State v. Najera
State v. Najera
2025 UT 61
State v. Najera
Opinion
This opinion is subject to revision before final
publication in the Pacific Reporter
2025 UT 61
IN THE
SUPREME COURT OF THE STATE OF UTAH
STATE OF UTAH,
Appellee,
v.
ARTHUR WAYNE NAJERA,
Appellant.
No. 20230983
Heard February 28, 2025
Filed November 28, 2025
On Appeal of Interlocutory Order
Third District Court, Salt Lake County
The Honorable Vernice S. Trease
No. 211902117
Attorneys:
Derek E. Brown, Att’y Gen., Daniel W. Boyer, Asst. Solic. Gen.,
Salt Lake City, for appellee
Sarah J. Carlquist, Salt Lake City, for appellant
JUSTICE HAGEN authored the opinion of the Court, in which
CHIEF JUSTICE DURRANT, ASSOCIATE CHIEF JUSTICE PEARCE,
JUSTICE PETERSEN, and JUSTICE POHLMAN joined.
JUSTICE HAGEN, opinion of the Court:
INTRODUCTION
¶1 In the early morning hours, a woman walked into an
emergency room and said that she had been raped. While the
woman was waiting to be seen in an exam room, an officer arrived
to “get the basic information” to assess the situation and report
back to his supervisor. Over the course of the twenty-minute
encounter that followed, the officer asked the woman only three
substantive questions about the incident: where it happened, if she
STATE v. NAJERA
Opinion of the Court
knew who did it, and if she had a description of the perpetrator.
While attempting to answer the officer’s questions, the woman
volunteered additional details about the assault. She appeared to
be thinking aloud as she struggled to recall and process what had
just happened to her. As memories would surface, she would gasp,
gag, dry heave, cry, hide her face, and tell herself this could not be
happening to her.
¶2 After the officer left, the woman was examined by a Sexual
Assault Nurse Examiner, or SANE. To avoid subjecting sexual
assault victims to multiple examinations, SANEs are nurses trained
to provide medical care to victims while simultaneously
documenting injuries and collecting evidence for later use by law
enforcement. The nurse explained to the woman that she would be
doing a head-to-toe exam looking for any injuries and would
provide medical treatment as necessary. She explained that she
would begin by asking some questions to help guide the exam.
During the exam, the woman made additional statements about
what had occurred during the assault. The nurse documented the
statements in a standard sexual assault examination report, which
was provided to law enforcement.
¶3 The State arrested Arthur Wayne Najera and charged him
with one count of aggravated kidnapping and six counts of
aggravated assault based on the woman’s allegations. The woman
later passed away from causes unrelated to the assault.
¶4 Because the woman was no longer available to testify at
trial, the State filed motions in limine to admit the statements the
woman had made to both the officer and the nurse. Najera opposed
the motions, arguing that admission of the woman’s statements
would violate his rights under the Sixth Amendment’s
Confrontation Clause and the rule against hearsay. The district
court held several evidentiary hearings and ultimately granted the
State’s motions, admitting the statements that the woman made to
both the officer and the nurse. Najera then filed a petition for
interlocutory appeal, which this court granted.
¶5 We conclude that the woman’s statements to the officer are
admissible. The Confrontation Clause prohibits the admission of
out-of-court statements that are testimonial, meaning that the
statements were elicited for the primary purpose of establishing or
proving past events for use in a later criminal prosecution. The
encounter between the woman and the officer bore little
resemblance to a police interview designed to record a witness’s
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statement as evidence for trial. The woman was in the emergency
room awaiting medical care, and the officer made only initial
inquires to assess the situation and determine whether a violent
suspect was in the immediate area. The use of the woman’s
statements at trial is not the type of inquisitorial practice that the
Confrontation Clause forbids.
¶6 The woman’s statements to the officer are also admissible
under the excited utterance exception to the hearsay rule. The
exception allows the use of out-of-court statements made about a
startling event while the declarant is under the stress or excitement
of the event. Such statements are deemed reliable because the
declarant’s heightened state of emotional arousal reduces the
capacity for reflective thought and makes it more likely that the
statement sprang from the declarant’s memory without being
changed or distorted. The woman’s statements to the officer were
largely spontaneous and made under the stress of excitement
caused by the assault. The account unfolded as a stream of
consciousness, suggesting that the woman was recalling her
memories in real time. Her physical reactions to the memories as
they surfaced not only demonstrated that she was still under the
stress of the event, but also that she had not had an opportunity to
reflect on what had happened. Even when her voice was calm, her
flat affect appeared to reflect shock or denial rather than the
capacity for reflective thought. Based on the video of the woman’s
interaction with the officer, the district court acted within its
discretion in ruling that the woman’s statements are admissible as
excited utterances.
¶7 We also conclude that the woman’s statements to the nurse
are admissible. A SANE examination, by its very nature, has mixed
purposes of providing medical care and collecting and preserving
evidence for a possible prosecution. We do not adopt a categorical
rule regarding the testimonial nature of statements made during
SANE examinations, but the specific circumstances presented here
demonstrate that the primary purpose of eliciting the woman’s
statements was to provide care. The woman had gone to the
emergency room immediately after the assault and had not yet
been treated. Although the nurse was documenting the woman’s
answers on a form approved by the Department of Public Safety,
no law enforcement was present during the exam or directing
questioning. The nurse explained to the woman that she would be
doing a physical examination and providing any needed medical
treatment and that the questions she asked would be used to guide
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the exam. And although the form completed during the
examination was provided to law enforcement, the nurse testified
that gathering a history was standard medical practice and would
be documented in any medical chart. Under these circumstances,
the primary purpose of asking about the assault was not to gather
evidence for use at trial, but to properly treat a woman in need of
medical care. Therefore, the admission of these statements does not
violate the Confrontation Clause.
¶8 Finally, the district court acted within its discretion in
admitting the woman’s statements to the nurse under the medical
diagnosis or treatment exception to the hearsay rule. The court
credited the nurse’s testimony that there was a medical reason for
asking nearly every question listed on the form. Because Najera
objected to the admission of the woman’s statements in their
entirety, the district court considered the statements as a whole and
did not parse whether particular statements might be unrelated to
a medical purpose. The district court did not abuse its discretion in
ruling that the statements are generally admissible. Najera retains
the right to raise specific objections to individual statements offered
at trial.
BACKGROUND 1
¶9 On August 29, 2020, at 1:48 a.m., Beth2 walked into an
emergency room and said she had been raped at about 1:00 a.m. in
a nearby parking lot area. Beth was placed in a hospital room.
During her hospital visit, Beth spoke with both a police officer and
a sexual assault nurse examiner.
Statements to the Officer 3
¶10 Beth was waiting in the hospital room when the officer
walked in, just after 2:30 a.m. As he walked in, Beth was sitting on
__________________________________________________________
1 “On interlocutory review, we recount the facts as alleged and
in a light most favorable to the ruling below.” State v. Stewart, 2018
UT 24, ¶ 2 n.1, 438 P.3d 515 (cleaned up). We emphasize that the
allegations against Najera have not been proved and he is
presumed innocent. See State v. Jolley, 2025 UT 9, n.1, 568 P.3d 1040.
2 A pseudonym.
3 The record includes body camera footage from the officer of
his interview with Beth. Our summary of the interview is based on
a review of that footage.
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the edge of the bed crying and fidgeting, looking away from the
door, and saying, “I don’t want to.” The officer introduced himself
and asked if she wanted to talk with him. She said that she did
because she did not “want what ha-happened to [her] to . . . .” She
trailed off, then began speaking again saying, “. . . thinking that
he’s out there . . . .” She then trailed off again. As the officer pulled
out his notebook and began to speak, Beth blurted out, “I know I
was raped. I’ll just tell you that right now.”
¶11 The officer explained that he would ask some questions
that would “be a little invasive.” Beth responded, “Please. Please
do.” She then fanned her face and put her head in her hands as he
explained his plan. The officer said he would “get the basic
information” and then “call [his] supervisor from there.” Choked
up and sniffling, she said “okay” with her head still in her hands.
¶12 Beth responded to the officer’s questions about her
personal information such as name and date of birth. Then the
officer asked, “And where did it occur at, the incident?” She
answered pointing to her right, “Right here in the parking lot.” He
asked, “In the hospital parking lot?” She nodded saying, “Right
here. I think [inaudible]. I think so ‘cause I didn’t walk that far . . .
through these emergency room doors.”
¶13 The officer then asked, “Do you know who it was?” Beth
said, “No, sir. I don’t. I don’t. I think . . . I’m trying to remember
what he . . .” before she trailed off again. Sitting cross-legged on the
hospital bed, she put her head in her hands and began to cry. The
officer reassured her and told her to take the time she needed.
Continuing to cry with her head in her hands, she muttered “oh
please,” “please,” and “please help me father.” The officer asked,
“Do you have a—do you know a description?” Without looking at
the officer, Beth continued to mumble what sounded like a prayer
before abruptly raising her head to “tell [him] the story.”
¶14 Unprompted, Beth recalled the events leading up to the
alleged rape, periodically breaking down crying before continuing.
She explained that she had been riding home with a friend when
they got into a heated argument, and the friend told her to get out
of the car. Beth walked to the nearest bus stop where she sat and
tried to contact her son. A young man pulled “up on a bike,” asked
if she was doing okay, and said he would help her get home. Beth
and the young man got on the bus together and began riding it
closer to her home. She explained that she was “crying and stuff”
on the bus, and a man who boarded at a stop not too far from the
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hospital asked, “What’s wrong with her?” The young man
explained that her friend had left her, and she was “kind of
suicidal.” Beth volunteered to the officer that she had recently lost
her husband, that she had attempted suicide several times, and that
she had experienced suicidal thoughts that night.
¶15 Beth put her head in her hand for a minute and then
paused as if remembering something. She dropped her voice and
said, pointing to her right, “I guess the bus driver stopped out here
in front of [the hospital].” She remembered that the man who had
recently boarded said, “Well this is close to my stop so I’ll just make
sure she gets in there.” Beth said she and the man got off the bus
together.
¶16 Beth recalled that the man was Hispanic, and she stood up
and gestured that the man was a “little bit shorter” than her. The
officer asked Beth how tall she was, which she answered. Without
prompting, Beth described the man’s clothing and shaved head.
Then staring at the floor she said, “I remember . . .” before burying
her face in her hands. The officer assured her she was okay. She
again said, “I remember . . .” and lay down on the bed. Beth slowly
opened and closed her eyes as if thinking deeply with her hands up
at her sides as if preparing to speak. She suddenly gasped and
brought her hands to her mouth. She then began waving her hands
in front of her face and sat up. Bending over, she began to dry
heave.
¶17 With wide eyes, she straightened up and took a number of
deep breaths. Through tears, she tried to speak several times before
managing to say, “Oh my god.” She began breathing rapidly,
waving her hand in front of her face, and saying progressively
louder, “This isn’t me. This isn’t supposed to happen to me. Do you
understand? This isn’t supposed to happen to me.”
