Luna v. Luna
Luna v. Luna
Opinion
¶ 1 While giving her brother Luis Luna (Luna) a ride to work, Maria Luna (Sister) was involved in an automobile accident in which Luna was injured. Luna sued Sister for negligence, yet during depositions testified unequivocally that the traffic light was green in Sister's favor. Sister contends-and we agree-that this testimony constitutes a binding judicial admission that Luna cannot contest at trial, and we therefore conclude that the district court properly entered partial summary judgment against Luna on the issue of whether the light was green. While this fact alone does not entitle Sister to complete summary judgment, the court's entry of judgment in Sister's favor was appropriate on the facts of this case, where Luna produced no evidence of negligence other than potential testimony about the color of the traffic light. We therefore affirm the district court's summary judgment order, as well as a challenged discovery order.
BACKGROUND
¶ 2 Sister was giving Luna a ride to work one morning when their vehicle was struck by another driver (Driver) at an intersection controlled by a traffic light. Because Driver and Sister each entered the intersection perpendicular to one another, the light could not have been green for both of them. Luna sustained injuries from the accident, and eventually brought suit against both Driver and Sister for negligence and other related claims. In his complaint, Luna alleged that Driver had caused the accident by running a red light or, in the alternative, that Sister had caused the accident by running a red light. Luna also alleged that both drivers had failed to maintain a proper lookout and failed to yield to the other vehicle.
¶ 3 All parties to the suit were deposed, and Sister and Driver each testified that they had the green light when they entered the intersection. Luna was deposed twice and, during each deposition, his testimony was given through a Spanish-language interpreter. Each time, he testified-repeatedly-that the light was green for Sister when she entered the intersection. At his first deposition, he testified as follows:
Q. Did you see the color of the light as you were entering the intersection?
A. Yes. It was green.
Q. How long had the light been green before you entered the intersection?
A. Since we went through it until it hit us.
Q. How many seconds had the light been green before you entered the intersection?
A. I would not be able to tell you.
....
Q. You don't know how far back you were from the intersection when you first noticed the color of the light?
A. I will repeat myself. It was green when we went through it.
....
Q. So what I want to know is exactly where was your car in relation to the intersection when you first noticed the color of the light. ... I'm just trying to figure out where you were when you first noticed the light.
A. Well we saw it-we were driving, we saw that it was green, and when we passed through the intersection it was already green. We were okay.
....
Q. Was the light always green from the moment that you first saw it until the moment of the impact?
A. Yes.
¶ 4 Three weeks later, Luna was again deposed. Though he stated that he did not give the road the same attention as he would have had he been the one behind the wheel, he again emphasized that the light was green when Sister entered the intersection:
Q. Now based on your previous testimony the last time we were here, you were absolutely adamant that the light was green as you proceeded through the intersection; is that correct?
A. Yes.
....
Q. You were in the car the day the accident happened; correct?
A. Yes, of course.
Q. You saw the light was green as you were going through the intersection; correct?
A. Well, I'll tell you again, yes, I was looking, but I wasn't looking to see who else was looking. I was merely focused on the idea that I was headed to work. So I'll tell you again, all I had on my mind was what I would be doing when I got to work, and that's what occupied my thinking. ... Any other type of question I couldn't tell you, but my attorney could tell you.
Q. Did you see the light green as you proceeded through the intersection?
A. Yes.
¶ 5 During the second deposition, defense counsel asked Luna about his opinion of Sister's driving on the day in question:
Q. So in terms of the accident, do you have any problems with the way your sister operated her vehicle on the day of the accident?
[Luna asks for the question to be repeated]
A. Well, no. To me, I mean, with all that's happened to me, and I'll tell you again, things have changed. So it was one thing before and now it's different in terms of how I am. Everything has changed for me, and that's why I am putting forth this suit with [Sister]. I don't think I could say anything more. I would defer to my attorney.
Q. Well, you just answered my question, and I want to just confirm it that you just said that you had no problems with the way [Sister] operated her vehicle on the day of the accident. Is that what you said?
