Utah Republican Party v. Herbert
Utah Republican Party v. Herbert
Opinion of the Court
MEMORANDUM DECISION AND ORDER
GRANTING IN PART AND DENYING IN PART DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT [162] AND
GRANTING IN PART AND DENYING IN PART CONSTITUTION PARTY OF UTAH’S MOTION FOR PARTIAL SUMMARY JUDGMENT [163]
This memorandum decision and order resolves two motions: (1) Defendants’ (“State”) Motion for Summary Judgment (“State Motion”)
The Utah Republican Party (“URP”) filed a memorandum in opposition to the State Motion (“URP Opposition”),
The State filed a memorandum in opposition to the CPU Motion (“State Opposition”).
A hearing on these motions was held on October 27, 2015.
For the reasons stated below, the State Motion is GRANTED IN PART and DENIED IN PART, and the CPU Motion is GRANTED IN PART and DENIED IN PART. In addition, because “notice and a reasonable time to respond” was given
CONTENTS
UNDISPUTED MATERIAL FACTS.............................................1266
Registered Political Parties (“RPP”)..........................................1267
SB207 ....................................................................1269
Party Membership.........................................................1269
Party Certification.........................................................1269
State’s Interest or Purpose in Passing SB54 ...................................1270
SUMMARY JUDGMENT STANDARD...........................................1270
DISCUSSION OF MOTIONS ...................................................1270
THE STATE MOTION.....................................................1270
The Unaffiliated Voter Provision is Unconstitutional As Applied.............1270
Evidence is Sufficient to Consider an As-Applied Challenge to the Unaffiliated Voter Provision......................................1271
Forcing a Political Party to Allow Unaffiliated Voters in Its Primary Election Is a “Severe Burden”....................................1273
The Unaffiliated Voter Provision in SB54 Is a Severe Burden and Must Be Struck Down Unless There Is a Compelling State Interest...................................................... 1278
The State Has Not Shown a Compelling State Interest for the Unaffiliated Voter Provision......................................1280
The State Is Not Entitled to Summary Judgment as to the Unaffiliated Voter Provision......................................1282
The Facial Challenge to SB54 Fails......................................1282
The State Motion is Granted in Part and Denied in Part....................1283
THE CPU MOTION.......................................................1284
The Unaffiliated Voter Provision is Unconstitutional........................1284
The Signature Gathering Provision is Constitutional after the Unaffiliated Voter Provision is Stricken............................................1284
The CPU Motion is Granted in Part and Denied in Part....................1285
UTAH CODE § 20A-9-406(l)(a) REPLACES THE FUNCTION OF THE UNAFFILIATED VOTER PROVISION...................................1285
REMAINING CLAIMS....................................................1286
RULE 56(F) GRANT OF SUMMARY JUDGMENT FOR URP......................1286
CONCLUSION................................................................1287
ORDER.......................................................................1287
UNDISPUTED MATERIAL FACTS
1. Senate Bill 54 (“SB54”) was enacted by the Utah State Legislature in the 2014 General Session.
2. SB54 modified the Utah Election Code as it relates to the nomination of candidates, primary and general elections, and ballots.
Registered Political Parties (“RPP”)
4. If an organization of registered voters, wishes to “place the names of candidates representing that organization upon the primary and regular general election ballots under the common organization name,” that organization must become a “registered political party” (“RPP”) under the Utah Election Code.
5. Pursuant to Utah Code title 20A, chapter 8, an RPP is an organization of voters that: participated in the last regular general election and in at least one of the last two regular general elections, polled a total vote for any of its candidates for any office equal to 2% or more of the total votes cast for all candidates for the United States House of Representatives in the same regular general election; or has complied with the petition and organizing procedures of Utah Code title 20A, chapter 8.
6. To qualify to nominate candidates for an upcoming election, an RPP must comply with Utah Code Section' 20A-9-403. Section 20A-9-403 requires an RPP to “either declare [its] intent to participate in the next primary election, or declare that the [RPP] chooses not to have the names of its candidates for elected office featured on the ballot at the next general election.” This is done by filing a statement with the Lt. Governor no later than 5 p.m. on November 15 of the preceding odd-numbered year.
7. If an RPP chooses to participate in the election nomination process, it must also identify one or more registered parties whose members may'vote for its candidates and whether or not unaffiliated voters may vote for their candidates.
8. A candidate for elective office seeking the nomination of an RPP may gain access to that party’s primary ballot by demonstrating they have a reasonable amount of party voters’ support by completing a nomination petition process and obtaining certification.
9. Only party members, and those registered voters a party permits, are allowed to sign a nomination petition.
10. If an RPP chooses to have the State feature the names of its candidates for elective office with the party’s affiliation on the ballot at a regular general election, then the RPP must comply with the requirements of section 20A-9-403 of the Utah Election Code and “nominate its candidates for elective office in the manner prescribed in [that] section.”
12. The Utah Election Code allows the names of the RPP’s candidates for elective office to be featured with party affiliation on the ballot at a regular general election.
13. The candidate who receives the most votes in the party’s primary election is listed on the general election ballot as the party’s nominee
Qualified Political Parties (“QPP”)
14. A QPP is an RPP that: a) allows voters who have not registered with a political party (“unaffiliated voters”) to vote for their party’s candidates in a primary election; b) permits a delegate of its party to vote on a candidate’s nomination in the party’s convention remotely, or provides a procedure for designating an alternative delegate; c) does not hold the party’s convention before April 1 of an even year; and d) permits members of its own party to seek nomination by either or both of the following methods: 1) seeking nomination through the party’s convention process or 2) collecting the requisite number of signatures on a nominating petition.
15. Under the QPP provisions, there are two alternative tracks for a person to become a candidate for placement on the primary ballot: 1) the convention nomination track; and 2) the signature gathering nomination track. Under both of those tracks the statute limits candidates to members of the party.