¶18 Composing herself a bit, she said, “I remember him trying
to put his penis in my—not trying, he was . . . he was forcing his
penis in my mouth and like gagging me.” As she spoke those
words, she gasped at times, cried, and nodded as if confirming her
memory of the events. She said she remembered a tattoo, then
shook her head with her eyes wide and sunk her head into her
hands again. She mumbled before repeatedly saying, “This isn’t
supposed to happen.” She stood up from the bed still repeating the
phrase while shaking her hands rapidly at her sides as if trying to
rid them of something. She moved to the corner, placed her head
against the wall, and repeated, “This isn’t me. This isn’t me.” She
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then turned, took a breath, and said, “He had a . . . .” She shook her
head and said, “I know I have to do this. I know I do. I know I do.”
She then noticed she had debris in her hair. Shaking her hands
again, Beth lamented, “I’m dirty. This is disgusting. This isn’t me.”
She clenched her hands into fists and cried into them saying, “Oh
my god. I just want to take a shower.” The officer said, “I know.”
¶19 Beth returned to the assailant’s tattoo, explaining that she
had seen a circular tattoo around his bellybutton as he forced his
penis in her mouth. She recalled seeing tattoos on his arm as well.
As she described what she saw, she would stare at the floor, pause,
and nod before continuing as if just remembering or reliving the
experience. She began crying, shaking her hands, and pacing again
before returning to the corner of the room and bending over facing
the wall. She then turned, leaned up against the wall in the corner,
wrapped her arms around herself with a shocked look on her face
while saying, “Oh, please. Oh, please.”
¶20 After taking a moment, she looked away and said, as if to
herself, “This isn’t supposed to happen to somebody like me. This
isn’t . . . this isn’t supposed to happen.” She started to walk toward
the bed and then bent over crying. The officer told her to take her
time. She paused, then suddenly stood up straight, staring into the
distance, and blurted out the name of the young man who had
initially helped her.
¶21 She sat down on the bed and continued recalling events
with a glazed look on her face. She explained that after they got off
the bus at the hospital, she told the man she was thirsty, and he
gave her “what [she] thought was a bottle of water.” Her sentences
became more fractured as she began to cry. The officer asked who
gave her the bottle of water and whether it was the young man she
had just named. She said that it was not, but rather it was the man
who had raped her. She said that he gave her a drink, and she
remembered feeling “just not righ . . . ,” but before finishing the last
word, she insisted that she did not do drugs and only drank
occasionally. Then she began wiping off the bedsheet saying it was
“disgusting.” She stood up and backed away beginning to cry,
shaking her hands, and hiding in a different corner of the room
while saying, “I don’t like it. I don’t like it ’cause it’s not me.” She
stood in the corner crying, offering what sounded like a prayer to
“Heavenly Father” and pleading, “Please just help me get through
this.”
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¶22 The officer explained that he was going to call his
supervisor but would like to ask one more question “if that was
okay.” He asked, “Was that what he did and then you came here
right afterwards?” She explained that she had been between two
buildings “right here,” pointing to her left. She said there was “like
a security light” but at first it was dark. Beth looked to her side and
said, “I remember him dragging me by my legs” as she mimed the
action. Looking into the distance, she said she remembered “being
on grass and it was cold and it was wet.” Pointing to her left again,
she said, “And I think it was right here. If I stepped outside, I could
guarantee you if it was or not.” Contemplating for a moment, she
said she could not remember her pants, socks, or shoes coming off.
But she did remember that “a little while later” she said she had to
go, to which the man responded, “No, babe. No, babe. No, babe
. . . . You’re not gonna to leave this cock hangin’.”
¶23 As soon as she repeated those words to the officer, she
appeared overwhelmed and began bending over and standing up
while saying phrases like, “Oh god!” and “Please just help me.” She
again repeated what the man said to her before abruptly stating
that she had lost a necklace from her husband. Holding her hands
out, Beth told the officer she also remembered the man sucking on
her finger trying to take off her rings, claiming he could get good
money for them. She begged him not to take one that belonged to
her husband. Looking to her side, Beth said, “And then I just
remember trying to find my pants.” She began to choke up, saying,
“I have no underwear on. I don’t know where my underwear are. I
couldn’t find them.”
¶24 Beth then returned to answering the officer’s question
about timing. She said that, after putting on her shoes, she
“stumbl[ed]” to the hospital while the man yelled after her. She
said she “came right to [the] room” where she and the officer were
standing and that she had started to cry saying she needed help.
She explained that she knew something had happened because her
vaginal area was “burning” and she had not been allowed to use
the restroom yet. The officer asked her to repeat what she had said
about pain, then he excused himself, saying he thought he “ha[d]
enough right now.”
Statements to the Nurse
¶25 At 3:18 a.m., about an hour and a half after Beth entered
the hospital, the nurse started to examine her. The nurse began the
examination according to protocol with an introduction and
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explanation of the exam, which she described as “just a head to toe,
to look for any injuries and be able to address any injuries [Beth]
might have.” She also explained that she would begin with “some
questions [to] help guide [the] exam” and then “treat with
medications or do x-rays or anything that might seem necessary
towards the end.”
¶26 During the exam, the nurse completed a standard sexual
assault examination form electronically in Utah’s forensic medical
record database. The report form used by SANEs was developed
by various stakeholders, including the Utah Department of Public
Safety, SANEs, the forensic laboratory, and the Utah Coalition
Against Sexual Assault. Reports in the database are accessible by
SANEs and law enforcement but not by the hospitals (or the
doctors) that provide care to the individual.
¶27 The report began with Beth’s basic personal information,
such as her name, date of birth, and medical history, as well as both
a law enforcement and a rape kit number. The report then included
a summary of the assault transcribed by the nurse, including direct
quotes from Beth. Beth’s explanation of the events leading up to the
alleged rape matched her description to the officer, including the
fight with her friend and bus ride. She again explained that after
getting off the bus, a man gave her a water bottle and that after
drinking it, she “started feeling weird and tired.” She emphasized
several times that it was “really dark” and her “head hurt” before
the man “grabbed” her by her hair. Beth said she “remember[ed]
an arm wrapped around [her] chest and he was pulling” her. She
again explained the security light coming on and said she could not
see his face because he moved away from the light. Beth generally
gave the same description of his clothing and mentioned that he
had a tattoo.
¶28 She told the nurse that “[h]e tried to cram his penis in [her]
mouth,” and she “remember[ed] he started pulling [her] jeans
down.” Beth said she told the man, “Please no!” and tried to hold
her knees together. She said that the man put his mouth on her
vagina, pushed her legs behind her, and tried to put his penis in
her anus but was unsuccessful.
¶29 Beth said she tried to get up and he punched her. She
explained that he tried to take her boots off and was “getting mad”
so she took her boots off for him. She described him taking her
pants partially off and removing her socks. Beth said he “started
fingering [her] and us[ing] his fist,” which “hurt so bad.” At this
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point, she said he got behind her and it got dark again. Beth told
the nurse that the man tore her underwear off and “penetrated
[her] vagina from behind.” She described the man wanting to
“finish in [her] mouth,” but “[a]fter awhile” he said, “I just want to
finish.” While “[h]e was playing with himself,” Beth got herself
dressed and “ran to [the] hospital.”
¶30 The next few sections of the report consisted primarily of
yes or no questions and brief descriptions. Beth specified that the
man was a stranger to her, that she bit him on the neck, that he
made verbal threats to her, that he slammed her against a brick wall
and grabbed her by the hair, that he hit her on the side of the head,
and that he choked her. The report noted that the man’s penis and
finger/hand contacted Beth’s genitals and anus, and that his penis
contacted her mouth. The nurse indicated that the man’s mouth
contacted Beth’s genitals, breasts, mouth, and neck. The report also
included notes about Beth’s actions after the assault (i.e., using the
bathroom, showering, eating, or brushing teeth).
¶31 In the report, the nurse described Beth’s demeanor
throughout the exam. The nurse explained that, upon entering the
room, Beth was pacing, crying, gagging, and “breathing very
rapidly and shallowly.” The nurse said Beth dry heaved in the toilet
for about two minutes. During her questioning of Beth, the nurse
said Beth “spoke in a quavering voice and continued to cry.”
During the genital exam, she said Beth “winced and cried.” And
while receiving her discharge instructions, the nurse described
Beth crying but noted that her breathing and speech had slowed to
a normal pace.
¶32 The next ten pages of the report included charts and
diagrams of various body parts. The nurse made note of any cuts,
bruises, or other abnormalities she found during her physical
examination of Beth. The injuries described included abrasions on
her chin, lower lip, and buttocks as well as bruises on her cheek,
arm, thighs, knee, upper back, buttocks, and between her breasts.
The anogenital exam showed numerous abrasions and bruising in
addition to swelling surrounding Beth’s anus.
¶33 The report next noted the laboratory and forensic
specimens collected during the exam, including blood and urine
samples, numerous swabs, debris from Beth’s hair, her clothing,
and anal/genital photographs. The nurse also indicated
medications that the hospital staff gave Beth. The nurse completed
the exam at 7:29 a.m.
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¶34 The nurse also completed a strangulation report. The
report began with questions about the nature of the assault (i.e.,
how much pressure was applied and where, length of the
strangulation, and whether it happened more than once). Beth said
that the man strangled her face-to-face around her entire neck for
“a couple of seconds” three to four times. On a scale of one to ten,
Beth rated the level of pressure applied a ten though she said the
pressure was not consistent. When asked if she was shaken or if her
head hit anything, she said her head hit a wall.
¶35 The report then moved to questions focused on Beth’s
thoughts and her interactions with the man (i.e., what she thought
was going to happen, the level of fear she experienced, whether the
man said anything, what the man’s demeanor was like, and how
the assault ended). Beth said, “I thought I would die.” She
explained that the man had a smirk on his face and said, “This
should make you orgasm better.” She said it ended when she
begged him to stop.
¶36 The report concluded with questions centered on Beth’s
physical condition (i.e., breathing abnormalities, loss of
consciousness, changes in vision or hearing, and any ongoing
pain). Beth said that during the strangulation she was unable to
breathe for a couple seconds, her vision was fuzzy, she was
lightheaded, had a headache, and her throat was sore. The only
ongoing symptom was a sore throat. The nurse also noted the
abrasions to her chin and lip as well as the bruise on her cheek.
District Court Proceedings
¶37 Several months later, the State charged Najera with one
count of aggravated kidnapping and six counts of aggravated
assault after a swab the nurse took from Beth’s breast matched his
profile in a DNA database. Police later confirmed the match with a
buccal swab from Najera. Following a preliminary hearing, at
which Beth did not testify, Najera was bound over for trial on all
charges.
¶38 Before trial, Beth passed away from causes unrelated to the
assault. The State filed motions in limine to admit the statements
Beth made to both the officer and the nurse. The State argued that
both sets of statements were nontestimonial and were admissible
hearsay under the excited utterance exception. See UTAH R. EVID.
803(2). Additionally, the State contended that a second exception to
hearsay applied to Beth’s statements to the nurse because she made
them for medical diagnosis or treatment. See id. R. 803(4).
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¶39 The district court held several evidentiary hearings.
Among a number of witnesses and experts, the court heard
testimony from the officer and the nurse. While the officer was on
the stand, the State played the video of the officer’s interview with
Beth while periodically pausing the footage to ask questions. After
playing the first few minutes, the State asked the officer what Beth’s
demeanor was upon “making [his] initial contact” with her. The
officer responded that Beth was “upset, crying, and seemed a little
confused.” At a later pause of the video, the officer said that it
seemed Beth “was trying to remember things and work through
things as she was telling [him] the story.” He explained that her
demeanor appeared “upset, really—can’t believe-it-happened kind
of situation.”
