Epps v. Commonwealth
Epps v. Commonwealth
Opinion of the Court
In two separate appeals, George M. Epps, appellant, appeals the judgment of the trial court finding him guilty of
BACKGKOUND
This case concerns security of the “old courthouse” building in Petersburg. The courthouse houses a courtroom on the second floor. The first floor includes the office of the Circuit Court Administrator, Gladys Kennedy, Circuit Judge D’Alton’s office and the City’s public law library. The court receives mail and presentence reports at the administrator’s office. Lawyers also schedule all hearings at Ms. Kennedy’s office. At the entrance to the old courthouse is a desk occupied by the deputy sheriff assigned to provide security for the courthouse building.
In April 2002, Circuit Court Judges D’Alton and Baskervill met with appellant, the Sheriff of the City of Petersburg, to discuss mutual problems. The judges memorialized the agreement reached at that meeting in a letter addressed to
On June 6, 2003, appellant wrote a letter to the circuit court and district court clerks in Petersburg discussing difficulties resulting from a reduction of funds from the Compensation Board. The letter stated, among other things, that “[wjithout these funds from the fee bills I can no longer have deputies remain with the court budding once court has concluded.” The appellant did not send the circuit court judges a copy of this letter.
On June 9, 2003, appellant wrote a letter to Chief Judge D’Alton discussing his office’s funding and staffing problems. In that letter, he did not tell the court, as he had the clerks, that he would no longer be able to maintain a deputy at the courthouse door in compliance with the April 16, 2002 order. Instead, he wrote that “[a]s of July 1, 2003, the reduction in the Sheriffs Office budget for FY04 will require some personnel changes which are directly related to maintaining the present state of readiness for our courts, the jails, document services and our transportation unit.”
Effective July 1, 2003, appellant removed the deputy who guarded the old courthouse entrance when court was not in session. At trial, appellant explained he decided to remove the deputy from the front desk and return the deputy to the jail “to help to man the jails and fulfill the responsibilities of the things that were getting behind in the jail system.” Appellant was aware of the April 16, 2002 order that required the presence of a deputy at the front desk. Essentially, appellant testified he could not comply with the April 16, 2002 order and still properly discharge his responsibilities in the
On July 1, 2003, Judge Baskervill was informed that no deputy was posted at the old courthouse entrance, which left Ms. Kennedy alone in that building. Judge Baskervill directed the preparation and posting of a sign that indicated the courthouse was temporarily closed due to lack of security. The sign further gave a phone number to call in order to gain entrance.
Appellant removed that sign from the courthouse door on July 1, 2003, saying he did so because he determined the sign, itself, was a security risk.
Later that day, Judge Baskervill directed the preparation and posting of another virtually identical sign on the courthouse door. Also on July 1, 2003, she entered an order to be posted with the sign that provided:
It appearing to the Court that the Sheriff of the City of Petersburg has ceased to provide security for the Courthouse when Court is not in session, it is ORDERED that in such times when security is not provided, the Courthouse shall be locked. Entrance shall be had only by calling 733-2423. The Clerk of this Court is directed to post a copy of this Order on the front door of each Courthouse.
Appellant then removed from the courthouse door both the second sign and the court order that accompanied it.
The next morning, July 2, 2003, Judge Baskervill went to the Sheriffs Office to retrieve the second sign and order. Appellant responded that the judge had no right to post papers on the courthouse door because he was in charge of courthouse security. The judge again asked for the return of those items. Appellant went to his office and pulled out the sign and order, still taped together. Judge Baskervill again asked for those items, and appellant responded, “no, I want to read them.” After doing so, appellant told the judge that the order was inaccurate, and she had no right to post it. He eventually returned the sign, but not the order. When she again asked for the return of the order, he refused, and the
Judge D’Alton then issued a rule to show cause against appellant requiring appellant to show cause why he should not be held in contempt of court, pursuant to Code § 18.2-456 upon violation of the orders of April 16, 2002 and July 1, 2003. The rule was issued upon the sworn statement of Judge Baskervill, which was attached to the rule.
Prior to the beginning of the contempt trial, appellant inquired whether the proceeding was criminal or civil in nature. The court responded the proceeding was both civil and criminal. At trial, the Commonwealth offered the testimony of Judge Baskervill, which the trial court admitted over appellant’s objection.
At trial, appellant asked that he be allowed to put on evidence outlining staffing problems and his efforts to obtain additional funding from the City and the Compensation Board to obtain additional staffing to comply with the order. The trial court denied appellant’s request, ruling that appellant’s inability to comply with the court order is not a defense to contempt. The trial court did allow a proffer. Appellant testified in his own behalf.
The trial court found appellant guilty of one count of civil contempt for violating the April 16, 2002 order by not having security at the doors of the courthouse on July 1 and July 2, 2003. Further, the trial court found appellant guilty of three counts of criminal contempt violating various subsections of Code § 18.2-456. The first act was the removal of the sign and order on July 2, 2003 constituting misbehavior under Code § 18.2-456(1). The court, on this charge, found appellant, by removing the sign and order, denied the public access to the courthouse, thus defeating the purpose of the sign and order. The trial court thus concluded appellant “interrupted] the administration of justice.”
The trial court also found appellant guilty of criminal contempt on July 1, 2003 for, without justification, leaving the courthouse without security and without notice to the court.
Finally, the trial court found appellant guilty of criminal contempt for the July 2, 2003 removal of the court order from the courthouse door and subsequent refusal to return the order to the court upon reasonable request in violation of Code § 18.2-456(5).
ANALYSIS
I. VALIDITY OF ORDERS
Appellant contends Judge Baskervill had no authority to enter the April 16, 2002 order requiring posting of a deputy at the front desk and the July 1, 2003 order directing that the courthouse be closed when security was not provided. He maintains that since the April 16, 2002 order exceeds the authority of Code § 17.1-513, the trial court had no subject matter jurisdiction and the order is void. Therefore, contends appellant, he had no duty to obey the order. We disagree.
“It is, of course, well settled that disobedience of, or resistance to a void order, judgment, or decree is not contempt.” Robertson v. Commonwealth, 181 Va. 520, 536, 25 S.E.2d 352, 358 (1943). This is so because “a void order, judgment, or decree is a nullity and may be attacked collaterally.” Id.
