Hyatt v. United States Patent & Trademark Office
Hyatt v. United States Patent & Trademark Office
Opinion of the Court
MEMORANDUM OPINION
This § 706(1) APA
The parties filed, briefed, and orally argued cross-motions for summary judgment, which are now ripe for disposition.
I.
As plaintiff seeks judicial review under the APA, that review must be on the basis of the administrative record. See Nw. Motorcycle Ass’n v. U.S. Dep’t of Agric., 18 F.3d 1468, 1472 (9th Cir. 1994). The administrative record in this case
A.
The PTO is responsible for “the granting and issuing of patents,” which it does after conducting a thorough examination of patent applications in a process known as prosecution. 35 U.S.C. §§ 2(a)(1), 131. Prosecution begins with the submission of a “specification” containing a written description of the invention sought to be patented, the manner and process of making and using the invention, and concluding with “one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor ... regards as the invention.” 35 U.S.C. §§ 111, 112.
On receiving a patent application, the PTO is statutorily required to “cause an examination to be made of. the application and the alleged new invention.” 35 U.S.C. § 131. Typically, such an examination is undertaken by a patent examiner with relevant scientific or technical competence, who reviews each proposed claim in the application for novelty, support in the specification’s written description, and compliance with other patentability requirements and statutes. See 37 C.F.R. § 1.104(a)(1). After this initial examination, the examiner sends the applicant an “office action,” which may allow or reject the patent claims. See 37 C.F.R. §§ 1.104, 1.111(a). If any claims are rejected, the applicant may respond with amendments, evidence of patentability, arguments in favor of patentability, or some combination thereof. 37 C.F.R. § 1.111(b) (stating that the applicant’s reply must “specifically point[ ] out supposed errors in the examiner’s action and must reply to every ground of objection and rejection in the prior Office action”). If the examiner concludes that the applicant is entitled to a patent, the examiner will issue a notice of allowance giving the applicant three months in which to pay an issue fee and a publication fee, payment of which generally results in final issuance of the patent. See 37 C.F.R. §§ 1.311, 1.314. In the course of prosecution, the examiner may issue a Requirement for Information directing the applicant to submit “such information as may be reasonably necessary to properly examine or treat the matter.” 37 C.F.R. § 1.105(a)(1). In sum, patent examination is typically a back-and-forth, iterative process resulting ultimately in the patent examiner’s allowing or rejecting one or more of the claims in the patent application.
In the event that one or more of the claims in the patent application have been twice rejected by the patent examiner, the applicant may appeal to the PTO Appeal Board. 35 U.S.C. § 134; 37 C.F.R. § 41.31. To appeal, the applicant must file a notice of appeal and then an appeal brief within two months of filing the notice. 37 C.F.R. §§ 41.31(a)(1), 41.37(a). Upon the filing of an appeal brief, the patent examiner may, “within such time as may be directed by the Director,” file an “examiner’s answer” setting forth the grounds on which the application was rejected and— potentially — “a new ground of rejection.” 37 C.F.R. § 41.39(a). Section 1207.02 of
In the event the examination is not reopened and the Appeal Board acquires jurisdiction and affirms the examiner’s rejection, that decision constitutes a final agency action which the patent applicant may then appeal to the Court of Appeals for the Federal Circuit or challenge in a civil action in federal district court. See 35 U.S.C. §§ 141(a), 145. If the Appeal Board disagrees with the rejection, it may reverse the decision or remand the application to the examiner. 37 C.F.R. § 41.50(a). Remand is not considered final agency action for purposes of appeal. 37 C.F.R. § 41.50(e).
B.
This saga begins in 1990 when plaintiff filed the first of the' patent applications in issue in this suit.
As originally filed, each of the 80 applications in issue contained approximately 20 to 100 patent claims. Over time — and in significant part between 1998 and 2002
Of course, a patent application- requires more than just a statement of claims; applications also require a specification, which includes “a written description of the invention, and of the manner and process of making and .using it.” 35 U.S.C. § 112(a). The vast majority of plaintiffs approximately 400 pending applications— including, but not limited to, the 80 patent applications in issue in this action — use only 12 distinct specifications. Se.e 08/419,-326 at- A4217. And despite the statutory requirement that such specifications must be “concise,” 35 U.S.C. § 112(a), plaintiffs patent applications include specifications that run many hundreds of pages in length,
Further adding to the ‘ complexity of plaintiffs 80 patent applications in issue is the fact that each application incorporates by reference,' and claims the benefit of priority to, numerous earlier-filed applications often dating back to the early 1970s.
