Meza v. State
Meza v. State
Opinion of the Court
lopinion of the Court in part:
INTRODUCTION
T 1 Sergio Meza appeals the district court's dismissal of his petition under the Post-Conviction Remedies Act (PCRA) seeking to withdraw his plea held in abeyance. In the alternative, Mr. Meza invites us to invoke our extraordinary writ authority to fashion a remedy allowing him to withdraw his plea.
T2 We hold that the PCRA does not apply to a successfully completed plea in abeyance and therefore affirm the district court's dismissal of his PCRA petition. We decline Mr. Meza's request that we exercise our constitutional power to fashion an alternate remedy because he has another adequate remedy. Specifically, rule 60(b)(6) of our rules of civil procedure provides a vehicle for Mr. Meza to challenge his plea. He may accordingly seek to withdraw his plea under that rule by filing a motion in the justice court where the plea was entered.
BACKGROUND
T 3 While represented by counsel, and pursuant to a plea-in-abeyance agreement, Mr. Meza pled no contest to charges of possession and use of a controlled substance and possession of drug paraphernalia. After Mr. Meza successfully complied with the terms of the agreement, the justice court withdrew his plea of no contest and dismissed the two drug charges.
14 Mr. Meza subsequently filed an action under the PCRA seeking to withdraw his, plea in abeyance, Mr. Meza argues that his attorney provided ineffective assistance by advising him that the "abeyance plea carried no immigration consequences," when that is. not the case.
15 The district court granted the State's motion to dismiss, concluding that the Legislature "did not intend a plea in abeyance to function as either a judgment or a convietion." The district court did not address Mr. Meza's argument that it had constitutional authority to fashion a mechanism to allow
STANDARD OF REVIEW
¶ 6 “We review an appeal from an order dismissing or denying a petition for post-conviction relief for correctness without deference to the lower court’s conclusions of law.” Winward v. State, 2012 UT 85, ¶ 6, 293 P.3d 259 (internal quotation marks omitted). “The question of whether to grant a petition for extraordinary relief lies within the sound discretion of this court.” Snow, Christensen & Martineau v. Lindberg, 2013 UT 15, ¶ 22, 299 P.3d 1058.
ANALYSIS
1. THE DISTRICT COURT PROPERLY DENIED MR. MEZA’S PCRA CLAIM
¶ 7 Mr. Meza argues that the district court erred in dismissing his PCRA claim because it was properly brought under the PCRA.
¶ 8 We agree with the State. The PCRA provides a post-conviction remedy to persons who have been both convicted and sentenced for a crime. But under the plea-in-abeyance statute, no judgment of conviction is entered pending completion of a plea-in-abeyance agreement. Accordingly, Mr. Meza is not entitled to relief under the PCRA.
A Both a Conviction and a Sentence Are Prerequisites to Relief Under the PCRA
¶ 9 Mr. Meza argues that a petitioner may be entitled to relief under the PCRA if he has either a conviction or a sentence. In so arguing, Mr. Meza relies on several provisions in the PCRA that reference a conviction or sentence and points to federal court decisions treating a plea in abeyance as a sentence or a conviction. See, e.g., United States v. Gofman, 312 F.3d 1159, 1165-67 (10th Cir. 2002) (“Mr. Gorman’s plea in abeyance was both an adjudication of guilt and a conviction.”). In response, the State acknowledges that the PCRA allows a petitioner to obtain relief from either a conviction or a sentence, but argues that the petitioner must be both convicted and sentenced before he is entitled to relief. We agree with the State and hold that the PCRA requires a petitioner to be both convicted and sentenced before he is entitled to relief under the act.
¶ 10 When faced with a question of statutory interpretation, “our primary goal is to effectuate the intent of the Legislature.” LeBeau v. State, 2014 UT 39, ¶ 20, 337 P.3d 254. “The best evidence of the Legislature’s intent is the statute’s plain language.” Id. “[W]e read the plain language of the statute as a whole, and interpret its provisions in harmony with other statutes in the same chapter and related chapters.” Id. (internal quotation marks omitted).
¶ 11 The PCRA provides that “a person who has been convicted and sentenced for a criminal offense may file an action ... for post-conviction relief.” Utah Code § 78B-9-104(1) (emphasis added). The meaning of “and” in this context is clear—both a convic
112 We are bound by the statute's plain meaning and must give effect to its requirements. Accordingly, we hold that the PCRA requires that a petitioner be both convicted and sentenced before he is entitled to relief, even though the petitioner may choose to challenge only the conviction or the sentence.