¶40 The State also asked if the officer had any safety concerns
after the first few moments of their conversation. The officer
responded, “I had concerns that in that general area there was a
suspect out that just committed a sex offense.” Based on Beth’s
statement that the assault occurred in the parking lot and she
“didn’t walk far” to get to the hospital, the officer was worried that
the sexual assault suspect was at large in the general area and
“could continue to do it to other people who were out at that time.”
He explained that he asked Beth for a description of her attacker so
that he could provide it to detectives to help with the case “or if the
person [was] still out there nearby, we might be able to locate
them.” He said at that point in the investigation he believed the
person was near the hospital and possibly a threat to the public.
¶41 The court also heard testimony from the nurse and
received both her sexual assault examination report and
strangulation report. The nurse testified that the “mission” of a
SANE is to “medically support patients who have reported
violence—physical assault, sexual assault.” She described the
forensic aspect of the exam as “a courtesy” that SANEs provide to
patients and law enforcement “while . . . doing a medical exam” so
that the “patient doesn’t have to go through all of that a second
time.” She explained that SANEs do the “same things” that an
emergency doctor would be doing in these situations—and what
doctors did in fact do before SANEs offered these services.
¶42 The State then asked the nurse about each section of her
report and how, or if, it was related to Beth’s medical diagnosis or
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treatment.4 The nurse explained that certain information on the
first page of the report—the date and time of the exam as well as
the patient’s date of birth, age, complaint, and medical history—is
relevant to medical diagnosis or treatment because a nurse would
note that information “with any chart.” The nurse also explained
that the date, time, location, and summary of the assault are
relevant to medical diagnosis or treatment because it helps the
nurse assess “the injuries” and whether the patient is in the
“window” for certain medications, namely “antibiotics” and
“pregnancy prophylaxis.” The nurse then explained that whether
the perpetrator was a stranger or a partner is “important” to
medical diagnosis or treatment for “multiple reasons” because a
patient could contract a “sexually transmitted infection[]” from a
stranger or “if she lives with that person, it could be a safety issue.”
The nurse next explained that the patient’s actions and the
suspect’s actions are relevant to medical diagnosis or treatment
because they can explain “injury” and “trauma.” With respect to
indicators of drug-facilitated sexual assault, the nurse explained
that it is “important to know . . . what kind of drugs could be in her
system and address her health that way, if needed.” And for the
history in the strangulation report, the nurse explained that it was
relevant to medical diagnosis or treatment because strangulation
“can be life-threatening” and she needs to “know how severe it
was” so that the physician can order a “CAT scan” if necessary.
¶43 Additionally, the court heard testimony from a SANE
expert called by the defense. The expert had been “a forensic nurse
for about 30 years” and “direct[ed] the nurses on a forensic nursing
team.” She testified that the objectives of a SANE exam “are to
provide nursing care, identify injury, collect evidence, provide
follow-up services, refer for further assessment by a healthcare
provider if necessary, and to complete documentation.” But she
disagreed with the nurse’s statement that a forensic nurse collects
evidence merely as a courtesy for law enforcement, explaining that
a SANE is “not called unless a crime has been alleged” and “there
is a law enforcement investigation that has been opened.” She
__________________________________________________________
4 The State did not ask the nurse about the “Describe Subject’s
Dress During Assault” or “Post Assault Actions by Patient”
sections of the report. The State explained to the district court that
it was “not trying to get in the suspect’s dress.” And it further
explained that the “State is not arguing at this time that . . . post
assault actions by patients . . . fall under the rule.”
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explained the origins of Utah’s sexual assault examination report
and that completed reports are only accessible by SANEs and
investigative officers. She testified that law enforcement officers are
generally not present in the room during SANE exams, but that
when physical evidence is collected, law enforcement will be called
to collect it immediately.
¶44 After considering all the evidence, the district court
granted the State’s motions and admitted the statements that Beth
made to both the officer and the nurse. Concerning Beth’s
statements to the officer, the court reasoned that “the primary
purpose of the statements . . . was not for establishing or proving
events potentially related to a later criminal prosecution.” Instead,
the court ruled that “[w]hen the circumstances at the time of the
statements by [Beth] are viewed objectively, the primary purpose
. . . was to enable [the officer] to contact his supervisor and to enable
the police’s apprehension of a perpetrator of an alleged sexual
assault.” The district court concluded that most of Beth’s
statements to the officer were admissible under the excited
utterance exception to the rule against hearsay because the
statements related to a startling event and “were made while the
declarant was under the stress and excitement caused by the event
or condition.” But the court recognized that certain statements
were inadmissible because they were “not related to the alleged
sexual assault, such as statements regarding her husband’s death
and her prior attempted suicides.”
¶45 Concerning Beth’s statements to the nurse, the district
court analyzed their admissibility as a whole because “[d]efense
counsel objected generally and not specifically to individual
statements in the SANE report.” The court determined that the
“primary purpose of the SANE examination and report [was] for
the purposes of diagnosis and treatment,” and therefore the
statements were not testimonial for purposes of the Confrontation
Clause and were admissible under the medical diagnosis or
treatment exception to the rule against hearsay.
¶46 Najera then filed a petition for interlocutory appeal, which
this court granted. We have jurisdiction under Utah Code
subsection 78A-3-102(3)(h).
ISSUES AND STANDARDS OF REVIEW
¶47 Najera raises two issues in his interlocutory appeal. First,
Najera argues that the district court erred in ruling that Beth’s
statements to both the officer and the nurse are nontestimonial and
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therefore do not implicate the Confrontation Clause. We review a
district court’s decision to admit testimony that may implicate the
Confrontation Clause for correctness. State v. Poole, 2010 UT 25, ¶ 8,
232 P.3d 519.
¶48 Second, Najera argues that the district court erred when it
allowed the State to introduce those same statements as admissible
hearsay. When reviewing a district court’s ruling on hearsay
evidence, we review the legal questions required “to make the
determination of admissibility for correctness,” “the questions of
fact for clear error,” and the “ruling on admissibility for abuse of
discretion.” State v. Workman, 2005 UT 66, ¶ 10, 122 P.3d 639.
ANALYSIS
¶49 The Confrontation Clause, found in the Sixth Amendment
of the United States Constitution, grants all criminal defendants the
right “to be confronted with the witnesses against” them. U.S.
CONST. amend. VI. “[T]his bedrock procedural guarantee applies to
both federal and state prosecutions.” Crawford v. Washington, 541
U.S. 36, 42 (2004).
¶50 In Crawford, the United States Supreme Court examined
the historical underpinnings of the Confrontation Clause. The
Court noted founding-era concerns with inquisitorial practices of
some civil-law pretrial examination procedures. See id. at 47–50.
Those practices included “routinely [taking] testimony by
deposition or private judicial examination.” Id. at 47–48. The
statements given by witnesses during these pretrial examinations
were then read aloud in court as a replacement for live testimony.
Id. at 43. By not calling the witness to testify, the accused was
denied an opportunity to test the veracity of the testimony through
cross-examination. The Court cited historical evidence suggesting
that “the civil-law mode of criminal procedure, and particularly its
use of ex parte examinations as evidence against the accused,” was
“the principal evil at which the Confrontation Clause was
directed.” Id. at 50.
¶51 Before Crawford, it had been generally accepted that the
Confrontation Clause guaranteed only a right to cross-examine
witnesses at trial and that the admissibility of pretrial statements
was governed entirely by hearsay rules. But the Court rejected that
view: “Leaving the regulation of out-of-court statements to the law
of evidence would render the Confrontation Clause powerless to
prevent even the most flagrant inquisitorial practices.” Id. at 51.
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¶52 Still, the Court recognized that “not all hearsay implicates
the Sixth Amendment’s core concerns.” Id. The Court distinguished
between “testimonial statements,” to which the confrontation right
applies, and nontestimonial statements, subject only to traditional
hearsay rules. Id. The Court asserted that the distinction was rooted
not only in the history but also in the text of the Confrontation
Clause itself. Id. The Clause, it explained, “applies to witnesses
against the accused—in other words, those who bear testimony.”
Id. (cleaned up). And “testimony . . . is typically a solemn
declaration or affirmation made for the purpose of establishing or
proving some fact.” Id. (cleaned up). Thus, the Court reasoned, “an
accuser who makes a formal statement to government officers
bears testimony in a sense that a person who makes a casual remark
to an acquaintance does not.” Id. (cleaned up). Because the latter
hearsay “bears little resemblance to the civil-law abuses the
Confrontation Clause targeted,” id., its admissibility turns on
whether it is deemed sufficiently reliable under our rules of
evidence. “On the other hand, ex parte examinations might
sometimes be admissible under modern hearsay rules, but the
Framers certainly would not have condoned them.” Id.
¶53 Post-Crawford, determining the admissibility of out-of-
court statements is a two-step process. “Where testimonial
evidence is at issue, . . . the Sixth Amendment demands what the
common law required: unavailability and a prior opportunity for
cross-examination.” Id. at 68. Otherwise, the admission of
testimonial statements at trial violates a defendant’s constitutional
right to confrontation. But where nontestimonial hearsay is at issue,
the rules of evidence govern whether the statements are admissible.
Id.
¶54 The Crawford Court declined to adopt a precise definition
of “testimonial statements.” Id. But it held that “[w]hatever else the
term covers, it applies at a minimum to prior testimony at a
preliminary hearing, before a grand jury, or at a former trial; and
to police interrogations.” Id.
¶55 Later decisions have held that whether a given statement
is testimonial or nontestimonial depends on the primary purpose
of the statement. See generally Ohio v. Clark, 576 U.S. 237 (2015).
Statements are testimonial if “the primary purpose of the
interrogation is to establish or prove past events potentially
relevant to later criminal prosecution.” Id. at 244 (cleaned up). But
if the primary purpose of the exchange “is not to create a record for
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trial,” the resulting statements are “not within the scope of the
Confrontation Clause.” Id. (cleaned up). In determining primary
purpose, courts “must consider all of the relevant circumstances.”
Id. (cleaned up). “In the end, the question is whether, in light of all
the circumstances, viewed objectively, the primary purpose of the
conversation was to create an out-of-court substitute for trial
testimony.” Id. at 245 (cleaned up).
¶56 In this case, Najera has challenged the admissibility of two
sets of out-of-court statements that Beth made on the night of the
alleged assault—statements first to the officer and later to the
nurse. We will begin by addressing Beth’s statements to the officer
before turning to those she made to the nurse. For each set of
statements, we apply the framework established in Crawford by
first determining whether the statements are testimonial and must
be excluded under the Confrontation Clause. If the statements are
nontestimonial, we then analyze whether those statements are
admissible hearsay under our rules of evidence. For the reasons
explained below, we conclude that the statements to both the
officer and the nurse are nontestimonial and that the district court
acted within its discretion in admitting each set of statements under
an exception to the rule against hearsay.
