United States v. Esteban
United States v. Esteban
Opinion of the Court
The Supreme Court has "long held that the 'touchstone of the Fourth Amendment is reasonableness.' " Ohio v. Robinette ,
The circumstances of this case test how consistently the lens of objectivity should be applied throughout a traffic stop. Ultimately, the court finds that where an officer must rely on subjective considerations to justify the search of a vehicle, the Fourth Amendment's protections are thwarted. On a number of grounds, the court concludes that the traffic stop and search in this case violated the Fourth Amendment and, therefore, the court suppresses the evidence resulting from the illegal investigatory detention and search.
*1118FACTUAL BACKGROUND
A. Traffic Stop
On the morning of October 15, 2016, Utah Highway Patrol (UHP) Trooper Jason Tripodi was on duty in Wasatch and Summit Counties in Utah. (Evidentiary Hr'g Tr. ("Tr.") 6:17-7:15, ECF No. 40.) As a member of UHP's criminal interdiction team, Trooper Tripodi was patrolling for traffic and safety violations and other criminal activities. (Id. at 7:1-3, 7:20-24, 38:20-39:7.) At some point, Trooper Tripodi parked in the median of I-80 around milepost 148 or 149 facing west and monitoring eastbound traffic. (Id. at 9:2-20.) At approximately 8:44 a.m., Trooper Tripodi observed a silver Ford pickup truck traveling eastbound. (Id. at 7:25-8:3.) When the pickup passed, he noticed that the driver appeared "hidden behind the door pillar, almost leaned back," so that he could only see the driver's arms "locked in the ten and two position," as on a clock. (Id. at 8:5-11.) This caught Trooper Tripodi's attention "because the driver had no visibility out the side windows, and usually that's a safety issue," as well as "a sign that you're trying to either hide from something or, you know just hide from someone." (Id. at 8:19-24.) Trooper Tripodi acknowledged that the positioning was not illegal and that people of different sizes assume different positions in vehicles. (Id. at 40:24-41:25.)
Based on these observations, Trooper Tripodi exited the median and began following the pickup. (Id. at 9:23-10:2, 42:1-10.) The dash camera video shows the silver pickup driving in the right lane on the two-lane divided highway, with Trooper Tripodi following farther behind in the passing lane. (See Dash Camera Video ("Dash Cam.") 8:44:17, Gov't Ex. 1; Tr. 12:15-25.) Trooper Tripodi did not observe any unsafe driving at this time. (Tr. 44:23-45:1, 51:12-20.) Farther ahead, an emergency police vehicle with flashing lights had pulled another vehicle to the side of the highway. (Dash Cam. 8:44:20-40; Tr. 13:9.) The pickup truck, still several car lengths ahead of Trooper Tripodi, signaled for at least two seconds and changed lanes into the left lane, providing more space to the emergency vehicle. (Dash Cam. 8:44:20-33; Tr. 10:12-16, 13:3-7.) Trooper Tripodi observed that this lane change complied with traffic law. (Tr. 46:25-47:4.)
At this point, Trooper Tripodi accelerated from about 68 mph to 77 mph, closing the distance between his vehicle and the pickup, though he believed he maintained a safe following distance. (See Dash Cam. 8:44:27-43; Tr. 50:11-16, 73:14-19.)
When the vehicles came to a stop on the side of the highway, Trooper Tripodi approached the pickup on the passenger side and observed that the truck bed was covered. (Dash Cam. 8:45:58-46:04; Tr. 15:9-12.) He saw the pickup had two male occupants, and the passenger appeared to be waking up. (Tr. 15:12-15.) He also noticed some dress shirts hanging in the back, along with luggage. (Id. at 15:16-19.) He would later identify Jerry Siaki Esteban as the driver and Phillip Uigaese Taueetia as the passenger. (See
Arriving at the passenger window, Trooper Tripodi introduced himself and apologized for waking the passenger. (Dash Cam. 8:46:04-09.) He told the occupants that the reason for the stop was the failure to signal for two seconds before changing lanes. (Id. at 8:46:10-15.) Trooper Tripodi thanked Mr. Esteban for doing so during the first lane change, but advised that he needed to have signaled longer during the second lane change. (Id. at 8:46:16-24.) He requested Mr. Esteban's license, registration, and proof of insurance, and then said: "I'm not going to cite you for [the violation], we just need to document all of our stops." (Id. at 8:46:25-234; Tr. 16:14-18, 17:4-6.)
Trooper Tripodi continued to engage in conversation with the men while Mr. Esteban retrieved his documents. Trooper Tripodi asked if they were taking shifts driving and where they were headed, to which they responded St. Paul, Minnesota. (Dash Cam. 8:46:39-47:01; Tr. 17:12-14.) The passenger then asked whether or when would it start snowing, a question that Trooper Tripodi found odd because it was a "shift in the topic of discussion" and an "odd first thought" upon waking up. (Tr. 17:20-18:7.) Trooper Tripodi spent the next minute attempting to convince Mr. Esteban to return to his vehicle to speak with him while he filled out his paperwork. (Id. at 18:8-12; Dash Cam. 8:47:32-48:37.)