118 Having concluded that both a convietion and a sentence are required before a petitioner is entitled to any relief under the PCRA, we next address whether Mr. Meza was convicted under the PCRA.
B. Mr. Meza's Plea in Abeyonce Was Not a Conviction
114 The State argues that pleas in abeyance do not qualify as convictions for purposes of the PCRA. Mr. Meza relies on federal cases construing pleas in abeyance as convictions in arguing that a plea of guilty or no contest is considered a conviction. He also points to other Utah statutes that construe a plea of guilty or no contest as a conviction. Considering the plain language of the plea-in-abeyance statute, we do not find these sources persuasive. Except in those cases where a statute specifically provides otherwise, a successfully completed plea in abeyance is not a conviction and cannot be treated as such.
15 The plea-in-abeyance statute defines a plea in abeyance as "an order by a court, ... accepting a plea of guilty or of no contest from the defendant" Id. § T7-2a-1(1). A court may hold a plea in abeyance "[alt any time after acceptance of a plea of guilty or no contest but prior to entry of judgment of conviction and imposition of sentence." Id. § Ti-2a2-2(1). While the plea is held in abeyance, the court will "not enter judgment of conviction against the defendant nor impose sentence upon the defendant." Id. And if a defendant successfully completes the conditions of the plea-in-abeyance agreement, the court may either "reduce the degree of the offense and enter judgment of conviction and impose sentence for a lower degree of offense[ ] or ... allow withdrawal of a defendant's plea and order the dismissal of the case." Id. § Ti-22-30@).
116 In Mr. Meza's case, the justice court withdrew his plea and dismissed the case against him. Mr. Meza's plea in abeyance was held "prior to entry of judgment of conviction and imposition of sentence." Id. § Ti-2a-2(1). And upon completion of Mr. Meza's plea-in-abeyance agreement, the court "allowled] withdrawal of [his] plea and order[ed] the dismissal of the case." Id. § 7i-22-8(@2)(b), Thus, no judgment of conviction was ever entered against Mr. Meza.
117 In light of the plain language of the plea-in-abeyance statute, we are not persuaded by Mr. Meza's references to other Utah statutes in which a plea in abeyance is considered a conviction. The plea-in-abeyance statute states the general rule that a suceess-fully completed plea in abeyance is not a conviction. The statutes on which Mr. Meza relies are explicit exceptions to the general rule that simply have no application to the cireumstances presented here. For example, the Cohabitant Abuse Procedures Act provides that "a plea of guilty or no contest to any domestic violence offense in Utah, which plea is held in abeyancel,] ... is the equivalent of a conviction, even if the charge has been subsequently reduced 'or dismissed." Id. § 7i-836-1.2(2). And in the Crime Vie tims Restitution Act, a conviction includes "(a) judgment of guilt; (b) a plea of guilty; or (c) a plea of no contest." Id. § Ti-882-102(1). And a plea in abeyance is either a "plea of guilty or of no contest." . Id. § 77-88a-102(9). But neither of these exceptions
{18 We presumé the Legislature uses each word advisedly. Had the Legislature intended a plea in abeyance to constitute a conviction in all cireamstances, it would have so provided in the statute authorizing such pleas. But it did not. Rather, the statute provides to the contrary, And those statutes that do treat a plea in abeyance as a conviction do so only in explicitly defined contexts. For us to consider a plea in abeyance as a conviction in all cases would render the varying definitions created by the Legislature superfluous, which we will not do. 'We therefore hold that a successfully completed plea in abeyance resulting in dismissal of the original charges is not a conviction. Because Mr. Meza was never convicted, he does not qualify for relief under the PCRA.
II, A RULE 60(b)(6) MOTION IS AN ADEQUATE REMEDY TO CHALLENGE A SUCCESSFULLY COMPLETED PLEA IN ABEYANCE FOR INEFFECTIVE ASSISTANCE OF COUNSEL
{19 While a Utah plea in abeyance is not considered a conviction for certain purposes under the PCRA, it is considered a conviction under certain federal laws.