I. STATEMENTS TO THE OFFICER
¶57 On appeal, Najera argues that the district court erred by
determining that the primary purpose of the officer’s interaction
with Beth was to address an ongoing emergency, thereby rendering
her statements nontestimonial. Najera contends that “the court
stretched the notion of an ongoing emergency too far” by treating
the entire time a perpetrator is “on the loose” as an emergency. If
we reject that argument, Najera argues that the district court also
erred when it determined that Beth’s statements to the officer were
admissible under the excited utterance exception to the hearsay
rule.
¶58 We begin with our analysis of whether the statements
were testimonial and thus barred by the Confrontation Clause. We
conclude that the statements are nontestimonial because, when
viewed objectively, the primary purpose of the conversation
between Beth and the officer was not to elicit statements for use in
a future prosecution. We then turn to the application of our hearsay
rules and conclude that the district court did not abuse its
discretion in admitting the statements under the excited utterance
exception.
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A. The Admission of Beth’s Statements to the Officer Does Not
Violate the Confrontation Clause Because the Primary
Purpose of the Interaction Was Not To Gather Evidence for
Later Prosecution
¶59 The district court ruled that the statements Beth made to
the officer were nontestimonial because “the primary purpose of
talking to [Beth] was not to create an out-of-court-substitute for
trial testimony . . . but to address an ongoing emergency.” Najera
argues that the district court erred in this determination because
“the circumstances surrounding [Beth’s] interview belied the
notion that an ongoing emergency existed.”
¶60 But the presence of an ongoing emergency is not
dispositive; it is just one circumstance in which “a statement is not
procured with a primary purpose of creating an out-of-court
substitute for trial testimony.” Michigan v. Bryant, 562 U.S. 344, 358
(2011).
¶61 The concept of a so-called “ongoing emergency exception”
to the Confrontation Clause emerged from the United States
Supreme Court’s opinion in Davis v. Washington, 547 U.S. 813
(2006). That opinion resolved a pair of cases involving domestic
violence.
¶62 The first case involved the admission of statements made
during a 911 call. Id. at 817. The 911 dispatcher received a call, but
the caller hung up before saying anything. Id. The dispatcher called
back and asked the woman who answered what was going on. The
woman responded, “He’s here jumpin’ on me again.” Id. The
dispatcher asked about her location and then inquired whether
there were any weapons. Id. The woman replied, “No. He’s usin’
his fists.” Id. As the dispatcher asked additional questions, the
woman provided the man’s name and other identifying
information and explained the context of the assault. Id. at 818. The
man was arrested and charged, but when the woman failed to show
up for trial, the recording of the 911 call was admitted. Id. at 818–
19.
¶63 The statements in the second case were made to officers at
the scene of a domestic disturbance. Id. at 819. When the officers
arrived, they first spoke with the wife who was outside. Id. She told
them “nothing was the matter” and gave them permission to enter
the home. Id. (cleaned up). The officers then spoke with the
husband who told them “that he and his wife had been in an
argument but everything was fine now and the argument never
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became physical.” Id. (cleaned up). Some of the officers stayed with
the husband while others spoke to the wife in a separate room and
asked her again about what had happened. Id. After hearing her
account, the officers asked her to fill out a battery affidavit in which
she accused the husband of domestic violence. Id. at 820. The
husband was charged, but the wife did not appear to testify at trial.
Id. The court admitted the wife’s affidavit into evidence and
allowed an officer to testify about her oral statements. Id.
¶64 Both sets of statements were made to law enforcement,
and Crawford had been understood to treat such statements as
prototypically testimonial. But the Davis Court held that the wife’s
statements to the responding officers were testimonial, while the
woman’s statements on the 911 call were not. The Court explained,
“When we said in Crawford that interrogations by law enforcement
officers fall squarely within the class of testimonial hearsay, we had
immediately in mind (for that was the case before us)
interrogations solely directed at establishing the facts of a past
crime, in order to identify (or provide evidence to convict) the
perpetrator.” Id. at 826 (cleaned up). “A 911 call, on the other hand,
and at least the initial interrogation conducted in connection with
a 911 call, is ordinarily not designed primarily to establish or prove
some past fact, but to describe current circumstances requiring
police assistance.” Id. at 827 (cleaned up).
¶65 The Court determined that the circumstances of the 911
call in the first case “objectively indicate its primary purpose was
to enable police assistance to meet an ongoing emergency.” Id. at
828. The caller “simply was not acting as a witness; she was not
testifying.” Id. Therefore, it was not the type of testimonial hearsay
prohibited by the Confrontation Clause.
¶66 In contrast, the statements of the wife in the second case
were statements made “under official interrogation,” which are
“inherently testimonial.” Id. at 830. While not made in the context
of a formal, stationhouse interrogation, the wife’s statements were
similar to those in Crawford in that they “deliberately recounted, in
response to police questioning, how potentially criminal past
events began and progressed.” Id. “Objectively viewed, the
primary, if not indeed the sole, purpose of the interrogation was to
investigate a possible crime—which is, of course, precisely what
the officer should have done.” Id. Such statements “are an obvious
substitute for live testimony, because they do precisely what a
witness does on direct examination.” Id.
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¶67 The Court once again declined to define what would
constitute a testimonial statement outside the context of the case
before it, but said that “it suffices to decide the present cases to hold
as follows”:
Statements are nontestimonial when made in the
course of police interrogation under circumstances
objectively indicating that the primary purpose of the
interrogation is to enable police assistance to meet an
ongoing emergency. They are testimonial when the
circumstances objectively indicate that there is no
such ongoing emergency, and that the primary
purpose of the interrogation is to establish or prove
past events potentially relevant to later criminal
prosecution.
Id. at 822.
¶68 That passage from Davis has been misconstrued as
creating a “ongoing emergency exception” that must be met before
statements to law enforcement can be deemed nontestimonial. But
the Davis Court was not “attempting to produce an exhaustive
classification of all conceivable statements—or even all conceivable
statements in response to police interrogation—as either
testimonial or nontestimonial.” Id. It was simply deciding the facts
before it. It held that statements are nontestimonial when the
primary purpose is something other than establishing facts for a
later prosecution. And it expressly declined to limit the
circumstances in which statements to law enforcement might be
characterized as nontestimonial. See Bryant, 562 U.S. at 355 (“We
thus made clear in Davis that not all those questioned by the police
are witnesses and not all interrogations by law enforcement officers
are subject to the Confrontation Clause.” (cleaned up)).
¶69 The Court returned to the subject again in Michigan v.
Bryant. In that case, police responded to a call that a man had been
shot. Id. at 349. They found the man lying next to his car with a
gunshot wound to his stomach, struggling to speak. Id. “The police
asked him ‘what had happened, who had shot him, and where the
shooting had occurred.’” Id. The man identified the shooter as
“Rick” and explained where and how he had been shot. Id. The
conversation lasted five to ten minutes before the man was taken to
the hospital where he died within hours. Id. Police immediately
went to the location of the shooting and found blood and a bullet
as well as the wallet of Richard Bryant, the alleged shooter. Id. at
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350. At trial, the officer who spoke with the dying man testified
about what the man had told him. Id.
¶70 The Court held “that the circumstances of the interaction
between [the man] and the police objectively indicate[d] that the
primary purpose of the interrogation was to enable police
assistance to meet an ongoing emergency” and therefore, the man’s
statements were nontestimonial, and their admission at trial did
not violate the Confrontation Clause. Id. at 349 (cleaned up). But the
Court once again clarified that the existence or absence of an
ongoing emergency is not “dispositive of the testimonial inquiry.”
Id. at 366. And it emphasized that “whether an ongoing emergency
exists is simply one factor—albeit an important factor—that
informs the ultimate inquiry regarding the ‘primary purpose’ of an
interrogation.” Id.
¶71 The takeaway is that the presence of an ongoing
emergency does not determine whether statements made to law
enforcement are testimonial. The determinative factor is the
primary purpose of the questioning. “When, as in Davis, the
primary purpose of an interrogation is to respond to an ‘ongoing
emergency,’ its purpose is not to create a record for trial and thus
is not within the scope of the Clause.” Id. at 358. But that does not
mean that all other statements to law enforcement are testimonial.
To the contrary, “there may be other circumstances, aside from
ongoing emergencies, when a statement is not procured with a
primary purpose of creating an out-of-court substitute for trial
testimony.” Id. Even statements made during an ongoing
emergency will be testimonial if the primary purpose was to collect
evidence for trial. And the inverse is also true: the absence of an
ongoing emergency does not render statements to law enforcement
testimonial if they were not elicited to create a record for trial.
¶72 To determine the primary purpose of a police
interrogation, courts must “objectively evaluate the
circumstances.” Id. at 359. An “objective analysis of the
circumstances of an encounter and the statements and actions of
the parties to it provides the most accurate assessment of the
primary purpose of the interrogation.” Id. at 360 (cleaned up). To
complete this objective analysis, “circumstances in which an
encounter occurs—e.g., at or near the scene of the crime versus at a
police station, during an ongoing emergency or afterwards”—must
be considered as they “are clearly matters of objective fact.” Id. The
“relevant inquiry” is the objective analysis of the “statements and
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actions of the parties” rather than “the subjective or actual purpose
of the individuals involved in a particular encounter.” Id. Courts
should consider “the purpose that reasonable participants would
have had, as ascertained from the individuals’ statements and
actions and the circumstances in which the encounter occurred.” Id.
¶73 With this understanding of the governing law, we turn to
whether, in light of all the circumstances viewed objectively, the
primary purpose of the officer’s conversation with Beth was to
create an out-of-court substitute for trial testimony. The nature and
proximity of the crime, the informality of the encounter, Beth’s
physical and emotional condition, and the nature of the
questioning, all suggest that the primary purpose of the encounter
was to assess whether immediate action was required to protect the
public, not to obtain evidence for Najera’s prosecution.
1. The Need for a Threat Assessment
¶74 In cases involving a victim’s statements to law
enforcement, “[t]he existence of an emergency or the parties’
perception that an emergency is ongoing is among the most
important circumstances that courts must take into account in
determining whether an interrogation is testimonial because
statements made to assist police in addressing an ongoing
emergency presumably lack the testimonial purpose that would
subject them to the requirement of confrontation.” Bryant, 562 U.S.
at 370. But, as explained above, whether the statements are
testimonial does not depend on whether the primary purpose of
the encounter was to address an ongoing emergency. The test is
whether, viewed objectively, the primary purpose of the encounter
was something other than eliciting the witness’s statement for use
in a prosecution.
¶75 In Bryant, the Court noted that the officers responding to a
call that a man had been shot “did not know why, where, or when
the shooting had occurred. Nor did they know the location of the
shooter or anything else about the circumstances in which the
crime occurred.” Id. at 375–76. When they arrived, they asked the
victim “the exact type of questions necessary to allow the police to
assess the situation, the threat to their own safety, and possible
danger to the potential victim and to the public.” Id. at 376 (cleaned
up); see also State v. Ohlson, 168 P.3d 1273, 1281 (Wash. 2007) (en
banc) (holding that a juvenile’s statements to an officer were
nontestimonial where the officer’s “initial inquiries sought
information essential to determining whether the situation
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presented . . . ongoing dangers or threats” at least until the officer
“completed her initial triage of the situation”).