Appellant cites Code § 17.1-513
Courts have the inherent authority to ensure the security of their courtrooms. See Payne v. Commonwealth, 233 Va. 460, 466, 357 S.E.2d 500, 504 (1987) (“The trial judge has overall supervision of courtroom security.”); see also Bond v. Commonwealth, 32 Va.App. 610, 615, 529 S.E.2d 827, 829 (2000) (upholding the trial judge’s decision to exercise responsibility for courtroom security by disallowing accused’s twin brother, a prisoner, to sit among the audience in the courtroom). Code § 53.1-120(A) mandates that the “sheriff shall ensure that the
The April 16, 2002 order confirmed the agreement between the judges and the sheriff, and it ordered compliance with the agreement. Appellant never argued the order did not accurately reflect the agreement. In fact, appellant complied with the order until July 1, 2003.
Similarly, in its role to provide for the orderly administration of justice, the court ordered the courthouse closed when no security was provided. Indeed, it would be folly to claim the circuit court judge has the power to ensure courtroom security, but not courthouse security. If the judge is impotent to supervise who enters the courthouse, it is of no value for the judge to have the authority to ensure the security of the courtroom. It would surely be a hollow exercise. Although Code § 53.1-120 mandates the sheriff to provide courthouse security, the statute does not bar the court from ensuring the sheriff properly discharges that duty.
Clearly, the trial court has subject matter jurisdiction to address courtroom and courthouse security issues. Whether the trial court could order security when the court is not in session is not jurisdictional. The error, if any, would be as to whether the trial court had the authority to exercise its subject matter jurisdiction. See Nelson v. Warden, 262 Va. 276, 552 S.E.2d 73 (2001). If the court lacks authority to exercise its subject matter jurisdiction, the order would be erroneous or voidable, not void, see Robertson, 181 Va. at 536, 25 S.E.2d at 358, and appellant’s remedy would be a direct appeal, not disobedience.
Of course a party cannot be guilty of contempt of court for disobeying an order which the court had no authority of law to make, but if a court has jurisdiction of the parties and legal authority to render the order, then it must be obeyed even though it was erroneous or improvidently entered.
Thus, the trial court had subject matter jurisdiction to order appellant to provide courthouse security. The order was, at most, voidable rather than void, and appellant did not have the privilege to disobey the order, even if it was erroneous.
II. JUDGE BASKERVILL’S TESTIMONY
Appellant contends the trial court erred in allowing Judge Baskervill to testify at the contempt hearing, in violation of Code § 19.2-271.
Code § 19.2-271 states in part: “No judge shall be competent to testify in any criminal or civil proceeding as to any matter which came before him in the course of his official duties.” The only exception to the prohibition of Code § 19.2-271 is:
Notwithstanding any other provision of this section, any judge, clerk of any court, magistrate, or other person having the power to issue warrants, who is the victim of a crime, shall not be incompetent solely because of his office to testify in any criminal or civil proceeding arising out of the crime.
The Commonwealth concedes that the incidents to which the judge testified came before her in the course of her official duties.
Section 4781 of the Code of Virginia of 1924, predecessor to Code § 19.2-271, made judicial officers incompetent to testify against a criminal defendant in a court of record with respect to any statements that the defendant made at his trial or preliminary examination before any such officer. That statute provided in relevant part:
“No justice of the peace, police justice, civil and police justice, juvenile and domestic relations court judge or other trial justice shall be competent to testify against the accused in a court of record as to statements made by the accused on his trial by such justice or on his preliminary examination before such justice.”
Baylor v. Commonwealth, 190 Va. 116, 121, 56 S.E.2d 77, 79 (1949).
In Baylor, the Supreme Court of Virginia stated that Code § 4781, as amended by the General Assembly in 1924, mandated that a trial justice be barred from testifying in circuit court to the fact that the accused had entered a guilty plea when his case was heard below. That particular statute was “designed
A comparison of the two statutes and these two cases makes clear that the provisions of Code § 19.2-271 are much broader than those of former Code § 4781. Section 4781 was applicable only to criminal prosecutions and then only in cases pending in a circuit court. On the other hand, Code § 19.2-271 applies to both civil and criminal proceedings in all courts and makes judicial officers incompetent to testify about matters that come before them in their official capacity. It is applicable to all cases except those that are specifically enumerated, and any party or witness may invoke its provisions. The evolution of this present statute indicates the legislature’s intent to make the prohibition all-inclusive, encompassing all situations where judges may be called to testify “as to any matter which came before him in the course of his official duties” except when they are victims of a crime.
The General Assembly has recognized the problem with Code § 19.2-271 with respect to calling judicial officers as witnesses. In cases where a finding of criminal contempt in district court is appealed to circuit court, the district court judge is often an indispensable witness to the contemptuous event below and his or her testimony is essential to prosecution of the offense on an appeal. Baugh v. Commonwealth, 14 Va.App. 368, 372-73, 417 S.E.2d 891, 894 (1992). Code § 18.2-459
However, the General Assembly has not carved out a broader exception to Code § 19.2-271 that would permit a judicial officer who simply witnesses contemptuous behavior to testify in circuit court, nor did the legislature include circuit court judges in Code § 18.2-459. Had the legislature intended to create another exception to Code § 19.2-271 by allowing circuit court judges to testify through such a certificate, it would have so indicated.
“We must ... assume that the legislature chose, with care, the words it used when it enacted the relevant statute, and we are bound by those words as we interpret the statute.” Barr v. Town & Country Properties, Inc., 240 Va. 292, 295, 396 S.E.2d 672, 674 (1990). In sum, “ ‘[cjourts are not permitted to rewrite statutes. This is a legislative function. The manifest intention of the legislature, clearly disclosed by its language, must be applied. There can be no departure from the words used where the intention is clear.’ ” Id. (quoting Anderson v. Commonwealth, 182 Va. 560, 566, 29 S.E.2d 838, 841 (1944)).