{20 In arguing that we should create an exception to the PCRA to provide him a remedy for his counsel's ineffective assistance, Mr, Meza relies on our constitutional authority to issue extraordinary writs. We agree with Mr. Meza that our constitutional authority to issue extraordinary writs gives us the authority to remedy ineffective assistance of counsel.
121 Associate Chief Justice Lee's concurrence contends that Mr. Meza never asked us to invoke our extraordinary writ power, arguing that, at most, we have been asked to use our constitutional power to entertain his PCRA petition. This is not how we understand Mr. Meza's argument. Mr. Meza repeatedly argued that "where there is no remedy under the PCRA," we "retain inherent constitutional authority to create common-law exeeptions to the PCRA." It is true that Mr. Meza did not file a separate formal rule 65B petition for an extraordinary writ. But the entire crux of his argument to this court was based on our authority to issue extraordinary writs and both parties dedicated extensive discussion to this issue in their briefs and at oral argument. Because the PCRA does not apply at all to Mr. Meza's situation, it does not provide Mr. Meza a mechanism to challenge his alleged constitutional violation. Yet we have previously recognized that a remedy must exist "in statute or rule to make real the promise afforded by a constitutional right." State v. Rees, 2005 UT 69, ¶ 14, 125 P.3d 874; see also Manning v. State, 2005 UT 61, ¶¶ 26-27, 31, 122 P.3d 628 (creating an extraordinary remedy when no remedy existed under PCRA). Thus, a remedy must exist for a violation of a' eriminal defendant's right to effective assistance of counsel, ,
122 Accordingly, we interpret Mr. Meza's argument as inviting us to invoke our extraordinary writ authority to fashion a remedy in the wake of an unremedied constitutional deficiency. We "have original jurisdiction to issue all extraordinary writs." Uran Const. art. VIII, § 8. But we will issue an extraordinary writ only when "no 'other plain, speedyl,] and adequate remedy is available" Utar R. Civ. P. 65B(a). In this case, extraordinary relief is not available because Mr. Meza has another remedy available for challenging his plea in abeyance. That remedy is a motion under rule 60(b)(6) of our rules of civil procedure."
[23 Rule 60(b) allows a court to "set aside a final judgment for reasons such as mistake, newly discovered evidence, or fraud."
24 To begin, Mr. Meza does not qualify for relief under subsections (1)-(5) of rule 60(b). These subsections allow a party to seek relief from a judgment in the event of (1) mistake or similar excuse; ' (2) newly discovered evidence; (8) fraud; (4) voidness; or (5) satisfaction, release, or discharge,. None of these provisions even arguably apply here.
25 Mr. Meza is also not seeking relief "in an attempt to evade the PCRA." Kell 2012 UT 25, ¶ 24, 285 P.3d 1133; The PCRA provides that it "establishes the sole remedy for any person who challenges a conviction or sentence for a criminal offense[,].... re-placfing] all prior remedies for review, including extraordinary or common law writs." Urah Cope $ T8B-9-102(1). For this reason, we have generally not allowed rule 60(b)(6) motions in contexts where they would allow a movant to thwart the substantive or procedural requirements of the PCRA. See Archuleta v. Galetka, 2011 UT 73, ¶ 168, 267 P.3d 232. However, as explained above, the PCRA has no application to Mr. Meza inasmuch as he does not satisfy the substantive qualifications for PCRA relief. Because the PCRA's "sole remedy" provision is inapplicable here, a rule 60(b)(6) motion would not constitute an attempt to bypass the PCRA.
T 26 Having concluded that a rule 60(b)(6) motion would not constitute an attempt to thwart the requirements of rule 60(b)(1)-(5) or the PCRA, we examine whether Mr. Meza's unusual and exceptional cireum-stances warrant rule 60(b)(6) relief. Mr. Meza has "a Sixth Amendment right to counsel, a right that extends to the plea-bargaining process." Lafler v. Cooper, - U.S. -, -, 182 S.Ct. 1376, 1384, 182 L.Ed.2d 398 (2012). The Constitution "ensure[s] that no criminal defendant-whether a citizen or not-is left to the mercies of incompetent counsel." - Padilla, 559 U.S. at 374, 130 S.Ct. 1473 (internal quotation marks omitted). Moreover, "the seriousness of deportation as a consequence of a criminal plea, and the concomitant impact of deportation on families," requires counsel to "inform her client whether his plea carries a risk of deportation." Id.