¶76 Similarly, the officer who responded to the hospital did
not know why, when, or where the alleged rape had occurred. The
officer knew that Beth had gone to the emergency room and told
hospital staff that she had been raped. Beth appeared disheveled
and had a cut lip, suggesting that the alleged assailant had used
force. The officer learned within the first two minutes of the
conversation that the alleged rape had occurred right outside the
hospital. The officer also learned that the assailant was a stranger
to Beth and that his location was unknown.
¶77 Although the potential risk to the public may have been
less than the risk posed by the shooter in Bryant, the facts
nevertheless suggested that a woman had been violently raped by
a stranger who was on the loose in the immediate area surrounding
the hospital. Regardless of whether the circumstances rose to the
level of an “ongoing emergency,” the primary purpose of talking
to Beth was not to discover what had already occurred so that the
assailant could be prosecuted. It was to assess the current situation
so that the officer could determine whether immediate steps
needed to be taken to address any ongoing threat.
2. The Formality of the Interrogation
¶78 Another important factor in a primary purpose inquiry is
the level of formality in an encounter between a victim and police.
Bryant, 562 U.S. at 366. While “formality is not the sole touchstone
of our primary purpose inquiry,” it can suggest “the absence of an
emergency and therefore an increased likelihood that the purpose
of the interrogation is to establish or prove past events potentially
relevant to later criminal prosecution.” Id. (cleaned up). “The most
important instances in which the [Confrontation] Clause restricts
the introduction of out-of-court statements are those in which state
actors are involved in a formal, out-of-court interrogation of a
witness to obtain evidence for trial.” Id. at 358.
¶79 In Bryant, the Court found that the situation in which the
police questioned the gunshot victim was “more similar, though
not identical, to the informal, harried 911 call in Davis than to the
structured, station-house interview in Crawford.” Id. at 377. The
Court noted that “the situation was fluid and somewhat confused,”
with officers arriving at different times and each asking the victim
what happened. Id. “The informality suggest[ed] that the
interrogators’ primary purpose was simply to address what they
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Opinion of the Court
perceived to be an ongoing emergency, and the circumstances
lacked any formality that would have alerted [the victim] to or
focused him on the possible future prosecutorial use of his
statements.” Id.
¶80 As in Davis and Bryant, the encounter between Beth and
the officer bore little resemblance to the stationhouse interview in
Crawford. The officer approached Beth in a hospital emergency
room shortly after her arrival. He could see that she was visibly
distraught and did not ask to interview her or take her statement at
that time. Instead, he told her that he just needed basic information
so he could report back to his supervisor. Certainly, “the
circumstances lacked any formality that would have alerted [Beth]
to or focused [her] on the possible future prosecutorial use of [her]
statements.” See id. The informality suggested that the officer’s
primary purpose was to gather basic information to assess the
situation, not to take Beth’s statement for use in a future
prosecution. Such “initial inquiries . . . often produce
nontestimonial statements.” Id. (cleaned up).
3. The Declarant’s Physical Condition
¶81 Beth’s physical condition is also relevant in determining
whether the primary purpose of the encounter was to gather
evidence. “The medical condition of the victim is important to the
primary purpose inquiry to the extent that it sheds light on the
ability of the victim to have any purpose at all in responding to
police questions and on the likelihood that any purpose formed
would necessarily be a testimonial one.” Bryant, 562 U.S. at 364–65.
Furthermore, a victim’s medical state “provides important context
for first responders to judge the existence and magnitude of a
continuing threat to the victim, themselves, and the public.” Id. at
365.
¶82 Here, Beth was injured and had not yet been evaluated or
treated. She was dirty, with debris in her hair, and had not yet been
allowed to use the bathroom. She was visibly in shock and still
processing what had just happened to her. She continually paced
the room, cried, gagged, hid her face, and spoke in fits and starts,
leaving sentences unfinished. She did not appear to possess the
“ability . . . to have any purpose at all in responding to police
questions.” Id.
¶83 Taking Beth’s injuries into account “does not transform
this objective inquiry into a subjective one.” Id. at 369. “The inquiry
is still objective because it focuses on the understanding and
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purpose of a reasonable victim in the circumstances of the actual
victim—circumstances that prominently include the victim’s
physical state.” Id.
¶84 Considering Beth’s condition also places otherwise
misleading facts into perspective. At first blush, the length of time
Beth spoke with the officer and the amount of detail she shared
might suggest that she was attempting to provide a statement for
use in a future prosecution. But viewing the video of the encounter
reveals a decidedly different picture. It captures a traumatized
woman trying to come to terms with what has happened to her.
Much of the time, she seems to forget that the officer is in the room
and appears to be talking to herself, thinking out loud as she pieces
together that night’s events. As she recalls details, she gasps, dry
heaves, begins to cry, and appears to disassociate. The officer is not
directing an interview, but merely standing by, offering occasional
words of reassurance and waiting for an opportunity to extricate
himself and report back to his supervisor. Viewing the encounter
as a whole, Beth’s answers appear to “be simply reflexive,” id.,
further supporting the idea that these were not the kind of
testimonial statements that the Confrontation Clause forbids.
4. The Nature of the Questioning
¶85 “In many instances, the primary purpose of the
interrogation will be most accurately ascertained by looking to the
contents of both the questions and the answers.” Id. at 367–68.
Statements are more likely to be nontestimonial when “the nature
of what was asked and answered[,] . . . viewed objectively, was
such that the elicited statements were necessary to be able to resolve
the present emergency, rather than simply to learn . . . what had
happened in the past.” Davis, 547 U.S. at 827.
¶86 In Bryant, for example, the officers who arrived at the scene
asked the gunshot victim “what had happened, who had shot him,
and where the shooting had occurred.” 562 U.S. at 349 (cleaned up).
The Court explained that such “initial inquiries may often produce
nontestimonial statements.” Id. at 377 (cleaned up).
¶87 Here, after asking for Beth’s name and date of birth, the
officer asked only three relevant questions: (1) “Where did it occur
at, the incident?” (2) “Do you know who it was?” and (3) “Do you
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have a—do you know a description?” 5 The limited nature of those
questions objectively indicates that the officer was attempting to
assess whether the assailant posed a safety risk to those nearby and
who police should be looking for to resolve that risk. If conducting
an interview to aid a future prosecution, one would expect the
officer to ask far more questions—or any at all for that matter—
about what had occurred. Those objective facts suggest that this
was not such an interview, but merely triage.
¶88 Beth was never asked what happened. The officer did not
inquire about facts that would have gone to the elements of the
crimes, such as whether the perpetrator was armed, used force or
threats or force, inflicted any injuries, or committed certain types of
sexual acts. While Beth volunteered some of that information, she
did so while “trying to remember” where the crime occurred and
what the perpetrator looked like. The objective circumstances in
which the statements were made show that the primary purpose
was not to establish past facts for criminal prosecution. Therefore,
we hold that the statements Beth made to the officer were not
testimonial. Because the Confrontation Clause does not apply to
nontestimonial statements, their admissibility depends on the rules
of evidence.
B. Beth’s Statements to the Officer Are Admissible Hearsay
Because They Were Excited Utterances
¶89 Najera next argues that the district court abused its
discretion in admitting Beth’s statements to the officer under a
hearsay exception. The statements Beth made to the officer are
hearsay because they were made outside of court and the State
wishes to offer them as proof that the things Beth described are
true. See UTAH R. EVID. 801(c). As a general matter, hearsay is
inadmissible, see id. R. 802, but there are multiple exceptions to the
rule against hearsay, State v. Green, 2023 UT 10, ¶ 83, 532 P.3d 930.
One of those exceptions is rule 803(2), which applies to excited
utterances. See UTAH R. EVID. 803(2).
¶90 Rule 803(2) defines excited utterances as statements
“relating to a startling event or condition, made while the declarant
__________________________________________________________
5 While the officer asked several other questions, those
questions were not substantive and consisted entirely of clarifying
questions as well as inquiries about the victim’s well-being as the
conversation proceeded.
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was under the stress of excitement that it caused.” Id. “The
generally accepted rationale for the exception is that declarations
made during a state of excitement temporarily still a declarant’s
capacity to reflect and thereby produce utterances free of conscious
fabrication.” State v. Smith, 909 P.2d 236, 239–40 (Utah 1995). Three
conditions must be met to satisfy the exception: “(1) a startling
event or condition occurred; (2) the statement was made while the
declarant was under the stress of excitement caused by the event or
condition; and (3) the statement relates to the startling event or
condition.” State v. Cude, 784 P.2d 1197, 1200 (Utah 1989) (cleaned
up).
¶91 Here, it is clear both that a startling event occurred—the
alleged rape—and that the statements the court ruled admissible
related to that startling event. The only question before us is
whether the statements were made while Beth “was under the
stress of [the] excitement caused by” the alleged assault.
¶92 To satisfy this condition, “the declarant’s declaration must
be a spontaneous reaction to the event or condition, not the result
of reflective thought.” Smith, 909 P.2d at 239. “The justification for
the exception disappears as the emotional excitement of the
declarant subsides and the declarant’s capacity for reflection
revives.” Id. at 240 (cleaned up). However, “the statement need not
be strictly contemporaneous with the startling event to be
spontaneous, as is the case with the ‘present sense impression’
exception.” Id. (cleaned up); see also UTAH R. EVID. 803(1).
Ultimately,
the determinative factor, subject to no precise or
absolute standard, is whether the state of the
declarant’s mind was such that because of a high
degree of emotional arousal, the declaration was
spontaneous in the sense that the declarant’s
emotional arousal or excitement at the time of the
statement strongly suggested that the statement came
purely from the declarant’s memory, unchanged or
distorted by a consideration of the consequences of
the statement.
Smith, 909 P.2d at 240.
¶93 Our court has considered a number of factors when
determining whether the stress of the event stilled the declarant’s
capacity for reflective thought. Those factors include “the
declarant’s age, the declarant’s physical and mental condition, the
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circumstances and nature of the startling event, the subject matter
of the statement, and the time lapse between the event and the
utterance.” Id.
¶94 We begin with Beth’s physical and mental condition.
“[W]hat is critical” is that the declarant exhibits “a mental state that
tends to block reflection and the reasoning process.” Id. at 241. After
reviewing Beth’s demeanor and responses on the video of her
conversation with the officer, we conclude that “surely occurred
here.” See id. On the video, Beth appears to be in shock and
processing in real time what had happened to her. Her reactions
suggest that she is recalling snapshots of the alleged rape as she
speaks. As bits and pieces come back to her, she gasps, gags, dry
heaves, cries, hides her face, and tells herself that this is not
happening to her. Her statements are spontaneous and largely
unprompted and spill out as a stream of consciousness. The
evidence suggests that Beth’s statements sprang purely from
memory “unchanged or distorted by a consideration of the
consequences” and “made by free recall.” Id. at 240–41.
¶95 Despite the evidence of Beth’s apparent distress, Najera
asserts that the excitement of the event had subsided by the time
Beth spoke to the officer an hour and a half later. “Generally, the
shorter the gap between the startling event and the utterance, the
more reliable the statement since the excitement of the event is
unlikely to have yielded to reasoned reflection and conscious
fabrication.” Cude, 784 P.2d at 1200. But “the length of time between
the event and the declaration is not a yardstick by which reliability
can be measured.” Id. Instead, “the more accurate gauge—and the
more difficult to read—is the state of the declarant’s mind.” Id.