Further, if the judge is the victim of contempt under Code § 19.2-271, the judge could then always testify in an appealed contempt conviction. There would be no need to set forth a procedure for the district court judge to transmit a “certificate of the conviction and the particular circumstances of the offense” to the circuit court to provide evidence of the
The rules of statutory interpretation argue against reading any legislative enactment in a manner that will make a portion of it useless, repetitious, or absurd. On the contrary, it is well established that every act of the legislature should be read so as to give reasonable effect to every word____
Jones v. Conwell, 227 Va. 176, 181, 314 S.E.2d 61, 64 (1984).
“ ‘Contempt is defined as an act in disrespect of the court or its processes, or which obstructs the administration of justice, or tends to bring the court into disrepute.’ ” Carter v. Commonwealth, 2 Va.App. 392, 396, 345 S.E.2d 5, 7 (1986) (quoting 4A Michie’s Jurisprudence Contempt § 2 (repl. vol. 1983)). Any act which is calculated to embarrass, hinder, or obstruct the court in the administration of justice is contempt. Potts, 184 Va. at 859, 36 S.E.2d at 530.
Black’s Law Dictionary defines “victim” as a “person harmed by a crime, tort, or other wrong.” Black’s Law Dictionary 1598 (8th ed. 2004). Here, Judge Baskervill witnessed Sheriff Epps’ behavior, yet she was not victimized by it. She was not harmed, physically or otherwise, and she suffered no personal consequences. Any damages resulting from Sheriff Epps’ conduct were suffered by the court, not by Judge Baskervill individually. Contempt offends the dignity of the court, not the dignity of the judge. Although it was her individual acts in her judicial capacity that prompted appellant’s actions, we disagree with the Commonwealth that Judge Baskervill was the victim of the offending behavior.
Because Judge Baskervill was not a victim of a crime committed by Sheriff Epps, we conclude that the trial court erred in allowing Judge Baskervill to testify.
Although the court erred in admitting Judge Baskervill’s testimony, that error does not require reversal if we determine the error was harmless.
III. CRIMINAL AND CIVIL CONTEMPT
Appellant contends the trial court erred by failing to advise him which charges were criminal and which charges were civil. Appellant further maintains that his trial tactics may differ depending on whether the contempt charges are criminal or civil, i.e., deciding whether to testify or whether to call witnesses to address the quantum of punishment.
“Contempt proceedings prosecuted to preserve the power and vindicate the dignity of the court are criminal and punitive; those prosecuted to preserve and enforce the rights of private parties are civil, remedial, and coercive.” United Steelworkers v. Newport News Shipbuilding & Dry Dock Co., 220 Va. 547, 549, 260 S.E.2d 222, 224 (1979). There are significant differences in the two kinds of proceedings:
In a criminal contempt proceeding, the defendant is presumed to be innocent, he must be proved guilty beyond a reasonable doubt, and he cannot be compelled to testify against himself. Moreover, a civil contempt proceeding is between the original parties to litigation and is instituted and tried as part of the main cause; a criminal contempt proceeding is between the public and the defendant, and is not a part of the original cause.
Id. at 550, 260 S.E.2d at 224 (citations omitted).
“It is not the fact of punishment, but rather its character and purpose, that often serve to distinguish between ... [civil and criminal contempt].” The punishment is criminal in nature if it is determined and unconditional. The punishment is civil if it is conditional, and a defendant can avoid a penalty by compliance with a court’s order.
*184 “A proceeding for criminal contempt is a quasi-criminal proceeding between the public and the violator.” In a criminal contempt proceeding, the trial court may always punish the violator for the purpose of upholding the authority and dignity of the court. In a contempt proceeding of this nature, the punishment imposed-is a fine and/or imprisonment.
“A proceeding for civil contempt partakes more of the nature of a remedial civil proceeding than it does of the nature of a criminal proceeding. Its main purpose is to procure the imposition of a punishment which will afford remedial relief to the parties injured.”
Kessler v. Commonwealth, 18 Va.App. 14, 16, 441 S.E.2d 223, 224 (1994) (citations omitted).
In criminal contempt, the accused is entitled to counsel and may elect to have a jury trial if the punishment exceeds six months. See Baugh, 14 Va.App. at 374, 417 S.E.2d at 895 (“We recognize, however, that the unbridled authority of courts to punish for criminal contempt in the absence of a jury is limited to ‘petty contempts,’ with a penalty not exceeding six months.”). A court may not convert a civil contempt hearing into a criminal trial without notice to the accused. See Powell v. Ward, 15 Va.App. 553, 560, 425 S.E.2d 539, 544 (1993). However, an accused may be tried simultaneously for criminal and civil contempt under certain circumstances. Steinberg v. Steinberg, 21 Va.App. 42, 47, 461 S.E.2d 421, 423 (1995). “[A]lthough the criminal and civil contempt matters [are] tried together, prejudice [is] avoided so long as ‘the defendants [are] ... accorded all the rights and privileges owing to defendants in criminal contempt cases.’ ” Id. (quoting United States v. United Mine Workers, 330 U.S. 258, 298, 67 S.Ct. 677, 698, 91 L.Ed. 884 (1947)).
Here, the record gives no indication that appellant was not afforded all the rights and privileges due him in a criminal proceeding, including application of the proper burden of proof. The contempt cases clearly were conducted as proceedings at law, styled “Commonwealth of Virginia v.
The record makes clear which contempt charges are criminal and which are civil, and on retrial, the charges may be joined “so long as ‘[appellant is] ... accorded all the rights and privileges owing to defendants in criminal contempt cases.’” Steinberg, 21 Va.App. at 47, 461 S.E.2d at 423 (quoting United Mine Workers, 330 U.S. at 298, 67 S.Ct. at 698).
IV. REMOVAL OF DEPUTY
Appellant argues he did not have adequate notice that failing to have a deputy at the door violated some duty to provide security. He claims the show cause rule does not indicate this to be an issue. We disagree. The show cause clearly alleged appellant violated the order of April 16, 2002. The affidavit attached to the rule set forth in detail that the deputy assigned to the front desk of the courthouse had been removed. The affidavit also stated the judges received no notice of the removal despite the fact that appellant notified the district court clerks.
While appellant claims prejudice from no notice, a substantial amount of his defense was an explanation of why he removed the deputy after the court concluded business. Further, appellant does not specify any prejudice that he may have suffered. See Butler v. Commonwealth, 264 Va. 614, 570 S.E.2d 813 (2002).