Trooper Tripodi returned to his vehicle and pulled up the "Citation Report" on his computer, which he uses to document every stop made, including those where only a warning is given. (Id. at 18:18-24.) He also immediately opened a chat system to ask UHP Trooper Kade Loveland to assist him on the scene while he filled out the citation report. (Id. at 20:8-14, 21:7-9.) Trooper Tripodi testified that he had his "initial suspicions" of the men based on "their behavior in the vehicle, the way that they were taking shifts and driving straight through, the hesitations to answer certain questions, like would you be okay returning to my vehicle." (Id. at 20:10-23.) Trooper Tripodi also noted that the passenger was doing most of the talking, when usually he converses only with drivers during traffic stops, and that the passenger changed the topic of conversation. (Id. at 20:24-21:4, 79:3-25, 85:24-86:13.)
Trooper Tripodi and Trooper Loveland regularly work together, and Tripodi knew that Loveland was just a few miles down the road. (Tr. 22:7-14.) Trooper Loveland is a certified narcotics detection dog handler. (Tr. 88:4-10; see Gov't Ex. 12.) Starting at 8:49 a.m., just after Trooper Tripodi had returned to his vehicle, the troopers had the following exchange on chat:
jtripodi yoo kloveland need 786 jtripodi si, if youre not on anything good kloveland cleared now jtripodi just from the window have some suspicions, doesnt want to come talk kloveland occupants in the car? jtripodi 2 kloveland copy
[Editor's Note: The preceding image contains the reference for footnote
(Gov't Ex. 2; see Tr. 22:2-23:21, 59:23-24.) The entire exchange lasted a little less than a minute. (See Gov't Ex. 2 (showing timestamps from 14:49:01-14:49:50 GMT).)
Trooper Tripodi continued filling out the citation report while waiting for Trooper Loveland to arrive. (Tr. 23:25-24:1.) Regarding documentation, Trooper Tripodi testified that his unit supervisor trained them to document every stop, even when an officer does not intend to cite a person, so that there is "a paper trail" leading back to the stop. (Id. at 24:5-15, 53:20-54:2, 55:10-14, 71:14-72:9.) He acknowledged that no written department policy required documentation of every stop, and that an officer is authorized to give a verbal warning. (Id. at 54:3-57:5.) But he testified that he only gives verbal warnings in "less than one percent" of cases and usually when there is some other emergency *1121for which he is called away. (Id. at 70:20-71:8, 72:10-15.) Trooper Tripodi estimated that it takes him an average of five to seven minutes to complete a citation report. (Tr. 27:5-8.)
After Trooper Loveland appeared on the scene a few minutes later, and while still completing the citation report, Trooper Tripodi called dispatch for records checks on Mr. Esteban's license validity, wants and warrants, and a "Triple I" check for his criminal history. (Id. at 27:10-23; see Dash Cam. 8:52:32-48.) The Triple I check generally takes longer than the license and warrants checks, and Trooper Tripodi admitted that it was not related to documenting the stop, but that it was for "officer safety issues and also for other means as well." (Tr. 58:11-59:18.)
When Trooper Loveland appeared, he immediately proceeded with the canine sniff without further communication with Trooper Tripodi. (Tr. 95:18-96:2, 107:1-5; see Dash Cam. 8:51:57-53:20.) Trooper Loveland and Drago, his certified narcotics detection dog, started at the tailgate. (Tr. 98:12-13; see Dash Cam. 8:53:20-22.)
*1122On the way back to his vehicle, Trooper Loveland informed Trooper Tripodi that Drago was indicating on the pickup's tailgate. (Tr. 29:4-7; Dash Cam. 8:55:34-37.) Trooper Tripodi testified that he was finishing up the citation report at that time, though he did not believe it was complete because he had not yet printed it to give to Mr. Esteban. (Tr. 28:25-29:2, 38:10-14.) Based on Drago's indication, Trooper Tripodi decided to search the pickup. (Id. at 29:24-25, 30:21-23.)
Returning a couple minutes later without Drago, Trooper Loveland explained the dog's indication to Trooper Tripodi, stating that Drago "alerted" on the tailgate and "squatted like he was gonna sit," but that "it was weird because he wouldn't sit." (Dash Cam. 8:56:49-57; Tr. 113:8-23.) Trooper Tripodi did not know why Drago did not sit, but speculated that Drago was "fringing the odor," meaning that he was on the edge of the scent, and that he could not leave it. (Dash Cam. 8:56:57-57:06; Tr. 116:2-9.)
The officers removed Mr. Esteban and Mr. Tauteeia from the pickup, and started the search at the rear of the vehicle, where Drago had indicated. (Tr. 31:20-33:1.) They located approximately two pounds of methamphetamine in the tailgate and arrested both men. (Id. at 35:6-10, 37:4-6; see Gov't Exs. 3-9.)
In total, approximately ten minutes passed from the pickup's stop on the side of the road to when Trooper Loveland informed Trooper Tripodi of the canine indication and Tripodi determined to search the vehicle. (Dash Cam. 8:45:45-55:35.) Trooper Tripodi testified that his traffic stops generally last ten to fifteen minutes on average. (Tr. 27:1-3.)
