Terry v. Commonwealth
Terry v. Commonwealth
070rehearing
UPON A REHEARING EN BANC
James L. Terry pled guilty to one count of felony carnal knowledge of a child, a violation of Code § 18.2-63. The trial judge imposed a sentence of ten years, with eight years suspended. Terry appealed the sentence imposed by the trial judge, arguing that the admission of certain evidence at the sentencing hearing violated his Sixth Amendment right to counsel. A three-judge panel of this Court reversed and remanded for resentencing. We granted the Commonwealth a rehearing en banc.
I. BACKGROUND
On August 23, 1996, James L. Terry was arrested and charged with one count of carnal knowledge of a child, a violation of Code § 18.2-63. Police questioned Terry until he asked to speak with an attorney. On August 26, 1996, the Office of the Public Defender of Halifax County was appointed to represent him. On September 23, 1996, a social services investigator and two Halifax police investigators came to the jail and initiated contact with Terry. Terry’s counsel was neither present nor consented to the questioning in his absence. The social worker testified, “I always have to let people know that they — that there’s an investigative child protective services investigation going on, and I have to let them know that — we have a pamphlet and everything that we have to give them.” The social worker testified that Terry volunteered information about his prior sexual contact with the victim.
In the November term of 1996, the grand jury indicted Terry on one count of object penetration in violation of Code § 18.2-67.2, one count of rape in violation of Code § 18.2-61, one count of forcible sodomy (cunnilingus) in violation of Code § 18.2-67.1, and another count of forcible sodomy (fellatio) in violation of Code § 18.2-67.1. None of the counts corresponded with the charge of carnal knowledge of a minor child in violation of Code § 18.2-63, the subject of the arrest warrant. On April 14, 1997, Terry moved to suppress the statements he made to the social services investigator and the two police detectives. Terry argued that because his counsel had neither been present, nor had consented to the questioning in his absence, any statements he made were in violation of his Sixth Amendment right to counsel.
On June 2, 1997, at the sentencing hearing the Commonwealth called the social worker to testify about her conversation with Terry on September 23, 1996. Terry’s counsel objected to her testimony, arguing that it was irrelevant
The social worker testified that Terry told her,
[h]e had had sex, including oral sex, with the juvenile that’s involved in this case____ He told me that it had been several times. The oral sex was basically performed on him by her. And this happened a majority of the time when her mom was at work or either she didn’t go to school [sic].
The victim also testified at Terry’s sentencing hearing. She stated that only one sexual encounter took place between Terry and her and that she initiated that incident. She also indicated that Terry was her mother’s boyfriend. When asked
The Commonwealth argued that the period of three to six months of incarceration suggested by the sentencing guidelines was inadequate to punish this offense. The Commonwealth’s attorney pointed to a conviction of a previous “sexual offense” for which Terry had served twelve months in jail, stating, “he didn’t learn that lesson.” Citing the “serious nature of the offense and chance of future contact upon early release,” the trial judge imposed a sentence of ten years with eight suspended. The court also ordered Terry to complete two years of supervised probation and to have no contact with the victim.
II. EFFECT OF GUILTY PLEA
Terry maintains that the Sixth Amendment right to have his counsel present during interrogation requires that any statements obtained in violation of such right be excluded from his sentencing hearing. Assuming without deciding that a Sixth Amendment violation occurred and that the exclusionary rule applies to sentencing proceedings, we find that Terry waived these claims by his intelligent, voluntary and unconditional guilty plea.
By filing his pretrial motion to suppress the statements, Terry acknowledged his awareness of an alleged violation of his constitutional rights before his guilty plea. He filed his motion pursuant to Code § 19.2-266.2 to have them suppressed; however, he did not obtain a ruling on the motion before entering his guilty plea. Terry could have entered a conditional plea, reserving his claim of alleged violation of his Sixth Amendment right, but he entered an unconditional plea instead. See Code § 19.2-254. Terry does not contend that his plea was involuntary or unintelligently made.
“When a criminal defendant has solemnly admitted in open court that he is in fact guilty of the offense with which
A plea of guilt constitutes a “self-supplied conviction.” One who voluntarily and intelligently pleads guilty waives important constitutional rights, including his right to trial by jury, his right against self-incrimination, his right to confront his accusers, his right to demand that the Commonwealth prove its case beyond a reasonable doubt, and his right to object to illegally obtained evidence.
Assuming without deciding both that Terry’s Sixth Amendment right to counsel was violated by the interrogation without notice to his lawyer and that the exclusionary rule applies to sentencing proceedings, the statements obtained in violation of Terry’s Sixth Amendment right to counsel would be inadmissible absent a waiver. This case involves the Sixth Amendment right to counsel, not the Fifth Amendment privilege against self-incrimination. In addition, this case involves a guilty plea with an attendant waiver of error, constitutional or otherwise, that preceded the plea. The dissent blurs these important distinctions.
The United States Supreme Court has made it abundantly clear that the violation of the Sixth Amendment right to counsel occurs at the time of the event requiring counsel. Absent a waiver, use of evidence obtained in violation of the right is prohibited.