Thus we find appellant had proper notice.
Appellant contends that subsequent to the April 16, 2002 order, the legislature enacted the 2003 Appropriations Act, which relieved his duty to comply with the order. The Appropriations Act of 2003 provides that unless a judge states in writing “that a substantial security risk exists,” the number of courtroom security deputies is strictly limited. 2003 Va. Acts ch. 1042, item 64, at 1787. Appellant concludes that since the Act specifies the number of deputies assigned to courtrooms and makes no such designation for eowdhouse security, the legislature did not intend to require security for the courthouse when court is not in session. Appellant argues the Act effectively overruled the court order. We disagree for two reasons.
First, although the 2003 Appropriations Act was not passed until after entry of the April 16, 2002 order, see 2003 Va. Acts ch. 1042, at 1733 (Act of May 1, 2003, amending Act of May 17, 2002, which provided biennial budget for 2002-2004), the courtroom security provision in the 2003 Act that appellant contends modified his duties under the 2002 order was also a part of the 2000 and 2002 Appropriations Acts, see 2002 Va. Acts ch. 899, item 64, at 2265 (Act of May 17, 2002, for fiscal years from July 1, 2002, to June 30, 2004); 2000 Va. Acts ch. 1073, item 61, at 3260-61 (Act of May 19, 2000, for fiscal years from July 1, 2000, to June 30, 2002), a fact brought out by the Commonwealth at trial. Thus, identical language was contained in the Appropriations Act in effect when the April 16, 2002 order was entered, and the inclusion of that language in the 2003 Act effected no change. Appellant admitted at trial that he was aware “the language in that was in place already” and that he “just decided to act on it [in 2003]” because of further reductions in his department’s budget.
Second, even if the courtroom security language in the 2003 Act had been new, its inclusion would not support the result appellant seeks. Appellant premises his argument on the maxim “expressio unius est exclusio alteñus,” which provides “when a statute mentions specific items, an implica
“is plain and unambiguous, we are bound by the plain meaning of that statutory language. Thus, when the General Assembly has used words that have a plain meaning, courts cannot give those words a construction that amounts to holding that the General Assembly meant something other than that which it actually expressed.”
Beck v. Shelton, 267 Va. 482, 488, 593 S.E.2d 195, 198 (2004) (quoting Lee County v. Town of St. Charles, 264 Va. 344, 348, 568 S.E.2d 680, 682 (2002)).
It is one of the fundamental rules of construction of statutes that the intention of the legislature is to be gathered from a view of the whole and every part of the statute taken and compared together, giving to every word and every part of the statute, if possible, its due effect and meaning, and to the words used their ordinary and popular meaning, unless it plainly appears that they were used in some other sense. If the intention of the legislature can be thus discovered, it is not permissible to add to or subtract from the words used in the statute.
Posey v. Commonwealth, 123 Va. 551, 553, 96 S.E. 771, 771 (1918). This canon flows from the principle that “[w]e must ... assume ... the legislature chose, with care, the words it used when it enacted the relevant statute.” Barr, 240 Va. at 295, 396 S.E.2d at 674.
Code § 53.1-120 mandates the sheriff to provide courthouse security. Nothing in the Appropriations Act modified that duty. We will not apply a maxim of statutory interpretation to nullify an express statutory duty. Further, absent a timely effort by appellant to challenge the validity of the order before he was held in contempt, the claim that appellant was relieved
VI. IMPOSSIBILITY EVIDENCE
Appellant proffered certain evidence detailing his efforts to obtain additional funding which would then permit him to comply with the April 16, 2002 order. He also proffered that to staff the front entrance when court is not in session would require other tasks to go unperformed.
Appellant contends that this testimony is crucial to his defense of impossibility. “[T]he inability of an alleged contemner, without fault on his part, to render obedience to an order of court, is a good defense to a charge of contempt.” Laing v. Commonwealth, 205 Va. 511, 514, 137 S.E.2d 896, 899 (1964).
The facts do not reveal impossibility but rather a situation where appellant was confronted with several difficult options. He could comply with the court order, appeal the order, attempt to meet with the judges to resolve the conflict, adjust his job staffing requirements, or unilaterally violate the terms of the court order. He chose the latter. Appellant testified, “I felt the necessity to redirect the manpower for other allocations” because he had “been pulling resources from the jails daily to use at the court allowing the jails to get behind in workload.” He further testified, “I made the conscious decision to bring that person away from court after court, concluded to man the jails.”
Legal impossibility occurs when a defendant’s actions, even if fully carried out exactly as he intends, would not constitute a crime. Factual impossibility occurs when the actions intended by a defendant are proscribed by the criminal law, but a circumstance or fact unknown to the defendant prevents him from bringing about the intended result. Traditional analysis recognizes legal impossibility as a valid defense but refuses to recognize factual impossibility.
Far from impossibility, appellant made a conscious decision to fulfill one set of duties to the neglect of the court order. Further, absent a timely effort by appellant to challenge the validity of the order before he was held in contempt, the claim that appellant was unable to comply with the order due to impossibility based on a lack of funding is irrelevant. We find the trial court did not err in not admitting evidence of “impossibility.”
VII. VIOLATION OF THE APRIL 16, 2002 ORDER
Appellant maintains he did not violate the court’s April 16, 2002 order because the letter imposed no duty upon appellant to provide security.
“A person is in ‘contempt’ of a court order only if it is shown that he or she has violated its express terms. See Winn v. Winn, 218 Va. 8, 10, 235 S.E.2d 307, 309 (1977). ‘ “The process for contempt lies for disobedience of what is decreed, not for what may be decreed.’ ” Id. (quoting Taliaferro v. Horde’s Adm’r, 22 Va. (1 Rand.) 242, 247 (1822)). ‘[B]efore a person may be held in contempt for violating a court order, the order must be in definite terms as to the duties thereby imposed upon him and the command must be expressed rather than implied.’ Id. (citation omitted).”
Id. at 609, 529 S.E.2d at 826.
Essentially, appellant argues the order did not order that he maintain security of the courthouse entrance. He refers to language in the order such as “confirm our meetings”
Appellant argues he had no intent to impede the administration of justice. His action in removing the deputy from the courthouse entrance was due to his responsibilities of properly staffing the jail. He wanted to “allocate his resources the best way possible to manage all his duties in the justice system.”