127 In this case, Mr. Meza contends that his counsel was required to inform him of the possible immigration consequences of his plea in abeyance. And if Mr. Meza's counsel did not provide effective assistance, Mr. Meza must be allowed to challenge his plea. "[Ala absolute prohibition against providing a forum to a defendant in which he may assert defects in his guilty plea would certainly violate constitutional due process guarantees." State v. Merrill, 2005 UT 34, ¶ 29, 114 P.3d 585. Mr. Meza's need for a mechanism to assert a defect in his guilty plea and the PCRA's failure to provide such a mechanism leads us to conclude that his cireumstances are sufficiently unusual and exceptional to qualify for relief under rule 60(b)(6). .
€(28 Because rule 60(b)(6) provides Mr. Meza with a vehicle for challenging his guilty plea on the basis of ineffective assistance of counsel, there is no reason to consider his request that we exercise our constitutional power to fashion a remedy for his alleged ineffective assistance of counsel, Mr. Meza may seek relief from the consequences of his plea by filing a rule 60(b)(6) motion in the justice court where he originally entered his plea in abeyance.
29 The district court correctly concluded that Mr. Meza did not qualify for relief under the PCRA. The PCRA requires that a petitioner have been both convicted. and sentenced before he is entitled to seek relief,. But Mr. Meza was never convicted. We therefore affirm the dismissal of Mr. Meza's suit under the PCRA. We decline to rely on our constitutional authority to fashion a mechanism for Mr. Meza to withdraw his plea because he may obtain relief for the alleged ineffective assistance of counsel by filing a rule 60(b)(6) motion in the justice court.
. This case is before us on the limited question of whether the PCRA or another mechanism provides a forum for Mr. Meza, We therefore do not opine on the merits of Mr. Meza's claim that the plea in abeyance prejudices him under federal immigration law.
. In his opening brief, Mr. Meza also argues that the PCRA violates the equal protection provisions of the United States and Utah constitutions. Because this issue was not-raised in the district court, we decline to address it on preservation grounds. In his reply brief, Mr. Meza suggests for the first time that the PCRA does not provide him due process. However, "issues raised by an appellant in the reply brief that were not presented in the opening brief are considered waived." Spencer v. Utah State Bar (In re Application of Spencer), 2012 UT 92, ¶ 25 n. 36, 293 P.3d 360 (internal quotation marks omitted). Because Mr. Meza first challenged the constitutionality of the PCRA on due process grounds in his reply brief, we also decline to address that issue.
. Other statutes also construe a plea in abeyance as 'a conviction. E.g., Umar Cope § 17-16-10.5(2)(c) (malfeasance in office) id § 76-9-301.7(1) (cruelty to animals).
. The PCRA does provide a mechanism for a petitioner seeking to withdraw a guilty plea under certain circumstances. See id. § 77-13-62). The PCRA provides a forum for relief from a plea in abeyance when the plea in abeyance is re- . voked and a judgment of conviction is entered, or when the court, in accordance with a successfully completed plea-in-abeyance agreement, "reduce{s] the degree of the offense and enter[s] judgment of conviction and 1mpose[s] sentence." See id. § 77~2a—3(2)(a) But it is not available to a defendant, such as Mr. Meza, who has the charges against him dismissed entirely.
, E.g., Perez-Hernandez v. Holder, 332 Fed.Appx. 458, 461 (10th Cir. 2009) ("[A] panel of this court has already held that a guilty plea held in abeyance entered in Utah state court satisfies the 8 U.S.C. § 1101(a)(48)(4A)' definition of a 'conviction'. ..."); United States v. Dell, 359 F.3d 1347, 1349 (10th Cit. 2004) (concluding "that the [Utah federal] district court properly counted Dell's , plea in abeyance as a conviction under [the United States Sentencing Guidelines]"); United States v. Gorman, 312 F.3d 1159, 1165 (10th Cir. 2002) ("Mr. Gorman's plea in abeyance was both an adjudication of guilt and a conviction.").
, 'The PCRA provides that it "establishes the sole remedy for any person who challenges a conviction or sentence for a criminal offense[,].... replac[ing] all prior remedies for review, including extraordinary or common law writs." Uran Cope § 78B-9-102(1). But because Mr. Meza does not challenge a conviction or a sentence, the PCRA's "sole remedy" provision is inapplicable to him and does not foreclose us from addressing other remedies beyond those provided in the PCRA.