B. Canine Sniffs
1. Training and Certification
Defendants called Dr. Lawrence Myers to testify about the behavioral science on reliable canine training, both generally and as applied to this case. Dr. Myers is a veterinarian and has a M.S. in Zoology, specializing in animal behavior and sensory function, and a PhD in neurophysiology. (Tr. 145:21-25.) He studied canine behavior and training as a professor at Auburn University for 33 years and founded the Institute for Biological Detection Systems there in 1989. (Id. at 146:1-25, 162:2-7.) Many law enforcement agencies have enlisted his assistance for their canine training programs, including the military police, FBI, Department of the Treasury, U.S. Customs, and the FAA, as well as many state and local groups, including the Florida Department of Law Enforcement, Connecticut State Police, and New York City Police Department Bomb Squad. (Id. at *1123147:17-148:13.) Though he has consulted for these agencies, he has never implemented or been in charge of a dog training program himself. (Id. at 161:8-16.) He has testified in court about fifty times, once or twice for the prosecution and the remainder for the defense. (Id. at 160:13-20.)
Dr. Myers affirmed that there is no universally accepted way to properly train a canine to accurately detect odors. (Id. at 148:17-149:2.) There are, however, three foundational principals that behavioral science would require be applied in any canine testing and certification to ensure its reliability: repeated, double-blind, and randomized testing. (Tr. 149:3-15, 165:18-166:7.)
In this context, "randomized" means placement of a hide in a location selected by a random number generator rather than a human decisionmaker. (Id. at 149:18-150:4.)
As to double-blind testing, Dr. Myers noted that single-blind (or blinded) testing-where the observer or evaluator is present in the training and knows where the hide is located-reduces confidence in the reliability of the search because the observer can give off subtle cues to both the canine and the handler. (Id. at 153:19-154:9, 156:24-157:1.) Dr. Myers discussed a 2011 study at U.C. Davis where certified narcotics and explosives-detecting canine-handler teams were brought to an area where no narcotics or explosives had ever been present (a brand new building). The researchers hinted to the handlers that narcotics and explosives were present, and found that about 85% of the canine runs produced one or more false alerts, where the canine showed a final trained response to its handler though no target odors were present. (Id. at 154:14-156:5.)
In rebuttal, the government called Sargent Wendell Nope to testify about the Utah Department of Public Safety POST canine training program and his opinion on Drago's indication in this case. Sgt. Nope has been running POST's canine training and certification program in Utah for 27 years and has directly trained or supervised the training of nearly 4,000 police dogs. (Id. at 173:17-14:8, 180:7-10.) He started out as a canine handler and trainer, handling seven dogs personally, and qualifies as a police dog teaching judge, the highest level of certification in the police dog industry. (Id. at 180:2-7.) The POST program was initiated to establish reasonable, competent, and consistent canine training in various disciplines (narcotics, explosives, patrol, etc.) around the state. (Id. at 174:16-22.) The program uses reality-based training to imitate the circumstances canines face when deployed, and attempts to bring canines to a trained and certified reliable state in "the most efficient manner possible." (Id. at 175:7-18.)
*1124The POST training program has been used by some of the states surrounding Utah as well as the U.S. Secret Service and Navy, the Iraqi police, and the South Korean government. (Id. at 178:7-179:7.) Sgt. Nope believes that about one-fourth of the police dogs in the United States are trained either identically or similarly to Utah's POST program. (Id. at 186:15-18.)
Sgt. Nope testified that POST uses single-blind testing for all detector dogs because it "works best" to achieve POST's "goal and objectives." (Id. at 175:23-24.) He acknowledged that double-blind testing "is a wonderful way of determining credibility and reliability of a dog, but it does not offer the trainer or the administrator the ability to evaluate in a graded fashion." (Id. at 176:5-9.) Sgt. Nope stated that the evaluator must know where the hide is located to assess the skills of a dog on a graded scale, particularly during the initial training period, and that POST goes to "great lengths" to train evaluators not to present "even subtle ideas or clues or cues to the dog or the handler." (Id. at 177:2-25.) But when asked why the evaluator could not simply view a test by video, so that the evaluator was not physically present during the test, Sgt. Nope replied that they had tried such a process and found that it was "tedious" and "would not allow us to accomplish what we are required to within a given time." (Id. at 188:25-189:4.)
2. Final Trained Response
Regarding the final trained response, Dr. Myers testified that a properly trained canine communicates the detection of a specific odor to the handler only through the final trained response. (Tr. 150:20-8.) The final trained response is necessary to take the subjectivity of the handler out of the equation, Dr. Myers opined, because a canine can be interested in any number of odors and display essentially the same behaviors. (Id. at 151:14-23.) The final trained response can be changed intentionally or can fade if not continuously reinforced. (Id. at 168:23-169:4.) A properly trained canine who demonstrates a final trained response will be reliable to about the percentage shown by repeated testing, i.e., a canine that is 90% accurate in detecting narcotics would support a 90% probability that narcotics are or were present where the canine demonstrated the final trained response. (Id. at 152:22-153:12.) But if the canine shows no final trained response, "you can't tell anything. You may suspect, but you can't tell anything. The dog has not communicated to you that in fact the odor it is trained to find is present." (Id. at 157:2-7.) Dr. Myers puts no confidence in a canine's behavior if it does not show a final trained response. (Id. at 157:8-11.)