¶96 To be sure, the time elapsed between the alleged rape and
Beth’s statements to the officer might suggest that she had time to
reflect on the events. But we have strong video evidence of Beth’s
state of mind at the time of the statements. The manner in which
Beth appeared to suddenly recall details and her physical reactions
to those memories support the district court’s conclusion that she
was still under the emotional stress of the event and had no
capacity for reflection between the alleged rape and her statements
to the officer.
¶97 Najera also points out that there are moments in the video
where Beth appears outwardly calm, suggesting that she was no
longer in a high state of emotional arousal. But those moments
could suggest, alternatively, that Beth is in a state of shock. At
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times, she appears to be disassociating, insisting that this is not
happening and “This isn’t me.” See Smith, 909 P.2d at 241 (holding
that victim’s statements to a child abuse investigator within three
hours of assault were admissible where victim was bleeding, in
pain, and in a “dissociative state” of “psychic shock”). She exhibits
a flat affect and periodically stares into space before appearing to
jolt back to awareness. The sudden shifts in emotion only serve to
underscore the extreme stress she is still under from the event.
¶98 Given the evidence documenting Beth’s condition during
the interaction with the officer, the district court did not abuse its
discretion in ruling that Beth’s statements to him were excited
utterances under rule 803(2). On this record, “there is no reason to
believe that [Beth’s] responses were anything other than an
accurate report of her memory of very recent events that were
accurately perceived.” Id. at 243. Thus, we affirm the district court’s
ruling admitting Beth’s statements to the officer.
II. STATEMENTS TO THE NURSE
¶99 Najera also argues that the district court erred by
determining that the statements Beth made to the nurse were
nontestimonial because, in his view, the “primary purpose was to
establish past events and preserve evidence for future
prosecution.” Both parties recognize that SANE exams have dual
purposes. But they disagree over which purpose is the primary one:
Najera contends that “the criminal-investigation aspect of a SANE
exam so pervades the exam” that the “exam’s primary purpose is
testimonial” and the State contends that the “overriding purpose is
to provide medical care.” If we conclude that the statements are
nontestimonial, Najera argues that the district court erred when it
determined that Beth’s statements to the nurse were admissible
under the statement for medical diagnosis or treatment exception
to the rule against hearsay.
¶100 Again, we start with an analysis of whether the
statements are testimonial. Because we conclude that they are not,
we turn to whether the statements were properly admitted under
our rules of evidence. We conclude that the district court acted
within its discretion in admitting the statements under the medical
treatment hearsay exception.
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A. Admission of Beth’s Statements to the Nurse Does Not Violate
the Confrontation Clause Because the Primary Purpose Was
Not To Create Evidence for Prosecution
¶101 The district court ruled that the statements Beth made to
the nurse were nontestimonial because the “primary purpose of the
SANE examination and report [was] for the purposes of diagnosis
and treatment.” Although Najera agrees that medical care is one
purpose of a SANE exam, he pushes back on the district court’s
conclusion that it is the primary purpose.
¶102 The United States Supreme Court has never applied the
Confrontation Clause to SANEs. Various courts have reached
different conclusions on the question of whether a victim’s
statements to a SANE are testimonial or nontestimonial. But “what
seems consistent in nearly all cases is the courts’ use of case-specific
analysis of the challenged statements based on the totality of the
underlying circumstances to determine the testimonial or
nontestimonial nature of the statements.” State v. Miller, 264 P.3d
461, 482 (Kan. 2011).
¶103 These cases illustrate that statements made during a
SANE exam are not categorically testimonial or nontestimonial.
Not all SANE exams are alike. A case-by-case approach is
consistent with the Supreme Court’s instruction that “courts
should look to all of the relevant circumstances” when
“determining whether a declarant’s statements are testimonial.”
Michigan v. Bryant, 562 U.S. 344, 369 (2011); see also Ohio v. Clark, 576
U.S. 237, 245 (2015) (“The question is whether, in light of all the
circumstances, viewed objectively, the primary purpose of the
conversation was to create an out-of-court substitute for trial
testimony.” (cleaned up)).
¶104 The courts that have addressed this question have relied
on various factors to evaluate whether a victim’s statements during
a particular SANE exam are testimonial. Among other things,
courts have considered the presence and involvement of law
enforcement, the time elapsed since the assault and the need for
medical treatment, the formality of the exchange, and whether the
statements and actions of the participants objectively reflect a focus
on the prosecution of a crime. 6 While those same factors may not
__________________________________________________________
6 See, e.g., State v. Tsosie, 516 P.3d 1116, 1140 (N.M. 2022) (“The
relevant surrounding circumstances here include the time elapsed
(continued . . .)
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__________________________________________________________
between the alleged assault and the SANE exam, the location of the
SANE exam, the role of law enforcement in the SANE exam, and
the identity of the SANE nurse as [her] dual role bears on the
challenged statements.”); State v. Miller, 264 P.3d 461, 486 (Kan.
2011) (“[W]ith the guidance of the United States Supreme Court in
mind, we turn to an objective analysis of the circumstances of [the
victim’s] encounter with the SANE, considering factors such as
whether the SANE was a State actor or agent, whether there was an
ongoing emergency, whether the encounter was formal, and
whether the statements and actions of both [the victim] and the
SANE reflect a primary purpose focusing on the later prosecution
of a crime.”); Hartsfield v. Commonwealth, 277 S.W.3d 239, 244 (Ky.
2009) (“In Davis, the Court cited factors that are instructive in
characterizing a statement as testimonial, including: whether the
events spoken about were actually happening, or were past events;
the presence of an ongoing emergency; whether what was asked
and answered was for the purpose of resolving the situation, rather
than simply learning what had happened in the past; and, finally,
the level of formality in the interview.”); State v. Nelson, 954 N.W.2d
11, 19 (Wis. Ct. App. 2020) (“Some factors for determining the
primary purpose of a particular statement include: (1) the
formality/informality of the situation producing the out-of-court
statement; (2) whether the statement is given to law enforcement or
a non-law enforcement individual; (3) the age of the declarant and
(4) the context in which the statement was given.” (cleaned up));
Thompson v. State, 438 P.3d 373, 377 (Okla. Crim. App. 2019)
(“Courts considering the issue have focused on various factors that
are relevant to the primary purpose determination, including inter
alia: 1) the objective intent of the SANE nurse and the alleged
victim; 2) the classification of the SANE nurse as either a medical
professional or a law enforcement agent; 3) the setting of the exam;
4) whether the alleged victim’s statement contained specific
accusations; 5) the amount of time that elapsed between the exam
and the assault; 6) whether the SANE nurse participated in the
medical treatment of the victim; 7) whether a law enforcement
officer was present; 8) the primacy of medical purpose; and 9) the
intention underlying the victim’s answers.”); State v. Hill, 336 P.3d
1283, 1287 (Ariz. Ct. App. 2014) (“Other courts examining similar
exchanges under the Confrontation Clause have looked to where
the examination took place, the victim’s medical condition,
(continued . . .)
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be relevant in every case, we find them useful in structuring our
analysis here.
1. Presence and Involvement of Law Enforcement
¶105 An alleged victim’s statements during a SANE exam are
more likely to be testimonial if law enforcement officers are present
during the exam, if officers engage in direct questioning, or if the
interview is structured to gather evidence for prosecution.7
Statements made to persons other than law enforcement “are much
less likely to be testimonial than statements to law enforcement
officers.” Clark, 576 U.S. at 246. Because “law enforcement officers
are principally charged with uncovering and prosecuting criminal
behavior[,] . . . statements made to them are much more likely to be
used as a substitute for trial testimony.” State v. Burke, 478 P.3d
1096, 1107 (Wash. 2021) (en banc) (cleaned up).
¶106 In State v. Bennington, for example, the Kansas Supreme
Court held that a victim’s statements during a SANE exam were
testimonial, and their admission violated the Confrontation Clause,
in part, because of the presence of a law enforcement officer. 264
P.3d 440, 453–54 (Kan. 2011). In that case, while the nurse was
__________________________________________________________
whether law enforcement officers were present and the formality
of the exchange.”).
7 See, e.g., State v. Swartz, 17 N.W.3d 174, 187–88 (Neb. 2025)
(“[C]ourts have excluded a SANE report, reasoning that a victim’s
statements to a sexual assault examiner were testimonial and
violate the confrontation clause because of the examiner’s
relationship with police or the involvement of the police in the
examination process, coupled with the absence of any need for, or
provision of, medical treatment during the examination.”); Miller,
264 P.3d at 482 (“[I]f a law enforcement officer participates in the
questioning, there is a strong trend toward finding the victim’s
statements testimonial.”); Hobgood v. State, 926 So. 2d 847, 852 (Miss.
2006) (“[A] statement is testimonial when it is given to the police or
individuals working in connection with the police for the purpose
of prosecuting the accused.”); Hill, 336 P.3d at 1289 (“Courts also
have refused to admit statements made by a victim during a
forensic medical examination when there is evidence of heightened
police involvement—when, for example, an officer was present
during the examination, or the examination was recorded for law
enforcement purposes.”).
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taking a history from the victim before beginning the physical
exam, a law enforcement officer was present and “asked [the
victim] a few specific questions.” Id. at 452. The nurse’s report did
not distinguish statements the victim made to the nurse from
statements made to the officer. Id. The court explained that “the
presence of the law enforcement officer during the initial taking of
a history from [the victim] blurs the ‘primary purpose’ of the
interview.” Id. at 453.
¶107 In State v. Cannon, the Tennessee Supreme Court similarly
held that statements made to a nurse employed by the Sexual
Assault Crisis Center were testimonial, in part, because of the
presence and involvement of a detective. 254 S.W.3d 287, 293, 305
(Tenn. 2008). In that case, both the detective and the nurse
questioned the victim after the victim had already been examined
in the emergency room. Id. at 305. Additionally, the nurse “had
been instructed by speakers from law enforcement agencies and
from the district attorney’s office on . . . how to ask questions,” she
“often testifie[d] at trials in her capacity as a sexual assault nurse
examiner,” and she described her interview “as an ‘investigation’
designed to gain information about the rape.” Id. Based on these
circumstances, the court concluded that “the primary purpose of
the interrogation was ‘to establish or prove past events potentially
relevant to later criminal prosecution.’” Id. (quoting Davis v.
Washington, 547 U.S. 813, 822 (2006)). 8
¶108 On the other hand, when law enforcement officers are not
present during the exam or when their role is minimal, a victim’s
statements during a SANE exam are less likely to be deemed
testimonial. “Statements made to someone who is not principally
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8 See also State v. Hooper, 176 P.3d 911, 917 (Idaho 2007) (holding
that a child victim’s statements to a nurse were testimonial where
a detective was watching to ensure the nurse “remember[ed] to ask
all the questions,” the nurse “consulted with the detective” near the
end of the interview, and the nurse then returned to ask “questions
regarding specific details”); State v. Gatewood, No. E2017-00653-
CCA-R9-CD, 2018 WL 1391812, at *7 (Tenn. Crim. App. Mar. 20,
2018) (holding that a child victim’s statements to a nurse
practitioner were testimonial where the child went to the
Children’s Advocacy Center “at the direction of the police” and the
nurse “consulted” with police “while the victim was at the
Children’s Advocacy Center”).
