Waite v. Utah Labor Comm'n
Waite v. Utah Labor Comm'n
Opinion
¶ 1 Here we address the constitutionality of Utah Code section 34A-2-417(2)(a)(ii), a provision of the Workers' Compensation Act (WCA) that limits the time an injured worker has to prove a claim. The section provides that an employee claiming compensation for a workplace injury must be "able to meet the employee's burden of proving that the employee is due the compensation claimed" within "12 years from the date of the accident." If the employee cannot, the claim is barred. Petitioners are two workers who were injured as a result of a workplace accident and filed claims to receive permanent total disability benefits more than twelve years after the original accident. Both had their claims denied and dismissed as untimely under section 34A-2-417(2)(a)(ii). In petitioning for review of the Utah Labor Commission's orders, they argue that this statute acts as a statute of repose and so is unconstitutional under the Open Courts Clause of the Utah Constitution. We conclude that while section 34A-2-417(2)(a)(ii) is a statute of repose, it is nevertheless constitutional under the Open Courts Clause.
Background
¶ 2 This consolidated petition stems from two separate orders of the Utah Labor Commission (Commission) denying benefits to two different workers, James Waite and Luis Ortega (collectively, Petitioners). As we are called upon today to decide only questions of law, the facts underlying the Commission's orders will be discussed only briefly.
¶ 3 Each Petitioner was injured in a workplace accident, each filed a request for compensation within six years of the workplace accident in accordance with Utah Code section 34A-2-417(2)(a)(i), and each had his condition worsen after an initial determination of compensation. As a result, each filed for additional benefits after twelve years from the date of the original accident. Each Petitioner's claim was denied by an administrative law judge (ALJ) on the basis that he had failed to "meet the employee's burden of proving that the employee is due the compensation claimed" within the twelve-year period described in section 34A-2-417(2)(a)(ii). Each Petitioner requested the Commission review the ALJ's decision. Among the arguments each Petitioner asserted as a basis for reversal was the one on appeal here: that section 34A-2-417(2)(a)(ii) operates as a statute of repose and so is unconstitutional under the Open Courts Clause of the Utah Constitution.
¶ 4 The Commission, in reviewing Petitioners' claims, noted in each case that the statute at issue appeared to operate as an invalid statute of repose, but concluded that it had no authority as an agency to decide whether the statute was constitutional. Both Petitioners petitioned the court of appeals for review of the Commission's orders. The court of appeals consolidated the petitions and certified the case to us pursuant to Utah Code section 78A-4-103(3) and rule 43 of the Utah Rules of Appellate Procedure.
Standard of Review
¶ 5 The Utah Administrative Procedures Act vests our court with "jurisdiction to review all final agency action resulting from formal adjudicative proceedings." 1 The Act empowers us to "grant relief" where "a person seeking judicial review has been substantially prejudiced" because "the agency action, or the statute or rule on which the agency action is based, is unconstitutional on its face or as applied" 2 or because "the agency has erroneously interpreted or applied the law." 3 We first address whether the twelve-year limitations period created by Utah Code section 34A-2-417(2)(a)(ii) should be properly understood as a statute of repose. Because we conclude that the section is a statute of repose, we then address whether it is facially unconstitutional under the Utah Open Courts Clause. 4 The interpretation and constitutionality of a statute are questions of law that we review for correctness. 5
Analysis
¶ 6 There are two issues on appeal. First, whether Utah Code section 34A-2-417(2)(a)(ii) should be read as a statute of limitation or a statute of repose. If it is the former, our analysis ends as Petitioners have not raised any argument that the section would be unconstitutional as a statute of limitation and, indeed, such an argument would likely be unavailing as "[s]tate legislatures possess the discretion to enact statutes of limitations, and these statutes are presumptively constitutional." 6 If, on the other hand, we interpret the section as a statute of repose, we must then consider whether it is unconstitutional under the Open Courts Clause. We address each issue in turn and conclude that although the statute should be read as a statute of repose, it survives under the Open Courts Clause.
I. Section 34A-2-417(2)(a)(ii) is a Statute of Repose
¶ 7 The first issue in this case is whether Utah Code section 34A-2-417(2)(a)(ii) should be interpreted as a statute of limitation or as a statute of repose. This is a difficult question, but one that turns on when a "cause of action" accrues under the WCA, a question we have yet to resolve definitively. We address this issue at length in the companion case of Petersen v. Labor Commission. 7
¶ 8 Section 34A-2-417(2)(a) reads as follows:
A claim [for disability benefits] is barred, unless the employee: (i) files an application for hearing with the Division of Adjudication no later than six years from the date of the accident; and (ii) by no later than 12 years from the date of the accident, is able to meet the employee's burden of proving that the employee is due the compensation claimed under this chapter.
Thus, this section imposes two requirements on an injured worker who seeks disability benefits: First, the worker must file an application for a hearing within six years of the date of the accident giving rise to the injury for which the worker seeks compensation. Then, the worker must prove that he or she is entitled to compensation within twelve years of the injury. 8
¶ 9 The initial filing of the application for a hearing invokes the Commission's continuing jurisdiction to hear and decide an employee's claims for compensation due to workplace injuries. 9 Because the Commission's jurisdiction is continuing, the Commission, "[a]fter notice and hearing ... may from time to time modify or change a former finding or order" awarding compensation. 10 We have "recognized two appropriate bases for reopening and reevaluating an award: (1) a change in condition or new development or (2) the inadequacy of a previous award." 11 Ultimately, "the Commission may exercise its continuing jurisdiction where a claimant's medical condition deviates from its anticipated course." 12
¶ 10 Prior to 1999, there was no limit on the Commission's continuing jurisdiction to revisit an award of compensation for permanent total disability. The WCA required only that the employee file within six years-not that he or she prove entitlement to benefits within a set timeframe. In 1998, the court of appeals specifically rejected a claim that the Commission's jurisdiction ended at the end of the six year filing period and held that the Commission's jurisdiction "in these cases is indefinite," 13 an interpretation we later affirmed. 14 The next year, the legislature amended the WCA to include the requirement that the employee "meet the employee's burden of proving that the employee is due the compensation claimed" within twelve years from the date of the accident. 15 As we stated in Ortega v. Meadow Valley Construction , by enacting this amendment, "the six-year limitation for filing an application for hearing was retained, and a twelve-year cap was established on the continuing jurisdiction of the Commission to reexamine the claim if the employee's physical condition worsened." 16
¶ 11 Petitioners challenge this twelve-year timeframe as an unconstitutional statute of repose. The Workers Compensation Fund (WCF) contends that it is a statute of limitation. "Whether a statute that bars or terminates a claim for relief is a statute of limitations or a statute of repose depends on the nature of the statute and the manner in which it operates to cut off the legal right of a person to obtain a remedy for an injury." 17 We described the difference between the two types of statutes in Berry ex rel. Berry v. Beech Aircraft Corp. , the seminal case addressing the constitutionality of statutes of repose. 18 There we stated:
A statute of limitations requires a lawsuit to be filed within a specified period of time after a legal right has been violated or the remedy for the wrong committed is deemed waived. A statute of repose bars all actions after a specified period of time has run from the occurrence of some event other than the occurrence of an injury that gives rise to a cause of action.... Therefore, a statute of repose may bar the filing of a lawsuit even though the cause of action did not even arise until after it was barred and even though the injured person was diligent in seeking a judicial remedy. 19
In short, we distinguish statutes of limitation and statutes of repose by looking to the event that triggers the start of the statutory timeframe: if the trigger is the accrual of a cause of action, it is a statute of limitation, but if it is some other event, it is a statute of repose. 20
¶ 12 This, of course, raises the question of when a cause of action accrues under the WCA. We have never directly addressed this question. 21 In general, "a cause of action accrues upon the happening of the last event necessary to complete the cause of action." 22 Stated another way, "[a] cause of action arises the moment an action may be maintained to enforce a legal right." 23
¶ 13 The WCF argues that a cause of action under the WCA-the right to claim compensation for a workplace injury-arises at the time of the workplace accident. Under the WCF's view, once the worker has experienced an accident causing an injury, the worker can request compensation. The fact that the compensation award may need to be adjusted later does not change the fact that the worker's claim arose on the date of the accident. As we have stated on multiple occasions, "A claim for compensation under the [WCA] is only one claim, no matter how many hearings are had or how many distinct awards are made. It is a claim by the employee for compensation for the injury he has sustained, notwithstanding the compensation may be determined from time to time resulting in many distinct awards." 24 Therefore, the WCF contends, because the twelve-year limitations period begins on "the date of the accident," which is the same date on which the cause of action accrues, the statute is a statute of limitations, not a statute of repose.