Over the course of the 20 or more years the patent applications in issue have been pending, the administrative record reflects that each of the applications has spent some time in examination before a patent examiner, some time on appeal in .the PTO’s administrative appeal process, and some time in a period of suspension. In fact, each of the 80 patent applications in issue spent between six and thirteen years in examination before an examiner, and each of the 80 applications received an adverse action entitling plaintiff to an appeal before the PTO Appeal Board. Although plaintiff appealed- these adverse actions to the PTO Appeal Board, plaintiffs appeal briefs went unanswered, thereby stalling the prosecution process as the-Appeal Board could not acquire jurisdiction without an examiner’s answer.
Beginning, in the mid-2000s, the PTO, without specific explanation, began to issue “suspensions” in each of the various applications.
In August 2013, almost a year after commencement of the PTO’s renewed efforts to examine plaintiffs patent applications, the PTO began issuing a series of Requirements for Information (“Requirements”) applicable to plaintiffs patent applications, including for each of the 80 patent applications in issue. The Requirements recite the “confluence of multiple factors” that made examination of plaintiffs applications, in the PTO’s view, “unmanageable,”
In the wake of the issuance of the Requirements, the PTO has now rejected all of plaintiffs claims in most of the 80 patent applications in issue, often on grounds different from the grounds on which the PTO relied in rejecting the claims before the Requirements issued. Although some of these grounds for rejection are subject to the same arguments that plaintiff made in his unanswered pre-Requirements briefing, the PTO has rejected plaintiffs petitions asking that the PTO consider his already briefed arguments. See, e.g., 08/419,586 at A5204-05 (plaintiffs petition); id. at A5207-08 (PTO’s dismissal of the petition).
Currently, there are fourteen full-time patent examiners dedicated to examining plaintiffs patent applications (up from the twelve initially dedicated to the task in 2012).
Finally, the PTO represents that, going forward, the PTO’s plan with regard to the 80 patent applications in issue consists of:
• Responding within six months to all compliant responses from plaintiff regarding PTO initial office action;
• Taking office actions at a rate of approximately 10 per month on applications in which plaintiff responds to the Requirements;
• Responding (subject to the volume of appeal briefs plaintiff files in any short period of time) to plaintiff’s appeal briefs in the administrative appeal process (i) within two months, if the briefs are shorter than fifty pages (which is twice the size of a typical appeal brief) or (ii) within six months, if the briefs are longer (which is possible, as plain- ■ tiff’s historical practice has beén to file briefs many hundreds of pages long21 );
• Expediting plaintiffs appeals by issuing decisions within 18 months of the date on which the appeal is docketed*780 (which is approximately six months shorter than the average pendency of an appeal); and
• Not suspending examination of plaintiffs pending applications, barring unforeseen circumstances.
Plaintiff, in turn, argues that these representations are not enough. Accordingly, plaintiff seeks (1) a declaration that the PTO has unreasonably delayed final agency action on the 80 patent applications in issue and (2) injunctive relief compelling agency action. Specifically, plaintiff requests an order (i) prohibiting the PTO from suspending action in any of the 80 patent applications in issue and (ii) barring the PTO from raising new grounds for rejection of the 80 patent applications in issue once plaintiff files an appeal brief relating to a patent, application before the PTO Appeal Board, or, in the alternative, (iii) barring the PTO from reopening prosecution on the PTO’s own initiative once plaintiff files such an appeal brief.
II.
In an APA suit challenging agency action,
III.