A. Yes.
¶ 6 Luna eventually reached a settlement with Driver, who was then dismissed from the case. Thereafter, Sister filed a motion for summary judgment, arguing that there was no genuine dispute as to material facts between Luna and Sister, because each of them agreed not only that the light was green, but also that Sister was properly operating her vehicle. In opposition to Sister's motion, Luna pointed only to the conflicting testimony of Driver regarding the color of the traffic light, arguing that,
[Luna's] testimony is disputed by [Driver]. ... The jury is no more bound by [Luna's] testimony than [Sister's]. The jury might conclude that [Luna's] testimony was protective of [Sister], and conclude that [Driver] was truthful .... Or the jury might attribute only a small percentage of fault to [Sister].
Luna offered no other evidence to show negligence, attaching only two pages of Driver's deposition testimony in which Driver testified that his light was green. Specifically, Luna offered no evidence that Sister was driving improperly by, for instance, failing to keep a proper lookout, speeding, or driving while distracted.
¶ 7 The district court held a hearing, after which it requested supplemental briefing from the parties on whether some of the statements Luna made in his deposition should be considered binding admissions. Sister argued that Luna's statements were "judicial admissions" that Luna should be precluded from contradicting. Luna acknowledged that he had consistently testified that the light was green, but argued that his testimony was ordinary testimony that a jury should be able to disregard in favor of Driver's account of the relevant events. After oral argument, the district court determined that Luna's deposition testimony-including both his statements about the color of the light as well as his statements about how Sister was driving her vehicle-contained judicial admissions that he was not free to contradict, and that therefore summary judgment was appropriate in favor of Sister.
¶ 8 During the course of the litigation, Luna designated his treating physicians as non-retained expert witnesses who may testify at trial in support of his claims. After some litigation about the propriety of those disclosures, Sister's counsel noticed and took the depositions of two of Luna's treating physicians. The parties were unable to agree on which party, if any, should pay the fees charged by the treating physicians for their time spent in deposition and, after the depositions were taken, Luna filed a statement of discovery issues asking the court to compel Sister to pay those fees. Luna argued that rule 26(a)(4)(B) of the Utah Rules of Civil Procedure required Sister to do so, because she had requested the depositions. Sister objected to the statement, arguing that the rule required a party to pay an expert's professional fee for attending a deposition only if the expert was a retained expert. The court issued an order denying Luna's statement of discovery issues on the same day it issued its grant of summary judgment in favor of Sister.
ISSUES AND STANDARDS OF REVIEW
¶ 9 Luna appeals the district court's orders, and asks us to consider three issues. First, Luna argues that the district court erred in treating his deposition statements as non-rebuttable judicial admissions. "We review the legal questions underlying the admissibility of evidence for correctness and the district court's decision to admit or exclude evidence for an abuse of discretion."
Rocky Mountain Power Inc. v. Marriott
,
¶ 10 Next, Luna argues that the district court erred in dismissing the entire action, because even if the traffic light is conclusively considered to be green, this fact did not necessarily establish that Sister was not negligent. "[W]e review a district court's grant of summary judgment for correctness, affording no deference to the court's legal conclusions."
Poulsen v. Farmers Ins. Exch.
,
¶ 11 Lastly, Luna argues that the district court abused its discretion when it did not require Sister to pay the hourly professional fee charged by Luna's treating physicians for appearing at depositions taken by Sister. "We review discovery rulings for an abuse of discretion."
Dahl v. Harrison
,
ANALYSIS
I
¶ 12 First, Luna argues that the district court erred by deeming conclusive-as non-rebuttable judicial admissions-Luna's sworn deposition testimony that the traffic light was green as Sister drove into the intersection and that he had no concerns with the manner in which Sister was operating her vehicle. Luna asserts that his testimony should be treated as ordinary evidence that a factfinder is free to ignore in favor of other competent evidence. In resolving this issue, we first consider, under Utah law, whether and under what circumstances a party's testimony may be deemed a non-rebuttable judicial admission. We then analyze the two statements at issue and conclude that Luna's statement that "the light was green" is a conclusive judicial admission, but that Luna's statement about Sister's driving does not qualify as such.
A
¶ 13 Before beginning our analysis, we consider it necessary to carefully frame the question presented in this case. Here, Luna is not seeking to alter or change his deposition testimony, and therefore we are not confronted with the question of whether Luna ought to be permitted to contradict his deposition testimony with his own affidavit or testimony. Whether a party may alter his or her own deposition testimony with a later-filed contradictory affidavit in an attempt to create a factual issue is a question with which Utah appellate courts have already grappled.