Based solely on his review of the video of the canine sniff in this case, Dr. Myers found "no value ... whatsoever" in the indications Drago displayed. (Id. at 157:21-158:3.)
In contrast, Sgt. Nope believes, based on his experience, that the final trained response is just one way a canine may indicate to a handler that he has "truly found" the target odor. (Id. at 180:21-181:12.) Viewing the sniff in this case, Sgt. Nope described Drago's performance as "a *1125reasonably skillful initial sniffing of the vehicle itself" and confirmed that Drago exhibited "two of the three elements associated with the trained final response." (Id. at 180:17-20, 183:9-15.) Sgt. Nope did not believe that Trooper Loveland exhibited any subtle cuing behavior, but acknowledged that he did not have sufficient prior experience with Loveland to know of his typical behavior with Drago. (Id. at 203:6-204:11.)
Sgt. Nope discussed how Malinois, Drago's breed, are "highly driven" to not only detect a target odor, but to locate its source. (Id. at 182:17-183:5.) In fact, a dog may be "attempting to get to the source of the odor," or strongest part of the odor, when they fail to show the final trained response, but Sgt. Nope opined that such behavior still reliable because the dog has become more targeted and "because the dog is doing its job. It's trying to find the odor." (Id. at 181:13-182:9, 183:16-184:17.)
Sgt. Nope has developed an "alert matrix" with nine behaviors that may indicate the canine has detected the target odor. (Id. at 184:18-25.) These behaviors include "a physical transition from general sweeping behavior to a targeted, more focused area"; increased intensity of search; changed breathing from general sniffing to deep inhalation; hesitation to leave a spot; changes in physical characteristics, like the ears going forward, the tail coming up and wagging, and increased physical energy generally; and the disregard of distractions. (Id. at 193:1-194:12.) He explained that if a canine exhibits "several" of these behaviors in a "profound manner," they can indicate to the handler that the dog has detected a target odor. (Id. at 195:9-12.) When asked how many behaviors must be present and at what intensity, Sgt. Nope acknowledged that even the presence of one behavior could be sufficient, so long as it was "so profound as to be without reasonable question." (Id. at 201:9-202:8.) When asked why, then, train canines to exhibit a "final trained response," Sgt. Nope explained that the final trained response is like a "home run where there is no question that the dog has performed appropriately" and is the "optimal display of success." (Id. at 195:17-20, 196:7-10.) In fact, Sgt. Nope conceded that POST would not certify a canine that could not consistently show a final trained response. (Id. at 192:15-17.) But Sgt. Nope believes that he has personally observed when a canine is sensing narcotics, as opposed to something else, through the canine behaviors he has identified. (Id. at 197:16-21.)
For his part, Trooper Loveland believes he can tell when Drago is sensing the odor of narcotics rather than, for example, food or dead animals, by observing the "intensity" of his behaviors as well, even if Drago does not give his final trained response. (Tr. 116:16-118:23.) Trooper Loveland noted that Drago is "trained to sit, but he can't always sit." (Id. at 112:14.) Defense counsel submitted video of three other traffic stops where Drago was deployed to conduct a sniff of the vehicle. (See Defs.' Ex. 3.) The video shows Drago executing his final trained response during one stop and then "indicating" during another stop. (See
Throughout the hearing, the terms "alert," "indication," "final indication" and "final trained response" were often used interchangeably and without distinguishing between them. Trooper Loveland confirmed that "indication" and "final trained response" are equivalent in his mind. (Id. at 121:14-20, 122:17-21.) When pressed on how an indication can substitute for a final trained response, Trooper Loveland explained that it may be "the best indication he can give me at the time," based on the circumstances. (Id. at 121:24-125:3.) An exchange between Trooper Loveland and the court is revealing on this issue:
THE COURT: Tell me how many different ways that you believe [Drago] displays to you that drugs may have been present.
THE WITNESS: So, like I said, the stop and stare is always there. And then the three that he would usually do would either be standing if it's a high odor, the sit, which is obviously the preferred method, or sometimes if it's really low, like I've seen him go under cars, he's actually laid down on his stomach and stayed there on his stomach.
THE COURT: And how do you know that these various displays are in fact indications of drugs as opposed to some other indication of what the dog is perceiving?
THE WITNESS: Through training.
THE COURT: And have you kept track of the different ways that he displays and indicated that in your training manuals?
THE WITNESS: Yes, sir.
THE COURT: Your training logs?
THE WITNESS: Yes, sir.
THE COURT: Why is it then that you are trying to train him to give the final trained response?
THE WITNESS: Honestly, because people like to see it on camera.
THE COURT: Now, is it possible for anyone other than you to observe the behavior that you believe indicates drugs that's not the trained-final trained response? In other words, are you the only one that can tell when Drago's indicating on drugs when he doesn't give a formal trained response?
THE WITNESS: I would say to an extent, yes.
THE COURT: Okay. So largely we're dependent purely on your subjective determination of what Drago's behavior is to determine whether or not you have reasonable cause to conduct a search.
THE WITNESS: Yes, sir.
(Tr. 142:3-143:14.)