Under thé APA, federal courts have the power to “compel agency action unlawfully withheld or unreasonably delayed.” 5 U.S.C. § 706(1). Accordingly, § 706(1) allows a court to compel agency action that has been delayed without adequate reason or justification. To determine whether delay is justified — and, by extension, reasonable — courts routinely employ a multi-factor standard rather than a firm rule. See Telecommunications Research & Action Ctr. v. FCC, 750 F.2d 70, 80 (D.C.Cir. 1984) (“TRAC”). Specifically, the D.C. Circuit in TRAC concluded that the time an agency takes to make a decision should be governed by a “rule of reason.” Id. The content of a rule of reason can sometimes be supplied by a congressional indication of the speed at which the agency should act. Id. Moreover, the reasonableness of a delay will differ based on the nature of the regulation; that is, an unreasonable delay on a matter affecting human health and welfare might be reasonable in the sphere of economic regulation. See id. In assessing reasonableness, courts consider the effect of expediting delayed actions on agency activity of-a higher or-competing priority, but courts also consider the extent of the interests prejudiced by the delay. See id. Finally, a finding of unreasonableness does not require a finding of impropriety by the agency. Id.
Although the D.C. Circuit conceded that the TRAC standard “suffers from vagueness,” id., the consequences of the standard have become pellucid over time:
It is axiomatic that mandamus is a “drastic remedy” that is only warranted in “extraordinary situations.” In re Beard, 811 F.2d 818, 826 (4th Cir. 1987). As the Fourth Circuit has explained, “[c]ourts are extremely reluctant to grant a writ mandamus,” and “[s]ueh a decision is largely a matter of discretion with the court.” Id. at 827. Thus, a party seeking mandamus “carries the heavy burden of showing that he has ‘no other adequate means to attain the relief he desires’ and that his right to such relief is ‘clear and indisputable.’ ” Id. at 826 (quoting Allied Chern. Corp. v. Daiflon, Inc., 449 U.S. 33, 35, 101 S.Ct. 188, 66 L.Ed.2d 193 (1980)). In other words,-mere abuse of discretion is insufficient to establish a right to this extraordinary relief. Cf. id. (“mandamus will not issue when all that is shown is that the district court abused its discretion”).
Although the parties focused their summary judgment arguments in large part on the TRAC factors, the proper focus for the § 706(1) analysis in this case is not whether unreasonable delay occurred, when unreasonable delay occurred, who or what caused the unreasonable delay, or why; rather, the proper focus for the analysis is the current patent application examination landscape. The facts of this case present a unique and seemingly unprecedented situation, namely significant past delay during an iterative, back-and-forth process but current and ongoing progress. Indeed, an impartial review of the administrative record makes it clear that neither party wears a completely white hat in this case, complicating any determination about the reasonableness of past delay. Moreover, the TRAC factors do not necessarily fit comfortably with the facts here; TRAC reviewed agency action in which there was no back-and-forth between the petitioners for review and the agency, making it clear that all delay was taxable' to the agency. See 750 F.2d at 72-74. Because no such clarity exists on this administrative record, both because of the distinctly interactive nature, of the patent application process and the unexpected and unprecedented dif-
In light of the forgoing, § 706(1) analysis in this case properly begins by identifying the agency .action to which plaintiff claims entitlement. This is important because there can be no “clear and indisputable” right to compel agency action that the law does not require. See Norton, 542 U.S. at 63, 124 S.Ct. 2373 (“[T]he only agency action that can be compelled under the APA is action legally required.”) (emphasis in original). Thus, if an agency is not withholding that which the law requires, there is no remedy under § 706(1), even if the agency action has not been in the past — or is not currently — the most efficient. Cf. In re Beard, 811 F.2d at 826 (noting, in the judicial context, that mere abuse of discretion is insufficient to warrant mandamus).
What the law requires of the PTO with respect to patent applications is clear and straightforward: When a patent application is submitted, “[t]he Director [of the PTO] shall cause an examination to - be made of the application and the alleged new invention; and if on such examination it appears that the applicant is entitled to a patent under the law, the Director shall issue a patent therefore.” 35 U.S.C. § 131. In other words, there are two actions that § 131 requires of the PTO: (i) causing an examination to -be made of the patent application and (ii) issuing a patent if the applicant is legally entitled to one. There is no suggestion in this case that plaintiff is legally entitled to a patent. Rather, plaintiff complains about the delay in moving his patent applications through the prosecution process.