. "[(Aln 1ndlcat10n that no remedy exists in statute or rule to make real the promise afforded by a constitutional right gives rise to questions of what tool should be deployed to protect that
. At oral argument the State asserted that Mr. Meza is not entitled to extraordinary relief unless he can identify the ancient writ that provided the specific relief he seeks. But this is a misapprehension of our power to issue extraordinary writs. - "Our cases demonstrate the practical utility of the flexibility of extraordinary writs in various circumstances." Renn v. Utah State Bd. of Pardons, 904 P.2d 677, 684 (Utah 1995). Although the Utah Constitution "at one time listed each type of writ that was within this court's jurisdiction to grant[,]. ... the practice of specifically listing each available common law writ has been abandoned," State v. Barrett, 2005 UT 88, ¶¶ 10-11, 127 P.3d 682. Instead, the authority to issue extraordinary writs allows us to provide remedies "not available to a party unless necessary to preserve a right that cannot be-protected by a standard legal or equitable remedy." Buack's Law Dictionary 1408 (9th ed. 2009) (defining extraordinary remedy). See Rex v. Bank of England (1780) 99 Eng. Rep. 334 (K.B.) 335; 2 Dougl. 525 ("When there is no specific remedy, the Court will grant [the writ of} mandamus that justice may be done.").
. Our rules of civil procedure "also govern in any aspect of criminal proceedings where there is no other applicable statute or rule." Urag R. Ciy. P. 81(e).
. Rule 60(b) "reflects and confirms the courts' own inherent and discretionary power, firmly established in English practice long before the foundation of our Republic, to set aside a judgment whose enforcement would work inequity." Plaut v. Spendthrift Farm, Inc., 514 U.S. 211, 233-34, 115 S.Ct. 1447, 131 328 (1995) (internal quotation marks omitted). Some jurisdictions have recognized that rule 60(b) was intended "to retain all [the] substantive rights protected by the old writ of coram nobis." State v. Lucero, 90 N.M. 342, 563 P.2d 605, 606 (App. 1977); see also Commonwealth v. Spaulding, 991 S.W.2d 651, 655 (Ky. 1999) ("[Rule 60(b)(6) ] is a catch-all provision that encompasses those grounds, which would justify relief pursuant to
Concurring Opinion
concurring in part and concurring in the judgment:
1 31 I concur in the judgment and in Part I of the opinion of Justice Parrish But I disagree. with the balance of that opinion. The issues it addresses in Part II are not properly before us, and that portion of the opinion is thus improperly advisory. Accordingly, I would affirm on the ground that the Post-Conviection Remedies Act (PCRA) affords no right to relief to Meza because he is not challenging a "conviction and sentence" in this case, supra 111, without addressing Meza's entitlement to relief on a petition for an extraordinary writ, supra 1 19 & n. 6, or a motion under Utah Rule of Civil Procedure 60(b)(6), supra 1 23.
I 32 In reaching out to address the merits of a petition and motion that were not filed by Meza or addressed in the briefing on appeal, Justice Parrish proposes to resolve other issues of substantial significance. She would hold, specifically, that (a) "the PCRA's 'sole remedy' provision," Utah Code section T8B-9-102(1), is somehow "inapplicable to him and does not foreclose us from addressing other remedies beyond those provided in the PCRA," supra 119 n. 7; (b) the constitution requires that a "remedy must exist" to give Meza "a mechanism to challenge his alleged constitutional violation" of his right to counsel, supra 121; and (c) our cases free a petitioner seeking an extraordinary writ of a burden of proof of any of the elements set forth in traditional common-law writs, substituting instead an undefined principle of "flexibility," supra I 20 n. 8.
183 The lead opinion's analysis of these significant issues strikes me as questionable. Because none of the issues was properly preserved or briefed in this case, moreover, they should not be resolved in this case.
§ 34 The petition dismissed by the district court and presented to us on appeal was a PCRA petition, plain and simple. Meza never filed a petition for an extraordinary writ-not in the district court, and not in our court. The district court, moréover, issued a decision dismissing a PCRA claim. It never ruled on a petition for an extraordinary writ because it was never asked to do so. The issue was accordingly not preserved in the district court.