As we discussed in Section VI above, appellant, by his own admission, consciously decided to remove the deputy, in violation of the court order. He intentionally chose to fulfill one set of duties over the court order. Under appellant’s argument, court orders are meaningless if the person under order can ignore the order based on his own priorities. This result is patently absurd.
We, therefore, conclude appellant intentionally violated the April 16, 2002 order.
VIII. REMOVAL OF ORDER AND SIGN
Appellant claims he did not violate the July 1, 2003 order which ordered the courthouse closed when security was not provided. He further argues since the order did not prohibit him from removing the order, he did not violate the order by removing it. This position is somewhat confusing, because appellant was not convicted of violating the July 1 order. He was convicted of removing the order and sign on July 2, 2003 in violation of Code § 18.2-456(1), i.e., “[m]isbe
Appellant contends he did not intend to impede the administration of justice under Code § 18.2-456(1). His acts belie this assertion. The order of July 1, 2003 directed the clerk to post “a copy of this order on the front door of each courthouse.” Clearly, posting was to advise the public of how they could access the courthouse when the courthouse was locked. By removing the sign and order, the public was denied access to the courthouse, including an inability to schedule cases with the court administrator. Appellant, by removing the sign and order, effectively negated the purpose of the order. The trial court found the removal “interrupt[ed] the orderly flow of the court’s business.”
Appellant excuses his behavior claiming it was necessary to maintain court security. Again, appellant substituted the court’s directive with his own view of what was best for security. He unilaterally overruled the court’s considered judgment. By preventing the public of learning of a means of alternate access to the courthouse, he intentionally precluded the public from transacting business with the court.
IX. FAILURE TO RETURN ORDER
Appellant contends that Judge Baskervill had no right to enter his office and demand the return of the court order and sign, but he cites no authority for that statement.
Appellant was convicted of disobedience of a lawful process or order by an officer of the court, under Code § 18.2-456(5). He claims there was no lawful order since Judge Baskervill had no authority to demand the return of the sign and order. Again, appellant cites no authority for this propositions. See Rule 5A:20(c). We will not address this issue on appeal.
Appellant also argues he complied with the judge’s demand the next day when a deputy returned the order to Judge Baskervill. Continuing, he claims there is no evidence that she used language requiring immediate return of the order. Thus, appellant concludes since he returned the order the next day, he was in compliance with her demand.
A review of the record compels us to conclude Judge Baskervill made it extremely clear she demanded the return at that instant. The judge asked for the papers a number of times. She testified, “I didn’t wish to talk to him about it. I just merely wished to pick my papers up.” Appellant refused, stating he wanted to read them. Appellant read the order, and again the judge asked appellant for their return. Appellant responded he would not give the order to her but he did give her the sign. She left appellant’s office.
The evidence clearly indicates appellant knew the judge demanded both the order and the sign then and there. Appellant gave her the sign but refused to give her the order.
Appellant again cites Michaels, 32 Va.App. 601, 529 S.E.2d 822, arguing there was no express directive to return the order then and there. In Michaels, the court continued a criminal trial so that the defendant could be evaluated at Central State Hospital. Id. at 604, 529 S.E.2d at 824. While a copy of the order was sent to the sheriff, the order did not direct the sheriff to transport the prisoner to the hospital. Id.
We find the trial court did not err in finding appellant in criminal contempt for failure to return the court order.
CONCLUSION
We find that the trial court did not err in: 1) finding Judge Baskervill had authority to enter the April 16,2002 and July 1, 2003 orders; 2) failing to advise appellant whether the charges against him were civil or criminal; 3) finding appellant violated Code § 18.2-456(4) for leaving the courthouse without security; 4) finding that superseding legislation did not relieve appellant from providing a deputy at the courthouse entrance; 5) refusing to admit evidence of “impossibility” to comply with the court orders; 6) finding appellant violated the April 16, 2002 order; 7) finding appellant in contempt for removing the July 1, 2003 order from the courthouse door; and 8) finding Judge Baskervill had a right to enter appellant’s office and demand return of the July 1, 2003 documents. We find the trial court’s ruling that a sitting circuit court judge was competent to testify in those contempt proceedings was reversible error and that this error was not harmless. Accordingly, we reverse and remand for further proceedings consistent with this opinion if the Commonwealth be so advised.
Reversed and remanded.
. Appellant argues he did not violate the July 1, 2003 order by removing the sign and order from the courthouse door. We note that the trial court did not convict appellant of violating that order, rather the court found appellant guilty of criminal contempt "for the July 2, 2003 removal of Court Order from the Courthouse door and subsequent refused to return said order.”
. Code § 17.1-513 states:
The circuit courts shall have jurisdiction of proceedings by quo warranto or information in the nature of quo warranto and to issue writs of mandamus, prohibition and certiorari to all inferior tribunals created or existing under the laws of this Commonwealth, and to issue writs of mandamus in all matters of proceedings arising from or pertaining to the action of the boards of supervisors or other governing bodies of the several counties for which such courts are respectively held or in other cases in which it may be necessary to prevent the failure of justice and in which mandamus may issue according to*175 the principles of common law. They shall have appellate jurisdiction in all cases, civil and criminal, in which an appeal may, as provided by law, be taken from the judgment or proceedings of any inferior tribunal.
They shall have original and general jurisdiction of all cases in chancery and civil cases at law, except cases at law to recover personal property or money not of greater value than $100, exclusive of interest, and except such cases as are assigned to some other tribunal; also in all cases for the recovery of fees in excess of $100; penalties or cases involving the right to levy and collect toll or taxes or the validity of an ordinance or bylaw of any corporation; and also, of all cases, civil or criminal, in which an appeal may be had to the Supreme Court. They shall also have original jurisdiction of all indictments for felonies and of presentments, informations and indictments for misdemeanors.
They shall have appellate jurisdiction of all cases, civil and criminal, in which an appeal, writ of error or supersedeas may, as provided by law, be taken to or allowed by such courts, or the judges thereof, from or to the judgment or proceedings of any inferior tribunal. They shall also have jurisdiction of all other matters, civil and criminal, made cognizable therein by law and when a motion to recover money is allowed in such tribunals, they may hear and determine the same, although it is to recover less than $100.
