Giddings v. Utah Transit Authority
Giddings v. Utah Transit Authority
Opinion of the Court
MEMORANDUM DECISION and ORDER GRANTING IN PART and DENYING IN PART UTA’s PARTIAL MOTION TO DISMISS
Defendant Utah Transit Authority (UTA) moves to dismiss Plaintiff Yuki Giddings’s second, fourth, fifth and eighth causes of action.
UTA’s Partial Motion to Dismiss is GRANTED in part and DENIED in part. Based upon reasoning set forth in UTA’s unopposed Motion on the fourth, fifth, and eighth causes of action, those claims are DISMISSED. The second cause of action alleging UTA failed to accommodate a disability under the Americans with Disabilities Act
MOTION TO DISMISS STANDARD'....... ....................................1207
DISCUSSION ..-................................................................1207
UTA is Not a State Agency Entitled to Assert Eleventh Amendment Immunity.............................................................1207
Claims Under the Utah Antidiscrimination Act Must Be Pursued Administratively........................................................1208
Negligence-based Claims Are Precluded by Statutory Exclusive Remedy Provisions .................................’.......................1209
Statutory Preclusion of Tort Claims in Utah..........................1209
Preclusion by the Workers’ Compensation Act of Utah........... 1210
Preclusion by the Utah Antidiscrimination Act........................1211
ORDER.........'...........................................................1212
Under a Rule 12(b)(6) motion, well-pleaded factual allegations are accepted as true and viewed in the light most favorable to the nonmoving party.
DISCUSSION
UTA is Not a State Agency Entitled to Assert Eleventh Amendment Immunity
In her second cause of action, Ms. Giddings alleges that UTA failed under Title I of the Americans with Disabilities Act to accommodate her disability.
The principal Supreme Court decision in Eleventh Amendment jurisprudence is Mt. Healthy City School District Board of Education v. Doyle.
[w]hether a particular political subdivision is an ‘arm of the state’ is determined by examining four factors: (1) the characterization of the governmental unit under state law; (2) the guidance and control exercised by the state over the governmental unit; (3) the degree of*1208 state funding received; and (4) the governmental unit’s ability to issue bonds and levy taxes on its own behalf.15
A majority of circuit courts have “concluded that ‘the entity asserting Eleventh Amendment immunity has the burden to show that it is [an “arm” of the state] entitled to [Eleventh Amendment] immunity.’ ”
Under the Governmental Immunity Act of Utah, UTA may be entitled to share in the state’s protections for certain purposes, but “the extent of Eleventh Amendment immunity [remains] a question of federal law.”
Contrary to UTA’s argument, no court has “concluded [that] UTA is a state agency.”
Claims Under the Utah Antidiscrimination Act Must Be Pursued Administratively
In her fourth cause of action, Ms. Giddings alleges a violation of the Utah Antidiscrimination Act (UADA) against all defendants.
The Utah Supreme Court has held that an individual does not have a private right of action for violations of the UADA.
Negligence-based Claims Are Precluded by Statutory Exclusive Remedy Provisions
In her fifth cause of action, Ms. Giddings alleges that UTA was negligent in failing to protect her from a harassing workplace.
Statutory Preclusion of Tort Claims in Utah
In Retherford v. AT & T Communications, the Utah Supreme Court adopted the “indispensable element test” to determine “whether a statutory cause of action forecloses a common law remedy.”
Retherford illustrated the application of the indispensable element test in the workers’ compensation context as previously applied
Initially, we identified the injury that the workers’ compensation statute is designed to address, i.e., only physical and mental injuries on the job. Then we examined the elements of the plaintiff’s tort claims ... to determine whether physical or mental injury was a necessary element of each cause of action. This inquiry led us to the following conclusions. First, we determined that the plaintiffs claim for slander did not require that the plaintiff prove physical or mental injury; it required defamation, or injury to reputation, which was not an injury the statute addressed. Consequently, we held that the nature of the injury was not among those injuries protected by the statute and therefore the Workers’ Compensation Act did not provide the exclusive remedy for the plaintiffs slander claim. Second, we determined that the plaintiffs claims for intentional and negligent infliction of emotional distress did require that the plaintiff prove mental injury because “ ‘mental harm is the essence’ of [those] tort[s].” Because mental injury was among those injuries addressed by the statute and because the plaintiff could not prove intentional and negligent infliction of emotional distress without proving mental injury, we' held that the Workers’ Compensation Act provided the exclusive remedy for the plaintiffs mental distress.43
Preclusion by the Workers’ Compensation Act of Utah
In her negligence-based claims, Ms. Giddings alleges that some of UTA’s improper conduct occurred during the course and scope of her employment with UTA.
In Retherford, the Utah Supreme Court noted that the Act’s applicability to negligent employment was .unclear because “[n]either the Act itself nor judicial interpretation of it ... supplied] an explicit exception for the tort of negligent employment[.]”
Under the indispensable element test, Ms. Giddings’s common law tort claims are barred by the Workers’ Compensation Act. First, the Act is designed to address “physical and mental injuries on the job.”
Preclusion by the Utah Antidiscrimination Act
Giddings’s negligencé-based claims are also barred by the UADA. UTA argues that under Retherford, “Giddings’ claims are barred by the UADA’s exclusive remedy provision” because “[h]er alleged injury, the harassment -of her fellow employees and resulting damages, is not distinct from the employment discrimination based upon sex.”