PROCEDURAL HISTORY
On November 16, 2016, Mr. Esteban and Mr. Tauteeia were indicted on one count of *1127possession of methamphetamine with intent to distribute in violation of
ANALYSIS
"A traffic stop is a seizure under the Fourth Amendment and must be objectively reasonable to pass constitutional muster." United States v. Lyons ,
As previously noted, "[t]he touchstone of [the court's] analysis under the Fourth Amendment is always the reasonableness in all the circumstances of the particular governmental invasion of a citizen's personal security." Morgan ,
Mr. Esteban asks the court to suppress all evidence resulting from the traffic stop in this case, arguing that the stop was invalid at its inception. Alternatively, even if the initial stop was valid, Mr. Esteban argues the scope and length of the stop was not reasonably related to its purpose. Finally, Mr. Esteban argues that the canine sniff was not sufficiently reliable to establish probable cause to search the vehicle.
"Judicial review of police-citizen encounters should proceed in a step-by-step fashion, focusing on each stage of the encounter," and courts "must insure that the requisite level of suspicion or cause is present at each stage of the encounter." United States v. Richardson ,
I. Trooper Tripodi provoked the traffic violation and, therefore, the stop was not valid at its inception.
"[A] traffic stop is valid under the Fourth Amendment if the stop is based on *1128an observed traffic violation or if the police officer has reasonable articulable suspicion that a traffic or equipment violation has occurred or is occurring." Morgan ,
In support of this position, Mr. Esteban points the court to a number of cases in various jurisdictions, though none are binding on this court. (See Def.'s Mem. in Support, p. 9-10, ECF No. 42; Reply, p. 4, ECF No. 53.) Of these cases, the court finds United States v. Sigmond-Ballesteros ,
Mr. Esteban also cites to the settled principle that law enforcement officers cannot create the exigency justifying their intrusion. Cf. Kentucky v. King ,
At least one district court in this circuit has used similar reasoning to find driving conduct that could, in the absence of other circumstances, provide the basis for a traffic violation failed to do so because of the officer's conduct. In United States v. Ochoa , two troopers observed a Toyota following a Lincoln too closely, and they could not see a tag on the Toyota.
In the particular circumstances of this case, the court finds that Trooper Tripodi provoked the two-second traffic violation, though perhaps unintentionally. But see Whren v. United States ,
In addition, Mr. Esteban's conduct generally conformed to the safe-driving advice given by the Utah Driver Handbook, which notes that highway driving is "faster and conditions are not the same as in normal driving" and that a driver can be cited for "impeding traffic if a vehicle is following behind you in the left lane of travel on a multi-lane highway and you do not change lanes and allow for the other vehicle to pass." Utah Dep't of Public Safety, Utah Driver Handbook 8-8 (Aug. 2016). The Driver Handbook also notes that a driver must yield the right-of-way when emergency vehicles approach using sirens, emergency lights, or other warning devices. See id. at 11-5. Though Trooper Tripodi did not have his emergency lights on while coming up quickly behind Mr. Esteban, the cars were simultaneously passing an emergency vehicle on the side. In these circumstances, the court finds a reasonable person would have noticed the police car's quick approach and reasonably assumed that they should change lanes as quickly as possible. Mr. Esteban clearly understood the two-second rule because he implemented it just seconds before while properly passing the earlier emergency vehicle.
Because the traffic violation that provided the basis for the stop was provoked by the officer's own driving conduct, the "minimal level of objective justification" for the stop falls away and the stop becomes unreasonable *1130under the Fourth Amendment. See United States v. Winder ,
II. Even if the stop were valid, Trooper Tripodi lacked reasonable suspicion to prolong it.
Disregarding the provocation of the traffic violation and assuming the initial traffic stop were valid, "[i]t is nevertheless clear that a seizure that is lawful at its inception can violate the Fourth Amendment if its manner of execution unreasonably infringes interests protected by the Constitution." Illinois v. Caballes ,
"[T]he tolerable duration of police inquiries in the traffic-stop context is determined by the seizure's 'mission'-to address the traffic violation that warranted the stop, and attend to related safety concerns." Rodriguez v. United States --- U.S. ----,
"Beyond determining whether to issue a traffic ticket," ordinary inquiries incident to a traffic stop "involve checking the driver's license, determining whether there are outstanding warrants against the driver, and inspecting the automobile's registration and proof of insurance." Rodriguez ,
The court finds Trooper Tripodi improperly extended the traffic stop based on factors that fail to give rise to objectively reasonable suspicion of criminal activity. Mr. Esteban would have the court take Trooper Tripodi at his word when he told the driver that he would not be citing him, and find that the trooper should have let them on their way once he confirmed the validity of the license and registration. E.g. , United States v. McSwain ,
Still, an officer's "diligence" in conducting a stop is not solely measured by the stop's duration. Rather, the court must scrutinize "what the officer actually did and how he did it" in order to determine if the officer was "reasonably diligent in pursuing the traffic-related purpose of the stop."