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Opinion of the Court
charged with uncovering and prosecuting criminal behavior are
significantly less likely to be testimonial than statements given to
law enforcement officers.” Clark, 576 U.S. at 249; accord Burke, 478
P.3d at 1108 (“Statements made to witnesses other than law
enforcement officers are far more likely to be made for reasons not
primarily associated with criminal prosecution.”).
¶109 For example, in State v. Hill, the Arizona Court of Appeals
held that a victim’s statements to a nurse who was trained to
perform forensic exams were nontestimonial, in part, because “[n]o
law enforcement officer was present during any part of the
examination.” 336 P.3d 1283, 1284, 1289 (Ariz. Ct. App. 2014). The
court reasoned, “The objective circumstances of the exchange that
produced the statement . . . indicate that its primary purpose was
medical treatment, not the collection of evidence of a crime.” Id. at
1290.
¶110 Similarly, in People v. Vigil, the Colorado Supreme Court,
sitting en banc, held that a child victim’s statements to a doctor
were nontestimonial, in part, because the law enforcement officer
“was not involved in the medical examination or in the room when
the doctor performed the examination.” 127 P.3d 916, 924 (Colo.
2006) (en banc). The court acknowledged that “the doctor was a
member of a child protection team,” but it reasoned that this fact
“does not, in and of itself, make him a government official absent a
more direct and controlling police presence.” Id. at 923–24. 9
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9 See also Tsosie, 516 P.3d at 1141 (holding that “the degree of
involvement of law enforcement in the SANE exam here does not
weigh toward a testimonial primary purpose” because the nurse
testified that “law enforcement officers are not allowed in the
SANE exam,” that “SANE nurses ‘do not work for the police,’” and
that the advocacy center the nurse did work for was “a ‘nonprofit
and . . . separate’ from the police”); Burke, 478 P.3d at 1112 (holding
that most of a victim’s statements were nontestimonial where “[n]o
member of law enforcement was present during the exam, and [the
nurse] did not take any direction from law enforcement”); State v.
Krasky, 736 N.W.2d 636, 641–43 (Minn. 2007) (en banc) (holding that
a child victim’s statements to a nurse were nontestimonial where
the victim’s assessment “was conducted at a children’s hospital
rather than at a law enforcement center, and no law enforcement
officer was present”); State v. Hilson, 829 N.W.2d 190 (Table), No.
(continued . . .)
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¶111 Turning to the facts of this case, the absence of law
enforcement presence or involvement in Beth’s SANE exam weighs
in favor of concluding that Beth’s statements to the nurse were
nontestimonial. The defense’s SANE expert testified that law
enforcement officers are not ordinarily present in the room during
a SANE exam, and there is no evidence to suggest that the nurse
deviated from that standard practice here. Nor is there any
evidence that law enforcement officers directed the nurse in
questioning Beth. Although law enforcement has been involved in
the development and revision of Utah’s sexual assault examination
report form, so have other stakeholders, including SANEs, the
forensic laboratory, and the Utah Coalition Against Sexual Assault.
Unlike those cases in which law enforcement played a direct role in
the questioning, police were not directly involved in questioning
Beth.
2. Time Elapsed and Need for Medical Treatment
¶112 Other courts have recognized that when the exam takes
place after there is no longer a need for medical treatment, the
questions asked during a SANE exam are more likely to be for the
primary purpose of creating statements for use at trial. See, e.g.,
Miller, 264 P.3d at 482 (“[W]hen there is little to no medical purpose
for the examination and the interview is conducted by a sexual
assault nurse primarily for forensic purposes, the conclusion is that
the victim’s statements are testimonial.”). For example, in State v.
Hooper, the Idaho Supreme Court held that a child victim’s
statements to a nurse were testimonial because the nurse “did not
ask any questions regarding [the victim’s] medical condition” and
the nurse’s “interview took place after a medical assessment and
separately from the medical assessment.” 176 P.3d 911, 917–18
(Idaho 2007).
¶113 Whether there is a medical need for the exam often
depends on how much time has passed since the alleged assault. In
State v. Romero, for instance, the New Mexico Supreme Court held
that the victim’s statement during a SANE interview was
testimonial, in part, because “the examination occurred several
weeks after the assault.” 156 P.3d 694, 699 (N.M. 2007). Similarly,
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10-0665, 2013 WL 541621, at *2 (Iowa Ct. App. Feb. 13, 2013)
(holding that statements made to a nurse were nontestimonial
where “police were not present and did not provide questions for
the nurse to ask”).
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Opinion of the Court
in Hernandez v. State, the District Court of Appeal of Florida held
that a child victim’s statements to a nurse were testimonial, in part,
because the “alleged sexual abuse had occurred one week earlier.”
946 So. 2d 1270, 1271, 1282 (Fla. Dist. Ct. App. 2007). The court
reasoned that the nurse’s questioning was not “to enable law
enforcement to meet an ongoing emergency.” Id. Rather, the
primary purpose “was to obtain facts about past events pertinent
to the prosecution of [the defendant].” Id. 10
¶114 Conversely, if there is a need for immediate medical care
and the questions asked are necessary for medical treatment,
statements made to a SANE are less likely to be deemed
testimonial. See, e.g., State v. Tsosie, 516 P.3d 1116, 1140 (N.M. 2022)
(“[T]he close proximity in time of the SANE exam to the alleged
predicate assault weighs toward a nontestimonial primary
purpose.”); Miller, 264 P.3d at 482 (“[G]enerally where there is a
clear medical purpose to the examination—often evidenced by the
treating physician’s or nurse’s testimony that the question of ‘what
happened’ was necessary for treatment of medical issues—the
statements are nontestimonial even if there is a secondary purpose
of preserving evidence.”). In particular, “a victim’s statement to a
medical professional is more likely to be non-testimonial when the
victim is examined in a hospital emergency room, where the
medical necessity of the examination presumably is more
pronounced.” Hill, 336 P.3d at 1287.
¶115 For example, in State v. Slater, the Connecticut Supreme
Court held that a victim’s statements to an emergency room
physician and nurse who administered a rape kit were
nontestimonial because the victim was in need of medical attention.
939 A.2d 1105, 1119 (Conn. 2008). The court explained that “[a] rape
victim is necessarily in need of medical attention” and that “[w]hen
such a victim is brought to a hospital, even by the police, we expect
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10 See also People v. Spicer, 884 N.E.2d 675, 687 (Ill. App. Ct. 2007)
(holding that a victim’s statement to a doctor was testimonial
where “the victim had stated that she did not want to see a doctor
and the police waited approximately seven hours before
transporting her to a hospital”); cf. Commonwealth v. Howard, No.
769 WDA 2016, 2017 WL 902257, at **3, 5 (Pa. Super. Ct. Mar. 7,
2017) (holding that a child victim’s statements to a SANE were
nontestimonial even though the exam occurred three days after her
initial disclosure).
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Opinion of the Court
that his or her most pressing concern is getting medical attention
and not providing a record of facts, despite the administration of a
rape kit.” Id.11
¶116 Here, Beth’s medical condition and the timing of the exam
weigh in favor of concluding that her statements to the nurse were
nontestimonial. Beth was allegedly raped near the hospital and
walked into the emergency room shortly thereafter. This is not a
case in which a victim later reports a sexual assault to the police
and is then referred for a SANE exam for the purpose of creating
evidence to use in prosecuting the crime. Beth sought medical
treatment by going to the emergency room. When the exam started,
Beth had only been at the hospital for about an hour and a half and
had not yet received any medical treatment. The nurse found
several injuries on Beth’s face, head, chest, back, arm, leg, and
buttocks and administered the medications Beth needed. The
timing of the exam and Beth’s desire for medical treatment support
the conclusion that the primary purpose of the exam was to care for
her medical needs, whereas the forensic purpose was secondary.
3. Formality of the Exchange
¶117 The Confrontation Clause is primarily concerned with the
use of out-of-court statements “in which state actors are involved
in a formal, out-of-court interrogation of a witness to obtain
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11 See also Tsosie, 516 P.3d at 1140–41 (holding that where a SANE
exam “occurred in the same night as the alleged assault” the
“timing circumstance supports the primary purpose of the SANE
exam being nontestimonial”); Burke, 478 P.3d at 1111 (holding that
“nearly all of the [victim’s] statements” were nontestimonial
because she “made these statements in a medical exam room in a
hospital” and “[s]he needed medical treatment specific to her
sexual assault, which [the nurse] provided”); Thompson, 438 P.3d at
378 (holding that a victim’s statements to a SANE were
nontestimonial where the “exam was performed in the emergency
room once [the victim’s] pain was under control” and “a portion of
the exam was devoted to treating the issues associated with the
assault”); Bowers v. Ames, No. 20-0625, 2022 WL 123507, at *10 (W.
Va. Jan. 12, 2022) (holding that a victim’s statements were
nontestimonial where it was “undisputed that the victim was
physically injured and in need of medical assistance,” “the victim
ultimately received three sutures to repair a tear,” and “the victim’s
statements to the SANE nurse facilitated her treatment”).
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Opinion of the Court
evidence for trial.” 12 Bryant, 562 U.S. at 358. If an exchange between
an alleged victim and a SANE is formal—meaning that it presents
like a structured interview, is videotaped, or uses specific forms or
official reports—the victim’s statements are more likely to be
deemed testimonial. See id. at 366.
¶118 For example, in People v. Vargas, the California Court of
Appeal held that a victim’s statements to a nurse were testimonial
because they “occurred under circumstances that imparted, to
some degree, the formality and solemnity characteristic of
testimony.” 178 Cal. App. 4th 647, 660–62 (2009) (cleaned up). The
court explained that the nurse questioned the victim “according to
a rigorous, statutorily mandated format designed to have [the
victim] describe the specific sexual acts which she was forced to
perform.” Id. at 661. The nurse was also required to complete a
mandatory form, which explained that “a separate medical
examination for evidence of sexual assault at public expense would
be conducted by a physician to discover and preserve evidence of
the assault,” that the nurse would ask about several categories of
sexual assault, and that “the report of the examination and any
evidence obtained will be released to law enforcement authorities.”
Id. at 655 (cleaned up); see also Bennington, 264 P.3d at 454–55
(holding that the victim’s statement to a SANE was testimonial, in
part, because “the statement was given in a formal setting,” using
a questionnaire and procedures dictated by state agencies).
¶119 In this case, the nurse’s examination of Beth was guided
by a seventeen-page standardized form. If the protocol the nurse
followed made the examination objectively more formal than a
sexual assault examination by a nurse who was not certified as a
SANE, there was no evidence to that effect. To the contrary, the
nurse testified that SANEs do the “same things” that an emergency
doctor would do when examining an alleged victim of sexual
assault and that some of the information on the form would be
noted “with any chart.” The very circumstances that make SANE
exams “more formal are those that also lend credence to the
medical purpose—the taking and recording of a medical history
__________________________________________________________
12 The United States Supreme Court has recognized that “at least
some statements to individuals who are not law enforcement
officers could conceivably raise confrontation concerns,” and has
“decline[d] to adopt a categorical rule excluding them from the
Sixth Amendment’s reach.” Ohio v. Clark, 576 U.S. 237, 246 (2015).