A sharp focus on the language of § 131 — -which requires the PTO to “cause an examination to be made” — is critically important to the analysis. Under § 706(1), a court is empowered to act only to compel the specific action to which the petitioner for relief has a right. Thus, if the administrative record showed that the 80 patent applications in issue were currently in limbo before the Appeal Board awaiting examiners’ answers that might never come, then plaintiff might have a claim that the PTO was failing to cause his applications to he examined. Similarly, if the administrative record showed that the 80 patent applications in issue were currently languishing in an ongoing state of suspension, then plaintiff might have a claim that the PTO was failing to cause his applications to be examined. But the administrative record reflects no such thing;
Plaintiff argues that “[t]he PTO’s recent activity in [plaintiffs] 80 patent applications does not remedy the agency’s delay or render its treatment of those applications over the full course of the pendency ‘reasonable.’ ” P. Br. at 19. Indeed, plaintiff contends that the course of action the PTO elected to take — reopening prosecution in the wake of the Requirements— exacerbates the delay until final agency action occurs on the 80 patent applications in issue. This argument is of no moment. First, plaintiffs argument focuses on the wrong action; § 706(1) is concerned with what the law requires, which here is causing an examination to be made, not completing final agency action on any specific timeline.
Moreover, it is important to note that the PTO is under no legal obligation to cause an expeditious — or even an efficient — examination of a patent application. In the course of arguing that past PTO delay has been unreasonable, plaintiff suggests that in Congress’s judgment a patent application should generally not spend more than three years under examination. In support of this argument, plaintiff notes that the current patent statute (not applicable to plaintiff’s pre-GATT patent applications) grants a one-day extension of the patent term for every day beyond three years ‘that an application spends in examination, subject to certain limitations. See 35 U.S.C. § 154(b)(1)(B). Of course, § 154(b)(1)(B) is not a deadline, nor is it an admonition to the PTO, nor even an express statement of some aspirational goal; rather, it is a means by which to avoid prejudice to inventors as a result of slow-moving prosecutions. That Congress avoided setting a deadline, giving an admonition, or stating an aspiration makes per-
Plaintiffs reliance on the Fourth Circuit’s decision in Deering Milliken, Inc. v. Johnston, 295 F.2d 856 (1961), does not alter the analysis or the result reached here. In Deering Milliken, the plaintiff challenged as unreasonable delay the National Labor Relations Board’s (“NLRB”) remanding a ease to a regional director for the purpose of conducting further hearings. See id. at 858-60. 'Specifically, the plaintiff alleged that the new hearing was in -large part duplicative of previous hearings held on a previous remand. See id. at 860. The Fourth Circuit, relying on § 6(a) of the APA,
This case is readily distinguishable from Deering Milliken. First, Deering Milliken was about an agency adjudication of a charge of an unfair labor practice — the focus was on determining a liability, not conferring a benefit (e.g., a patent). This matters because APA § 6(a), on which the Fourth Circuit rélied, deals with the rights of “person[sj compelled to appear in person before an agency or representative thereof.” 5 U.S.C. § 555(b). Thus, the Fourth Circuit’s entire analysis in Deering Milliken rested on a provision of the APA that, read as a whole, applies to agency adjudications of liability.
Plaintiff understandably expresses concern that, in the absence of the relief plaintiff seeks, the PTO will continue employing the same tactics that, in plaintiffs view, have caused delay in the past. Thus, plaintiff seeks an order enjoining the use of those tactics, i.e., an order prohibiting the PTO from suspending'activity on the 80 patent applications in issue and further prohibiting either raising new grounds for rejection once an appeal brief is filed or unilaterally reopening examination once an appeal brief is filed. The PTO objects that § 706(1) only allows a court to compel action, not to constrain how the action is carried out. While the PTO is correct to focus on the precise language of § 706(1), “to compel” can mean “to constrain.”