16. On the convention nomination track, the statute sets forth the “requirements for a member of a qualified political party who is seeking the nomination of a qualified political party.” The remaining provisions of that section refer specifically to “a member of a qualified political party.”
17. The signature gathering nomination track for the QPP is similarly limited to members of the party and those individuals the party permits to participate.
18. SB54 requires that parties who certify their intent to participate in the upcoming election as a QPP allow unaffiliated voters to participate in their primary election.
19. The State intends to enforce the “unaffiliated voters” provision of the QPP.
20. Utah Code § 20A-9-408, as amended by SB54, requires that a candidate for statewide office, who chooses to force a contested primary for a QPP, must obtain the signatures of 28,000 registered voters. Similar signature requirements are required for other offices.
SB207
22. In the 2015 General Session, the Utah State Legislature passed Senate Bill 207, which clarifies that candidates of an RPP must be members of the RPP unless the RPP’s bylaws permit otherwise.
Party Membership
28.Membership in the Utah Republican Party “is open to any resident of the State of Utah who registers to vote as a Republican and complies with the Utah Republican Party Constitution and Bylaws, and membership may be further set forth in the Utah Republican Party Bylaws.”
24.To be a member of the Constitution Party of Utah, in good standing, a person must 1) “[djeclare agreement with principles set forth in the platform of the Constitution Party of Utah;” and 2) “[djeclare membership by voter registration in the party” and be “a resident of Utah.”
25. There are 610,654 unaffiliated registered voters in Utah.
26. There are about 640,000 registered Republicans in Utah. By designating itself as a QPP, the URP’s primary will allow almost an equal number of unaffiliated voters to the number of registered Republicans in the State.
27. There are 4,183 members of the CPU in Utah.
28. The Parties, not the State, determine the requirements for party membership.
Party Certification
29. On July 7, 2015, the Constitution Party of Utah (“CPU”) certified to the Lieutenant Governor its intent to become a QPP as defined in SB54.
30. On August 17, 2015, the Utah Republican Party certified to the Lieutenant Governor its intent to nominate candidates
State’s Interest or Purpose in Passing SB54
31. Lawmakers stated that one of their purposes in passing SB54 was to open party primaries, making nominees “more representative” of the entire State.
SUMMARY JUDGMENT STANDARD
Summary judgment is appropriate if “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
DISCUSSION OF MOTIONS
The State Motion will be discussed first, then the CPU Motion will be addressed.
THE STATE MOTION
The State Motion limits its argument to “1) the Constitution Party’s facial challenge; and 2) the claimed burden of requiring a QPP to allow unaffiliated voters to participate in the Parties’ primaries.”
The Unaffiliated Voter Provision is Unconstitutional As Applied
An “as-applied challenge tests the application of [a] restriction to the facts of a plaintiffs concrete case.”
It is undisputed that the Parties have chosen to become QPPs. Therefore, according to the facts of their concrete case, they must allow unaffiliated voters in their primary election pursuant to the Unaffiliated Voter Provision.
“To assess the constitutionality of a state election law,” the U.S. Supreme Court has held, “we first examine whether it burdens rights protected by the First and Fourteenth Amendments.”
Evidence is Sufficient to Consider an As-Applied Challenge to the Unaffiliated Voter Provision
As a preliminary matter, the State argues that the as-applied challenges brought by URP and CPU are not supported by evidence.
The State is incorrect. In Miller v. Brown,
Challengers to election procedures often have been left without a remedy in regard to the most immediate election because the election is too far underway or actually consummated prior to judgment. Justiciability in such cases depends not so much on the fact of past injury but on the prospect of its occurrence in an impending or future election. There is value in adjudicating election challenges notwithstanding the lapse of a particular election because “[the] construction of the statute, an understanding of its operation, and possible constitutional limits on its application, will have the effect of simplifying future challenges, thus increasing the likelihood that timely filed cases can be adjudicated before an election is held.”75
This persuasive reasoning applies directly to this case. Here, the State argues there are too many uncertainties about SB54 and the effect of the Unaffiliated Voter Provision. The State argues that an election must be held before it is known what precise harms the URP and CPU will suffer from forced association. But even though an election has not been held under SB54, and it is uncertain exactly how SB54 would affect the upcoming election, it is clear that the Unaffiliated Voter Provision “causes the plaintiffs [URP and CPU] to associate with [unaffiliated voters] during the candidate-selection process,”
Because the URP and the CPU are QPPs, they must abide by the provisions applicable to QPPs under SB54. Those
Forcing a Political Party to Allow Unaf-ñliated Voters in Its Primary Election Is a “Severe Burden”
In 1981, the U.S. Supreme Court decided Democratic Party of the United States v. Wisconsin ex rel. La Follette.
[o]n several occasions this Court has recognized that the inclusion of persons unaffiliated with a political party may seriously distort its collective decisions — thus impairing the party’s essential functions — and that political parties may accordingly protect themselves from intrusion by those with adverse political principles.86
The La Follette Court held that “a State, or a court, may not constitutionally substitute its own judgment for that of the Party”
Five years later, in Tashjian v. Republican Party of Connecticut
In striking the Connecticut law down as unconstitutional, the Court wrote that the Republican “Party’s attempt to broaden the base of public participation in and support for its activities is conduct undeniably central to the exercise of the right of association. As we have said, the freedom to join together in furtherance of common political beliefs ‘necessarily presupposes the freedom to identify the people who constitute the association.’ ”
After La Follette and Tashjian, it appeared that a political party’s First Amendment rights were strong, and the State had little ability to intrude into a political party’s ability to associate with those whom the party selected.
Over a decade later, in 1997, the Supreme Court again took up the issue of political parties’ First Amendment rights of association in Timmons v. Twin Cities Area New Party.
The Timmons Court first explained that “[t]he First Amendment protects the right of citizens to associate and to form political parties for the advancement of common political goals and ideas.”
