Wood v. Budge
Wood v. Budge
Opinion of the Court
The Attorney General appeals from an order of the District Court of Salt Lake County directing payment of certain sums
The claims are of various kinds, but have these things in common: Each is asserted to be a claim against the State, which it is contended would provide a basis for a cause of action, except for the doctrine of sovereign immunity;
Upon subsequent presentation of the claims to the Attorney General he withheld payment, stating that, “There is much uncertainty as to the law covering this subject matter. It is my opinion that no claim should be paid * * * until the law pertaining thereto is clarified by court determination.”
The reason assigned for doubt as to the propriety of the appropriations for these claims was set forth in his answer that he was without “ * * * authority to pay the claims of the plaintiff in view of the fact that Article VII, Section 13, of the Utah Constitution vests final authority in the Board of Examiners to pass upon all claims against the State of Utah, and the Board of Examiners has denied plaintiffs’ claims.”
The questioning of the Legislature’s prerogative in approving and appropriating money for claims which have been denied by the Board of Examiners makes it advisable to discuss briefly the source and extent of the authority of the latter Board. It is created by Section 13, Article VII, just referred to, to consist of the governor, secretary of state and attorney general, “ * * * with power to examine all claims against the State * * * and no claim * * * shall be passed upon by the Legislature without having been considered and acted upon by the said Board of Examiners.”
We are in accord with the defendant’s assertion that the constitutional grant of authority “to examine all claims against' the State” gives the Board something more than an auditing duty to perform; and that within its proper prerogative it has extensive power and discretion in examining into and determining the merits of claims asserted against the State. We so observed in the recent case of Bateman v. Board of Examiners,
“ * * * Certain it is that one of the functions of Examiners is to investigate and act. as a fact finder and advisor to the legislature on claims of that nature, such as tort claims, or other claims for damages or compensation claimed for property, goods or services, by persons who would not otherwise have legal redress . available.” (Emphasis added.)
-The provision of Sec. 13 of Art. VII, quoted above, that, “ * • * * no claim * * * shall be passed upon by the Legislature without having been considered and acted upon by the said Board of Examiners” plainly indicates that the action of the Board was not intended to be so final and absolute as to preclude other action by .the Législature. We can perceive no other meaning than that after the Board has performed its duty of examining and acting .upon such claims, the Legislature may then “pass upon,” i. e., exercise its judgment, on them and take such action as it deems appropriate. Entirely in harmony with this conclusion are: our statutory provision that “any person who is aggrieved by disapproval of such a claim by the Board [Examiners] may appeal therefrom to the legislature”;
It is also pertinent to observe that if one of the executive officers constituting the Board could circumvent legislative action by refusing to pay out funds appropriated to pay such a claim, problems would 'arise in determining how far actions of that character could extend; and may well result in perplexities relating to the balance of power between the executive, legislative and judicial branches of our state government. These departments, though to a degree interrelated and cooperating in the ■ overall functions of government, have separate powers which should be safeguarded
There is another principle which bears upon the question here under' consideration. Our Legislature is directly representative of the people of the sovereign state, and thus has inherently all of the powers of government except as otherwise specified by the State Constitution. By way of comparison, it is significantly different in that respect from the federal government, which is a government of limited powers that can properly do only those things within the scope of the powers expressly granted to it by the states through the Federal Constitution;
The Attorney General has also suggested that the appropriation to pay these claims may be outside the bounds of constitutional propriety as gifts of public funds to private individuals. It is an elementary principle of justice that there should be “equal rights to all and special privileges to none.”
For these reasons it is unquestionable that this function of the Board of Examiners was intended to be regarded- as an important one; and that it is the legislative duty to give serious consideration to its recommendations to the end that such claims be acted upon with prudence and wisdom to best serve the interests of the whole State and to avoid making grants in cases where the State should assume no responsibility.
In the instant case there was no trial of the issues as to the merits or frailties of these claims, and there is no record before us of any proceeding on them. The complaint stated, and the answer admitted, facts which, if true, would show that they are claims against the State which were filed and proceedings taken in accordance with law. We are obliged to apply the principle that legislative actions are endowed with a presumption of validity; and that they will not be stricken down unless it clearly appears that the Legislature acted beyond its authority.
Affirmed. No costs awarded.
. See State Road Commission v. Parker, 13 Utah 2d 65, 368 P.2d 585.
. Utah Constitution, Art. VII, Sec. 13, and 63-6-10, U.C.A.1953.
. Laws of Utah 1961, Chapter 185.
. Implemented into statute by Sec. 63-6-1, U.C.A.1953.
. Sec. 63-6-17, U.C.A.1953: “Any person * * * aggrieved by the disapproval of a claim by the board [Examiners] may appeal from its decision to the legislature by filing with the board a notice thereof, and * * * the board must transmit the demand * * * with a statement of the evidence taken before "it, to the legislature.”
. See Bateman v. Board of Examiners, footnote 5, supra; also Hjorth v. Whittenburg, 121 Utah 324, 241 P.2d 907; Campbell Bldg. Co. v. State Road Comm’n., 95 Utah 242, 70 P.2d 857; Wilkinson v. State, 42 Utah 483, 134 P. 626.
. Claims have been presented through the Board of Examiners to the Legislature at every biennial session thereof since statehood. See Chap. 185, Laws of Utah 1961 and prior appropriation acts in each biennial volume of Utah Session Laws.
