United States v. Jensen
United States v. Jensen
Opinion of the Court
MEMORANDUM DECISION AND ORDER GRANTING MOTION TO DISMISS
The matter before the court is Defendant’s Motion to Dismiss Count IV of the Indictment. For the reasons stated below, the Court will grant Defendant’s Motion.
I. BACKGROUND
On May 13, 2010, police executed a search warrant at the residence of Defendant Rickey Scott Jensen (“Jensen”) in Ogden, Utah. The items discovered during the search are the subject of the upcoming trial. The trial in this case was set, after several continuances, for January 8, 2014.
Prior to the January trial date, the government represented to the Court and to Defendant’s counsel that it intended to dismiss Count IV of the Indictment, possession of marijuana, apparently because a witness was unavailable for trial. The government submitted a proposed jury verdict form on January 6, 2014, which did not include Count IV of the Indictment.
The Court recently noted that the government’s handling of the case left it “disappointed and frustrated.”
Also on January 2, 2014, at the final pretrial conference, the Court became aware the government had failed to fully comply with a discovery order to produce all search warrant affidavits containing information from an individual designated as Cl Number 3.
The Court became aware at this same hearing that the government late-produced eight video tape recordings of the execution of the search warrant of Jensen’s residence. The government admitted that they did not know the videos existed until just before they were produced in late December 2013. Although the Court was troubled that the discovery was provided late, it did not continue the trial.
On January 6, 2014, two days before the previously scheduled trial, the government produced three recorded audio conversations containing possible exculpatory evidence.
Now, because of the continuance, the government was able to complete retesting of the marijuana and retain a new witness to testify at trial concerning Count IV. On January 16, 2014, the government advised the Defendant that a new witness was available and the government planned to proceed to trial on Count TV, contradicting the statements it had made to counsel, the Court, and in public filings.
II. DISCUSSION
“As a general rule, fundamental fairness requires that promises made during plea-bargaining and analogous contexts be respected.”
Caselaw abounds in the context of plea bargaining but is scarce on the exact issue before the Court. In addition to due process concerns, the application of the contractual principle of estoppel has sometimes been applied to agreements between the government and defendants in criminal cases.
Conduct by government prosecutors that in the market place would constitute breach of contract or give rise to promissory estoppel will practically always reflect constitutionally unfair conduct in transactions between sovereign and citizens in matters of liberty and punishment. But the obverse of this does not follow. Just because the elements of express contract or promissory estoppel have not been realized in particular plea negotiations cannot mean conclusively that there has been no unfairness in the constitutional sense.14
Here, not only is it important public policy that prosecutors meticulously fulfill their promises but there is an additional complication. Namely, the Defendant should not be put in a worse position, and the government a better one, than they would have been in had trial begun on January 8, 2014. The trial was postponed because of the government’s conduct. Specifically, its failure to timely disclose potentially exculpatory evidence — something the government is constitutionally required to do.
Although the Court does not solely rely on contract principles, it should be noted that Defendant undoubtedly relied on the government’s promise to dismiss Count IV to his detriment. The parties submitted joint jury instructions and a verdict form that did not contain Count IV. Counsel has spent critical weeks believing that the upcoming trial will include only Counts I — III and consequently “closed all trial preparation on this count.”
III. CONCLUSION
It is therefore
ORDERED that Defendant’s Motion to Dismiss Count IV of the Indictment (Docket No. 147) is GRANTED. Pursuant to Federal Rule of Evidence 403, all evidence concerning the marijuana allegedly found at Defendant’s residence is excluded and the government should so instruct its witnesses.
. Docket No. 133.
. Docket No. 127.
. Docket No. 138, at 2.
. Docket No. 129.
. Docket No. 136.
. Docket No. 98.
. Docket No. 138.
. Johnson v. Lumpkin, 769 F.2d 630, 633-34 (9th Cir. 1985) (citing Santobello v. New York, 404 U.S. 257, 262-63, 92 S.Ct. 495, 30 L.Ed.2d 427 (1971)).
. Santobello, 404 U.S. at 267, 92 S.Ct. 495 ("Where the plea bargain is not kept by the prosecutor, the sentence must be vacated and the state court will decide in light of the circumstances of each case whether due process requires ... specific performance ... or ... the option to go to trial on the original charges.”); Parson v. Kentucky, 144 S.W.3d 775, 784 (Ky. 2004) (‘‘Santobello arguably could be extended to cover a situation where the defendant has not yet entered the plea, but has relied on the bargain in such a way that a fair trial would no longer be possible.”).
. United States v. Romero, 360 F.3d 1248, 1253 (10th Cir. 2004).
. United States v. Thompson, 403 F.3d 1037, 1039 (8th Cir. 2005) (quoting United States v. Harvey, 791 F.2d 294, 300 (4th Cir. 1986)).
. See United States v. Hudson, 609 F.2d 1326, 1329 (9th Cir. 1979).
. See, e.g., Parson, 144 S.W.3d at 784.
. People v. Fisher, 657 P.2d 922, 927 (Colo. 1983) (en banc) (quoting Cooper v. United States, 594 F.2d 12, 16 (4th Cir. 1979)).
. See Brady v. Maryland, 373 U.S. 83, 86, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963).
. Docket No. 147, at 4.
Reference
- Full Case Name
- United States v. Rickey Scott JENSEN
- Status
- Published