When deciding whether a state election law violates First and Fourteenth Amendment associational rights, we weigh the character and magnitude of the burden the State’s rule imposes on those rights against the interests the State contends justify that burden, and consider the extent to which the State’s concerns make the burden necessary. Regulations imposing severe burdens on plaintiffs rights must be narrowly tailored and advance a compelling state interest. Lesser burdens, however, trigger less exacting review, and a State’s important regulatory interests will usually be enough to justify reasonable, nondiscriminatory restrictions.101
The Court in Timmons reasoned that the New Party had a right to select its own candidate, but it was not “absolutely entitled” to have Dawkins appear on the ballot as the New Party’s nominee. In other words, “[tjhat a particular individual may not appear on the ballot as a particular party’s candidate does not severely burden that party’s associational rights.”
Minnesota’s laws do not restrict the ability of the New Party and its members to endorse, support, or vote for anyone they like. The laws do not directly limit the party’s access to the ballot. They are silent on parties’ internal structure, governance, and policymaking. Instead, these provisions reduce the universe of potential candidates who may appear on the ballot as the party’s nominee only by ruling out those few individuals who both have already agreed to be another party’s candidate and also, if forced to choose, themselves prefer that other party. They also limit, slightly, the party’s ability to send a message to the voters and to its preferred candidates. We conclude that the burdens Minnesota imposes on the party’s First and Fourteenth Amendment associational rights — though not trivial — are not severe.104
Weighing the burden of Minnesota’s law against the asserted state interests, the Court found that the state interests were sufficient to uphold the law. The Court held that “[sjtates certainly have an interest in protecting the integrity, fairness, and efficiency of their ballots and election processes as means for electing public officials.”
The Jones Court recognized that “States have a major role to play in structuring and monitoring the election process, including primaries!,]” and “may require parties to use the primary format for selecting their nominees, in order to assure that intraparty competition is resolved in a democratic fashion.”
What we have not held, however, is that the processes by which political parties select their nominees are ... wholly public affairs that States may regulate freely. To the contrary, we have continually stressed that when States regulate parties’ internal processes they must act within limits imposed by the Constitution.115
Citing to Tashjian and La Follette, the Jones Court explained that “the First Amendment protects ‘the freedom to join together in furtherance of common political beliefs,’ which ‘necessarily presupposes the freedom to identify the people who constitute the association, and to limit the association to those people only.’ ”
That is to say, a corollary of the right to associate is the right not to associate. Freedom of association would prove an empty guarantee if associations could not limit control over their decisions to those who share the interests and persuasions that underlie the association’s being.
In no area is the political association’s right to exclude more important than in the process of selecting its nominee. That process often determines the party’s positions on the most significant public policy issues of the day, and even when those positions are predetermined it is the nominee who becomes the party’s ambassador to the general electorate in winning it over to the party’s views.”117
The Jones Court reiterated that prior “cases vigorously affirm the special place the First Amendment reserves for, and the special protection it accords, the process by which a political party select[s] a stan
The Jones Court struck down California’s blanket primary, holding that it violated the political parties’ associational rights because it “forces political parties to associate with — to have their nominees, and hence their positions, determined by— those who, at best, have refused to affiliate with the party, and, at worst, have expressly affiliated with a rival.”
Under California’s blanket primary system, however, “the prospect of having a party’s nominee determined by adherents of an opposing party [was] far from remote — indeed, it [was] a clear and present danger.”
California argued that even under the blanket primary system, political parties were “free to endorse and financially support the candidate of their choice in the primary.”
In 2005, the Supreme Court again faced the question of political parties’ rights of association in Clingman v. Beaver.
While a state has the authority to regulate elections and even require that political parties hold a primary election, or manage the ballot by limiting multiple party appearances for one candidate, a state may not force a political party to allow unaffiliated voters in its primary election. Such a requirement is a “severe” burden on the political party’s First Amendment rights because it dilutes the party’s ability to determine its candidates, and will only be upheld if it is narrowly tailored to a compelling state interest. No case, however, has upheld a forced open primary.
The Unafñliated Voter Provision in SB54 Is a Severe Burden and Must Be Struck Down Unless There Is a Compelling State Interest
The definition of a QPP in SB54 provides that a “qualified political party” is a registered political party that:
(a) permits voters who are unaffiliated with any political party to vote for the registered political party’s candidates in a primary election;....135
Under the “Unaffiliated Voter Provision,” a political party desiring to become a QPP must open its primary to unaffiliated voters. When the political party becomes a QPP, it has no ability to bar unaffiliated voters from its primary.
The Unaffiliated Voter Provision falls squarely in line with the cases holding that forced association is a severe burden and must be struck down absent a compelling state interest. Unlike Clingman, which upheld a state law that prohibited political parties from allowing too many voters in its voting pool, the Unaffiliated Voter Provision affirmatively requires a QPP to accept unaffiliated voters in its primary election. That is, it mandates association with unaffiliated voters. This type of mandated association has never been upheld and is in direct contrast to the prevailing case law protecting the “right not to associate.”
“In no area is the political association’s right to exclude more important than in the process of selecting its nominee. That process often determines the party’s positions on the most significant public policy issues of the day, and even when those positions are predetermined it is the nominee who becomes the party’s ambassador to the general electorate in winning it over to the party’s views.”
The Unaffiliated Voter Provision is much different than the corresponding requirements for an RPP under SB54. Under the RPP path, an RPP is allowed to identify “one or more registered political parties whose members may vote for the registered political party’s candidates and whether or not persons identified as unaf
The State argues that the Unaffiliated Voter Provision is not unconstitutional as applied to the URP or CPU because the URP and CPU did not have to choose to be a QPP, but could have chosen to follow the RPP path and avoid the Unaffiliated Voter Provision altogether. Therefore, the State contends, SB54 “does not force the parties to associate with non-party members....”
The State cites Miller v. Brown
The same conclusion is reached here. SB54 is facially constitutional because there is a set of circumstances under which the law is valid.