Yet, the fact that § 706(1) .allows courts to constrain agency activity as a remedy for unreasonable delay does not mean that courts are given carte blanche to do so. As discussed supra, an appropriate remedy under § 706(1) must focus sharply on what the law actually requires of the. agency. Because the law merely requires that the PTO cause an examination to be made, and because -the administrative record reflects that examinations are currently and actively.underway, aided by the Requirements, no further constraint is warranted. Plaintiff has no right to an examination free from. suspensions, new grounds for rejection, or reopened prosecution;
Because the statutorily required action — examination of plaintiffs 80 patent
IV.
In addition to injunctive relief, plaintiff seeks a declaration that the PTO has unreasonably delayed final action on each of the relevant patent applications. This relief, too, must be denied.
The Federal Declaratory Judgment Act (“Act”) provides that “any court of the United States ... may declare the rights and other legal relations of any interested party seeking such declaration, whether or not further relief is or could be sought.” 28 U.S.C. § 2201. The power conferred under the Act is discretionary. Centennial Life Ins. v. Poston, 88 F.3d 255, 256 (4th Cir. 1996). Yet the exercise of discretion is not unbridled; the “principal criteria” for conducting the declaratory judgment analysis are (i) whether a declaration would serve a useful purpose in clarifying and settling the legal relations in issue and (ii) whether a declaration will terminate and afford relief from the uncertainty, insecurity, and controversy giving rise to the proceeding. See Aetna Cas. & Sur. Co. v. Quarles, 92 F.2d 321, 325 (4th Cir. 1937). And when both of the principal criteria are met, “a district court is obliged to rule on the merits of a declaratory judgment action.” See Volvo Constr. Equip. N.A., Inc. v. CLM Equip. Co., 386 F.3d 581, 594 (4th Cir. 2004).
Plaintiff argues that a declaration of unreasonable delay by the PTO would supplement an injunction under § 706(1) by preventing the PTO “from evading the effects of a Court order by citing prosecution laches to prevent a patent from issuing in the first place.” P. Reply at 20. As relevant here, the doctrine of prosecution laches allows the PTO to reject patent applications based on “unreasonable and unexplained delay in prosecution, even though the patent applicant complied with pertinent statutes and rules.” In re Bogese, 303 F.3d 1362, 1367 (Fed.Cir. 2002). In holding that the PTO possesses such authority, the Federal Circuit expressly held that “a delay by the PTO cannot excuse the [applicant’s] own delay.” Id. at 1369.
No doubt, plaintiff has reasonable grounds on which to harbor “uncertainty” or “insecurity” about the prospect of prosecution laches. Indeed, the PTO has issued prosecution laches “warnings” in 20 of the 80 patent applications in issue. See, e.g., 08/418,216 at A5239 n. 6. But a general declaration will afford no relief from this uncertainty or insecurity, as the PTO can still invoke the doctrine of prosecution laches on the basis of plaintiffs own delays. See In re Bogese, 303 F.3d at 1369. Thus, a general declaration that the PTO has engaged in unreasonable delay will not necessarily eliminate the specter of prosecution laches. And, for related reasons, a declaration would serve no “useful purpose in clarifying and settling the legal relations” of the parties. This is so because delay by the PTO is not dispositive to whether the PTO can apply prosecution laches generally, and hence will do nothing to clarify whether the PTO can apply prosecution laches to plaintiffs patent applications specifically.
Moreover, the current administrative record does not reflect that the PTO has actually applied prosecution laches to any of the 80 patent applications in issue. If
Accordingly, it is appropriate to decline the exercise of declaratory judgment jurisdiction is this case. As such, there is once again no need to determine the reasonableness of the past delay on the prosecution of plaintiffs 80 patent applications in issue.
V.
In the end, there is in this case no appropriate remedy for past unreasonable delay, if any occurred, that would be consistent with the strict requirements for judicial relief under APA § 706(1). The conclusion that the current administrative record does not support a remedy obviates the need to determine whether any past unreasonable agency delay occurred, when, and who is responsible. Nor, for the foregoing reasons, is this a case in which declaratory relief is appropriate. Accordingly, plaintiffs motion for summary judgment must be denied, and the PTO’s motion for summary judgment must be granted.
An appropriate order will issue.
. Administrative Procedure Act ("APA”), 5 U.S.C. § 500 et seq.
. See Transcript of Motions Hearing ("Tr.”) at 7:21-23 (October 16, 2015).