See, e.g.
,
Webster v. Sill
,
¶ 14 That is not the question at issue here, because Luna is content with the state of his deposition testimony and makes no effort to alter it. Instead, Luna seeks to introduce evidence from a different witness-rather than from his own mouth-to call into question his own testimony. This case therefore presents a distinct issue: where a party either does not wish to, or is not allowed to, change a factual admission made during a deposition, what is the evidentiary effect of that admission? And, specifically, should that party's admission be deemed conclusive, such that the party will not be allowed to introduce evidence from other sources to contradict it?
¶ 15 In Utah, as in other jurisdictions, a party's admission of fact in a pleading is normally treated as a conclusive admission that the party is not later permitted to contradict, even with evidence from other sources.
See
Baldwin v. Vantage Corp.
,
¶ 16 Commentators and courts in other jurisdictions have directly addressed the issue, though, and have identified two basic approaches.
See
2
McCormick on Evidence
§ 258. Some jurisdictions treat the sworn testimony of a party like that of any other witness, allowing parties to contradict their own statements with the testimony of other witnesses.
¶ 17 First, allowing cases to proceed to trial when the two parties do not disagree about the matter to be tried is a poor use of our limited judicial resources. The main function of the judicial system in our society is to act as a forum for the fair and impartial resolution of bona fide disputes between parties. "Private-rights disputes lie at the core of the historically recognized judicial power."
Jenkins v. Swan
,
¶ 18 If two parties do not actually have a dispute about a particular issue, there seems little point in bringing the power of the judicial system to bear to weigh in on the matter.
See
Utah Animal Rights Coal. v. Salt Lake City Corp.
,
¶ 19 Second, there is something unjust about allowing a litigant to convene a trial so that a jury can determine if the facts are other than what the litigant swears they are. As one court put it, a litigant should not be permitted to "make out a better case for himself than he himself has testified to where his case involves facts within his own knowledge."
Bell v. Harmon
,
¶ 20 Luna points out that he is allowed to plead his case using alternative theories of recovery, and argues that considering his deposition testimony as conclusive would curtail his ability to plead in the alternative. Modern rules do allow parties to plead alternative theories of relief,
see
Helf v. Chevron U.S.A. Inc.
,
¶ 21 This case illustrates the point. Here, Sister does not assert-and we do not discern-anything inappropriate about the fact that, in his original complaint, Luna pled facts about the color of the light in the alternative. At the time parties file complaints, they may not have all of the facts at their disposal, and may be uncertain as to their true state. At the time Luna filed his complaint, we can perhaps give him the benefit of the doubt about whether he was completely sure about the color of the traffic light at the time Sister entered the intersection. But after discovery was complete, the record contained Luna's sworn deposition testimony, in which he repeatedly and unequivocally stated that the light was green in Sister's favor. At that point, Luna no longer has any colorable basis upon which to plead that the light was anything other than green, and therefore there is no longer any role for "alternative facts."
¶ 22 For these reasons, then, we reject Luna's argument that all statements a party makes at a deposition are nothing more than ordinary evidentiary admissions that can never constitute conclusive judicial admissions. We think the better rule-and the one we adopt here-is that a party's sworn deposition statements, provided certain factors are present, can constitute binding judicial admissions.
B
¶ 23 Next, we consider the precise circumstances under which a party will be conclusively deemed to have admitted a matter in a deposition. Our review of both Utah case law and persuasive authority from other jurisdictions reveals that four factors largely drive the analysis and that, in order to be considered a binding judicial admission, a statement must meet all four of the following criteria.
¶ 24 First, the statement at issue must be made under oath in the course of the current judicial proceeding.
See
Aguirre v. Vasquez
,
¶ 25 Second, the testimony in question must be clear and unequivocal-that is, it must not be ambiguous or susceptible to multiple interpretations, there must be no contention that the party made any mistake in their testimony, and there must not be any rational or sufficient explanation for the discrepancy between the testimony and the pleadings.
See
¶ 26 Third, the statement in question must be about a factual issue within the party's personal knowledge, rather than about a matter of opinion, ultimate fact, or legal conclusion.
See
Hansen v. Ruby Constr. Co.
,
¶ 27 Finally, giving conclusive effect to the testimony must be consistent with the public policies of conserving judicial resources, preventing perjury, and advancing the quality of justice.