The CPU argued this is a severe burden because it has only about 4,000 members and is the smallest political party in the state.
Similarly, the Unaffiliated Voter Provision is a severe burden on the URP. Even though the URP has significantly more members than CPU — there are about 640,-000 registered Republicans in Utah
Therefore, as applied to the parties in this case, the Unaffiliated Voter Provision is a severe burden because it forces QPPs to flood their primary elections with thousands of unafflliated voters. Accordingly, the Unafflliated Voter Provision must be struck down unless it is “narrowly drawn to advance a State interest of compelling importance.”
The State Has Not Shown a Compelling State Interest for the Unaffiliated Voter Provision
The State advances four interests to support the Unafflliated Voter Provision: “1) increasing candidates’ access to the ballot for party members; 2) increasing voter participation; 3) enhancing the democratic character of elections; and 4) reducing fraud and corruption.”
First, the State argues that “it is clear the statutory provisions will increase party members’ access to the ballot. By providing a direct path to the primary through the gathering of signatures on nominating petitions, the statute expands the paths available to candidates who wish to run for public office.”
Second, the State argues that “voter participation will increase when elections are conducted under the new law.”
Third, the State argues that “[b]y mandating that the parties’ nominees are selected by a direct primary election, the statute also promotes a more democratic election process....”
Fourth, the State argues that fraud and corruption will be reduced by requiring a QPP to hold a “direct primary.”
The State points to Alaskan Independence Party v. Alaska
Without commenting on whether the Alaskan Independence Party decision is correct (the U.S. Supreme Court did not hear an appeal of this decision), it should be underscored that, as the State points out in its brief,
Accordingly, while it is true that a state has authority to require the primary format for selecting nominees, it cannot force the party to associate with those who are not affiliated with the party. As with the other asserted interests above, the State’s asserted interest of eliminating
Therefore, none of the asserted interests articulated by the State is a compelling interest that outweighs the severe burden imposed on the URP and the CPU through the Unaffiliated Voter Provision. Because none of the States’ asserted interests is compelling, no analysis is needed as to whether the legislation is “narrowly drawn.”
The State Is Not Entitled to Summary Judgment as to the Unaffiliated Voter Provision
Forcing a political party to associate with those outside its party is a severe burden on political parties’ associational rights. The Unaffiliated Voter Provision does that, and therefore it is unconstitutional unless a compelling state interest justifies the burden. The State has failed to advance any compelling interest to justify the Unaffiliated Voter Provision. No case has found a sufficient compelling state interest to justify a forced open primary election. Therefore, the State is not entitled to summary judgment as to the Unaffiliated Voter Provision.
The Facial Challenge to SB54 Fails
íhe State argues that in order for CPU to succeed in its facial challenge,
The State argues that “because the RPP path to the ballot does not force association with non-party members and, thus, does not burden the Party’s constitutional rights[,]” SB54 is not facially unconstitutional.
CPU argues that SB54 could be facially unconstitutional because it requires a primary to be held under either the RPP. or QPP path.
CPU’s efforts to preserve its argument for appeal are recognized, but, as CPU recognized, a federal district court cannot overrule U.S. Supreme Court precedent. The U.S. Supreme Court has clearly held that “it is beyond question that States may, and inevitably must, enact reasonable
Because the RPP path is a set of circumstances under which SB54 is valid, the State is correct that SB54 is facially constitutional.
If, under SB54, a political party chooses to be an RPP, only members of that RPP can declare candidacy;
The State Motion is Granted in Part and Denied in Part
The State Motion is GRANTED IN PART and DENIED IN PART. The State has shown that there is no genuine issue of material fact regarding the facial constitutionality of SB54. Therefore, the State Motion is GRANTED with respect to SB54’s facial constitutionality. However, the because the Unaffiliated Voter Provision severely burdens the CPU’s and the URP’s associational rights without a compelling state interest, the State’s request for summary judgment with regard to the Unaffiliated Voter Provision is DENIED.
CPU seeks a ruling that two provisions of SB54 are unconstitutional: (1) the Unaffiliated Voter Provision;
The Unaffiliated Voter Provision is Unconstitutional
For the reasons discussed above, the CPU is correct that the Unaffiliated Voter Provision is unconstitutional because it forces the CPU to associate with unaffiliated voters in contravention of the CPU’s First Amendment right of association. Therefore, the CPU Motion is GRANTED as to the Unaffiliated Voter Provision.
The Signature Gathering Provision is Constitutional after the Unaffiliated Voter Provision is Stricken
The other provision CPU argues is unconstitutional is the Signature Gathering Provision, which requires a candidate to obtain “28,000 signatures of registered voters in the state who are permitted by the [QPP] to vote for the [QPP]’s candidates in a primary election” in order to run for political office.
However, the CPU also remarks that “[i]f the Court strikes down [the Unaffiliated Voter Provision], then this section [the Signature Gathering Provision] loses the danger of having unaffiliated voters signing petitions....”
Because the Unaffiliated Voter Provision has been found unconstitutional and unenforceable, the danger the CPU was concerned about — having unaffiliated voters signing petitions for CPU candidates (candidates who may not subscribe to the CPU’s values and principles) — has been eliminated. The risks associated with the Signature Gathering Provision no longer exist.
The CPU Motion is Granted in Part and Denied in Part
The CPU Motion is GRANTED IN PART and DENIED IN PART. Because the Unaffiliated Voter Provision severely burdens the CPU’s associational rights without a compelling state interest, the CPU’s Motion is GRANTED as to the Unaffiliated Voter Provision. And because the striking down of the Unaffiliated Voter Provision resolves the concerns CPU had with the Signature Gathering Provision, CPU’s Motion is DENIED with regard to the Signature Gathering Provision.
UTAH CODE § 20A-9-406(l)(a) REPLACES THE FUNCTION OF THE UNAFFILIATED VOTER PROVISION
When a provision of a law is unconstitutional, a court may “blue-pencil,” or strike out, the unconstitutional provision.