Additionally, the dissent cites Powell v. Texas, 492 U.S. 680, 109 S.Ct. 3146, 106 L.Ed.2d 551 (1989), for the proposition that evidence obtained in violation of an accused’s Sixth Amendment right to counsel is inadmissible in a sentencing proceeding for a charge to which the right to counsel has attached. Curiously, the dissent overlooks a critical aspect of the Powell decision. The Powell Court found that the evidence was inadmissible “[b]ecause the evidence ... was taken in deprivation of petitioner’s right to the assistance of counsel, and because there is no basis for concluding that petitioner waived his Sixth Amendment right____” Id. at 686, 109 S.Ct. 3146 (emphasis added). The precise issue in this case is whether the accused waived his Sixth Amendment right to counsel at the interrogation by entering his guilty plea.
The factual distinction between Attar and the case before us is critical to our analysis. In Attar, the alleged violation of a Sixth Amendment right occurred at sentencing, not before the guilty plea. In the case before us, Terry’s alleged violation of the Sixth Amendment right to counsel occurred before the entry of a guilty plea.
In Mitchell v. United States, 526 U.S. 314, 119 S.Ct. 1307, 143 L.Ed.2d 424 (1999), also relied upon by the dissent, the Supreme Court rendered a very narrow holding, stating that a guilty plea will not waive the Fifth Amendment privilege against incrimination at the sentencing hearing. At issue in Mitchell were both the invocation of the Fifth Amendment at sentencing, and the trial court’s use of adverse inferences drawn from the defendant’s silence. The locus of the alleged violation occurred at the sentencing hearing — after the entry of the guilty plea, not before. Mitchell has no application to the case before us because Terry’s alleged violation of his Sixth Amendment right occurred before his guilty plea.
We hold that Terry’s entry of a voluntary, intelligent and unconditional guilty plea waived any claim of antecedent viola
Affirmed.
. The relevance issue is not before us on appeal.
. A guilty plea does not waive claims of constitutional violations that occur after the plea. See e.g. United States v. Jacobson, 15 F.3d 19, 23 (2nd Cir. 1994) (defendant who signed an agreement not to appeal a sentence that fell within the guideline ranges did not waive right to appeal unconstitutional use of his immigration status as a basis for sentencing); United States v. Marin, 961 F.2d 493, 496 (4th Cir. 1992) (defendant who knowingly and voluntarily pled guilty to felony charges did not waive the right to appeal sentence which departed upward from sentencing range on basis of constitutionally impermissible factor of race).
. Although it is clear that evidence obtained in violation of the accused’s Sixth Amendment rights, absent a waiver, is inadmissible at trial and in bifurcated sentencing proceedings, see Satterwhite v. Texas, 486 U.S. 249, 108 S.Ct. 1792, 100 L.Ed.2d 284 (1988), it is not clear that the exclusionary remedy is required at a sentencing hearing pursu
Dissenting Opinion
with whom ELDER, Judge, joins, dissenting.
James L. Terry contends his Sixth Amendment right to counsel was violated when at the sentencing hearing following his guilty plea the trial judge admitted evidence obtained during a pretrial confrontation between Terry and state agents without notice to Terry’s counsel. See Maine v. Moulton, 474 U.S. 159, 168-69, 106 S.Ct. 477, 88 L.Ed.2d 481 (1985). See also Satterwhite v. Texas, 486 U.S. 249, 255-56, 108 S.Ct. 1792, 100 L.Ed.2d 284 (1988) (holding “that the use of ... testimony [, which concerned statements obtained from the arrested defendant without notice to his attorney,] at the ... sentencing proceeding ... violated the Sixth Amendment”). I would hold that when Terry pled guilty, he did not waive his right to challenge this violation of his constitutional rights when the Commonwealth sought to introduce the evidence at the sentencing hearing.
I.
The Constitution provides that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to have the Assistance of Counsel for his defense.” U.S. Const. Amend. VI.
The right to the assistance of counsel guaranteed by the Sixth and Fourteenth Amendments is indispensable to the fair administration of our adversarial system of criminal justice. Embodying a “realistic recognition of the obvious truth that the average defendant does not have the professional legal skill to protect himself,” the right to counsel safeguards the other rights deemed essential for the fair prosecution of a criminal proceeding.
Evidence obtained in violation of an accused’s Sixth Amendment right to counsel is inadmissible in a sentencing proceeding for a charge to which the right to counsel has attached. See Powell v. Texas, 492 U.S. 680, 686, 109 S.Ct. 3146, 106 L.Ed.2d 551 (1989); Satterwhite, 486 U.S. at 255-56, 108 S.Ct. 1792. In Powell and Satterwhite, defense counsel had not been given notice that a psychiatric evaluation of the accused would encompass the issue of future dangerousness. Nonetheless, the trial judge admitted the psychiatrist’s testimony at the sentencing proceeding over defense counsel’s objection. The Supreme Court held that “[b]ecause the evidence of future dangerousness was taken in deprivation of [the accused’s] right to the assistance of counsel,” the admission of the evidence at the sentencing proceeding violated the accused’s Sixth Amendment right to counsel. Powell, 492 U.S. at 686, 109 S.Ct. 3146. See also Satterwhite, 486 U.S. at 255-56, 108 S.Ct. 1792 (holding “that the use of [the psychiatrist’s] testimony at the ... sentencing proceeding ... violated the Sixth Amendment”). With respect to claims of violations of constitutional rights, the United States Supreme Court has rejected as invalid the proposition that “incrimination is complete once guilt has been adjudicated.” Estelle v. Smith, 451 U.S. 454, 462, 101 S.Ct. 1866, 68 L.Ed.2d 359 (1981).