See
supra
¶¶17-20;
see also
Aguirre
,
¶ 28 Accordingly, we hold that a party's statement will be considered a binding judicial admission only if all of the following criteria are met: (1) the statement is made under oath during the course of the judicial proceeding; (2) the statement is clear and unequivocal; (3) the statement is about a factual matter within the party's personal knowledge (as opposed to a statement offering an opinion or legal conclusion); and (4) giving binding effect to the statement would be consonant with the policies underlying the "judicial admission" rule.
C
¶ 29 Next, we must apply this test to the two categories of statements Luna made during his deposition: (1) his statements that the traffic light was green; and (2) his statement that he "had no problem with" the manner in which Sister operated her vehicle on the day of the accident. Sister seeks to hold Luna to both categories of statements. We agree with Sister that Luna's statements about the color of the traffic light meet the criteria required to be considered judicial admissions and should therefore be considered as such, but we agree with Luna that his statement about the way in which Sister was driving does not meet the criteria.
1
¶ 30 With regard to Luna's statements that the traffic light was green when Sister entered the intersection, we conclude all of the necessary elements are met. Luna acknowledges that the statements were made under oath at a deposition in the course of the judicial proceeding at issue, and does not dispute that the statements concern an almost archetypal matter of fact (whether the light was red or green) that is certainly within the realm of his personal knowledge. Luna argues, however, that his testimony was not sufficiently unequivocal, when taken as a whole, 1 to qualify as a judicial admission. On the facts presented here, we disagree.
¶ 31 When asked about the color of the light, Luna was adamant that it was green for Sister. Indeed, Luna so testified seven different times over the course of his two depositions. At times, Luna even appeared annoyed by the multiple questions about the matter, twice stating: "I will repeat myself. It was green when we went through it." In the portions of the deposition transcript Luna provided, he never expressed the slightest doubt or equivocation about the color of the light. Moreover, Luna did not seek to correct or amend his deposition, nor did he ever file an affidavit seeking to explain away or contradict his testimony. Indeed, by his own admission, Luna's testimony on this point has remained remarkably consistent.
¶ 32 And giving conclusive effect to Luna's testimony regarding the color of the light is consistent with the public policies underlying judicial admissions-conserving judicial resources, preventing perjury, and advancing the quality of justice. Luna and Sister do not have a dispute about the color of the light: they each clearly swore, under oath, that it was green. It makes little sense to convene a jury to consider the matter.
¶ 33 The circumstances presented here constitute a clear example for application of the "judicial admission" rule. Luna testified clearly and unequivocally, under oath in a deposition, about a factual matter well within his personal knowledge. It would be unjust to relieve him of the consequences of this admission. Accordingly, the district court correctly determined that Luna's testimony on this point constituted a judicial admission, and correctly deemed the light "green" for the purposes of adjudicating the dispute between Luna and Sister.
2
¶ 34 We reach a different conclusion, however, with regard to Luna's deposition testimony about the manner in which Sister was operating her vehicle on the day in question. Although that statement was offered under oath in a deposition in this judicial proceeding, it does not meet two of the other elements: the statement was not unequivocal, and-as construed and offered by Sister-it concerned a matter of opinion.
¶ 35 First, when asked if he had "any problems with the way [Sister] operated her vehicle on the day of the accident," Luna's answer was far from clear and unequivocal. His response was: "Well, no. To me, I mean, with all that's happened to me, and I'll tell you again, things have changed. So it was one thing before, and now it's different in terms of how I am." When asked to confirm that he "just said that [he] had no problems with the way [Sister] operated her vehicle on the day of the accident," Luna replied "Yes." Luna was not asked any specific follow-up questions about, for instance, whether Sister appeared distracted, whether she was speeding, or any other particular fact about her driving that day.
¶ 36 In our view, the question posed was not particularly clear. Whether a person has "any problems" with the way someone else is operating a vehicle is a question open to various interpretations. It is not at all clear, from context, whether Luna even understood this question to be asking about potential negligent actions Sister might have taken; this lack of clarity is only heightened by the fact that Luna was testifying through a Spanish-language interpreter. Luna first asked for the question to be repeated, perhaps indicating some confusion about what the question meant, then gave a rather rambling and (at least partially) non-responsive answer. The attorney asking the question tried to restate it, at which point Luna answered in the affirmative. In sum, this particular exchange between lawyer and witness does not leave us with any confidence that Luna was offering knowing testimony about the particulars of Sister's driving that day.