Three interrelated principles inform the approach to remedies.
The Utah Legislature clearly instructed that the provisions of SB54 are severable, and that if portions or applications of SB54 are found to be unconstitutional, the Utah Legislature would prefer to leave the rest of the provisions intact. The plain language of SB54 provides that “[i]f any provision of [SB54] or the application of any provision of [SB54] ... is held invalid by a final decision of a court of competent jurisdiction, the remainder of [SB54] shall be given effect without the invalid provision or application. The provisions of [SB54] are severable.”
But the Unaffiliated Voter Provision defined who may vote in the URP’s and CPU’s primaries. In the absence of this provision, some definition of QPP primary participation is needed. The provisions immediately surrounding the Unaffiliated Voter Provision in section 101 do not provide any guidance. However, Utah Code § 20A-9-406 provides authority for a QPP to designate who may vote for the QPP’s
Under section 406, the QPP is able to choose who votes for its candidates, while the Unaffiliated Voter Provision would have the State dictate to the QPP who will vote in its primary. Although subsection 406 does not expressly allow a QPP to designate unaffiliated voters to vote in its primary, such a deficiency is not unconstitutional.
REMAINING CLAIMS
The as-applied constitutionality of the Unaffiliated Voter Provision and the facial constitutionality of SB54 as a whole are the only issues specifically briefed by the parties. The Parties’ additional claims are moot because they were relinquished during the hearing on October 27. After being notified that a ruling would likely declare the Unaffiliated Voter Provision unconstitutional as applied on the basis of this record, both the URP and the CPU, after conferring with client representatives and co-counsel, said no other claims would require resolution.
Therefore, for these reasons, the CPU’s and the URP’s “additional claims,” including arguments related to state and federal statutes, the Utah Constitution, and the United States Constitution are considered moot. Attorneys’ fees and costs for the “prevailing party” under 42 U.S.C. § 1988(b) remain.
RULE 56(F) GRANT OF SUMMARY JUDGMENT FOR URP
“After giving notice and a reasonable time to respond, the court may: (1) grant summary judgment for a nonmov-ant. ...”
On October 27, 2015, after advising the parties in the hearing that notice would be given, the following notice was given:
Under Fed.R.Civ.P. 56(f) the court may grant summary judgment for nonmovant Utah Republican Party on the issue of constitutionality of 20A-9101(12)(a) based on the language of the statute. This issue has been fully briefed in the motions filed by the other parties, and in prior briefing. If the Defendants desire, they may file a response to this possible*1287 grant of summary judgment on or before Noon, November 6, 2015. If Defendants elect not to file such a response, they shall file a notice of that choice on or before November 3, 2015.206
Thus, the court gave notice and a reasonable time to respond pursuant to Rule 56(f). The State filed a notice that it would not respond to the 56(f) notice.
CONCLUSION
The State has shown that there is no genuine issue of material fact regarding the facial constitutionality of SB54. However, the because the Unaffiliated Voter Provision severely burdens the CPU’s and the URP’s associational rights without a compelling state interest, the State is not entitled to summary judgment with regard to the Unaffiliated Voter Provision. Instead, CPU is entitled to summary judgment declaring the Unaffiliated Voter Provision unconstitutional as applied to the CPU. With respect to the nonmovant URP, the court enters the same ruling.
Because the Unaffiliated Voter Provision resolves CPU’s concerns had with the Signature Gathering Provision, the Signature Gathering Provision is now constitutional. The CPU’s and the URP’s “additional claims,” including arguments related to state and federal statutes, the Utah Constitution, and the United States Constitution are moot.
ORDER
IT IS HEREBY ORDERED that the State Motion
IT IS FURTHER ORDERED that the CPU Motion
IT IS FURTHER ORDERED that summary judgment is GRANTED in favor of nonmovant URP under Rule 56(f). Utah Code Ann. § 20A-9-101(12)(a) is unconstitutional as applied to URP.
IT IS FURTHER ORDERED that all other claims presented are dismissed.
The form of a declaratory judgment and injunction will be provided to the parties within two weeks for their comments before entry.
The Clerk is directed to close the case.
. Defendants’ Motion for Summary Judgment ("State Motion”), docket no. 162, filed September 21, 2015.
. Motion for Partial Summary Judgment and Memorandum in Support (“CPU Motion”), docket no. 163, filed September 21, 2015.
. Memorandum in Opposition to Defendants' Motion for Summary Judgment ("URP Opposition”), docket no. 176, filed October 9, 2015.
. Memorandum in Opposition to Defendants’ Motion for Summary Judgment (“CPU Opposition”), docket no. 173, filed October 9, 2015.
. Defendants' Reply to the [CPU Opposition] ("Reply to CPU”), docket no. 187, filed October 19, 2015; Defendants’ Reply to the [URP Opposition] ("Reply to URP”), docket no. 194, filed October 20, 2015.
. Defendants' Memorandum in Opposition to the [CPU Motion] ("State Opposition”), docket no. 175, filed October 9, 2015.
. Reply Memorandum in Support of [CPU Motion] ("CPU Reply”), docket no. 188, filed October 19, 2015.
. Minute Entry, docket no. 202, entered October 27, 2015.
. See id. (providing notice); Notice of No Response, docket no. 205, filed October 29, 2015 (providing notice of no opposition).
. Fed.R.Civ.P. 56(f).
.These facts are derived from the State Motion (labeled as "State Fact no. -”); the CPU Opposition (labeled as "CPU Fact no. -”); the Reply to CPU; the URP Opposition (labeled as "URP Fact no. -”); the . Reply to URP; the CPU Motion (labeled as "CPU MPSJ Fact no.-”); the State Opposition; and the CPU Reply. An initial email was sent to the parties on October 24, 2015 outlining the undisputed facts as a result of the briefing. The email included a copy of “Proposed Undisputed Facts,” which was discussed at the summary judgment hearing on October 27, 2015.