¶ 14 Petitioners respond by pointing out that the Commission defers deciding disability claims until after a claimant's injuries have stabilized, 25 and that claimants have to essentially start a new action for compensation when there has been either "a change in condition or new development" or when the previous award has shown itself to be inadequate. 26 Each new request for hearing receives its own case number and triggers all the procedures that a new request would, such as discovery. Indeed, we have described these additional hearings as "later claim[s] relating to the specified industrial injury." 27 Accordingly, Petitioners argue that the last event necessary for a claimant to gain a right to claim disability benefits is not the workplace accident, but the later stabilization or changed circumstance-the event that entitles the claimant to a new or changed award. Because the twelve-year period is tied to the date of accident, and not to the time that the worker becomes legally eligible to claim the additional benefits, 28 the statute can cut off a claimant's right to assert a claim and is accordingly a statute of repose.
¶ 15 Although this is a close question, the Petitioners present the better reading of section 34A-2-417(2)(a)(ii). The WCF would have us treat a claim for compensation as similar to a claim for personal injury in that an injured worker can only assert a claim once, though the actual payment amount may be modified at a later date. Workers' compensation claims, however, are a unique type of remedy. Indeed, we have rejected comparisons to personal injury awards in the past. 29 "Workers' compensation claims are best viewed as a process, rather than as a discrete event ...." 30 Although a claim for compensation is, as we have stated, "one claim" for purposes of invoking the Commission's continuing jurisdiction, it can be made up of a series of claims, hearings, and awards. 31 The WCA already has a statute of limitations- section 34A-2-417(2)(a)(i) -which requires a claimant to file within six years of the first accrual of the claimant's right to invoke the Commission's jurisdiction. Section 417(2)(a)(ii) cuts off a claimant's right to file additional claims based on changed circumstances-even if those claims could not have been asserted prior to the expiration of the twelve-year period.
¶ 16 We have already described section 34A-2-417(2)(a)(ii) as a statute of repose that imposes "a twelve-year limit to the Commission's continuing jurisdiction," though this description was in dicta. 32 Our prior description of the statute was correct because it acts like a statute of repose and is not always tied to the date that the employee becomes eligible to maintain an action for compensation. As discussed above, section 417(2)(a)(ii) ends the continuing jurisdiction of the Commission to adjust awards in light of changed circumstances. The Commission's jurisdiction otherwise extends to hearing and deciding a claim for benefits upon "the discovery of a previously unnoticed injury," 33 or when the Commission originally determined that the claimant was not due any benefits, but later became disabled. 34 Thus, there may be circumstances where a claimant was not entitled to any disability benefits until after the twelve-year period, because he or she did not discover the injury until after twelve years had expired. Because a claimant is "eligible to file an application for hearing seeking additional benefits because his award was inadequate" 35 only after the changed circumstances-the discovery of the full extent of the injury resulting from the workplace accident-the twelve-year period is not tied to the accrual of the worker's right to claim benefits, and section 417(2)(a)(ii) should be interpreted as a statute of repose.
¶ 17 Having held that section 34A-2-417(2)(a)(ii) is a statute of repose, we now consider whether it violates the Open Courts Clause of the Utah Constitution by impermissibly abrogating a person's right to a remedy. 36 As discussed below, we conclude that it does not violate the Open Courts Clause and so withstands scrutiny under that constitutional provision.
II. Open Courts Clause
¶ 18 The meaning of the Open Courts Clause of the Utah Constitution has "spawned extensive debate in our opinions." 37 The clause itself states:
All courts shall be open, and every person, for an injury done to him in his person, property or reputation, shall have remedy by due course of law, which shall be administered without denial or unnecessary delay; and no person shall be barred from prosecuting or defending before any tribunal in this State, by himself or counsel, any civil cause to which he is a party. 38
In Berry ex rel. Berry v. Beech Aircraft Corp. , "[t]he court's majority ... embraced a substantive conception of the open courts protection." 39 Since that case, we have held that, although the "legislature may create, define, and modernize the law[,] ... it does not have unbridled power" to do so. 40 Thus, the Open Courts Clause acts as a substantive check on legislative power. And although our prior cases have viewed statutes of repose with some constitutional suspicion, "we have clearly stated that the open courts clause does not necessarily forbid all statutes of repose[,] but that such statutes can be constitutional when the possibility of injury and damage is highly remote and unexpected." 41 So, a statute of repose is not automatically unconstitutional, but can be upheld if it satisfies the test we adopted in Berry.
¶ 19 In Berry , we established a three-part test to determine whether a legislative act runs afoul of the Open Courts Clause. Under this test, we look first to whether the legislature has abrogated a cause of action. 42 If it has, we then determine whether "the law provides an injured person an effective and reasonable alternative remedy." 43 "[I]f there is no substitute or alternative remedy provided, abrogation of the remedy or cause of action may be justified only if there is a clear social or economic evil to be eliminated and the elimination of an existing legal remedy is not an arbitrary or unreasonable means for achieving the objective." 44
¶ 20 The parties agree that if section 34A-2-417(2)(a)(ii) is interpreted as a statute of repose, it has abrogated an existing remedy and that the legislature has not provided an alternative remedy. Accordingly, the parties dispute only whether imposing this statute of repose eliminates a "clear social or economic evil" and, if it does, whether it does so in an "arbitrary or unreasonable" way. We address these two components of the test in turn.