Here, Trooper Tripodi engaged in a number of unrelated inquiries that, taken together, prolonged this traffic stop without articulable, reasonable suspicion. First, Trooper Tripodi spent about a minute attempting to convince Mr. Esteban to accompany him to his vehicle, not for safety reasons or for the purposes of documenting the stop, but solely (and admittedly) to get more information unrelated to the purpose of the stop. Then, almost immediately upon entering his vehicle, Trooper Tripodi called for the canine sniff. This request in isolation may not prolong the stop, but its timing shows that the nature of the stop had already transitioned from documenting to investigating. In addition, Trooper Tripodi did not call for the records checks until after Trooper Loveland arrived and after he had been filling out the citation report for a few minutes. Again, this specific conduct alone may not have prolonged the stop, but the court finds the timing of the call to dispatch relevant in these circumstances.
While the above items each might be considered ordinary or reasonable incidents of a traffic stop, even if their occurrence or timing suggests they were unrelated to that mission, the Triple I check is not. Cf. Rodriguez ,
Trooper Tripodi did not have particularized and objective reasonable suspicion to prolong the stop for unrelated criminal investigation. The only factors that Trooper Tripodi described as contributing to his suspicion of the vehicle were the positioning of the driver behind the pillar of the door; the out-of-state license plate; the occupants' "taking shifts and driving straight through" to Minnesota; the passenger's answering and shift in conversation; and the driver's hesitation to return to his vehicle to talk further. These factors, alone and taken together, do not constitute reasonable suspicion that criminal activity was afoot.
First, the Trooper acknowledged that the driver was driving safely with his hands on the wheel, and that his positioning may have been the result of his size. Second, the Tenth Circuit has disavowed in no uncertain terms the consideration of the out-of-state origin of a vehicle as indicative of criminal activity:
It is wholly improper to assume that an individual is more likely to be engaged in criminal conduct because of his state of residence, and thus any fact that would inculpate every resident of a state cannot support reasonable suspicion. Accordingly, it is time to abandon the pretense that state citizenship is a permissible basis upon which to justify the detention and search of out-of-state motorists, and time to stop the practice of detention of motorists for nothing more than an out-of-state license plate.
... Absent a demonstrated extraordinary circumstance, the continued use of state residency as a justification for the fact of or continuation of a stop is impermissible.
Vasquez v. Lewis ,
Next, while speaking with the occupants, Trooper Tripodi acknowledged that he stood at the passenger window and that he initiated the first change in conversation from the traffic stop to travel plans. Trooper Tripodi also acknowledged that the defendant's answers to his questions were satisfactory, if not elaborate. A question about snow in Utah in October is not out of the ordinary. The court finds that nothing about the passenger's conversation could reasonably add to the Trooper's suspicions in these circumstances. See Karam ,
The Tenth Circuit recognizes that while "even seemingly innocent factors may be relevant to the reasonable suspicion determination, 'some facts are so innocuous and so susceptible to varying interpretations that they carry little or no weight.' " Karam ,
In conclusion, the court finds that Trooper Tripodi's shift to substantially investigatory conduct-evidenced in particular by the Triple I check, but also by his manner of execution of both the "ordinary" and unrelated incidents of the stop-prolonged the stop without a particularized and objective basis for suspecting criminal conduct. See Pettit ,
III. Even if the stop were not unreasonably prolonged, the canine indication was not sufficiently reliable to provide probable cause for the search.
The Supreme Court has held that a certified-narcotics dog sniff of the exterior of a vehicle during a lawful traffic stop does not implicate Fourth Amendment *1134concerns where it does not measurably prolong the stop. Rodriguez ,
Even in the absence of a "final indication," the Tenth Circuit has concluded that probable cause can exist solely on a dog's "alert." United States v. Parada ,
This case sheds new light on the Tenth Circuit's broad proclamations and comfort in canine sniffs and their certifiers. As an initial matter, the court notes that the record here presents a more thorough and credible challenge to this canine's training and reliability. Compare Parada ,
Mr. Esteban has presented compelling evidence that the canine stuff conducted here was unreliable. First, Mr. Esteban has directly challenged the certifying program. Dr. Myers testified to three fundamental, widely-accepted scientific principles for ensuring the reliability of test results, two of which (double-blind testing and formal randomization) the POST program does not apply. Sgt. Nope's testimony repeatedly suggested the POST training regime was aimed more towards expeditious training and certification of canines than to applying the most reliable, if tedious, scientific standards to training and testing. While the court is sympathetic to whatever temporal and monetary limitations impact the program, the innocent public should not lose constitutional protections by bearing the unreasonable consequences of budgetary limitations.
In addition, the evidence shows Drago had numerous false alerts around the relevant time, though the officers treat false alerts (if not in a controlled setting) as "inconclusive." (E.g. , Tr. 129:1-5.) No explanation was provided in several of the false alerts/inconclusive incidents highlighted. And evidence was presented that proper reinforcement of Drago's trained response has been undercut by his handler. Moreover, the POST certifications show that patrol officers re-certify each other. (See Tr. 191:17-192:2.)
Based on his training and experience as a handler and in developing the POST program, Sgt. Nope testified that the canine "indication" in this case was reliable and no cuing occurred. But the court finds this testimony lacks credibility in light of Sgt. Nope's personal interest in upholding the training program's validity, which has been applied to train a substantial number of canines in this country and abroad. Tellingly, Sgt. Nope has never testified that a canine sniff he reviewed was unreliable. Moreover, Sgt. Nope's testimony that officers and observers can be taught to avoid cuing, when considered against Dr. Myers' testimony that cuing is primarily unintentional, appears both overly optimistic and largely flawed.