Because there was significant overlap between the motions, duplicate facts have been deleted. However, efforts have been made to cross-reference omitted facts. The-parties did not object at the October 27, 2015 hearing to the suggestion of having a single set of undisputed facts for both motions (the State Motion and the CPU Motion).
. State Fact no. 1 (opening section) (citing Senate Bill 54, 2014 Gen. Sess., attached as Exhibit l to the Republican Party's Amended Motion for Preliminary Injunction (“SB54”), docket no. 13-1, filed January 5, 2015); URP Fact no. 32.
. State Fact no. 1 (opening section) (citing SB54); URP Fact no. 32.
. State Fact no. 1 (opening section) (citing SB54).
. Utah Code § 20A-8-102(a). All citations to the Utah Code refer to the 2015 version unless noted otherwise.
. State Fact no. 1 (RPP section) (citing Utah Code § 20A-8-101(4)).
. State Fact no. 2 (RPP section) (citing Utah Code § 20A-9-403(2)(a)(i) and (2)(b)); URP Fact no. 34 (citing Deposition of Mark Thomas ("Thomas Depo.”) 100:15 — 103:16, attached as Exhibit C to Defendants' Brief in Opposition to Plaintiff's Amended Motion for Preliminary Injunction, docket no. 69-3, filed April 1, 2015).
. State Fact no. 3 (RPP section) (citing Utah Code § 20A-9-403(2)(a)(ii)).
. State Fact no. 7 (RPP section) (citing Utah Code §§ 20A-9-403(3)(b)-(4)(a)(i) and -405).
. State Fact no. 8 (RPP section) (citing Senate Bill 54 (2014) Frequently Asked Questions at 6 ¶ 2.8, attached as Exhibit E to Defendants' Brief in Opposition to Plaintiff's Amended Motion for Preliminary Injunction, docket no. 69-5, filed April 1, 2015).
. State Fact no. 9 (RPP section) (citing Utah Code § 20A-9-403(l)(b)); URP Fact no. 35.
. State Fact no. 10 (RPP section) (citing Utah Code § 20A-9-403(5)(a)).
. State Fact no. 11 (RPP section) (citing Utah Code §§ 20A-9-403(l)(b) and -406(5)).
. State Fact no. 12 (RPP section) (citing Utah Code § 20A-6-301(2)).
. State Fact no. 1 (QPP section) (citing Utah Code § 20A-9-101(12)(a)-(d)).
. State Fact no. 2 (QPP section) (citing Utah Code §§ 20A-9-201, -407(1), -408(1)).
. State Fact no. 3 (QPP section) (citing Utah Code § 20A-9-407).
. State Fact no. 4 (QPP section) (citing Utah Code § 20A-9-408).
. URP Fact no. 40 (citing Utah Code § 20A-9-101(12)(a)); CPU MPSJ Fact no. 2.
. URP Fact no. 42 (citing Thomas Depo. 178:23-181:1, 181:17-182:3).
. CPU MPSJ Fact no. 3 (citing Utah Code § 20A-9-408).
. State Fact no. 2 (opening section) (citing Utah Code § 20A-9-403).
. State Fact no. 2 (opening section) (citing Utah Code § 20A-9-406).
. State Fact no. 6 (RPP section) (citing Senate Bill 207 Enrolled Copy, 1. 618-632, 2015 Gen. Sess., attached as Exhibit G to Defendants’ Brief in Opposition to Plaintiff's Amended Motion for Preliminary Injunction, docket no. 69-7, filed April 1, 2015; Utah Code § 20A-9-201; Utah Code § 20A-9-403(8)); URP Fact no. 33.
. State Fact no. 5 (SB207 section); URP Fact no. 6; URP Constitution (2015) Art. I § C, attached as Exhibit 1 to URP Opposition, docket no. 177-1, filed October 10, 2015.
. State Fact no. 6 (SB207 section) (citing CPU Constitution and Bylaws Art. IV(A) and (B), attached as Exhibit A to Amended Complaint, docket no. 30-1, filed January 30, 2015).
. URP Fact no. 40 (citing Utah Code § 20A-9-101(12)(a); Thomas Depo. 214:13-215:13).
. URP Fact no. 40 (citing Thomas Depo. 214:13-215:13).
. CPU MPSJ Fact no. 1 (citing Thomas Depo. 228:18-20).
. CPU Fact no. 1 (citing Thomas Depo. 228:16-233:19).
. State Fact no. 7 (SB207 section) (citing Utah Code § 20A-8-101(5)).
. State Fact no. 3 (opening section) (citing correspondence from C. Simonsen to M. Thomas, dated July 7, 2015, attached as Exhibit A to State Motion, docket no. 162-1, filed September 21, 2015); CPU MPSJ Fact no. 4.
. State Fact no. 4 (opening section) (citing correspondence from J. Evans to Lt. Gov. Cox, dated August 17, 2015, attached as Exhibit B to State Motion, docket no. 162-2, filed September 21, 2015); URP Fact no. 48.
. URP Fact no. 54 (citing audio file of floor debate in the House, day 37 of 2014 Gen. Sess. at approx. 2:02:43 (statement of Rep. McCay)).
. Fed.R.Civ.P. 56(á).
. Adler v. Wal-Mart Stores, Inc., 144 F.3d 664, 670 (10th Cir. 1998).
. Id.
. Id. at 670-71.
. State Motion at 1 (citation omitted).
. Id.
. Only the CPU raised a facial challenge to SB54; the URP did not. See [URP] Complaint, docket no. 2, filed December 1, 2014; [CPU] Amended Complaint ¶¶ 36(a), (c), (e), (g), (i), docket no. 30, filed January 30, 2015.
. Utah Code § 20A-9-101(12)(a).
. Colo. Right to Life Comm. v. Coffman, 498 F.3d 1137 (10th Cir. 2007).
. [URP] Complaint ¶ 110; [CPU] Amended Complaint ¶ 36.
