test as articulated by our supreme court in
State v. Anderson
,
¶30 First, the degree of overt authority displayed here was not as "minimally invasive" as the majority suggests.
Supra
¶ 14. Three officers and two squad cars responded to a routine "welfare check," and the three officers completely surrounded Smith, blocking any chance of escape. First Officer parked behind Smith and shined his "spotlight directly through" Smith's vehicle so that the officers would "have the advantage over" Smith. All three officers approached Smith's vehicle together, "two on the driver's side" and "one on the passenger's side." The presence of three officers coordinating their efforts also unreasonably prolonged Smith's seizure. First Officer parked behind Smith
and then waited for backup
. The reason for waiting: "it was suspected" that Smith was guilty of a DUI. Thus, when First Officer arrived on the scene, he was not so worried about Smith that he immediately checked on him. Instead, he waited for backup to investigate a possible DUI. As in
State v. Kurth
,
¶31 Second, the "perceived emergency" presented by Smith sleeping in his car was not, in my view, serious enough to justify the severity of the officers' intrusion upon Smith's freedom of movement and privacy.
See
Anderson
,
¶32 The majority suggests that the officers here were not just concerned about Smith but were also "motivated by a concern for the safety of members of the community."
Supra
¶ 15. That is not supported by the district court's findings,
¶33 The majority also says that it "cannot meaningfully distinguish this case from Anderson " and that its result is therefore "compel[led]" by Anderson . Supra ¶ 19. I disagree. While the facts of Anderson and this case share similarities, I believe their differences are important.
¶34 In
Anderson
, a driver was apparently stranded on the side of a rural highway, late at night, in very cold weather (7 degrees below zero), and with his hazard lights flashing.
¶35 Smith was parked not on a rural highway with his hazards on but in a parking lot of an establishment open for business. And though it was late at night, that fact alone cannot prompt legitimate concern for someone's well-being.
See
Gentles v. State
,
¶36 Moreover, the officers' response here did not grow side-by-side with their suspicion. Rather, the officers went in aggressively from the start. First Officer explained that he suspected "a possible DUI" and purposefully parked his vehicle behind Smith to block Smith's escape and "waited for other officers to arrive before [he] made contact with the driver." The officers did not, however, have any proof of a possible DUI until they approached Smith's car, smelling alcohol on Smith's breath as he opened his door. In addition, from the start, First Officer shined his spotlight into Smith's car in order to hold "the advantage over" Smith. Had one of the officers initiated a less drastic seizure, or even attempted a consensual encounter, he likely would have still discovered Smith's drinking. The officer's interference with Smith's liberty, however, would have been commensurate to growing levels of suspicion.
III
¶37 I do not suggest that a man asleep in his car in the middle of the night in a parking lot after being asked to leave raises no concern. But the issue here is whether the officers were checking on Smith's welfare or simply investigating crime. In
State v. Anderson
,
¶38 The United States Supreme Court has limited the community caretaking doctrine to police functions "totally divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute."
Cady v. Dombrowski
,
Since
Cady
, courts and commentators have recognized three distinct types of community caretaking: (1) the emergency aid doctrine; (2) the automobile inventory doctrine; and (3) the public servant doctrine.
See
Mary Elisabeth Naumann,
The Community Caretaker Doctrine: Yet Another Fourth Amendment Exception
,
Admittedly, police officers are required to wear many hats and may have both community-caretaking and criminal-investigation purposes in mind when they stop to offer assistance.
See
Livingstone
,
Most of the development of the community caretaking doctrine has happened in state courts.
State v. Kurth
,
Of course, "[t]he fact that the protection of the public might, in the abstract, have been accomplished by 'less intrusive' means does not, by itself, render" Smith's seizure unreasonable.
See
Cady
,
The district court found that the "perceived emergency in this case was that there was a welfare check, or some concern about Smith's well-being." (Emphasis added.) There was no expressed concern about the public at large being in danger.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.