A. Clear Social or Economic Evil
¶ 21 The first component of our analysis of whether the legislature was justified in abrogating a remedy is to determine whether the legislature was acting in response to a "clear social or economic evil." In order to address the parties' arguments in this regard, however, we must first resolve a dispute that exists in our caselaw about the presumption of constitutionality of statutes under the Berry test. In a series of cases we have held or suggested that when a statute is challenged under the Open Courts Clause, and the statute is shown to abrogate a cause of action without providing for an alternate remedy, "we have, de facto , shifted from a presumption that the limiting statute is constitutional to a presumption that the statute is unconstitutional, placing the burden to show that the Berry test is satisfied upon those seeking to uphold the challenged statute." 45
¶ 22 But more recently we have clarified that the view of the presumption of constitutionality we expressed in these cases is no longer good law. In Judd v. Drezga , "we recognize[d] an obligation of deference to legislative judgments in a Berry review, and to the extent this differ[ed] from our prior application of Berry , those prior applications [were] disavowed." 46 In that case, we looked to the purpose the legislature included in the statute and stated that "[a]lthough the empirical truth of these findings is a matter of some dispute, we will not undertake the same investigation as the legislature." 47 We ultimately held that, "[w]hen an issue is fairly debatable , we cannot say that the legislature overstepped its constitutional bounds when it determined that there was a crisis needing a remedy." 48
¶ 23 Although Judd apparently resolved this question, Petitioners argue that the deferential standard we adopted in Judd applies only when the legislature has made specific findings of purpose. They point to the fact that the statute at issue in Judd had "stated legislative findings" that there was "a crisis in the health care industry" justifying the statute. 49 Under Petitioners' approach, we would defer to "legislative judgments" 50 as to the presence of an evil to be rectified only where those judgments are clearly expressed, which they assert tracks the Berry test of looking to whether there is a "clear social or economic evil to be eliminated." 51
¶ 24 Petitioners' approach ignores Judd 's reasoning and misstates its holding. In Judd , we looked not only to the legislative findings contained in the statute, but we also considered the investigation the legislature had done-"its data-gathering methods and conclusions"-in making those findings. 52 We noted that both sides cited "various studies and articles[ ] that ostensibly support their position." 53 We deferred to the legislature not because it had codified its findings, but because the legislature had resolved a policy dispute after researching and debating the issue. We noted that "[a] court is ill-suited to undertake investigation of such a nature" and held that "our power does not extend so far as to permit imposition of our views on such policy disputes." 54 Accordingly, "[o]ur inquiry under the 'clear social or economic evil' portion of the Berry test is ... limited" to a determination of "whether the legislature overstepped the bounds of its constitutional authority in enacting [the statute], not whether it made wise policy in doing so." 55 Thus, "[w]hen an issue is fairly debatable, we cannot say that the legislature overstepped its constitutional bounds when it determined that there was a crisis needing a remedy." 56
¶ 25 Turning to the statute at issue in this case, although there are no codified legislative findings, there is an extensive record showing that this statute was contentiously debated in the legislature. Proponents of the bill pointed to the fact that a limitation on the ability of a worker to file for benefits helps insurance companies better manage their risks, informs them as to the amount of reserves they need to keep, and protects them against limitless litigation over old claims where causation had become tenuous. 57 They also stated that the bill would help employers by reducing the premiums they would have to pay, as insurance companies' base premiums on the number of potential, outstanding compensation claims that may be filed, which is dependent on the number of injured workers who may file claims. 58 These are the types of policy considerations that in previous cases we have found to justify a legislative abridgment of a legal remedy. 59
¶ 26 Of course, there were and are a number of countervailing policy considerations, including the argument that there are only a few claims that would ever be adjudicated beyond twelve years, so the fiscal savings is minimal. Further, Petitioners argue that insurance companies and employers do not face a risk of litigating stale claims with old evidence, because the worker must have filed within the first six years and had his or her claim to benefits decided after a hearing in which a record of relevant evidence would be made. A subsequent filing would only look at the recent change in circumstances, where the evidence would be fresh, to determine whether it was caused by the original, well-documented workplace accident. Under Judd , however, it is not our place to investigate and balance these competing policy considerations.
¶ 27 Ultimately, "[a]lthough [Petitioners'] arguments are well taken, and the court may remain unconvinced of the wisdom of limiting [disability benefits] for severely injured victims like [Petitioners], our power does not extend so far as to permit imposition of our views on such policy disputes." 60 Because the issue in this case "is fairly debatable," "the views of a majority of members of this court should [not] prevail over those of the majority of the legislature." 61 Thus, we hold that there is a "clear social or economic evil" that was sought to be eliminated by section 34A-2-417(2)(a)(ii). This holding, however, does not end our analysis. We must now turn to a discussion of whether the statute of repose "is a reasonable, nonarbitrary method for achieving the legislature's stated purpose." 62
B. Arbitrary and Unreasonable Means
¶ 28 The second component of the Berry test's evaluation of the legislative enactment is to determine whether "the elimination of an existing legal remedy is not an arbitrary or unreasonable means for achieving the objective." 63 To do so, we look to whether the statute is "narrowly tailored" 64 or if it "cut[s] an unnecessarily wide swath through [the impacted] causes of action." 65 In general, a statute of repose "can be constitutional when the possibility of injury and damage is highly remote and unexpected." 66
¶ 29 In this case, the statute cuts off a worker's right to file for benefits only if the changed circumstances warranting benefits-the development of the injury into a disability or the discovery of a previously unknown injury-accrues twelve years after the original accident. A cause of action that accrues before twelve years is actionable, and, so long as the worker is diligent in filing for benefits, the claim will not be cut off as the legislature specifically included a provision extending the Commission's jurisdiction to adjudicate an initiated claim even if the twelve-year timeframe expires. 67 Further, there is no time limit on the insurance company's or employer's responsibility to cover all medical treatment. 68
¶ 30 Accordingly, the legislature's purpose in enacting the statute was to end prolonged and uncertain liability for both insurance companies and employers-and to reduce the associated insurance premiums. The legislature has narrowly tailored the statute to that purpose by cutting off only those claims that have somehow not manifested or stabilized after twelve years. Further, in selecting twelve years, the legislature has adopted a time period that far exceeds any statute of limitation for civil claims 69 and is equivalent to the longest period adopted by other states that have enacted similar statutes. 70 The statute "is targeted to control costs in one area where costs might be controllable," "gives insurers some idea of their potential liability," and does not reach beyond the narrow class of claims described above. 71 Accordingly, section 34A-2-417(2)(a)(ii) is a reasonable and non-arbitrary means of achieving the valid legislative purposes discussed above and withstands Open Courts Clause scrutiny.
C. Response to Justice Lee's Concurrence
¶ 31 In his concurrence, Justice Lee argues that we should overrule Judd v. Drezga 72 and adopt a new interpretation of the Open Courts Clause-an interpretation that would limit the legislature's ability to eliminate vested causes of action, but would impose no restriction on the authority of the legislature to eliminate causes of action prospectively. In his typical fashion, Justice Lee's arguments are thoughtful and scholarly. And in an appropriate case, they may well garner the support of a majority of the members of this court. But this is not the appropriate case. This is so for two reasons.
¶ 32 First, reaching the issue of whether Judd should be overturned is unnecessary to the resolution of this case. 73 Petitioners have not sought to have Judd overturned in favor of an Open Courts Clause interpretation that would yield a different result. Nor would the application of Justice Lee's new proposed interpretation yield a different result. He agrees with the majority that the Petitioners' claims fail.
¶ 33 Second, not only does Justice Lee unnecessarily reach the question of whether Judd should be overturned, he goes one step further by proposing a new interpretation of the Open Courts Clause-an interpretation that has not been proposed by the parties, much less briefed, and that would represent a dramatic departure from our existing precedent. This court has engaged over the last three decades in a sometimes contentious debate over the correct interpretation of the Open Courts Clause. We should not conclude this debate by overruling precedent in a case where it is unnecessary to reach the issue, and then sua sponte replace that precedent with a new interpretation.
¶ 34 That having been said, this opinion should not be construed as a comment upon the merits of Justice Lee's proposed new interpretation of the Open Courts Clause. Nor should it be read to signal an end to this court's debate over the interpretation of the Open Courts Clause. In the appropriate case, we may well revisit Judd , and we may well consider Justice Lee's proposed interpretation, or perhaps another. But we should grapple with issues of this magnitude in a case where doing so is necessary to the case's resolution.
Conclusion
¶ 35 For the reasons discussed above, Utah Code section 34A-2-417(2)(a)(ii) is a statute of repose that is constitutional under the Open Courts Clause of the Utah Constitution. Accordingly, we affirm the Utah Labor Commission's order.
Associate Chief Justice Lee
¶ 36 Today this court continues its gradual retreat from the balancing test set forth in
Berry ex rel. Berry v. Beech Aircraft Corp.
,
¶ 37 In the decades since Berry our open courts jurisprudence has been marked by confusion, inconsistency, and ongoing revisionism. The briefing in this case, moreover, has highlighted the incompatibility of the Berry test with the text and original meaning of the Open Courts Clause. I would overrule Berry. I would replace it with a standard that is more transparent, more workable, and more in line with the terms and historical understanding of the guarantee of a right to open courts. And I would uphold the constitutionality of the challenged provisions of the Workers' Compensation Act under the revised standard that I would adopt.
