In re Walker's Estate

Utah Supreme Court
In re Walker's Estate, 6 Utah 369 (Utah 1890)
Anderson, Blackburn, Zane

In re Walker's Estate

Opinion of the Court

Anderson, J.

This is an appeal from a judgment of the third district court refusing to confirm certain sales of real estate made by the executors of Samuel S. Walkei’, deceased. The deceased.died September 10, 1887, in Salt Lake county, in this territory, seised of a large amount of real estate. He left a widow and six children. He left a will made in 1882, by which he devised to his widow, during her natural life, one-tliird of all of his estate, and the balance of his estate to his children. He also directed in his will that his executors pay to each of his children, on attaining the age of majority, the sum of $5,000. The seventh clause of the *371will is as follows: ‘‘Seventh. The executors of this will shall have power to sell, either at public or private sale, in their discretion, any portion of my estate for the purpose of effectuating the intentions and commands thereof.” The last clause of the will is as follows: “Lastly. I hereby appoint my brothers, Joseph it. Walker and- Matthew H. Walker, (or, in case of the death of either of them, the survivor), the executors of this, my last will and testament; and neither of them shall be required to give bonds for the faithful performance of their duties hereunder.” The will was duly admitted to probate, and the executors named entered upon their duties, and in their capacity as such executors made various contracts for the sale of portions of the real estate for the purpose of paying off the indebtedness of the estate. These contracts were reported by the executors to the probate court, and an order was asked confirming the sales, and notice was given pursuant to the statute that a hearing would be had. Upon the hearing* the probate court refused to confirm the sales because no notice of such sales had been given by the executors, and the executors appealed from that order to the district court. Upon the hearing in the district court it was shown that the several parcels of real estate had been sold by the executors at private sale, without notice. The widow and some of the children testified that the sales were fair; that they were in the interest of the estate; and that no one was opposing the confirmation. The court found that the executors had acted in good faith, and that the sales bad been fairly made, but denied the motion of the executors to confirm the sale, because no notice had been given. From this order the executors have appealed to this court, and the sole questioh. presented' for our determination is whether the executors had the authority, under the will, to make the sales without advertising, before the sales • were made.

At common law, the power and authority given under a will was exercised the same as any other authority, and the will was to be looked to and consulted on the question of power, the same as where a party acted under a power of attorney, and it was unnecessary to have the aid of the probate court *372in executing it; but in this territory, while the right to dispose of property by will is not limited by statute, the statutes regulate the exercise of the right, and prescribe the manner in which, in certain cases, the authority conferred by the will may be executed by the executors. The statutes of this territory in regard to the settlement of the estates of decedents provides that “no sale of any property of an estate of a decedent is valid unless made under order of the probate court, except as otherwise provided in this chapter. All sales must be reported under oath to and •confirmed bj*- the court before the title of the property sold passes.” Comp. Laws 1888, Sec. 4145. Other sections of the statutes prescribe what the order of sale shall contain, the notice of sale that shall be given, the return of the sale to the court, the manner in which the sales may be confirmed, and the notice that shall be given of the application for the order of the confirmation. The statute provides with much particularity the mode of procedure in all cases of sale of the real estate of decedents, where there is no will, or where the will fails to direct how sales shall be made. The exceptions to the mode of sale prescribed in the statute referred to in Section 4145, a.re found Section 4181, and are as follows: “When property is directed by the will to be sold, or authority is given by the will to sell property, the executor may sell any property of the estate without order of the court, and at either public or private sále, and with or without notice, as the testator may have directed, but the executor must make return of such sales, as in other cases; and if directions are given in the will as to the mode of selling, or the'particular property tobe sold, such directions must be observed. In either case, no title passes unless the sale be confirmed by the court.”

Where a will confers upon an executor a power coupled with an interest, or the fee in the estate is devised to the executor in trust for the benefit of other persons, and the intention of the testator to take the management of his estate out of the probate act is clear, the interest vested in the executor, and the power and authority given him by the will, authorize him, after the will has been probated, to proceed to sell real estate in the manner directed by the *373will without obtaining an order of sale from the probate court, and without giving the statutory notice of such sale, and without asking the court for an order of confirmation. Estate of Delaney, 49 Cal., 76; Payne v. Payne, 18 Cal., 292; Norris v. Harris, 15 Cal., 255, 256; Larco v. Casaneuava, 30 Cal., 568; Estate of Durham, 49 Cal., 495.