. While we are not bound by concessions of law by the parties, see Tuggle v. Commonwealth, 230 Va. 99, 111 n. 5, 334 S.E.2d 838, 846 n. 5 (1985) (affirming death sentence despite Attorney General’s suggestion that the trial court’s error required the case be remanded for resentenc
We are not suggesting an appellate court does not have the authority to raise issues sua sponte. Indeed, in the appropriate circumstances, we should. Our concern is in addressing issues sua sponte that have never been argued or briefed by counsel. If an appellate court wants to raise an issue on its own, then the issue should be brought to counsel’s attention and supplemental briefs should be filed. See Lenz v. Warden of the Sussex I State Prison, 267 Va. 318, 342, 593 S.E.2d 292, 306 (2004) (”[W]e raised the issue, sua sponte, and asked the parties to address it.”). To do otherwise is to author an opinion without input from counsel.
. Code § 18.2-459 provides
Any person sentenced to pay a fine, or to confinement, under § 18.2-458 [district judge’s contempt authority], may appeal therefrom to the circuit court of the county or city in which the sentence was pronounced, upon entering into recognizance before the sentencing judge, with surety and in penalty deemed sufficient, to appear before such circuit court to answer for the offense. If such appeal be taken, a certificate of the conviction and the particular circumstances of the offense, together with the recognizance, shall forthwith be transmitted by the sentencing judge to the clerk of such circuit court, who shall immediately deliver the same to the judge thereof. Such judge may hear the case upon the certificate and any legal testimony*180 adduced on either side, and make such order therein as may seem to him proper.
. Appellant’s testimony paralleled Judge Baskervill’s. “Generally, when a party unsuccessfully objects to evidence that he considers
. Appellant also argues that if the proceeding was criminal, the assistant attorney general present at the hearing could not participate in the proceeding sis co-counsel, pursuant to Code § 2.2-511. However, although an assistant attorney general was present, the record clearly
. Appellant did not object at trial to the joinder of the civil and criminal contempt charges.
. In his reply brief, appellant argues the order was not an order at all, but simply a confirmation of the agreement between appellant and the judges. Since this issue was not raised in the questions presented nor in appellant’s brief, we will not address it. See Rule 5A:20.
. Appellant does not contest that his act was "so near thereto as to obstruct or interrupt the administration of justice.”
. Code § 53.1-127 restricts who may enter the interior of a local correctional facility.
Concurring Opinion
concurring, in part, and concurring in the result.
I concur in the decision to reverse and remand the civil and criminal contempt rulings. I also concur with the reasoning for doing so as explained in Judge Frank’s opinion, as well as all other reasoning contained in that opinion, with the excep
Code § 19.2-271 provides as follows:
No judge shall be competent to testify in any criminal or civil proceeding as to any matter which came before him in the course of his official duties.
... Notwithstanding any other provision of this section, any judge ... who is the victim of a crime[ ] shall not be incompetent solely because of his office to testify in any criminal or civil proceeding arising out of the crime.
As the majority opinion notes in its discussion of the crime victim exception, the predecessor to Code § 19.2-271 was much narrower, rendering a judge incompetent to testify only as “ ‘against the accused in a court of record as to statements made by the accused on his trial by such justice or on his preliminary examination before such justice.’” Baylor v. Commonwealth, 190 Va. 116, 121, 56 S.E.2d 77, 79 (1949) (quoting former Code § 4781 as amended by 1924 Va. Acts ch. 411). As the majority opinion notes further, Code § 19.2-271 is “much broader” and
is applicable to all cases except those that are specifically enumerated, and any party or witness may invoke its provisions. The evolution of this present statute indicates the legislature’s intent to make the prohibition all-inclusive, encompassing all situations where judges may be called to testify “as to any matter which came before him in the course of his official duties” except where they are victims of a crime.
Judge Humphreys acknowledges that the orders of April 16, 2002 and July 1, 2003 “certainly ‘came before’ [Judge Baskervill] in the course of her official duties” and, thus, that Code § 19.2-271 rendered her incompetent “to testify about the foundation and contents of those orders.” However, he concludes that because Judge Baskervill did not issue the show cause order for contempt for violating those orders and did not preside over the contempt proceedings, the matter of
To conclude that the orders themselves and the circumstances surrounding their entry were “matter[s]” that “came before [Judge Baskervill] in the course of [her] official duties” while simultaneously concluding that Judge Baskervill’s encounters with Sheriff Epps in which he violated or admitted violating those orders were not such matters seems an artificial distinction that the language of the statute neither requires nor supports. Judge Baskervill was not a disinterested witness who merely happened to observe Sheriff Epps’s relevant behavior. Rather, she sought him out precisely because of her official involvement in the entry of the orders and her belief that Sheriff Epps had violated them. It was in the course of these “official duties” that Judge Baskervill observed the behavior about which she testified.
Of course, the General Assembly is free to fashion a statute that narrows the scope of the “official” matters about which a judge may not testify, such as by prohibiting a judge from testifying about testimony or argument made during the course of an actual judicial proceeding in the courtroom or in chambers while allowing testimony about events that occur in the course of a judge’s administrative duties not involving a party or witness to any particular litigation. See also Baylor, 190 Va. at 121, 56 S.E.2d at 79 (discussing scope of former Code § 4781, more narrowly drawn predecessor of present Code § 19.2-271). However, unless and until it does so, I believe the only reasonable conclusion is that Code § 19.2-271 applies to any “matter” that “[comes] before” a judge acting in his or her “official” capacity, regardless of whether that matter occurs in the courtroom, chambers, the sheriffs office, or any other location and regardless of whether the matter results in subsequent judicial proceedings over which that judge presides or entry of an order by that judge.
Judge Humphreys’s arguments concerning the holdings in Baugh v. Commonwealth, 14 Va.App. 368, 417 S.E.2d 891 (1992), and Crawford v. Washington, 541 U.S. 36, 124 S.Ct.
For these reasons, I concur in the reasoning in Part A of Judge Humphreys’s opinion, and I concur in the reasoning of Judge Frank’s opinion with the exception of footnotes 3 and 5. Thus, I also concur in the decision to reverse and remand the civil and criminal contempt rulings.