¶ 38 The majority attempts to avoid the question of the viability of the
Berry
test. It says that it is "unnecessary" for us to reach the question whether the
Berry
line of cases "should be overturned" in order to resolve this case.
Supra
¶ 32. Because the challenged workers' compensation provisions are, in the court's view, constitutional even under the
Berry
standard (as modified in
Judd v. Drezga
,
¶ 39 I cannot see how this is a matter of avoidance. Or how my approach can be deemed improper. The parties have presented extensive briefing on the question of the textual and historical basis for our Berry framework. And they have invited us to repudiate the Berry framework in light of one that is more in line with the original meaning of the Open Courts Clause. My decision to take the parties up on their invitation is hardly a sua sponte act. See sua sponte, BLACK'S LAW DICTIONARY (10th ed. 2014) (defining sua sponte as "[w]ithout prompting or suggestion"). The standard that I propose admittedly draws a line that differs somewhat from that proposed by any of the parties. Instead of either retaining Berry or endorsing the view espoused in past dissenting opinions in the court I am advocating something of a middle ground. But surely there is no bar on a judge defining the law in a manner that strikes a balance between the extremes proposed by the parties. As judges we always retain the prerogative-if not the duty-to discern the applicable standard of law as we understand it (and without being bound by the legal standards espoused by the parties). 74 That is what I seek to do here. I am trying to do my level best to articulate the governing law in response to the questions framed by the parties' briefing.
¶ 40 The majority, moreover, is not really avoiding the question of the viability of the standard set forth in the Berry line of cases. It is openly affirming the viability of the standard by applying it in this case. All that is really avoided by the court is a transparent statement of an analytical basis for retaining the Berry - Judd standard. And the refusal to offer that kind of explanation doesn't strike me as a matter of judicial restraint.
¶ 41 I think we need to reexamine Berry and openly decide whether it should be retained. And I think we should overrule it and replace it with a standard that is more workable and more faithful to the terms of the Open Courts Clause.
¶ 42 I explain the basis for my conclusions in the paragraphs below. First I offer some background on the Berry standard as it has been applied over time and by the majority today. Then I explain the basis for my conclusion that Berry is not entitled to deference as a matter of stare decisis. For that reason I next return to first principles-to a consideration of the text and original meaning of the Open Courts Clause, which in my view require us to repudiate Berry in favor of a more limited standard that would foreclose only the legislative abrogation of vested causes of action. Because the Workers' Compensation Act does not cross that line, I close with my conclusion that we should uphold the Workers' Compensation Act under the revised standard that I would apply.
I. BERRY
¶ 43 In
Berry
we held that the Open Courts Clause of the Utah Constitution limits the power of the legislature to abrogate legal remedies recognized in the common law.
Berry ex rel. Berry v. Beech Aircraft Corp.
,
¶ 44 For many years this court viewed the Berry standard as a high bar. In cases in which the legislature abrogated a common law remedy and provided no substitute, we effectively flipped the usual presumption of constitutionality-embracing what amounted to a de facto presumption of unconstitutionality. 75 And we upheld legislation abrogating an existing remedy without the provision of a substitute only if the party defending the statute presented evidence sufficient to persuade us of the weight and significance of the "social or economic evil" at issue. 76
¶ 45 Many of our decisions in this field were announced by a divided court. 77 A principal hallmark of the Berry test has been the consistent call for its repudiation. 78 For good reasons: Berry has spawned confusion and uncertainty from the outset, and its basis in the text and original meaning of the Open Courts Clause has quite credibly been questioned. 79
¶ 46 Our open courts precedent is also marked by a gradual retreat from the
Berry
standard. A significant step in the retreat came in
Judd v. Drezga
,
¶ 47 This case is an important one in this significant series. The parties ask us either to reinforce the Berry standard or to extend the Judd restriction on that standard a step further. Mr. Waite says that the Berry requirement of a "clear social or economic evil" necessarily requires independent judicial evaluation of the policies advanced in favor of the workers compensation provision at issue. And he views Judd as a limited exception to the rule-under which we defer to the legislature (asking only where the social or economic evil is a matter of fair debate ) only in the face of express legislative findings. The Labor Commission, on the other hand, asks us to extend the Berry - Judd standard to all cases, whether or not there are express legislative findings. It says that courts should never engage in an independent assessment of whether there is a sufficient "social or economic evil" to support the abrogation of an existing remedy.
¶ 48 This is an important question. Resolving it implicates not just a policy question of whether to extend
Judd
but the bigger jurisprudential question of the legal basis for the
Berry
standard that started us down this path. That is why we issued a supplemental briefing order in this case-asking the parties to present argument on whether the "text and original meaning" of the Open Courts Clause "provide a substantive guarantee
against the elimination of remedies recognized by the law in the past"; on whether
Berry
and its progeny are entitled to deference "under the
stare decisis
standards discussed in
Eldridge v. Johndrow
,
¶ 49 The parties and their amici-represented by able counsel-presented extensive briefing on these important questions. Yet the majority attempts to avoid them. It does not expressly consider the constitutional propriety of the Berry test (as adjusted in Judd ). And it offers no analysis of the propriety of preserving these standards as a matter of stare decisis. Instead it claims the important questions presented-and argued by the parties-are "unnecessary to the resolution of this case." Supra ¶ 32. Thus, the court upholds the Berry standard on principles of judicial restraint and avoidance. Id.
¶ 50 I find no logical or legal basis for this approach. In resolving this case by applying and extending the Berry - Judd standard, the majority is continuing to uphold the standard; it is simply withholding the basis for its analysis of these questions from public view.
¶ 51 The decision to extend
Judd
(and further limit
Berry
) may be a step in the right direction. It is if the
Berry
framework is either not true to the text and original meaning of the Open Courts Clause or if
Berry
is not entitled to deference as a matter of
stare decisis.
But the majority doesn't offer those (or other) reasons for this decision. It just assumes the propriety of the
Berry
-
Judd
framework. And that strikes me as problematic. It is "emphatically" our "province and duty ... to say what the law is."
Marbury v. Madison
,
¶ 52 The decision only to extend Judd , moreover, may be insufficient. If the Berry framework is not the correct constitutional standard and if it is not entitled to stare decisis respect then we should repudiate it entirely.
¶ 53 The lack of an explicit rationale in support of the court's decision leaves lower courts and future litigants without the benefit of much-needed guidance in this long-muddled field. The watered-down Berry - Judd standard may be the substantial equivalent of federal "rational basis" review. If it is then the substantive component of the open courts guarantee has been effectively diluted out of existence. 80 Alternatively, the "fairly debatable" formulation may imply some level of scrutiny beyond that required as a matter of federal constitutional law. The court doesn't tell us. And by kicking this can down the road the majority is further perpetuating a long-festering problem-our establishment of a legal regime that has long been fueling costly litigation and extensive uncertainty about the scope of the power of our legislature to cut back on common law remedies.
¶ 54 We should stop kicking this can down the road. We should address the viability of the Berry test head-on. I would do so here.
II. STARE DECISIS
¶ 55 A threshold question presented is whether our
Berry
line of cases is entitled to deference as a matter of
stare decisis.
We asked the parties to present arguments on this question under the standards set forth in our opinion in
Eldridge v. Johndrow
,
¶ 56 A key question under
Eldridge
is "how firmly" a line of "precedent has become established in the law since it was handed down."