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before treatment.” Miller, 264 P.3d at 489. Viewed from the
perspective of an objective participant, the formality attendant to
the exam is not markedly different from a standard medical exam
where the provider takes a history and notes the patient’s
responses in the chart. As a result, the level of formality tells us little
about whether the primary purpose of the exam is for medical
treatment or to aid the criminal prosecution.
4. The Statements and Actions of the Participants
¶120 An alleged victim’s statement to a SANE is more likely to
be deemed testimonial if it was made “under circumstances which
would lead an objective witness reasonably to believe that the
statement would be available for use at a later trial.” Crawford v.
Washington, 541 U.S. 36, 52 (2004) (cleaned up). But if “an
objectively reasonable person in the declarant’s position would not
have believed that his statements to the [SANE] would be available
for use at a later trial,” the statement is less likely to be deemed
testimonial. See Vigil, 127 P.3d at 924, 926.
¶121 Where the SANE advises the alleged victim that the
examination is not for the purposes of medical treatment, a
reasonable observer would understand that the primary purpose
of collecting statements is to aid in the prosecution of the offense.
For example, the Montana Supreme Court has held that a victim’s
statements to a SANE were testimonial where “the SANE
examination consent form has the patient attest to the fact that they
‘understand that this is not a routine medical checkup.’” State v.
Martinez, 545 P.3d 652, 660–61 (Mont. 2023). The consent form
“indicate[d] that the examination [was] done, in part, to ‘collect
evidence,’ take photographs ‘to be used as evidence,’ and ‘release
evidence collected and information obtained to law enforcement.’”
Id. at 661 (cleaned up). And it “specifically state[d] that the
examiner will not be held responsible for identifying, diagnosing,
or treating any existing medical problems.” Id. (cleaned up).
¶122 In contrast, in State v. Stahl, the Ohio Supreme Court held
that a victim’s statement to a nurse practitioner was nontestimonial
because the victim “could have reasonably believed that . . . the
statement would be used primarily for health-care purposes.” 855
N.E.2d 834, 846 (Ohio 2006). The victim had already given a
statement to an officer at the police station prior to her exam. Id. at
845. When she arrived for the exam, she signed a consent form that
stated, “I authorize the release of evidence, information (including
protected health information), clothing, colposcope photos, and
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STATE v. NAJERA
Opinion of the Court
photography documentation of injuries to a law enforcement
agency for use only in the investigation and prosecution of this
crime.” Id. at 837. The court drew a distinction between the victim’s
expectations with regard to the physical evidence and her
statements: “This wording would naturally create a reasonable
belief that the [examining] unit will release physical evidence to the
police and any information resulting from the physical
examination. But to a reasonable person, questioning by a nurse or
other medical professional during an emergency-room
examination would appear to serve a primarily health-care-related
function.” Id. at 846.
¶123 Turning to the facts of Najera’s case, there is no evidence
that Beth was told that her statements would be turned over to law
enforcement. Beth gave the nurse consent to share the evidence
collected during the exam with law enforcement, which might lead
a reasonable observer to believe that collecting physical evidence
and documenting Beth’s injuries were for the primary purpose of
gathering evidence for trial. But we agree with the Ohio Supreme
Court that this would not have informed a reasonable observer that
statements to the nurse could be used in a future prosecution.
¶124 The totality of the circumstances would suggest to a
reasonable observer that the question-and-answer part of the exam
was for the primary purpose of providing medical treatment. At
the beginning of the exam, the nurse told Beth that she would “do
an exam . . . to just look for any injuries and be able to address any
injuries” and would “ask some questions that will help guide [the]
exam.” The nurse told Beth that she would “treat with medications
or do x-rays or anything that might seem necessary towards the
end.” This exchange would lead a reasonable participant to believe
that the primary purpose of eliciting Beth’s statements was for
medical treatment, not “to establish or prove past events
potentially relevant to later criminal prosecution.” See Davis, 547
U.S. at 822.
¶125 In sum, there is no doubt that the nurse posed questions
to Beth, in part, because the form called for those answers. But as
discussed in the following section, the nurse testified that each of
those questions also had a medical purpose. Viewed objectively,
the primary purpose of collecting a history from Beth was to
provide appropriate medical treatment, not to create an out-of-
court substitute for her testimony. Therefore, the district court
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Opinion of the Court
correctly ruled that the statements are not inadmissible under the
Confrontation Clause. 13
B. Beth’s Statements to the Nurse Are Admissible Hearsay
Because They Were Made for Medical Diagnosis or
Treatment
¶126 Najera also argues that the district court erred when it
determined that Beth’s statements to the nurse, as documented in
the SANE report, were admissible as statements for medical
diagnosis or treatment under rule 803(4) of the Utah Rules of
Evidence. This rule provides an exception to the rule against
hearsay for statements made for medical diagnosis or treatment.
UTAH R. EVID. 803(4). “Such statements carry a guarantee of
trustworthiness” because a patient has a “strong motivation to be
truthful when discussing his or her medical condition with a
doctor.” Hansen v. Heath, 852 P.2d 977, 979 (Utah 1993) (cleaned up),
superseded on other grounds by statute as stated in Lancer Ins. Co. v. Lake
Shore Motor Coach Lines, Inc., 2017 UT 8, 391 P.3d 218.
¶127 Rule 803(4) defines these statements as those that are
“made for—and [are] reasonably pertinent to—medical diagnosis
or treatment; and describe[] medical history; past or present
symptoms or sensations; their inception; or their general cause.”
UTAH R. EVID. 803(4)(A)–(B). To be admissible under this rule, a
statement “must satisfy two elements: (1) [t]he statement must be
made with an intent to facilitate medical diagnosis or treatment,
__________________________________________________________
13 We note that some courts have parsed the victim’s statements
during a SANE exam to determine whether the primary purpose of
particular statements was testimonial. See, e.g., Burke, 478 P.3d at
1108–15 (holding that a victim’s “description of the assailant” was
testimonial but other statements were nontestimonial). In front of
the district court, Najera fought the admission of all the statements
Beth made during the SANE exam. Similarly, on appeal, Najera has
not attempted to parse the statements but instead argues that the
nature of Utah’s SANE exam renders all statements made during
the exam testimonial. Accordingly, we have analyzed the SANE
exam as a whole to determine whether the statements elicited were
primarily for a testimonial purpose. We express no view on
whether or when it might be appropriate to separately analyze
parts of the same exchange to determine primary purpose.
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STATE v. NAJERA
Opinion of the Court
and (2) the statement must in fact be reasonably pertinent to
diagnosis or treatment.” Hansen, 852 P.2d at 979.
¶128 When assessing “whether the proffered statements were
‘reasonably pertinent’ to the medical provider’s diagnosis and
treatment tasks,” the medical provider’s “assessment of the
significance of the statements to diagnosis and treatment will
weigh heavily in the analysis.” 30B WRIGHT & MILLER’S FEDERAL
PRACTICE & PROCEDURE § 6845, Westlaw (database updated Sept.
2025). While “this presumption can give way when the medical
professional has some other role, such as working with a police or
prosecution team to generate evidence,” “courts have proven
hesitant to exclude statements that serve a medical purpose even if
they also serve an investigative one.” Id.; see also State v. Miller, 2023
UT App 85, ¶ 63, 535 P.3d 390 (“Utah courts have repeatedly held
that statements by rape victims made to medical providers
describing their abuse are admissible under rule 803(4).” (cleaned
up)).
¶129 The district court did not abuse its discretion in ruling that
Beth’s statements to the nurse, as documented in the SANE report,
were admissible under rule 803(4). When Najera objected to the
admission of Beth’s statements to the nurse, he “objected generally
and not specifically to individual statements in the nurse report.”
The district court accordingly addressed the admissibility of these
statements in their entirety, and it concluded that the “statements
[were] made for the purposes of medical diagnosis or treatment
under [r]ule 803(4).”
¶130 The evidence supported the district court’s conclusion.
The nurse testified that the “mission” of a SANE is to “medically
support patients who have reported violence” and that the
questions posed to the victim help guide the exam. The defense’s
SANE expert also testified that the medical objectives of a SANE
exam “are to provide nursing care, identify injury, collect evidence,
provide follow-up services, refer for further assessment by a
healthcare provider if necessary, and to complete documentation.”
¶131 At one of the evidentiary hearings, the nurse testified
about the purpose of nearly every question and answer in her
report, explaining that their purpose was “to address the possibility
of injuries, pregnancy, and sexually transmitted diseases.” The
nurse testified that certain information on the first page of the
report—the date and time of the exam as well as the patient’s date
of birth, age, complaint, and medical history—is relevant to
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Opinion of the Court
medical diagnosis or treatment because a nurse would note that
information “with any chart.” The date, time, location, and
summary of the alleged assault are relevant to medical diagnosis or
treatment because this information helps the nurse assess “the
injuries” and whether the patient is in the “window” for certain
medications, namely “antibiotics” and “pregnancy prophylaxis.”
Whether the alleged perpetrator was a stranger or a partner is
“important” to medical diagnosis or treatment for “multiple
reasons” because the patient might have contracted a “sexually
transmitted infection[]” from a stranger or “if she lives with that
person, it could be a safety issue.” The patient’s actions and the
suspect’s actions are relevant to medical diagnosis or treatment
because they can explain “injury” and “trauma.” Because Beth
reported feeling strange after the suspect gave her some water, it
was “important” to know “what kind of drugs could be in her
system and address her health that way, if needed.” And, finally,
the history in the strangulation report is relevant to medical
diagnosis or treatment because strangulation “can be life-
threatening” so the nurse needs to “know how severe it was” so
that a physician could order a “CAT scan” if necessary.
¶132 On appeal, Najera has made an effort to parse Beth’s
statements, arguing that the “statements related to the identity of
the perpetrator were not” related to medical diagnosis or
treatment. Najera focuses on two details noted in the “Summary of
Assault” section of the SANE report—the description of the
suspect’s clothing and the fact that he had a tattoo. These details
were also included in another section of the SANE report,
“Suspect’s Dress During Assault.” The State indicated at one of the
evidentiary hearings that it was not attempting to admit that
portion of the report. We assume that the State’s rationale for not
admitting the “Suspect’s Dress During Assault” portion of the
report would extend to the same details as recounted in the
“Summary of Assault” section of the report. But if the State
attempts to offer these details at trial, the defense can make a more
specific objection to their admission at that time.
¶133 In the face of a blanket objection to Beth’s statements to
the nurse under rule 803(4), the district court did not abuse its
discretion in concluding that Beth’s statements in the SANE report
were admissible. The nurse explained how nearly every question
and answer in her report was “reasonably pertinent to diagnosis or
treatment.” Hansen, 852 P.2d at 979. Accordingly, we affirm the
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STATE v. NAJERA
Opinion of the Court
district court’s ruling granting the State’s motion in limine to admit
those statements.
CONCLUSION
¶134 The district court correctly concluded that Beth’s
statements to both the officer and the nurse are nontestimonial and
therefore do not implicate the Sixth Amendment’s Confrontation
Clause. And the district court did not abuse its discretion in
concluding that these statements fall within the hearsay exceptions
for excited utterances and statements made for purposes of medical
diagnosis or treatment, respectively. Accordingly, we affirm the
court’s ruling granting the State’s motions in limine to admit Beth’s
statements at trial.
44
Case-law data current through December 31, 2025. Source: CourtListener bulk data.