In stark contrast, Dr. Myers testified that Drago's "indication" here was of "no value ... whatsoever." Dr. Myers asserted that the only way a properly-trained canine communicates the presence of narcotics is through the final trained response. The officer may suspect, but without the trained response, the canine has not communicated that it has, in fact, identified the odor attached to that training. Despite this compelling testimony, and despite the Tenth Circuit's desire to provide "bright-line" rules for when officers may rely on canine alerts, Ludwig ,
Yet what happens when the canine alert or indication is not based on objectively observable facts, but solely on the officer's subjective interpretation of the dog's behavior?
*1136In this case, the officers have conceded that, at least to some extent and in some instances, the officer's subjective determination of a number of canine behaviors can be determinative of the decision to conduct a search. Indeed, without Trooper Loveland's testimony, the dash camera video does not reveal any objective basis with which to view many of the behaviors Loveland identified. Even Trooper Loveland was confused as to why Drago did not sit into his final trained response. Implicit in Trooper Loveland's training logs is the recognition that the trained final response is a necessary component of Drago's training and, consequently, his reliability. But Trooper Loveland asserted that the final trained response is simply for show, "because people like to see it." Sgt. Nope agreed-the final trained response may be the best evidence, but not the only evidence, because POST's "alert matrix" details a wide variety of canine behaviors, any one of which, if sufficiently profound, can alone provide probable cause for a search.
The Supreme Court has " 'repeatedly rejected' a subjective approach" in its Fourth Amendment jurisprudence, "asking only whether 'the circumstances, viewed objectively, justify the action.' " King ,
The reasons for looking to objective factors, rather than subjective intent, are clear. Legal tests based on reasonableness are generally objective, and this Court has long taken the view that "evenhanded law enforcement is best achieved by the application of objective standards of conduct, rather than standards that depend upon the subjective state of mind of the officer."
The Tenth Circuit has also made clear that "that an arresting officer's state of mind (except for the facts that he knows) is irrelevant to the existence of probable cause," Keylon v. City of Albuquerque ,
On this record, the court finds that Drago's indication in this case was too subjective and unreliable to support probable cause. For the most part, the alerts and indication were only able to be perceived and assessed by Trooper Tripodi and Sgt. Nope. But even Sgt. Nope could not identify with any objective clarity the behavior supporting his conclusion. According to an expert canine behavior researcher, Drago's behavior did not effectively communicate the presence of narcotics. Assuming a rigorous training program and no other plausible challenge to the canine's reliability, the lack of an objective final trained response may not present as much of a problem as in this case. The court recognizes that a probable cause determination is based on the totality of circumstances, Florida v. Harris ,
"Each case must rise or fall on the particular facts of that case." United States v. De La Cruz ,
CONCLUSION
For each of these reasons, the court GRANTS the motion to suppress, (ECF Nos. 23 & 24), and suppresses the evidence found as a result of the search of Mr. Esteban's vehicle in violation of his Fourth Amendment rights. "Subjective intentions play no role in ordinary, probable-cause Fourth Amendment analysis." Whren ,
The driver, Mr. Esteban, was later determined to be 6' 2" and weigh 320 lbs. (Mot. to Suppress ¶ 5, ECF No. 23.)
In fact, Trooper Tripodi's logs for the week before and after this stop (October 8-22, 2016) showed that 35 out of 37 warning citations issued in that period were to vehicles with out-of-state license plates. (Tr. 65:16-14.) Trooper Tripodi acknowledged that one "could look at any of the surrounding states and say it could be a source state." (Id. at 66:13-14.) He also acknowledged that he is focused on out-of-state vehicles not because of any particular driving behavior, but because of his criminal interdiction work. (Id. at 66:20-25.)
Trooper Tripodi recalled that the speed limit was 70 mph at this point. (Tr. 48:12-17.)
Trooper Tripodi testified that one of the places at which he trained was Desert Snow, which is a privatized, nationwide training program that teaches officers how to identify behaviors that could be suspicious and increase an officer's ability to support cause to search vehicles. (See Tr. 62:19-63:19, 77:9-25.) This technique of an officer asking drivers to accompany them back to the police car while the officer fills out a citation or other documentation is something this court has seen become increasingly part of routine traffic stops.
"78" refers to 1078, a code for requesting another unit. (Tr. 22:2-5.)
Trooper Loveland and Drago are both Peace Officer Standards and Training (POST) certified. (Tr. 91:14-16; see Gov't Exs. 10-12 (certifications).) The POST training was four months long and consisted of both classroom and reality-based training on narcotics. (Tr. 89:15-90:3.) Loveland and Drago also do weekly trainings consisting of four hours of narcotics training in a controlled environment and four hours of patrol training. (Id. at 91:17-92:17.) Trooper Loveland and Drago have worked together for at least two years. (Id. at 90:4-9.)
Trooper Loveland clarified that Drago appears or attempts to "squat" in the video when "his legs are bent and his rump is down." (Tr. 110:14-24.)
The court cannot perceive from the dash camera video all the alerts and indications to which Trooper Loveland testifies. (See Dash Cam. 8:53:22-55:31.) Later in the testimony, Trooper Loveland confirms that, to some extent, only he can perceive some of the alerts or indications. Therefore, the court must understand Trooper Loveland's perceptions in order to evaluate the reliability of the canine sniff in this case.