¶ 37 Second, if we construe the question as one asking for Luna's opinion about whether Sister was operating her vehicle in a negligent manner-the only context for which Sister offers it-Luna's answer would be in the nature of an opinion on an ultimate
issue, rather than on a particular factual matter within his personal knowledge. Negligence, and the apportionment of negligence in a case where two or more parties may be at fault, are ultimate facts,
see, e.g.
,
Acculog, Inc. v. Peterson
,
II
¶ 38 Had we determined that both of Luna's statements were judicial admissions, it would have followed therefrom that summary judgment in favor of Sister is appropriate. But given our ruling that only Luna's statements about the color of the traffic light constitute judicial admissions, we must proceed to the next step: whether it is possible for Luna's case to survive Sister's motion for summary judgment when (a) his statement about Sister's driving is merely an ordinary admission, but (b) it is deemed a conclusive fact that Sister did not run a red light.
¶ 39 Luna correctly points out that, even if his statement that the light was green is considered conclusive, and the factfinder must therefore find that the light was green, that fact alone does not inexorably exonerate Sister from negligence. In certain instances, drivers proceeding through a green light may still be considered to have acted negligently.
See, e.g.
,
Keller v. Martinez
,
¶ 40 Sister acknowledges this point, but argues that the district court's summary judgment ruling should nevertheless be affirmed due to a lack of competent evidence from any source that would indicate that Sister was driving in a negligent manner. As the plaintiff in a negligence action, Luna bore the burden of proof at trial.
See
Asael Farr & Sons Co. v. Truck Ins. Exch.
,
¶ 41 Once Sister met her initial burden, the burden shifted to Luna, "who may not rest upon the mere allegations or denials of the pleadings, but must set forth specific facts showing that there is a genuine issue for trial."
Id.
¶ 29 (quotation simplified). In opposition to Sister's motion, Luna pointed only to the conflicting testimony of Driver about the color of the light. Luna offered no other evidence to show Sister's negligence. Instead, he offered "mere allegations," not "specific facts showing that there is a genuine issue for trial."
Id.
In fact, Luna alleges no specific action by Sister that could lead a jury to find her at fault. In both his complaint and his opposition to Sister's motion for summary judgment, Luna's allegations of Sister's negligence-save running a red light-merely recite provisions from Utah's
model jury instructions. A plaintiff who "merely state[s] elements of the claimed causes of action and allege[s] in vague and conclusory terms" that defendant committed acts amounting to tortious conduct is not entitled to survive summary judgment.
See
Rusk v. University of Utah Healthcare Risk Mgmt.
,
¶ 42 Because Luna's deposition testimony about Sister's driving is not deemed conclusive, Luna was entitled to the opportunity to present other evidence that might tend to show that-even though she had a green light-Sister was nevertheless driving in a negligent manner. Luna did not take advantage of this opportunity. He produced no evidence-other than Driver's testimony that he had the green light, which testimony is of no use to Luna-that Sister was operating her vehicle in a negligent manner. For this reason, we affirm the district court's grant of summary judgment in favor of Sister on the merits of Luna's claim. 2
III
¶ 43 Lastly, Luna argues that Sister should be required to pay the fee apparently charged by his treating physicians for the time they spent sitting for depositions taken by Sister. Luna grounds his argument in the text of rule 26(a)(4)(B) of the Utah Rules of Civil Procedure, which states that "the party taking the deposition shall pay the expert's reasonable hourly fees for attendance at the deposition." Sister accuses Luna of taking the language of that provision out of context, because she reads that particular subsection as being concerned only with retained experts, and the depositions in question here were of non-retained experts. Sister points out that the applicable section of the rule dealing with non-retained experts contains no similar provision about allocation of costs, see Utah R. Civ. P. 26(a)(4)(E), and asserts that, in this situation, the rule does not require either party to pay a professional witness fee to non-retained experts, and that therefore the allocation of any such costs is a matter left to the discretion of the district court. We think Sister has the better of this argument.
¶ 44 Rule 26(a)(4) begins, in subsection (A), with a discussion of the disclosure requirements for witnesses who are "retained or specially employed to provide expert testimony."