¶ 57 The point of this inquiry is to balance the important goal of maintaining stability in the law against our ongoing commitment to getting the law "right." The first-listed set of considerations is aimed at assessing the downsides of overruling precedent. If a law is working well in practice and sustains significant reliance interests, it may be costly to reform the law by overruling precedent. And that is a strike in favor of deference to precedent. The second consideration goes to the upside of overruling an erroneous precedent. The more clearly errant a prior decision, the greater the need to set it aside in advancing our commitment to the rule of law.
¶ 58 The argument for overruling a prior decision is strongest when the costs of overruling (from a reliance or stability standpoint) are low and the benefits (from a rule of law standpoint) are high. In my view that is the case here. Berry has never become "firmly" established. Quite the contrary, as noted, this decision has spawned extensive debate and ongoing revisionism (which continues in the majority opinion today). The Berry standard has not worked well "in practice." Litigants and courts have long struggled with how to define and implement the standards set forth in these cases. 81 The stated standards, moreover, are inherently fuzzy and difficult to apply with any predictability. 82 This is simply not a field in which a litigant can claim that substantial "reliance" on our case law "would create injustice or hardship if it were overturned." So the costs of repudiating the Berry framework are in my view limited.
¶ 59 The benefits, on the other hand, seem to me to be substantial. The
Berry
decision itself upset more than seventy years of settled precedent.
83
And as explained in some detail below, there is little or no support in the text or original meaning of the Open Courts Clause for the
Berry
standard. This is just not a case in which we can find persuasive "the authority and reasoning on which th[is] precedent was originally based."
Eldridge
,
¶ 60 For these reasons I would take up the invitation to revisit the proper standard for assessing the scope of the legislature's power to abrogate remedies recognized in the common law. I would not feel foreclosed from so doing by the doctrine of stare decisis.
III. THE ORIGINAL MEANING OF THE OPEN COURTS CLAUSE
¶ 61 The Open Courts Clause is not unique to Utah. Most states have some variation on this sort of provision. 84 And there is widespread agreement in the historical record that the language of the clause is rooted in principles passed down from as far back as England's Magna Carta. 85 So, to uncover the original meaning of this clause, we should treat its language as written in the language of the law 86 -as a legal term of art. 87 I would therefore frame my interpretation of the Open Courts Clause with an understanding of the open courts case law in place at the time of the adoption of the Utah Constitution.
¶ 62 Nineteenth-century open courts cases from other states are instructive in discovering the original public meaning of this provision at the time of Utah's statehood in 1896. 88 They make clear the meaning of the terms of art employed in the clause during the time period in which Utah adopted its similar provision. And based on those cases, I conclude that the Berry formulation is wrong. I find no basis for an open courts prohibition on legislative abrogation of a common law right of action-much less for the standard set forth in the Berry line of cases.
¶ 63 That said, I do not agree with the broad conclusion articulated in some prior opinions of members of this court-stating that the Open Courts Clause provides only a procedural limitation, and has no effect on the legislature's substantive power to regulate. 89 Instead, and as explained, I find a historical basis for a limited restriction on the legislature's substantive power to abrogate a common law cause of action: To the extent a given cause of action was vested as of the time of the legislature's enactment, the Open Courts Clause prohibits retroactive abrogation of such claims.
A. Nineteenth-Century Case Law
¶ 64 I find no basis in the nineteenth-century cases to conclude that the Open Courts Clause limits the legislature's general power to abrogate an existing remedy. At most, the nineteenth-century open courts cases recognized a limit on the abrogation of a vested claim. And in that context, the courts sometimes spoke of the question whether the legislature had preserved an adequate substitute remedy. But the broad notion of an open courts limitation on legislative power to reform the scope of the injuries or claims protected by our substantive law was no part of open courts jurisprudence in the relevant time frame.
¶ 65 The nineteenth-century cases addressed a range of issues: the availability of a forum to assert a legal claim 90 ; filing fee requirements and amounts 91 ; the impact of statutes of limitation and repose on court access 92 ; vested rights, including the degree to which the legislature could retroactively alter the law governing a cause of action that accrued prior to the new legislation 93 ; the sale of justice, including one-sided attorney fee provisions and other unequal burdens in litigation 94 ; unnecessary delay, including statutes staying execution of judgments or delaying specific cases 95 ; and the scope of the public's right to observe legal proceedings. 96
¶ 66 Not surprisingly, this focus on court access to vindicate vested legal rights is reflected in the text of Utah's Open Courts Clause. Our clause, which contains language similar to that adopted by other states, reads as follows:
All courts shall be open, and every person, for an injury done to him in his person, property or reputation, shall have remedy by due course of law, which shall be administered without denial or unnecessary delay; and no person shall be barred from prosecuting or defending before any tribunal in this State, by himself or counsel, any civil cause to which he is a party.
UTAH CONST . art. I, § 11. The phrases "courts shall be open" and "administered without denial or unnecessary delay" speak unequivocally to access to the courts. In light of my research, I would hold that the phrase "for an injury done to him in his person, property or reputation, shall have remedy by due course of law" reinforces the principle of access to the courts to vindicate vested legal rights. But it does not mean that the legislature cannot prospectively adjust the substantive law as it deems appropriate.
B. Utah Open Courts Clause Jurisprudence
¶ 67 Much of what we said in
Berry ex rel. Beech v. Beech Aircraft Corp.
,
the framers of the Constitution intended that an individual could not be arbitrarily deprived of effective remedies designed to protect basic individual rights. A constitutional guarantee of access to the courthouse was not intended by the founders to be an empty gesture; individuals are also entitled to a remedy by "due course of law" for injuries to "person, property, or reputation."
¶ 68 The
Berry
court also concluded that " 'no one has a vested right in any rule of law' under either the open courts or the due process provision of the Utah Constitution."
¶ 69 Berry also stated that
[i]t is ... one of the important functions of the [l]egislature to change and modify the law that governs relations between individuals as society evolves and conditions require. However, once a cause of action under a particular rule of law accrues to a person by virtue of an injury to his rights, that person's interest in the cause of action and the law which is the basis for a legal action becomes vested, and a legislative repeal of the law cannot constitutionally divest the injured person of the right to litigate the cause of action to a judgment.
Id. (citations omitted). In addition, the Berry court rejected the contention that the Open Courts Clause "is only a 'philosophical statement' that imposes no limitations on legislative power." Id. And it ultimately concluded that the legislature's enactment of a statute of repose for product liability claims implicated the Open Courts Clause.
¶ 70 All of this is consistent with the nineteenth-century case law that I have reviewed.
Yet Berry also departed from the standards set forth in the nineteenth-century cases in one important respect. The court interpreted the Open Courts Clause as a limit on the authority of the legislature to alter the law that gives rise to legal rights and available remedies, rather than a limitation on the state's authority to restrict access to the courts to vindicate vested legal rights. To support its view the court mostly cited contemporary case law from other jurisdictions. See id. at 677-78 (citing contemporary cases from other jurisdictions striking down statutes of repose). And in so doing it strayed from the original meaning of our Open Courts Clause.
¶ 71 In addition the
Berry
court emphasized dicta from our decision in
Masich.
In that dicta the
Masich
court considered a hypothetical: "Assuming the legislature can abolish the common law right of action for negligence, must it return a substitute right to each and every employee in some way affected by the abrogation to meet the test of constitutionality?"
¶ 72 But this dicta is irreconcilable with the dicta that immediately preceded it, in which the
Masich
court indicated that "no one has a vested right in any rule of law" and reasoned that "[m]any states must have held that both statutory rights and common law rights can be taken away."
¶ 73 In contrast to the standard laid down in
Berry
, the nineteenth-century cases consistently recognized legislative power to change the substance of the law establishing liability and to alter available remedies. Those cases uniformly rejected open courts challenges asserting the contrary.