The "final trained response" is the trained behavior a canine exhibits to communicate to his handler that he has detected the odor of narcotics. (Tr. 115:6-13, 150:20-25.) Trooper Loveland speculated that Drago did not give his final trained response because he is also "trained to stay with the odor" and has a desire to stay with it, particularly if it is high. (Id. at 102:5-11.) Trooper Loveland testified that Drago appeared to be "detecting odor high on the vehicle." (Id. at 102:19-20.)
About a minute prior to Trooper Loveland notifying Trooper Tripodi of the canine indication, dispatch relayed to Trooper Tripodi that Mr. Esteban's license was valid and that the Triple I check showed a criminal history. (Tr. 28:9-15.) Because Trooper Tripodi does not detail the criminal history or testify that he relied on it in deciding to conduct the search, however, the court does not consider it in its analysis.
Culling from Trooper Tripodi's daily log for the weeks prior to and after this stop, defense counsel pointed out three other stops during this period for similar violations (i.e., failure to signal for two seconds and following another vehicle too close) wherein warnings were issued, and noted that these stops lasted six, seven, and nine minutes each. (Tr. 68:2-69:9.) On re-direct, the government pointed to other stops in the log from this period that took longer (between twelve and twenty-two minutes), though the purpose of these stops was not discussed. (Id. at 70:1-16.)
For full randomization, a location would be subdivided into quadrants and each quadrant assigned a number, after which a random number generator would produce the number of the quadrant (including zero) in which to place the hide. (Tr. 149:23-150:4.) If one excluded areas where a hide is not feasible, the procedure would be considered pseudo-random. (Id. at 166:16-24.)
On cross-examination, Dr. Myers acknowledged a Portuguese study that disagreed with the U.C. Davis study, though no further detail on this study was provided. (Tr. 160:21-161:7.)
Dr. Myers conceded that he has never interacted with or trained Trooper Loveland or Drago himself. (Tr. 165:4-12.)
In every case, Sgt. Nope has testified for the prosecution, and he has yet to observe an unreliable canine indication in any of them. (Id. at 198:24-199:11.)
Earlier in the hearing, Trooper Loveland testified that he does not reward Drago roadside unless and until he verifies the presence of narcotics in the vehicle. (Tr. 103:8-19.) Dr. Myers testified that this video showed Loveland rewarding Drago for the "improper" behavior, thereby training the dog "not to give its final indication." (Id. at 170:3-11.)
The six logs were pulled from over 300 pages, (Tr. 136:10-23), which were not admitted into evidence.
Sgt. Nope concurred that, generally speaking, there may be some situations in which a handler is able to assess factors that no other person could objectively identify, or that the court could not assess objectively without accepting the handler's testimony. (Tr. 200:4-22.)
Mr. Taueetia filed a Motion to Join in Mr. Esteban's Motion to Suppress and submits on the same bases for suppression. (See ECF No. 24.)
This and all other unpublished decisions are not precedential, but are cited for their persuasive value. See Fed. R. App. 32.1 ; 10th Cir. App. R. 32.1.
Mr. Esteban attempted to show that Trooper Tripodi sometimes completes his traffic stops faster than his average of ten to fifteen minutes, but the law of averages would suggest that some stops take more and less time than ten minutes. As further discussed, the total duration of a traffic stop is not the only way, or even the proper way, to analyze the reasonableness of a traffic stop. At its core, the question of reasonable diligence in completing a traffic stop revolves around the totality of the officer's conduct and manner of execution. Rodriguez ,
Trooper Tripodi testified that the Triple I check was for "officer safety issues," as well as "other means," and the Tenth Circuit has previously confirmed the safety interest in Triple I checks. See United States v. McRae ,
In Caballes , Justice Souter challenged the courts' reliance on a "premise that experience has shown to be untenable, the assumption that trained sniffing dogs do not err." 543 U.S. at 410,
Though the scientific challenge to the program's standards is serious, the court credits the applied experience of the professional law enforcement canine trainers in developing and running the program. At least at this point, without additional information, the court is unable to find the POST training program unreliable in all instances, but it is merely one of the factors the court considers in the unreliability analysis. The court does, however, advise that the program should be thoroughly reviewed by independent experts not deeply invested in promoting the success of the program.
The government argues that the troopers acted in good faith reliance on the canine indication here, and that the court should not exclude the evidence in this case based on the good faith exception to the exclusionary rule. The Tenth Circuit has squarely rejected this argument in United States v. Clarkson ,
Mr. Esteban also raises a challenge to a Drago's ability to solely identify contraband now that many states across the nation have legalized or decriminalized marijuana. (See Mem. in Support 36-39.) This challenge is an intriguing one currently facing many state courts. Multiple bases exist for suppression here, however, so the court will not embark on an analysis of a novel and controversial issue. Moreover, marijuana is still illegal as a matter of federal law. Therefore, the court declines to address the argument in this case.
Reference
- Full Case Name
- United States v. Jerry Siaki ESTEBAN, Jr., and Phillip Uigaese Taueetia
- Cited By
- 2 cases
- Status
- Published