But a different rule prevails where the will confers upon the executor a mere naked power, not coupled with any interest. In such a case, if authority to sell is given by the will, or the will directs a sale of property, an order of sale by the court is unnecessary, and the executor may sell without such order, in the manner directed by the testator. But if the testator has given no direction in the will, the case comes within the provisions of the probate act, and the sale must be conducted under the orders of the probate court, and in accordance with the statute. Estate of Durham, supra. In this case it is not contended that the will confers anything more than a mere power. The executors have so treated it, and have in all respects complied with the statute, except that no notice was given of the sale. But counsel for appellants contend the will authorized the executors to sell without notice if in the exercise of their discretion they determined to sell in that way; that the language of the will, authorizing them-to sell “ either at public or- private sale, in their discretion,” left the question of notice as much in their discretion as the question as to whether the sale should be public or 'private. At the time this will was made the statutes of this territory provided that an executor should give notice of the sale of property, the same as an administrator, unless there were special directions given in the will, in which case he was to be governed by such directions. The present statute provides that the sale may be either “ with or without notice, as the testator may have directed;” and that if “ directions are given as to the mode of selling, or the particular property to be sold, such directions must be observed.” We think, as to the question of notice, there is no material difference in the two statutes. The earlier Utah statute was an exact copy of the California statute in force prior to July, 1874, and the present Utah *374statute is substantially tbe same as tbe California statute which was adopted in tbat year. Counsel for appellants refer us to Larco v. Casaneuava, 30 Cal., 561, and insist tbat, as we adopted tbe California statute, tbe rule there laid down should control tbe decision in this case. In tbat case tbe will contained tbe following clause: “I hereby appoint my brother, Francisco Casaneuava, my executor of this my last will, with power to sell, dispose of, and convey all my said property, both real and personal, for tbe benefit of my said sister, without obtaining any order of any court therefor. And I hereby dispense with tbe necessity of bis giving tbe bonds required by law for tbe faithful execution of tbe trust hereby created.” In tbat case it will be seen tbat tbe power conferred was upon tbe person named; tbat be was authorized to convert tbe entire estate into money, and reduce it to bis possession. Tbe court in tbat case substantially held tbat it was a power coupled with an interest, and that, taking it altogether, it was apparent tbat be intended to take tbe execution of bis will wholly out of the possession of tbe probate act, and that it was unnecessary for him to apply to tbe court for authority to sell, or ask tbe court to confirm the sale after it bad been made. If tbe will in this case should be construed tbe same as tbe will in tbat case, then tbe order of confirmation now sought to be obtained would be unnecessary, as tbe executors could proceed wholly independent of tbe probate court. But in tbe later case of Estate of Durham, 49 Cal., 495, wbicb arose under tbe former statute of California, wbicb was identical with our earlier statute, and substantially tbe same as our present probate act, tbe court says: “When, therefore, tbe will creates a naked power — a power not coupled with an interest — tbe executors must give notice of tbe sale, return accounts thereof, and, unless there are special directions in tbe will, must conduct tbe sale in all respects as if made under tbe order of the court.”

In this case we must presume tbe testator made bis will in view of tbe provisions of tbe statute in force at tbe time be wrote it. He devised bis property in fee to bis children, and conferred upon bis executors tbe mere power *375to sell as mueb of his property as might be necessary to carry out the provisions of the will, and authorized them to sell at either public or private sale, in their discretion, but gave them no other discretion in the conduct of the sale, and gave no discretion as to how the sale should be conducted. He did nothing indicating an intention- to take the execution of his will out of the probate act. The power to sell his property is conferred upon his executors, whoever they may be, and is not conferred upon the executors in his will by name. The appointment of the executors is in a separate and independent provision. He must have made it with the understanding that whoever executed the will would be required to comply with the provisions of the probate act, and that it would be under the supervision of the probate court. It is reasonable to conclude, when he authorized the executors to sell at public or private sale, he meant the kind of private sale provided for in the statute, and which required that notice should be given. If he had intended that these sales might be made without notice, it is reasonable to conclude he would have so stated. We are of the opinion that the will in this case confers a mere naked power upon the executors; that it authorizes them to determine whether sales of property shall be at public or private sale; but that, in whichever way they proceed, the sale must be conducted pursuant to the statute, and, the statutory notice not having been given of the sales in controversy, they are invalid. The judgment of the district court is affirmed.

Zane, C. J., and BlackburN, J., concurred.

Reference

Full Case Name
IN THE MATTER OF WALKER'S ESTATE
Status
Published