Further discovery may be obtained from an expert witness either by deposition or by written report. A deposition shall not exceed four hours and the party taking the deposition shall pay the expert's reasonable hourly fees for attendance at the deposition . A report shall be signed by the expert and shall contain a complete statement of all opinions the expert will offer at trial and the basis and reasons for them. Such an expert may not testify in a party's case-in-chief concerning any matter not fairly disclosed in the report. The party offering the expert shall pay the costs for the report.
¶ 45 It is clear that subsection (A) deals only with retained experts. The specific disclosure requirements found there differ markedly from the less-stringent disclosure requirements found in subsection (E), the subsection regarding non-retained experts, with regard to whom parties need only disclose "a written summary of the facts and opinions to which the witness is expected to testify."
¶ 46 The rule that does apply here is the subsection dealing with non-retained experts. See Utah R. Civ. P. 26(a)(4)(E). But, as noted, that subsection does not contain any provision assigning responsibility for payment of any hourly fee the non-retained expert might charge for her time during a deposition. 3 Thus, nothing in any applicable rule requires Sister to pay the hourly fee of any non-retained expert witness that she deposes, and nothing in any applicable rule requires the district court to allocate those fees or related costs to any particular party in any particular way. 4
¶ 47 Luna argues-and Sister does not dispute-that there exists a "custom" among lawyers in Utah that the party requesting a deposition pay the court reporter's fee for the original deposition transcript, and analogizes that the same rule should hold true for hourly fees charged by non-retained experts.
See
Caldwell v. Wheeler
,
¶ 48 In a situation like this, where no rule mandates the allocation of these fees in any particular way, we default to the general rule that "[district] courts have broad discretion in matters of discovery."
Daniels v. Gamma West Brachytherapy, LLC
,
CONCLUSION
¶ 49 We conclude that the district court properly treated Luna's deposition testimony about the color of the traffic light as a binding judicial admission. However, the district court erred when it treated Luna's equivocal testimony regarding his opinion of Sister's driving that day as a judicial admission. Nevertheless, we affirm the district court's ultimate grant of summary judgment on the merits of this case, because Luna presented the district court with no evidence of Sister's negligence, other than Driver's testimony about the color of the light. Finally, we discern no abuse of discretion in the district court's discovery order.
¶ 50 Affirmed.
Luna argues that his testimony must be "taken as a whole," but submitted only four pages of his deposition transcript into the record. We are thus unable to review Luna's testimony "as a whole"; our review is necessarily limited to the excerpts contained in the record. Litigants in similar situations-who may want to ask the court to consider deposition testimony "as a whole"-might find it best to err on the side of inclusiveness when attaching deposition excerpts (in four-pages-on-one-page format, if burdening the record is a concern) to summary judgment memoranda.
The district court based its grant of summary judgment on its determination that both categories of Luna's statements-including his statement that he had no complaints about Sister's driving on the day of the accident-were judicial admissions. Although we reach a different conclusion than the district court did about the binding effect of the second category of statements, "we can affirm summary judgment on any ground or theory apparent on the record, regardless of whether it was identified by the district court as the basis of its ruling."
Gardiner v. Anderson
,
Not only does this rule differ from the Utah rule regarding retained experts, see Utah R. Civ. P. 26(a)(4)(B), but it also differs from the applicable federal rule, see Fed. R. Civ. P. 26(b)(4)(E) (stating that "unless manifest injustice would result, the court must require that the party seeking discovery: (i) pay the expert a reasonable fee for time spent in responding to discovery under" the rule providing for depositions of experts).
The Utah Rules of Civil Procedure require parties to pay subpoenaed witnesses "the fees for one day's attendance and the mileage allowed by law," Utah R. Civ. P. 45(b)(2), which Sister did in this case. These fees are nominal and calculated on a per diem basis, see Utah Code Ann. § 78B-1-119 (LexisNexis 2018), whereas a professional witness's fee is usually calculated by the hour and may constitute a more significant amount of money.
To the extent that the text of the rules does not match local custom, that is a matter the parties can bring to the attention of the committee tasked with drafting and amending the rules.
Reference
- Full Case Name
- Luis LUNA, Appellant, v. Maria LUNA, Appellee.
- Cited By
- 1 case
- Status
- Published