In this case, the social worker and the police officers initiated contact with Terry at the jail following Terry’s arrest
When Terry filed his motion to suppress, the Commonwealth had obtained four indictments against him on charges different than the charge lodged against him when the social worker and the police interviewed him. The statements Terry gave to the social worker and the police officers provided the basis for the Commonwealth’s decision to pursue the other four different charges. The Commonwealth’s decision to pursue those charges clearly provoked Terry’s suppression motion. Thus, when the Commonwealth nolle prossed those charges and amended one of the indictments to charge felony carnal knowledge without force, which was the offense originally charged, Terry had no reason to pursue the motion to suppress. The charges which rested upon the unlawfully obtained statement had been dissolved. Indeed, the Commonwealth conceded on its initial brief to this Court that the prosecutor “stated that he chose not to go forward after reviewing the suppression motion and considering that the victim did not corroborate [Terry’s] confession.” (Emphasis added).
When the Commonwealth dropped those four charges, in part because of Terry’s suppression motion, and re-instituted the felony carnal knowledge charge, Terry understandably was led to believe that the statements would no longer be an issue. Thus, Terry, when pleading guilty to the felony carnal knowledge charge, did not knowingly and intelligently waive
II.
Relying upon Peyton v. King, 210 Va. 194, 169 S.E.2d 569 (1969), the Commonwealth contends Terry waived his right to appeal his sentence by pleading guilty to the charge. In King, the Supreme Court responded as follows to the assertion that an accused could appeal his conviction after a guilty plea:
[A] voluntary and intelligent plea of guilty by an accused is, in reality, a self-supplied conviction authorizing imposition of the punishment fixed by law. It is a waiver of all defenses other than those jurisdictional, effective as such not only in the lower court but as well in this court. Where a conviction is rendered upon such a plea and the punishment fixed by law is in fact imposed in a proceeding free of jurisdictional defect, there is nothing to appeal. To take any other view would give recognition to an empty right and permit frivolous appeals for the mere sake of delay.
Id. at 196-97, 169 S.E.2d at 571.
That ruling is not dispositive of the issue raised in this appeal. While an accused who pleads guilty “ ‘may not thereafter raise independent claims relating to the deprivation of constitutional rights that occurred prior to the entry of the guilty plea,’ ” Beaver v. Commonwealth, 232 Va. 521, 526-27, 352 S.E.2d 342, 345 (1987) (quoting Tollett v. Henderson, 411
The principle is well established that “a plea [of guilty] marks the end of one chapter in the progress of [an accused’s] case, and, simultaneously, begins a new chapter. Thus, an unconditional guilty plea insulates virtually all earlier rulings in the case from appellate review.” United States v. Cordero, 42 F.3d 697, 698 (1st Cir. 1994). However, an accused’s “unconditional guilty plea does not automatically waive the right to appeal matters incident to sentencing as opposed to guilt.” Id. at 699. See also State v. Heatwole, 333 N.C. 156, 423 S.E.2d 735, 737 (1992). An accused “who waives his right to appeal does not subject himself to being sentenced entirely at the whim of the [trial judge].” United States v. Marin, 961 F.2d 493, 496 (4th Cir. 1992). The general waiver of appeal rights flowing from a plea of guilty does not bar the right to appeal violations of a Sixth Amendment right to counsel that occur at a sentencing hearing. See United States v. Attar, 38 F.3d 727, 732-33 (4th Cir. 1994).
In Virginia, both the Supreme Court and this Court have considered the appeals of sentences of accuseds who have pleaded guilty to the underlying offenses. See e.g., Linton v. Commonwealth, 192 Va. 437, 65 S.E.2d 534 (1951) (although the accused pleaded guilty to perjury, the Supreme Court considered on appeal whether the right to counsel was violated when the accused was sentenced without notice to her counsel and without affording counsel the opportunity to cross-examine a probation officer who completed the presentence report or to present additional facts bearing on sentencing); Harris v. Commonwealth, 26 Va.App. 794, 497 S.E.2d 165 (1998) (although the accused pleaded guilty to a charge of possession with intent to distribute, this Court considered the argument that the trial judge violated the accused’s due process rights by admitting certain evidence at sentencing hearing). See also Nichols v. United States, 511 U.S. 738, 114 S.Ct. 1921, 128 L.Ed.2d 745 (1994) (although the accused pleaded guilty to
Because I believe the trial judge violated Terry’s Sixth Amendment right to counsel when at the sentencing hearing he admitted the social worker’s testimony, I would hold that this appeal is not barred. I dissent.
Reference
- Full Case Name
- James L. TERRY v. COMMONWEALTH of Virginia
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- 15 cases
- Status
- Published