1836 Meza's briefs nowhere seek to invoke the power of this court to issue an extraordinary writ At most, he has asked us to "exercise [our] constitutional authority to entertain [his] PCRA petition." - (Emphasis added).
137 The availability of an extraordinary writ is thus a matter not properly presented for our decision. Instead, we are asked to decide only whether Meza's claim is proper under the terms of the PCRA, and whether we retain the power to establish an exception to the terms of that statute.
T38 By statute, a PCRA claim is "the sole remedy for any person who challenges a conviction or sentence for a eriminal offense." Uras Cop® § 78B-9-102(1) (emphasis added). And such remedy "replaces all prior remedies for review, including extraordinary or common law writs." Id. In light of these clear, straightforward limitations, our cases have repudiated the notion of a judicial pre
139 That is all that we need to say to affirm the decision of the district court in this cage. Because Meza has not filed a petition for extraordinary relief, and the parties have not briefed the propriety of such a petition on appeal, we should not opine on the merits of such a petition. For that reason T cannot join Part II of the lead opinion, which goes to some lengths to opine on the merits of a petition that Meza did not file, see supra 1 21, to conclude that such a petition should fail due to the availability of a. motion under Utah Rule of Civil Procedure 60(b)(6); see supra 1T 28-26, and, in the process, to opine on significant questions of constitutional law (as to a supposed requirement that a "remedy must exist" for any "alleged constitutional violation," supra I 21).
4] 40 The lack of adversarial brlefing on the issues explored in part II of the lead opinion is troubling. We have no briefing, for example, on the question of whether a "plain, speedyl,] and adequate remedy is available" to Meza through a mechanism other than a petition for extraordinary relief. R. Crv. P. 65B, Nor do we have any briefing on the question of which if any of the common law writs might best fit Meza's case, or whether we may have the authority to extend an established writ to fit the facts and circumstances of this case. See supra T 20 n. 9 (rejecting the argument that "Meza is not entitled to extraordinary relief unless he can identify the ancient writ that provided the specific relief he seeks"). And because no one has briefed these questions, we likewise lack any briefing on the availability of the. alternative remedy proposed by Justice Parrish-of a motion to set aside a judgment under Utah Rule of Civil Procedure 60(b)(6).
€ 41 The notion of a constitutional requirement that a "remedy must exist" for any "alleged constitutional violation," supra " 21, is another matter that was not briefed by the parties. And this is a substantial leap,. Justice Parrish's only authority for it is State v. Rees, 2005 UT 69, 1 14, 125 P.8d 874, but the quoted language from Rees is by no means a holding that the constitution guarantees a judicial remedy for any violation of its terms. Rees simply speaks of "questions of what tool should be deployed to protect" a right for which "no remedy exists in' statute or rule." Id. (emphasis added). And the answer that the Rees opinion provides is not that a "remedy must exist" as a constitutional requirement, but simply that "extraordinary writs embody the procedure traditionally used to protect such a right." Id. That is uncontroversial. But it does not at all support the notion that for every constitutional right there must be a judicial remedy. American law, in fact, has long repudiated that principle.
142 Our law has long recognized the authority of the legislature to regulate the availability: of <and limitations on private claims asserting violations of the constitution. Doctrines of justiciability, political question, procedural bar, and statutes of limitations have long limited the availability of judicial review of constitutional claims. See supra {11 n. 6. Without careful briefing on the matter, we cannot lightly assume that the legislature exceeded its authority in limiting review under the PCRA to challenges to a "conviction or sentence for a criminal offense." Urax Cop® $ 78B-9-102(1). >
€43 Nor can we avoid the question by asserting that this provision is somehow "inapplicable and does not foreclose us from addressing other remedies outside the PCRA." Supra 119 a. 7. The whole point of the sole remedy provision is to prescribe a sole remedy-to "replace[ ] all prior remedies for review, including extraordinary or common law writs." Urax CopE § 78B-9-102(1). Thus, the fact that "Mr. Meza does not challenge a conviction or a sentence," supra I 19 n. 6, does not make the provision "inapplicable." It forecloses his right to assert a claim. That was the holding of the district court- and of part I of the lead opinion. We should leave it at that. We should hold that Meza lacks a right to sue under the PCRA, and leave for any future case the questions whether he may seek an extraordinary writ or file a 60(b) motion (and if he so claims, whether he has a constitutional right to any such remedy).