97
So our
Berry
line of cases is incompatible with the historical standard on this point. These cases, as noted, purport to limit legislative authority to eliminate causes of action-whether through statutes of repose or by changing rules governing liability or limiting available remedies.
See, e.g.
,
Berry
,
¶ 74 In fact, I have not found a single open courts case in the pre-statehood era striking down a statute on account of a prospective legislative abrogation of a common law cause of action. A Minnesota case,
Allen v. Pioneer Press Co.
,
¶ 75 Thus,
Allen
generally invoked open courts principles and referred (in dicta) to a nebulous outer limit on legislative authority. But the
Allen
court never connected that limit to the text of the Open Courts Clause per se; it attributed that limit to "principles of natural justice."
98
And it nevertheless recognized broad legislative discretion to define legal rights and available remedies.
¶ 76 The "natural justice" limit in Allen is not only dicta; it is an outlier in the cases from the relevant time period. The overwhelming majority of cases roundly rejected the theory that the Open Courts Clause limited the legislature's authority to change the law giving rise to legal rights and the available remedies. See supra ¶ 73 n.97. And again, no open courts case from the nineteenth century struck down legislation for abrogating a common law cause of action.
¶ 77 The open courts cases in place at the time of our constitution's framing recognized a limit on the legislative abrogation of "vested rights"-rights in claims that had accrued prior to the enactment of the legislation in question. 99 But there was a general consensus in the cases that no one had a general vested right in the law ; only vested causes of action were protected. With this in mind, courts routinely held that the legislature had plenary authority to prospectively amend or abrogate existing causes of action or available remedies. 100
¶ 78 The vested rights cases might be the root of the modern notion of a general open courts limit on legislative power to abrogate causes of action. 101 In the vested rights context, after all, courts sometimes considered whether the law preserved an adequate substitute remedy. 102 But on closer scrutiny, these cases do not establish a general open courts limitation on the legislative power, and so there is no general requirement that the legislature preserve a substitute remedy in all cases. Instead, nineteenth-century open courts cases simply recognize constitutional limits on the retroactive application of legislation in a manner abrogating or limiting vested claims or remedies.
¶ 79 For these reasons I would overrule the holdings in the Berry line of cases that the Open Courts Clause restricts the legislative power to reform the common law under a test that balances our sense of social policy. The nineteenth-century understanding of the open courts guarantee does not encompass a restriction on legislative reassessment of common law causes of action. Courts in the relevant time frame repeatedly acknowledged the legislature's plenary authority to prospectively alter laws giving rise to legal rights. 103 That principle, moreover, leads to the conclusion that the legislature likewise has the power to impose statutes of limitation and repose on a prospective basis. And if the legislature has the greater power to abrogate a cause of action altogether, it must also have the lesser power to place time limitations on asserting claims.
¶ 80 As noted above, there are a few cases from the era of the Utah founding that express open courts concerns regarding statutes of limitation or repose. 104 On examination, however, these courts were protecting against legislative interference with access to courts to vindicate vested rights.
¶ 81 And "vested rights" is itself a term of art with a specific, historical meaning. Thomas Cooley's treatise on constitutional limitations illuminates the meaning of vested rights during the period. In the treatise, Cooley states that
a right cannot be considered a vested right, unless it is something more than such a mere expectation as may be based upon an anticipated continuance of the present general laws: it must have become a title, legal or equitable, to the present or future enjoyment of property, or to the present or future enforcement of a demand, or a legal exemption from a demand made by another.
THOMAS M. COOLEY, CONSTITUTIONAL LIMITATIONS 511 (2d ed. 1871). Under this definition, there is no legislative interference with vested rights where the legislature alters the "general laws" changing the legal landscape under which rights might vest in the future.
See id.
("Acts of the legislature ... cannot be regarded as opposed to fundamental axioms of legislation, 'unless they impair rights which are vested; because most civil rights are derived from public laws; and if, before the rights become vested in particular individuals, the convenience of the State procures amendments or repeals of those laws, those individuals have no cause of complaint. The power that authorizes or proposes to give may always revoke before an interest is perfected in the donee.' "(quoting
Merrill v. Sherburne
,
¶ 82 Thus, vested rights would not be disrupted by the enactment of a prospectively applicable statute of repose. The repose period would become part of the general law governing the accrual of a right of action; where a claim fails to accrue in the repose period, no right would vest and, therefore, no right could be improperly disturbed by the statute. This notion of vested rights is consistent with the pre-statehood cases articulating plenary legislative authority to alter the law that gives rise to rights. 105
¶ 83 This approach is also consistent with the nineteenth-century cases applying open courts provisions to statutes of repose or limitation. In each case, the plaintiffs had a vested property right that subsequent legislation purported to extinguish through the enactment of a statute of repose. In Byers v. Pennsylvania Railroad Company , for example, the court was primarily concerned with the retroactive application of a statute of limitations to pending cases -cutting off rights of action that had previously accrued and were then pending in the courts. 5 Pa. D. at 683-86. In the remaining cases, courts were concerned with laws precluding recourse to the courts to redress an injury to vested rights in personal or real property. Preston , 33 Me. at 558, 560-63 (right to bring action for replevin of personal property unlawfully confiscated by the government); Thornton , 11 Minn. at 339-40 (right to bring action for trespass caused by flooding); Baker , 11 Minn. at 489-90 (right to bring ejectment action). While the facts of these cases vary, in each case, the court determined that the plaintiff's real (or personal) property rights had vested 106 and the legislature's enactment of a statute of repose operated to cut off any opportunity to access the courts to pursue a remedy for the violation of a vested right. 107
¶ 84 Accordingly, the original meaning of the Open Courts Clause would not limit legislative authority to prospectively enact statutes of repose. And because the
Berry
standard has engendered no reliance interests due to the incoherence of its content,
supra
¶ 58, I would repudiate our contrary holding in
Berry.
See
¶ 85 I would also recognize a substantive Open Courts Clause limitation on legislation retroactively limiting the time for raising a vested claim. That limitation would be framed by the above-cited cases, which ask whether the statute preserves a reasonable period for plaintiffs to bring claims that vested prior to the enactment of the statute of limitation or repose. See, e.g., Baker , 11 Minn. at 494 ("We have seen that the Legislature have not the right or power to deny a person a reasonable time within which to commence an action ....").
IV. PETITIONERS' CLAIMS
¶ 86 The claims at issue here are premised entirely on the Berry - Judd theory that I would repudiate. Because the legislature once afforded a right to recover total disability benefits, petitioners contend that it could not abrogate that right through a statute of repose. I would reject that claim because it relies on a premise that has no basis in the Open Courts Clause. Petitioners do not assert that their claims had vested prior to the enactment of the repose statute. Nor could they-the provisions at issue were enacted long before they suffered their respective injuries.
¶ 87 I would accordingly affirm. I would hold that Petitioners failed to state a claim under our Open Courts Clause because the clause does not limit legislative authority to prospectively alter the law giving rise to legal rights.
Justice Pearce
¶ 88 Because our case law currently recognizes that the Open Courts Clause "embrace[s] a substantive conception of the open courts protection," the result the majority reaches is correct.
In re Adoption of B.Y.
,
¶ 89 I write separately to echo the view that Justice Lee articulates in his separate concurrence-that our Open Courts Clause jurisprudence is not entitled to much stare decisis weight. I also write to express my admiration for Justice Lee's research into the historical understanding of the meaning of the Open Courts Clause. Justice Lee has provided a model for the type of research and analysis that I would hope this court sees from parties in future cases.
¶ 90 By writing separately, I do not wish to appear critical of this court and its decades-long effort to definitively interpret the Open Courts Clause. To the contrary, the question is difficult and the stakes are high because it explores the often blurry lines that separate the powers that the people of Utah have divided between the branches of their government.