. "An objection to previously introduced testimony is not waived by 'the mere cross-examination of a witness or the introduction of rebuttal evidence, either or both.’ ” McGill v. Commonwealth, 10 Va.App. 237, 244, 391 S.E.2d 597, 601 (1990) (quoting Snead v. Commonwealth, 138 Va. 787, 801, 121 S.E. 82, 86 (1924)). No waiver occurs where the accused "only attempt[s] to rebut the Commonwealth’s evidence by describing his version of [what] occurred.’’ Id. Here, appellant's objection pertained merely to the method by which the Commonwealth offered the evidence—via the testimony of a sitting circuit court judge— not to the relevance or content of the testimony. Thus, no waiver occurred.
The Commonwealth did not raise a waiver argument at trial or on appeal, but it need not have done so in order for us to consider such an argument on appeal. At trial, when the trial court overruled appellant’s objection to the admission of Judge Baskervill’s testimony, the Commonwealth presented its case. When appellant chose to testify, the Commonwealth was under no duty to inform anyone that his taking the stand might amount to a waiver of his objection to Judge Baskervill’s testimony. Further, when a legal issue is properly before us on appeal, as the admissibility of Judge Baskervill’s testimony is, we apply the applicable law to resolve the issue, regardless of whether that law was fully presented to the trial court below or to us on appeal. Cf. Lash v. County of Henrico, 14 Va.App. 926, 929, 421 S.E.2d 851, 853 (1992) (en banc) (holding that, as long as litigant preserves issue in trial court, Rule 5A:18 does not prevent appellate court "from relying on ... authority that was not presented to the trial court or referred to in [the parties’] briefs” (emphasis added)).
Concurring in Part
concurring, in part, and dissenting, in part.
I concur in the majority’s analysis and holdings with respect to all issues presented with the exception of that portion of the majority’s analysis and holding regarding the admissibility of Judge Baskervill’s testimony. Specifically, I disagree with the majority’s conclusion that the plain language of Code § 19.2-271 barred Judge Baskervill from testifying at the contempt hearing. Initially, I agree with the majority that the “victim of a crime” language in Code § 19.2-271 does not apply under the circumstances of this case. I also agree that Code § 18.2-459, which authorizes a district court judge to prepare and submit to the circuit court a certificate detailing “the particular circumstances of the offense,” does not apply because this case did not involve an appeal from the district court to the circuit court. However, because I believe that the plain language of Code § 19.2-271 does not encompass situations where the testifying judge had not considered, in her judicial
A.
Initially, I agree that, in their appellate briefs, neither party addressed the threshold issue of whether Code § 19.2-271 applies under the circumstances of this case, focusing instead on the “victim” exception contained in the statute. However, I note that the trial court apparently concluded that the plain language of the statute did not apply when it admitted the judge’s testimony, reasoning that the incidents about which the judge proposed to testify occurred “outside of a judicial proceeding.” Thus, I believe that it is entirely appropriate to address the plain meaning of Code § 19.2-271 rather than merely assuming, as does the majority, that the statute applies. See Finnerty v. Thornton Hall, Inc., 42 Va.App. 628, 635, 593 S.E.2d 568, 571 (2004) (noting that “a pure question of statutory interpretation” is “a matter within the core competency of the judiciary”); see also One 1968 Buick v. State, 638 N.E.2d 1313, 1316 (Ind.Ct.App. 1994) (“A preliminary issue which we raise sua sponte is one of statutory interpretation.”); Bartus v. Dep’t of Health & Social Servs., 176 Wis.2d 1063, 501 N.W.2d 419, 423 (1993) (holding that the Wisconsin Court of Appeals “had the authority to raise the question of statutory interpretation sua sponte,” and declining “to adopt a per se rule requiring courts to seek additional briefing” because the court “consider[ed] such a rule both unnecessary and unduly burdensome to the courts”).
I also note that the language quoted by the majority, specifically, that “ ‘such an exercise of sua sponte judicial power would impermissibly place us in the role of advocate— far outside the boundaries of our traditional adjudicative duties,”’ was derived in an entirely different context. In Johnson v. Commonwealth, 45 Va.App. 113, 116, 609 S.E.2d 58, 59 (2005), this Court declined to raise, sua sponte, the validity of an alternative holding of the trial court, specifically, the applicability of the inevitable discovery doctrine under the
Regardless, I believe that, where a party has challenged the applicability of a particular statute on appeal, appellate courts always have the authority to raise and construe the plain meaning of that statute.
Moreover, avoiding the plain meaning issue merely because it has not been expressly raised in the parties’ appellate briefs gives rise to an unacceptable risk of rendering what amounts to an advisory opinion: a decision construing language con
For these reasons, I do not share the majority’s reluctance to address the initial applicability of Code § 19.2-271 despite the parties’ failure to expressly raise the issue on appeal, especially in light of the trial court’s apparent ruling that the statute is, according to its plain language, inapplicable under the circumstances of this case.
B.
The construction and applicability of Code § 19.2-271 is a pure question of law. Accordingly, this Court should review the trial court’s judgment de novo. See Sink v. Commonwealth, 28 Va.App. 655, 658, 507 S.E.2d 670, 671 (1998) (“[Although the trial court’s findings of historical fact are binding on appeal unless plainly wrong, we review the trial court’s statutory interpretations and legal conclusions de novo.”).