. Those arguments are addressed at the end of this memorandum decision and order.
. Utah Code § 20A-9-101(12)(a).
. Utah Code § 20A-9-101(12)(a).
. Eu v. San Francisco County Democratic Central Committee, 489 U.S. 214, 222, 109 S.Ct. 1013, 103 L.Ed.2d 271 (1989).
. Washington State Grange v. Washington State Republican Party, 552 U.S. 442, 451, 128 S.Ct. 1184, 170 L.Ed.2d 151 (2008) (emphasis added).
.State Motion at 3.
. Id. at 4.
. Id.
. Id.
. Id.
. Id. at 5.
. Id.
. Miller v. Brown, 462 F.3d 312 (4th Cir. 2006).
. Id. at 319.
. Id.
. Id. at 318.
. Id. at 316.
. Id. at 319.
. Babbitt v. United Farm Workers National Union, 442 U.S. 289, 99 S.Ct. 2301, 60 L.Ed.2d 895 (1979).
. Miller, 462 F.3d at 319 (citing Babbitt, 442 U.S. at 299, 99 S.Ct. 2301).
. Miller, 462 F.3d at 320 (quoting Babbitt, 442 U.S. at 301 n. 12, 99 S.Ct. 2301) (alteration and quotation marks in original).
. Miller, 462 F.3d at 318.
. Id. at 316.
. Id. at 319.
. Utah Code § 20A-9-101(12)(a).
. Miller, 462 F.3d at 317.
. E.g., Eu, 489 U.S. at 222, 109 S.Ct. 1013.
. Democratic Party of the United States v. Wisconsin ex rel. La Follette, 450 U.S. 107, 101 S.Ct. 1010, 67 L.Ed.2d 82 (1981).
. Id. at 110-111, 101 S.Ct. 1010.
. Id. at 111-12, 101 S.Ct. 1010.
. Id. at 112, 101 S.Ct. 1010.
. Id. (internal quotation marks omitted).
. Id. at 124-25, 101 S.Ct. 1010.
. Id. at 125-26, 101 S.Ct. 1010.
. Tashjian v. Republican Party of Connecticut, 479 U.S. 208, 107 S.Ct. 544, 93 L.Ed.2d 514 (1986).
. Id. at 210-211, 107 S.Ct. 544.
. Id. at 214, 107 S.Ct. 544 (quoting La Follette, 450 U.S. at 122, 101 S.Ct. 1010).
. Tashjian, 479 U.S. at 225, 107 S.Ct. 544.
. Timmons v. Twin Cities Area New Party, 520 U.S. 351, 117 S.Ct. 1364, 137 L.Ed.2d 589 (1997).
. Id. at 353-54, 117 S.Ct. 1364.
. Id., at 354, 117 S.Ct. 1364.
. Id.
. Id.
. Id. at 354-55, 117 S.Ct. 1364.
. Id. at 357, 117 S.Ct. 1364.
. Id. at 358, 117 S.Ct. 1364.
. Id. (internal quotation marks and citations omitted).
. Id. at 359, 117 S.Ct. 1364.
. Id. at 360, 117 S.Ct. 1364.
. Id. at 363, 117 S.Ct. 1364.
. Id. at 364, 117 S.Ct. 1364.
. Id. at 366, 117 S.Ct. 1364.
. Id. at 365, 117 S.Ct. 1364.
. Id. at 370, 117 S.Ct. 1364. The fusion ban at issue in Timmons focused on candidate access to the ballot and is not the same as the forced voter association issue presented by the Unaffiliated Voter Provision, but the principles addressed in Timmons are relevant to understanding the Supreme Court's views on a state’s ability to regulate political parties.
. California Democratic Party v. Jones, 530 U.S. 567, 120 S.Ct. 2402, 147 L.Ed.2d 502 (2000).
. Id. at 569-70, 120 S.Ct 2402
. Id. at 571, 120 S.Ct. 2402.
. Id. at 572, 120 S.Ct. 2402.
. Id.
. Id.
. Id. at 572-73, 120 S.Ct. 2402.
. Id. at 574, 120 S.Ct. 2402.
. Id. at 574-75, 120 S.Ct. 2402 (emphasis added).
. Id. at 575, 120 S.Ct. 2402 (alteration in original) (internal quotation marks omitted).
. Id.
. Id. at 577, 120 S.Ct. 2402 (emphasis added).
. Id. (emphasis in original).
. Id. at 578, 120 S.Ct. 2402.
. Id. at 581-82, 120 S.Ct. 2402; id. at 585-86, 120 S.Ct. 2402.
. Id. at 580, 120 S.Ct. 2402.
. Id. (emphasis added).
. Id. at 586, 120 S.Ct. 2402 (emphasis added).
. Clingman v. Beaver, 544 U.S. 581, 125 S.Ct. 2029, 161 L.Ed.2d 920 (2005).
. Id. at 584, 125 S.Ct. 2029.
. Id. at 585, 125 S.Ct. 2029.
. Id. at 584, 125 S.Ct. 2029.
. Id. at 587, 125 S.Ct. 2029.
. Id. at 590, 125 S.Ct. 2029.'
. Id. at 589, 125 S.Ct. 2029.
. Id. at 598, 125 S.Ct. 2029.
. Utah Code § 20A-9~101(12)(a) ("Unaffiliated Voter Provision”).
. Jones, 530 U.S. at 574, 120 S.Ct. 2402.
.Id. at 575, 120 S.Ct. 2402.
. Utah Code Ann. §■ 20A-9-403(2)(a)(ii) (emphasis added).
. State Motion at 6.
. Miller v. Brown, 503 F.3d 360 (4th Cir. 2007).
. Id. at 371 ("Accordingly, we affirm the holding of the district court that [the state law at issue] is unconstitutional as applied to the [plaintiff political party].”).
. Id. at 368.
. Id.