. Amendment X, U. S. Constitution.
. Cf. closely similar statement made by Thomas Jefferson, First Inaugural Address.
. Utah Constitution, Art. VI, Sec. 26 (16). The legislature is prohibited from enacting any private or special laws in the following cases: Granting to an individual, association, or corporation any privilege, immunity or franchise.
. See State v. Geurts, 11 Utah 2d 345 359 P.2d 12, and cases therein cited.
Concurring Opinion
(concurring in result) .
The record in this case reflects a simple writ of mandate problem, which poses a question as to whether the Attorney General should be ordered to pay over funds
The petition alleged a filing of the claims with the Board in compliance with provisions of Art. VII, Sec. 13, Utah Constitution; that the Board considered and transmitted them to the Legislature with a recommendation that they be denied; that the Legislature approved them and appropriated moneys for their payment; that the law enjoined the Attorney General to pay the same upon obtaining releases, but that this official has refused to do it, thus exceeding his authority as Attorney General. There was no assertion or pleading that attacked the processing of the claims, and there were no constitutional issues raised incident to the pleaded facts and the answer thereto. The only question was whether, under existing legislation, and the procedure taken, the Attorney General should be required to pay. Constitutional issues anent the nature ¿nd extent of powers between two constitutional agencies, the Legislature and the Board, orally were interjected into this case after issue joined, hearing on the petition, and issuance of the writ of mandate.
It is axiomatic that constitutional law questions will not be convassed or adjudicated which are not made an issue by the pleadings and which are not reflected.in any segment of the record. None was issuable here. None of the provisions of Title 63, U.C.A.1953, having to do with the nature and extent of the functions of the Board of Examiners, was attacked as unconstitutional. Nor was any function of the Legislature questioned. None was briefed or argued in reference to the present appeal.
The petition stated facts which, if true, would show regularity in the filing and processing of the claims. No attack having' been made urging irregularity, there is nothing this court can do but presume regularity. A further presumption must be indulged in this court to the effect that, without meritorious attack on the Legislature’s disposition of the matter, its action was regular, consonant with and within the ambit of its authority. Therefore, there is nothing left but for this court to ignore any constitutional straw man set up, on matters dehors the record, arguments for or objections to which are rhetorical and interesting but inapropos. It follows that the trial court must be affirmed and the Attorney General must pay the claims from moneys appropriated to him for that purpose, upon obtaining the releases mentioned in the pleadings and the legislation.
Mandamus is rarely employed, and not designed to referee internecine conflicts between constitutional agencies of the State, without profound or serious reason. Generally, it is dedicated to the proposition that an official, failing to carry out a requirement imposed by law, must comply. That is all that the pleadings in this case ask, and from the record before us, and
As pointed out in the main opinion, the Legislature cannot make gifts unrelated to any real public purpose simply because an isolated individual is in need, is injured, or because an end result morally might be charitable and commendable. The public weal may justify assistance generally where the public generally is concerned and benefited, but a gift of public moneys simply because a written plea is advanced, labeled a “claim” against the State, historically and traditionally has been denounced.
It seems obvious to this writer that the Board of Examiners was a creature of its constitutional parents,' who deliberately and with wisdom designed it to include the highest elected legal officer of the State. Also obvious, it seems, is that such officer was made a member of the Board to determine if a so-called “claim” really is one against the State, or whether it simply is a request for a gift inaccurately called a “claim,” or some other illegitimate petition for funds.
Furthermore, the decision of the Board, after it has “passed upon” a “claim” should .be overridden by the Legislature only upon .a clear showing that its action wholly was arbitrary and capricious. Any arbitrary and capricious action of either the Board or the Legislature itself in effectuating any action beyond its recognized functions would be subject to judicial review in an appropriate proceeding. All this, — and each case must stand alone, — to assure the citizen and taxpayer whose funds are held in trust for governmental purposes, will not be spoliated or denied of access, depending on the law and justice demonstrated in each individual case. To hold otherwise, the judiciary would be impotent in protecting the fundamental rights of those who embrace our tripartite system, and would render one branch helpless to close any Pandora’s Box through which could flow -“claims” that appeared legitimate on their faces, but which under the test of probative judicial machinery and the application of simple principles of due process, would be 'unmasked and shown to be false.
It may be suggested that in a case where processing a claim through the Board of Examiners on to the Legislature has not been accomplished substantially in compliance with statutory interdictions, or where the so-called “claim” proves abortive, the action of the Legislature in appropriating money to satisfy such “claim” would be subject to examination by the Ju.diciary with respect to merit and justici-ability, — a duty this court must accept, and
Much of this concurring opinion is gratuitous, since I think the case decidable strictly on procedural grounds, hut I feel justified in indulging in it in the light of the fact that I think much of the main opinion is gratuitous, and I feel free, therefore, to address myself thereto.
. 42 Am.Jur. 756, Sec. 57, Public Funds.
Reference
- Full Case Name
- Mary Amelia WOOD, Hazel Stevens, Lloyd Warner, Guardian Ad Litem for Nancy Louise Ovard, Wayne John Sterling and Dean J. Hadfield, Plaintiffs and Respondents, v. Walter L. BUDGE, Attorney General of Utah, Defendant and Appellant
- Cited By
- 32 cases
- Status
- Published