I begin, as always, with the plain language of the statute, for “ ‘[wjhere the legislature has used words of a plain and definite import the courts cannot put upon them a construction which amounts to holding the legislature did not mean what it has actually expressed.’ ” Barr v. Town & Country Properties, 240 Va. 292, 295, 396 S.E.2d 672, 674 (1990) (quoting Watkins v. Hall, 161 Va. 924, 930, 172 S.E. 445, 447 (1934)). “We must ... assume that the legislature chose, with care, the
Also, when interpreting the plain language of a statute, this Court must be cognizant of the general principle that a statute “operat[ing] to limit the introduction of relevant evidence ... must be strictly construed____” Bennett v. Commonwealth, 236 Va. 448, 456, 374 S.E.2d 303, 309 (1988). This rule is applicable regardless of whether the language chosen by the General Assembly harbors any ambiguity. See Va. Soc’y for Human Life, Inc. v. Caldwell, 256 Va. 151, 157 n. 3, 500 S.E.2d 814, 817 n. 3 (1998) (“[A] finding of ambiguity is not a prerequisite for applying a narrowing construction [of a statute].”). Thus, because Code § 19.2-271 disqualifies individuals who would otherwise be competent to testify, the statute should be narrowly construed against the disqualification of the witness and in favor of the admissibility of evidence. See Bennett, 236 Va. at 456, 374 S.E.2d at 309; see also Va. Elec. & Power Co. v. Bowers, 181 Va. 542, 546, 25 S.E.2d 361, 362 (1943) (“While this statute has its useful purposes it is in derogation of the common law, and, therefore, must be strictly construed.”).
Code § 19.2-271 provides, in pertinent part, as follows:
No judge shall be competent to testify in any criminal or civil proceeding as to any matter which came before him in the course of his official duties.
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... Notwithstanding any other provision of this section, any judge ... who is the victim of a crime, shall not be incompetent solely because of his office to testify in any criminal or civil proceeding arising out of the crime.
According to the plain language of Code § 19.2-271, a judge is therefore only incompetent to testify about a “matter” that “came before him in the course of his official duties.” A “matter” is generally defined as “[a] subject under consideration, esp. involving a dispute or litigation,” or “[s]omething that is to be tried or proved; an allegation forming the basis of a claim or defense.” Black’s Law Dictionary 992 (7th ed.
Initially, I agree with the majority that the statute rendered Judge Baskervill incompetent to testify as to the contents of the April 16 and July 1 orders, for those “matters” certainly “came before” her in the course of her official duties. To the extent the trial court permitted her to testify about the foundation and contents of those orders, I agree that the court erred. However, because those orders were admissible regardless of whether Judge Baskervill testified at the hearing, I also believe that error was harmless. See Young v. Commonwealth, 194 Va. 780, 782, 75 S.E.2d 479, 481 (1953) (holding, in the context of a contempt proceeding, that “[f]ormal proof of the [underlying] order was not necessary as the court could take judicial notice of its own order”).
Although Judge Baskervill issued the April 16 and July 1 orders and, thus, should not have been permitted to testify as to the substance of those orders, she did not issue the show cause order for contempt. Nor did she preside over a contempt hearing or otherwise consider the issue of the Sheriffs misconduct while “in the course of [her] official duties.” Thus, although the April 16 and July 1 orders certainly “came before [her] in the course of [her] official duties,” the “matter” of whether Sheriff Epps violated those orders did not.
Also, as noted in Baugh v. Commonwealth, 14 Va.App. 368, 417 S.E.2d 891 (1992), judges in contempt cases are often “indispensable witnesses],” and their testimony is “essential to prosecution of an offense....” Id. at 371, 417 S.E.2d at 894. If, as the majority holds, Code § 19.2-271 prohibits a judge from testifying in a contempt hearing, the question remains as to how that “essential” testimony may be presented to the trial court. Although this Court held in Baugh that admitting a certificate or similar affidavit in lieu of a judge’s oral testimony does not violate a defendant’s confrontation rights, that holding has been called into question by the rule recently announced in Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004). Specifically, in Crawford, the United States Supreme Court held that admitting “testimonial” hearsay evidence violates the Sixth Amendment. See id. at 50-51, 124 S.Ct. at 1363-64. A certificate or affidavit prepared by a judge, and admitted during a show cause hearing to prove a charge of contempt, is “testimonial” evidence that seems to fall squarely within the Crawford rule. Thus, the continued validity of the holding in Baugh—with respect to alternative means of presenting the testimony of a judicial witness—is dubious, at best. Indeed, the trial court here recognized the potential constitutional issue, noting that admitting the affidavit prepared by Judge Baskervill “might well defy the [defendant’s] right to confrontation.”
Thus, the majority’s holding and rationale leads to the inescapable conclusion that, if a judge witnesses a defendant’s contemptuous conduct and thereafter either recuses herself or
For these reasons, I would hold that the trial court did not err in concluding that Judge Baskervill was competent to testify at the contempt hearing regarding the out-of-court conduct of the appellant because the “matter” about which she sought to testify never “came before [her] in the course of [her] official duties.” Thus, I respectfully dissent from that portion of the majority’s analysis and holding and would affirm the judgment of the trial court.
. I further note that addressing the plain meaning of a statute sua sponte does not give rise to the same concerns as the well established rule against mounting, sua sponte, a constitutional challenge to a statute. The rule against raising the constitutionality of a statute sua sponte is grounded in the "deference due to acts of the General Assembly.” Benderson Dev. Co. v. Sciortino, 236 Va. 136, 148, 372 S.E.2d 751, 757 (1988) ("Because of the deference due to acts of the General Assembly, we do not seek out constitutional challenges to statutes and decide them sua sponte. We will consider such challenges only when they have been properly raised and preserved in the court below, appropriately assigned as error, and briefed and argued on appeal.” (citation omitted)). Addressing the plain meaning of a statute, however, merely interprets—not invalidates—the language chosen by the General Assembly, and the deference accorded to acts of the General Assembly thereby remains intact.
. As noted by Judge Elder, Judge Baskervill was arguably engaged in the course of her official duties when she observed the contemptuous conduct. But that is not the judicial behavior at which the statute is directed. Rather, the judge must have considered the contemptuous conduct while in the course of her judicial duties. Observing a defendant’s misconduct is not equivalent to considering that conduct in a judicial capacity.
. I agree that the amendments to the statute were intended to broaden its scope and applicability. However, by retaining the language "came before him,” the General Assembly retained the requirement that the judge must have actually considered the matter in his or her judicial capacity. Although the language of the statute does not indicate that the judge must have presided over the matter during a trial, hearing, or other formal judicial proceeding, I believe the language "came before,” when narrowly construed, indicates that the matter must have been presented to the judge in a manner involving some form of a deliberative process.
Reference
- Full Case Name
- George M. EPPS, Sheriff of City of Petersburg v. COMMONWEALTH of Virginia (Two Cases)
- Cited By
- 13 cases
- Status
- Published