. Id. at 371. As explained above, a separate appeal went to the Fourth Circuit in Miller regarding standing and ripeness, and the Fourth Circuit held that an election need not take place before making a decision on the constitutionality of the law at issue. Miller, 462 F.3d 312 (4th Cir. 2006).
. See infra.
.CPU Opposition at 9-10.
. Undisputed Fact No. 26.
. Burdick v. Takushi, 504 U.S. 428, 434, 112 S.Ct. 2059, 119 L.Ed.2d 245 (1992).
. State Motion at 9.
. Id.
. Id.
. Jones, 530 U.S. at 582, 120 S.Ct. 2402.
. Id.
. State Motion at 10.
. Id. (without citation).
. Jones, 530 U.S. at 584, 120 S.Ct. 2402 (emphasis in original).
. Miller, 503 F.3d at 371.
. State Motion at 10.
. Alaskan Independence Party v. Alaska, 545 F.3d 1173, 1178 (9th Cir. 2008).
. State Motion at 10.
. 545 F.3d 1173 (9th Cir. 2008).
. Id. at 1180.
. Id. at 1178 (internal quotation marks and citations omitted).
. Id. (internal quotation marks omitted).
. State Motion at 10.
. Alaskan Independence Party, 545 F.3d at 1174 ("Nominees are then chosen by the vote of party-affiliated voters and any other voters whom the parties choose to let participate.” (emphasis added)).
. Only CPU raised a facial challenge to SB54; the URP did not. See generally [URP] Complaint; [CPU] Amended Complaint ¶¶ 36(a), (c), (e), (g), (i).
. State Motion at 2 (citing Washington State Grange, 552 U.S. at 450-51, 128 S.Ct. 1184; United States v. Salerno, 481 U.S. 739, 745, 107 S.Ct. 2095, 95 L.Ed.2d 697 (1987)).
. Salerno, 481 U.S. at 745, 107 S.Ct. 2095.
. Id.
. State Motion at 3.
. CPU Opposition at 17.
. Id.
. Id. at 17-18.
. Clingman, 544 U.S. at 593, 125 S.Ct. 2029.
. Jones, 530 U.S. at 572, 120 S.Ct. 2402.
. Utah Code § 20A-9-201 (as amended by SB207) ("(1) Before filing a declaration of candidacy for election to any office, a person shall: ... state ... (i) the registered political party of which the person is a member.... ”).
. Utah Code § 20A-9-403(3)(a)(ii) ("[A] person who has submitted a declaration of candidacy ... shall appear as a candidate for elective office on the regular primary ballot of the registered political party listed on the declaration of candidacy only if the person is certified by the appropriate filing officer as having submitted a set of nominating petitions that was ... (ii) signed by at least two percent of the registered political party's members who reside in the political division of the office that the person seeks.”).
. Utah Code § 20A-9-403(2)(a)(ii) ("Each registered political party ... shall ... (ii) ... identify one or more registered political parties whose members may vote for the registered political party's candidates and whether or not persons identified as unaffiliated with a political party may vote for the registered political party’s candidates [.]").
. Utah Code § 20A-6-301(l)(a)(ii) ("Each election officer shall ensure that: (a) all paper ballots furnished for use at the regular general election contain: ... (ii) no symbols, markings, or other descriptions of a political party or group, except for a registered political party that has chosen to nominate its candidates in accordance with Section 20A-9-403[.]”).
. See Miller, 503 F.3d at 364-68.
. Utah Code § 20A-9-101(12)(a).
. Utah Code § 20A-9-408 ("Signature Gathering Provision”).
. CPU Motion at 1-2.
. Utah Code § 20A-9-408.
. CPU Motion at 16 (quoting Utah Code § 20A-9-408).
.CPU Motion at 16.
. Id.
. Id.
. Id.
. State Opposition at 15.
. Because there are currently only about 4,000 CPU members, it is impossible at this time for potential CPU candidates to utilize the Signature Gathering Provision to appear on the ballot.
. Dada v. Mukasey, 554 U.S. 1, 27, 128 S.Ct. 2307, 171 L.Ed.2d 178 (2008).
. Id. ("Of course it is not unusual for the Court to blue-pencil a statute in this fashion, directing that one of its provisions, severable from the rest, be disregarded. But that is done when the blue-penciled provision is unconstitutional.” (emphasis in original)).
. See United States v. Raines, 362 U.S. 17, 20-22, 80 S.Ct. 519, 4 L.Ed.2d 524 (1960).
. United States v. Booker, 543 U.S. 220, 227-229, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005).
. Ayotte v. Planned Parenthood of Northern New England, 546 U.S. 320, 329, 126 S.Ct. 961, 163 L.Ed.2d 812 (2006).
. Id. at 329-330, 126 S.Ct. 961.
. Utah Code § 20A-1-103.
. Utah Code § 20A-9-406(l)(a).
. Partial Transcript at 3:17-7:19, docket no. 206, filed November 3, 2015.
. See Clingman, 544 U.S. at 589-90, 125 S.Ct. 2029 (upholding law that limited political parties' ability to open their primary elections to all voters).
. Partial Transcript at 11:20-12:20.
. Id. at 12:21-24.
. Fed.R.Civ.P. 56(f).
. Minute Entry, docket no. 202, entered October 27, 2015.
. Notice of No Response, docket no. 205, filed October 29, 2015 (providing notice of no opposition)..
. Defendants' Motion for Summary Judgment (“State Motion”), docket no. 162, filed September 21, 2015.
. Motion for Partial Summary Judgment and Memorandum in Support ("CPU Motion”), docket no. 163, filed September 21, 2015.
Reference
- Full Case Name
- UTAH REPUBLICAN PARTY, Constitution Party of Utah, and Intervenor v. Gary R. HERBERT, in his Official Capacity as Governor of Utah, and Spencer J. Cox, in his Official Capacity as Lieutenant Governor of Utah
- Cited By
- 7 cases
- Status
- Published