{44 Our rules of preservation are longstanding and well-settled,
1 45 I can appreciate a sense of sympathy for the plight of Mr. Meza. And I understand
. None of the district court filings in the record make any reference to Utah Rule of Civil Procedure 65B-our rule governing extraordinary relief. And none of Meza's filings includes a docu
. Justice Parrish claims to "understand Mr. . Meza's argument" d1fferently Supra T21. She says that the "entire crux" of Meza's argument was his invocation of our " 'inherent constitutional authority to create common law exceptions to the PCRA.' " Supra 121. But the quoted sentence is an outlier in the briefing. And, more ~ importantly, even the quoted language' is not an assertion of a right to an extraordinary writ; it is simply a request that we exercise our supposed " 'constitutional authority to create common law . exceptions to the PCRA.'" We have no such power, see infra 119-20, and even the lead opmlon declines to assert it.
The problem is evident in the lack of briefing on the issues the lead opinion addresses. Nowhere in the parties' briefs on appeal do we see any argument at all on the elements of any extraordinary writ that might be available to Meza, on the existence of an alternative remedy {like a 60(b) motion), or on the supposed constitutional right to a remedy (rendering the PCRA's sole remedy provision unconstitutional). These are all issues that Justice: Parrish reaches out to decide. This is not a matter of '"interpret[ing] Mr. Meza's argument[s]" on appeal. Supra 122. It is a matter of providing a roadmap for his success on remand. That is not our role.
. During oral argument, members of the court appeared to appreciate the problem-by noting that an opinion on the availability of a writ that Meza had not sought would constitute an "advisory opinion."
. Justice Parrish's attempts to justify her approach to resolving this case fall short. It cannot be said that we are simply "invok{ing] our extraordinary writ authority to fashion a remedy in the wake of an unremedied constitutional deficiency." Supra 122. Meza has neither briefed nor established any "constitutional deficiency," and the State has had no chance to respond to any such argument.
. See, e.g., Tillman v. State, 2005 UT 56, ¶¶ 21-23, 128 P.3d 1123 (applying Hurst exceptions to the PCRA); Gardner v. Galetka, 2004 UT 42, ¶ 17, 94 P.3d 263 (same); Hurst v. Cook, 777 P.2d 1029, 1037 (Utah 1989) (establishing common law exceptions to post-conviction procedural bar).
. While Marbury v. Madison famously opined that for every right there is a remedy, 5 U.S. (1 Cranch) 137, 163, 2 L.Ed. 60 (1803), that has not been reality. Exceptions to this ideal are legion. See Richard H. Fallon, Jr. & Daniel J. Meltzer, New Law, Nomw-Retroactivity, and Constitutional Remedies, 104 Harv. L. Rev. 1731, 1784 (1991) ("Modern doctrines, beyond any peradventure, depart decisively from the notion that the Constitution requires effective remedies for all victims of constitutional violations"). In fact, in Mar bury itself the court declined to fashion a remedy despite its conclusion that Marbury had a statutory right that had been violated. See 5 U.S. at 154, 180. And the doctrines limiting or altogether withholding a remedy when there has been a constitutional violation are extensive: sovereign immunity, see United States v. Testan, 424 U.S. 392, 400, 96 S.Ct. 948, 47 L.Ed.2d 114 (1976); absolute immunity, see, e.g., Tenney v. Brandhove, 341 U.S. 367, 376, 379, 71 S.Ct. 783, 95 L.Ed. 1019 (1951); qualified immunity, see Harlow v. Fitzgerald, 457 U.S. 800, 102 S.Ct. 2727, 73 L.Ed.2d 396 1982); exceptions to the Fourth Amendment's exclusionary rule, see, e.g.,. Davis v. United States, 564 U.S. 229, 131 S.Ct. 2419, 180
. Hill v. Superior Prop. Mgmt. Servs., Inc., 2013 UT 60, ¶ 46, 321 P.3d 1054 (explaining how "[olur adversary system demands" adherence to preservation doctrine); Patterson v. Patterson, 2011 UT 68, ¶ 15, 266 P.3d 828 (explaining how preservation doctrine furthers "judicial economy" and "fairness" by ensuring that both the lower court and the opposing party have an opportunity to address all the issues); 438 Main St. v. Easy Heat, Inc., 2004 UT 72, ¶ 51, 99 P.3d 801 ("[Preservation] puts the trial judge on notice of the asserted error and allows for correction at that time in the course of the proceeding.".