¶ 91 But if we start from the premise that our powers are limited to those the Utah Constitution gives us, our need for an extra measure of care comes into sharp focus. If the people of Utah intended that the Open Courts Clause provide a guarantee against the elimination of remedies, and we find that they did not, we will read out of the Constitution an important protection that the people of Utah intended. If, on the other hand, we conclude we have the ability to strike down legislation for reasons the Utah Constitution never contemplated, we may find ourselves impermissibly treading upon territory that the people of Utah gave to the Legislature.
¶ 92 That consideration alone would cause me to hesitate before I ever considered the meaning of the Open Courts Clause to be definitively answered.
See, e.g.,
Agostini v. Felton
,
¶ 93 Our test for assessing precedential weight confirms that our Open Courts Clause jurisprudence is particularly susceptible to reexamination. In Eldridge v. Johndrow , we opined that
[o]ur decisions have identified two broad factors that distinguish between weighty precedents and less weighty ones: (1) the persuasiveness of the authority and reasoning on which the precedent was originally based, and (2) how firmly the precedent has become established in the law since it was handed down. The second factor encompasses a variety of considerations, including the age of the precedent, how well it has worked in practice, its consistency with other legal principles, and the extent to which people's reliance on the precedent would create injustice or hardship if it were overturned.
¶ 94 As to the first factor, the history of our interpretation of the Open Courts Clause undercuts the persuasiveness of the authority. In one of our earliest opportunities to address the Open Courts Clause, we held that article I, section 11 required that the "courts must always be open to all alike" and that the Legislature could not "curtail[ ]" that access.
Union Sav. & Inv. Co. v. Dist. Court
,
¶ 95 In 1985, we dramatically changed our view of the Open Courts Clause.
See
Berry ex rel. Berry v. Beech Aircraft Corp.
,
the Berry interpretation of the Open Courts Clause is erroneous; the accompanying Berry test has proven to create more problems than it has solved.... Berry has proven to be unworkable over a period of 17 years, has not been adhered to unanimously, has been questioned and chastised by members of this court ... has been criticized by legal scholars, and presents separation of powers problems.
Id. ¶ 94 (Wilkins, J., concurring in part and dissenting in part).
¶ 96 Perhaps because of this court's continued public discussion of
Berry
, we have been asked on several occasions to revisit the holding.
See, e.g.,
Judd v. Drezga
,
¶ 97 The judicial back and forth also speaks to Eldridge 's second factor: how firmly the precedent has become established. As noted above, several separate opinions have condemned Berry . See supra ¶ 96. The bar has been on notice that this court has continued to debate the meaning of the Open Courts Clause such that it would not create an injustice or hardship if it were overturned; at least no one has yet to articulate the injustice and hardship that would result if this court overturned Berry. All of this inclines me to conclude that the precedential weight of Berry and its offspring is low and that the constitutional meaning of the Open Courts Clause is ripe for re-examination in the appropriate case.
¶ 98 By commenting upon the state of our jurisprudence, I do not wish to suggest that a party seeking to overturn
Berry
will not have some lifting to do. To replace
Berry
, a party will need to do more than just convince this court that
Berry
does not accurately reflect the framers' original intent. Rather, that party will need to convince us that there is a better, more correct interpretation of the Open Courts Clause.
110
As we have noted with respect to other constitutional language, this requires review of the plain language informed by "historical evidence of the framers' intent."
Am. Bush v. City of S. Salt Lake
,
¶ 99 After this case was fully briefed, we asked 111 the parties and the Attorney General's Office-and permitted amicus-to brief four questions, including article I, section 11's original meaning. In response, we received well-argued and well-written briefs that discussed the constitution's plain language, the interpretation of other states' open courts provisions, and the historical backdrop against which the voters of Utah approved a constitution that contained an open courts clause.
¶ 100 The briefs we received are the types of briefs we need when presented with a question concerning the original meaning of constitutional language. The briefs analyze the plain meaning of the constitutional text, our prior case law, the interpretation other courts have given to similarly worded provisions in their state constitutions, and what lessons might be gleaned from the historical context. We need briefs of this quality, because without the parties' help, we risk engaging in what Justice Blackmun might describe as a "self-guided tour" of the historical record.
See
Griffin v. United States
,
¶ 101 Indeed, reviewing our Open Courts Clause case law, it appears that often we based our conclusions on-or at least buttressed our conclusions with-generalizations about Utah history.
112
Our case law follows a pattern of asserting one, likely true, fact about Utah history and letting the historical analysis flow from that single fact. For example, in
Laney
, this court bolstered its reasoning that the Open Courts Clause provided a substantive guarantee by noting that the "open courts provision was adopted, as part of the original Constitution itself, at the end of the nineteenth century, during a period when abuse had generated concern and distrust of the legislative branch in numerous
states."
¶ 102 Justice Lee's concurring opinion marks a significant departure from the facile historical analysis our case law has tended to employ. The concurrence tackles the enormous task of reviewing the jurisprudence existing at the time the framers of the Utah Constitution saw fit to include the Open Courts Clause in the draft constitution they put before the people of Utah and anchors its analysis there. As a result, the concurrence stands on much firmer footing than our previous attempts to ascertain the meaning of the Open Courts Clause. Having modeled the type of research and analysis we will need if we are to opine upon the original understanding of constitutional provisions, I am hopeful that parties will begin to follow suit in their briefing and in the future we can rule on arguments that have been thoroughly tested by the adversarial process.
¶ 103 I concur in the majority's decision and applaud its recognition that its opinion does not "signal an end to [the] debate" concerning the meaning of the Open Courts Clause. Supra ¶ 34. I also applaud Justice Lee's departure from the overly simplified historical arguments that became the foundation of our prior case law. Because of the importance of the constitutional question and the possibility that lessons remain for us to learn from the historical record, stare decisis principles should not prevent us from revisiting the Open Courts Clause's meaning in the appropriate case.
Utah Code § 63G-4-403(1).
We note that the Petitioners raised as a third argument that the section is facially unconstitutional under the Utah Uniform Operation of Laws Clause. This argument was inadequately briefed as the Petitioners provided almost no analysis of how our Uniform Operation of Laws precedent applied to section 34A-2-417(2)(a)(ii).
See
State v. Thomas
,
Avis v. Bd. of Review of Indus. Comm'n
,
The court of appeals has upheld the six year filing limit as a constitutional statute of limitation.
See
Avis v. Bd. Of Review of Indus. Comm'n
,
Utah Code § 34A-2-420(1)(a).
Employers' Reinsurance Fund v. Labor Comm'n
,
Burgess v. Siaperas Sand & Gravel
,
See
Ortega v. Meadow Valley Constr.
,
Utah Code § 34A-2-417(2)(a)(ii).
Stoker v. Workers' Comp. Fund
,
See
Sun Valley Water Beds of Utah, Inc. v. Herm Hughes & Sons, Inc.
,
The court of appeals has held in the context of a constitutional challenge to the six-year filing period that "a worker's cause of action accrues when the industrial accident occurs."
Middlestadt
,
Becton Dickinson & Co. v. Reese
,
Ash v. State
,
Aetna Life Ins. Co. v. Indus. Comm'n
,
See
Color Country Mgmt. v. Labor Comm'n
,
Reinsurance Fund
,
Reinsurance Fund
,
See id. ¶ 29 ("When Mr. Henningson did not improve as anticipated and was declared permanently and totally disabled by his physician in 1997, he was eligible to file an application for hearing seeking additional benefits because his award was inadequate.").
Stoker
,
Color Country Mgmt.
,
See
Reinsurance Fund
,
Sheppick
,
See
Ortega
,
See
Reinsurance Fund
,
We note that in our companion case of
Petersen v. Labor Commission
, also decided today, we concluded that the statute at issue there, Utah Code section 35-1-65, did not operate as an unconstitutional statute of repose because it did not cut off a
previously
existing remedy.