Later, in Gottling v. P.R. Incorporated,
Ms. Giddings’s pendent negligence claims against UTA are grounded on allegations and injuries of discrimination and harassment based on gender. As such, they are common law claims which are precluded under the Utah Supreme Court’s broad holding in Gottling. Thus, Ms. Giddings’s exclusive remedy for her alleged injuries stemming from employment discrimination and harassment based on gender, at least under state law, was an administrative claim against UTA under the Act. Accordingly, Giddings’s negligence-based claims are barred by the UADA and must be dismissed.
In summary, Giddings’s negligence-based claims are barred by the exclusive remedy provision of the Utah Workers’ Compensation Act and by the UADA. Accordingly, UTA’s Motion is GRANTED as to Giddings’s fifth and eighth causes of action against UTA.
ORDER
IT IS HEREBY ORDERED that UTA’s Motion is GRANTED IN PART and DENIED IN PART. Giddings’s fourth, fifth and eighth causes of action against UTA are DISMISSED. The motion to dismiss the second cause of action is DENIED. All other claims remain against UTA and the remaining defendants.
. Partial Motion to Dismiss (Motion), docket no. 14, filed Nov. 25, 2014.
. See DUCivR 7-l(d) ("Failure to respond timely to a motion may result in the court’s granting the motion without further notice.”).
. 42 U.S.C. §§ 12101 etseq.
. Ruiz v. McDonnell, 299 F.3d 1173, 1181 (10th Cir. 2002).
. Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)).
. Complaint at 16, docket no. 2, filed Sept. 2, 2014.
. Motion at 4-5.
. Howlett v. Rose, 496 U.S. 356, 376, 110 S.Ct. 2430, 110 L.Ed.2d 332 (1990).
. Ambus v. Granite Bd. of Educ., 995 F..2d 992, 995 (10th Cir. 1993).
. Sutton v. Utah Sch. for Deaf & Blind, 173 F.3d 1226, 1232 (10th Cir. 1999).
. Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 97 S.Ct. 568, 50 L.Ed.2d 471 (1977).
. Id. at 280, 97 S.Ct. 568.
. Id.
.Id. at 280-81, 97 S.Ct. 568.
. Sutton, 173 F.3d at 1232.
. Woods v. Rondout Valley Cent. Sch. Bd. of Educ., 466 F.3d 232, 237 (2d Cir. 2006) (quoting Gragg v. Ky. Cabinet for Workforce Dev., 289 F.3d 958 (6th Cir. 2002)) (citing cases in the Third, Fifth, Seventh and Ninth Circuits).
. Ambus, 995 F.2d at 995.
. See Utah Code Ann. § 17B-l-103(l)(a)(ii)~ (iii). UTA acknowledges its status under Utah law on its own website, which states: "UTA is not a state agency under Utah law; it is a local district political subdivision of the State of Utah.” Organization & Governance, Utah Transit Authority, http://www.rideuta.cont/ mc/?page=AboutUTA-Organization Governance (last visited May 5, 2015).
. Utah Code Ann. § 17B-l-103(l)(b).
. Motion at 5.
. Parks v. Utah Transit Auth., 53 P.3d 473 (Utah 2002).
. Greene v. Utah Transit Auth., 37 P.3d 1156 (Utah 2001).
. Motion at 4-5.
. See Parks, 53 P.3d at 475-77.
. See Greene, 37 P.3d at 1160.
. Complaint at 18.
. See Utah Code Ann. § 34A-5-107(15).
. See Buckner v. Kennard, 99 P.3d 842, 852 (Utah 2004); Blauer v. Workforce Servs., 331 P.3d 1, 6 (Utah Ct.App. 2014).
. Utah Code Ann. § 34A-5-107(15)(c).
. Id. at § 34A-5-107(16)(a).
. Buckner, 99 P.3d at 852.
. Id.
. Id.
. Utah Code Ann. § 34A-5-107(16)(a) ("The commencement of an action under federal law for relief based upon any act prohibited by this chapter bars the commencement or continuation of any adjudicative proceeding before the commission in connection with the same claims under this chapter.”).
. Complaint at 19.
. Id. at 21.
. Motion at 10.
. Retherford v. AT & T Commc’ns, 844 P.2d 949, 963 (Utah 1992).
. Id. at 965.
. id.
. Id.
. Mounteer v. Utah Power & Light Co., 823 P.2d 1055 (Utah 1991).
. Retherford, 844 P.2d at 965 (citations omitted).
. See Complaint at 19.
. Utah Code Ann. § 34A-2-105(l).
. Id.
. Motion at 11 (citing Star v. Indus. Comm’n, 615 P.2d 436, 437 (Utah. 1980) ("[I]nsofar as the negligence of the employer is involved, ... workmen’s compensation.constitutes the exclusive remedy against the employer[.]”)).
. Retherford, 844 P.2d at 965 (internal quotation marks omitted).
. Id. at n. 8.
. Id.
. Id.
. Id. at 965.
. Motion at 10.
. Retherford, 844 P.2d at 967.
. Id. at 965 (internal quotation marks omitted).
. 61 P.3d 989 (Utah 2002).
. Id. at 992.
. Id. at 994.
. Id. at 997.
Reference
- Full Case Name
- Yuki GIDDINGS, an individual v. UTAH TRANSIT AUTHORITY, a local district of the State of Utah Stanley Sprouse, an individual and Aldo Gomes, an individual
- Cited By
- 11 cases
- Status
- Published