. Utah Transit Auth. v. Local 382 of the Amalgamated Transit Union, 2012 UT 75, ¶ 23, 289 P.3d 582 ("[Wlhatever else the judicial power clause may imply, it incorporates a prohibition on the issuance of advisory opinions by our courts."); see also Gregory v. Shurtleff, 2013 UT 18, ¶ 73, 299 P.3d 1098 (Lee, J., concurring in part and dissenting in part) ("[Blecause the power we wield must be Judicial, we are foreclosed from making law or announcing our views in an advisory or other non-judicial posture.").
. City & Cnty. of San Francisco v. Sheehan, - U.S. -, -, 135 S.Ct. 1765, 1773-74, 191 L.Ed.2d 856 (2015) (declining to address an "important question" of whether particular statutory language was applicable because resolution would "benefit from briefing and an adversary presentation"); United States v. Fruehauf, 365 U.S. 146, 157, 81 S.Ct. 547, 5 L.Ed.2d 476 (1961) (recognizing that advisory opinions are prohibited, in part, because the issues "are not pressed before the Court with that clear concreteness provided when a question emerges precisely framed and necessary for decision from a clash of adversary argument exploring every aspect of a multifaceted situation embracing conflicting and demanding interests").
. In light of my criticism of the lead opinion's decision to reach out to resolve issues not properly presented, I am in no position to offer my own conclusive views. But I am dubious of at least one additional aspect of Justice Parrish's opinion-its rejection of the State's argument that "Meza is not entitled to extraordinary relief unless he can identify the ancient writ that provided the specific relief he seeks." Supra 120 n. 8. I would be reluctant to read our cases to have replaced the elements of common law writs with a general principle of practical "flexibility." Supra 120 n. 8. Indeed, our decision in State v. Barrett, which is cited by Justice Parrish, at least arguably reinforces the viability of the elements of historical writs. 2005 UT 88, ¶ 11, 127 P.3d 682 (explaining that "the practice of specifically listing each available common law writ has been abandoned," but emphasizing that our rule 65B "can be thought of as a repository of all the extraordinary writs that, in the past, were envisioned as separate and distinct proceedings," and holding that "[the fact that rule 65B has subsumed the common law writs does not ... change the reality that 'a court must look to the nature of the relief sought, the circumstances alleged in the petition, and the purpose of the type of writ sought in deciding whether to grant extraordinary relief " (quoting Renn v. Utah State Bd. of Pardons, 904 P.2d 677, 683 (Utah 1995))). In any event, we should not decide this important issue in the absence of a "clash of adversary argument" to assist us in "exploring every aspect of a multifaceted situation." Fruehauf, 365 U.S. at 157, 81 S.Ct. 547.
Concurring Opinion
concurring in part and concurring in the result:
130 I concur in Part I of the majority opinion and in the court's judgment "affirm[ing] the dismissal of Mr. Meza's suit under the PCRA." See supra 129. I cannot join in Part II, however. First, Mr. Meza did not request a writ of any kind in the lower court. See 438 Main St. v. Easy Heat, Inc., 2004 UT 72, ¶ 51, 99 P.3d 801. And whether or not preserved below, I cannot read Mr. Meza's argument on appeal-that this court has common-law authority to modify the PCRA or provide a remedy beyond its bounds-so broadly as to invoke this court's common-law writ jurisdiction. Second, I share Justice Lee's concern that the majority opinion's proposed rule 60(b)(6) solution to Mr. Meza's dilemma has not yet passed the test of the adversarial process, as it was neither raised nor briefed by the parties. Cf. State v. Robison, 2006 UT 65, ¶ 22, 147 P.3d 448. That said, a rule 60(b)(6) approach to resolution of the catch-22 created at the intersection of the plea-in-abeyance statute and the PCRA seems promising and is certainly worth further consideration in an appropriate setting.
Reference
- Full Case Name
- Sergio Alejandro MEZA, Petitioner-Appellant, v. STATE of Utah, Respondent-Appellee
- Cited By
- 11 cases
- Status
- Published