In re Adoption of B.Y.
,
Utah Const. art. I, § 11.
In re Adoption of B.Y.
,
Sun Valley Water Beds of Utah, Inc. v. Herm Hughes & Son, Inc.
,
Craftsman Builder's Supply, Inc. v. Butler Mfg. Co.
,
Laney v. Fairview City
,
Berry
,
Lee v. Gaufin
,
Id. ¶ 13.
Id. ¶ 15 (emphasis added).
Id. ¶¶ 13-15.
Id. ¶ 11.
Berry
,
Judd
,
Id. ¶ 14.
Id. ¶¶ 13-14.
Id. ¶¶ 13, 15.
Id. ¶ 15.
Id. ¶ 16.
See
Judd
,
Id. ¶ 15.
Berry
,
Judd
,
Hirpa v. IHC Hosps., Inc.
,
Craftsman
,
As noted above, the WCA provides for a limited extension of the Commission's jurisdiction in cases where "the employee is fully cooperating in a commission approved reemployment plan" or "the employee is actively adjudicating issues of compensability before the commission." Utah Code § 34A-2-417 (2)(c)(ii)(A)-(B).
See
The longest statute of limitation in Utah for any kind of personal injury is four years.
See
Utah House Floor Debates, H.B. 358, 53rd Leg., 1999 Gen. Sess. (Feb. 26, 1999) (statements of Rep. John Swallow).
Judd
,
Justice Lee's concurrence points primarily to
Berry ex rel. Berry v. Beech Aircraft Co.
,
Justice Lee argues that the resolution of the "long-festering problem" of our interpretation of the Open Courts Clause is justified due to the extensive supplemental briefing we requested and received in this case. Infra ¶¶ 36-37, 53-54. We asked, in part, whether we should uphold or overrule our past precedent establishing the substantive interpretation of the Open Courts Clause. We appreciate the excellent briefing provided by the parties in this case, but find it unnecessary to reach the question of whether Judd should be overturned.
See
Patterson v. Patterson
,
Wood v. Univ. of Utah Med. Ctr.
,
Berry
,
Wood
,
Laney v. Fairview City
,
Laney
,
See
Wood
,
See
supra
¶ 45 n.77 (highlighting the division among members of the court in the application of the
Berry
standard in our cases);
Laney v. Fairview City
,
See
Laney
,
Compare
Berry ex rel. Berry v. Beech Aircraft Corp.
,
See Michael J. DeBoer, The Right to Remedy by Due Course of Law-a Historical Exploration and an Appeal for Reconsideration , 6 Falkner L. Rev. 135, 137 n.3 (2014) (identifying constitutional open courts clauses in Alabama, Arkansas, Colorado, Connecticut, Delaware, Florida, Idaho, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Minnesota, Mississippi, Missouri, Montana, Nebraska, New Hampshire, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, West Virginia, Wisconsin, and Wyoming).
See, e.g.
,
Berry ex rel. Berry v. Beech Aircraft Corp.
,
Michael B. Rappaport & John O. McGinnis, The Constitution and the Language of the Law 7-8 (San Diego Legal Studies Paper No. 17-262 March 8, 2017).
See
Utah Stream Access Coal. v. Orange St. Dev.
,
My analysis is based on a review of all pre-statehood cases listed in the Westlaw citing references for the open courts provisions of each state that had enacted a clause prior to Utah's statehood.
See
Laney v. Fairview City
,
See
Ouachita Baptist Coll. v. Scott
See
Lassitter v. Lee
,
See
Thornton v. Turner
,
See
Parker v. Sanders
,
See
Randolph v. Builders' & Painters' Supply Co.
,
See
Bumgardner v. Howard Cty. Cir. Ct.
,
See
State v. Rogers
See
Ex parte Pollard
,
Allen , 41 N.W. at 938 ("The guaranty of a certain remedy in the laws for all injuries to person, property, or character, and other analogous provisions, such as those against exacting excessive bail, imposing excessive fines, inflicting cruel and inhuman punishments, and the like, inserted in our bill of rights, the equivalents of which are found in almost every constitution in the United States, are but declaratory of general fundamental principles, founded in natural right and justice, and which would be equally the law of the land if not incorporated in the constitution. There is unquestionably a limit in these matters, beyond which, if the legislature should go, the courts could and would declare their action invalid. But inside of that limit there is, and necessarily must be, a wide range left to the judgment and discretion of the legislature, and within which the courts cannot set up their judgment against that of the legislative branch of the government. These constitutional declarations of general principles are not, and from the nature of the case cannot be, so certain and definite as to form rules for judicial decisions in all cases, but up to a certain point must be treated as guides to legislative judgment, rather than as absolute limitations of their power. And in determining whether in a given case a statute violates any of these fundamental principles incorporated in the bill of rights, it ought to be tested by the principles of natural justice, rather than by comparison with the rules of law, statute or common, previously in force. Again, it must be remembered that what constitutes 'an adequate remedy' or 'a certain remedy' is not determined by any inflexible rule found in the constitution, but is subject to variation and modification, as the state of society changes. Hence a wide latitude must, of necessity, be given to the legislature in determining both the form and the measure of the remedy for a wrong.").
See, e.g.,
Commercial Bank of Natchez
, 16 Miss. at 56-58, 61 (holding that legislative enactments that undermine vested rights are contrary to the Open Courts Clause);
Lafferty
,
See, e.g.
,
Stratton
,
For example, in
Horton v. Oregon Health and Science University
, the Oregon Supreme Court characterized the nineteenth century consensus as supporting limits on legislative authority, but cited only vested rights cases for this proposition.
See
Parker
,
See cases cited supra note 101.
See cases cited supra note 92.
See cases cited supra note 101.
Preston
,
See
Preston
,
Chief Justice Joseph E. Frick, whose service on the court began in 1906-just ten years after statehood-authored Union Savings, Brown, and Utah Light & Traction.
Our modifications to
Berry
also undercut the persuasiveness of
Berry
's original reasoning. Most significantly, in
Judd
, this court abandoned heightened scrutiny for article I, section 11 challenges.
As Samuel Rayburn, former Speaker of the United States House of Representatives, once said, "Any jackass can kick down a barn, but it takes a good carpenter to build one." See, e.g. , Craig Volden & Alan E. Wiseman, Legislative Effectiveness in the United States Congress: the Lawmakers 4 (2014).
Ask is a euphemistic way to describe a supplemental briefing order.
We are apparently not alone. One commentator has opined that interpretations of open courts clauses across the country have lacked the "good historical research" that serves as "a necessary predicate to principled judicial interpretation." Jonathan M. Hoffman,
By the Course of the Law: The Origins of the Open Courts Clause of State Constitutions
,
What appears to be missing from our jurisprudence is reference to direct historical evidence or primary source material. There are a couple of possible explanations. First, it is possible that it doesn't exist-that, to the extent the framers of the Utah Constitution had any thoughts about how the Open Courts Clause should be interpreted, they have been lost to the fogs of time. Second, it is possible that we haven't looked, or looked with enough diligence, in the right places. We are attorneys and judges, not historians. I would encourage those using the historical record to endeavor to go beyond what we have previously referenced, because, as one commentator has noted, "[t]he cure for poor historical analysis is to try to do it better, not to ignore history altogether." Hoffman, By the Course of Law, supra note 112 at 1283.
Reference
- Full Case Name
- James WAITE and Luis A. Ortega, Petitioners, v. UTAH LABOR COMMISSION, Farr Better Premium Ice Cream, Sandy City, and Workers Compensation Fund, Respondents.
- Cited By
- 26 cases
- Status
- Published