. See Certified Index (Doc. 100), at 4 (hereinafter, “Certified Index”), The Certified Index sets forth the relevant actions, by plaintiff and the PTO, taken on each of the 80 patent applications in issue in this case.
. See Uruguay Round Agreements Act, Pub.L. No. 103-465, §§ 531-34, 108 Stat. 4809, 4982-90 (1994).
.Of the 80 patent applications in issue here, 79 were filed in 1995. Of these 79 applications, 63 were filed in June before the effective date of the patent reforms, 5 were filed in May, and 11 were filed in April. See Certified Index, at 9-548.
. See, e.g., 08/419,326 at-A4210 (identifying this period as a time of significant expansion in terms of total number of claims).
. Compare 08/458,143 at A655-664 (claims in 1995) with id. at A2025, 2075-2208 (same in 2004); compare abo 08/418,211 at A24-35 (claims in 1995) with id. at A2838-2944 (same in 2006); compare also 07/541,998 at A210-232 (claims in 1990) with id. at A1995-2097 (same in 2005)
. See, e.g., 08/458,143 at A10 (transmittal letter from plaintiff noting that the attached specification is 576 pages long); 08/419,326 at A6 (transmittal letter from plaintiff noting that the attached specification is 450 pages long).
. See, e.g., 08/419,326 at A4187 ("[E]ach of the applications claims priority through a complicated and extensive line of cases back to a set of applications filed in the early 1970s,”); id. at A4189 ("As these 218 applications incorporate by reference the same 33
.It is worth noting that, in separate litigation, a unanimous panel of the Federal Circuit observed that' plaintiff “has in numerous cases filed identical or' nearly identical claims” and that "[tjhis sort of redundant, repetitive claiming is inconsistent with [37 C.F.R. § 1.75(b)].” See Hyatt, 797 F.3d at 1384. Despite this' conclusion, in this litigation plaintiff "disputes the PTO’s representation that [plaintiff] has violated PTO regulations by filing repetitive claims.” P. Opp. at 5, ¶ 8. The PTO, in turn, notes that asserting such disagreements without providing a basis or explanation is "characteristic” of plaintiff’s overall approach to prosecuting his patent applications. D. Reply at 2 n. 2.
. And as previously noted, there is no firm statutory or regulatory deadline for the filing of the examiner’s answer to an applicant’s appeal brief. See supra, Part I-A.
. See, e.g., 08/423,234 at A1313 (plaintiff's written petition for an examiner's answer in an 1 appeal that had been. filed forty-one months earlier).
. See, e.g., Certified Index, at 547 (listing eight letters of suspension in the 08/479,423 patent application between 2007 and 2012); 08/420,470 at A3902 ("A court decision relevant to the examination of this application will be rendered soon. Ex parte prosecution is SUSPENDED FOR A PERIOD OF 6 MONTHS from the date of this letter.”).
.The PTO cites three of plaintiffs civil lawsuits as relevant to the decision to suspend action on his patent applications. In chronological order of resolution, these lawsuits are Hyatt v. Dudas, 492 F.3d 1365 (Fed.Cir. 2007) (rejecting plaintiff’s challenge to an examiner’s rejection of claims due to lack of written description), Hyatt v. Dudas, 551 F.3d 1307 (Fed.Cir. 2008) (requiring the PTO to consider all grounds for rejection challenged by plaintiff instead of selecting one claim as representative of a group of claims that were rejected on different grounds), and Kappos v. Hyatt, — U.S. -, 132 S.Ct. 1690, 182 L.Ed.2d 704 (2012) (holding that in a civil action against the PTO Director to obtain a patent there are no limitations on the applicant's ability to introduce new evidence except those in the Federal Rules of Evidence and Federal Rules of Civil Procedure).
. E.g., 08/419,326 at A4187.
. Only 72 of the 80 patent applications in issue were expressly reopened for examination by the Requirements. In the remaining 8 patent applications, the PTO had previously issued Requirements, and the PTO views those previous Requirements as having already reopened examination. Regardless, the PTO represents that, as a practical matter, examination has been reopened in all 80 patent applications in issue. See Doc. 42, at 10 n. 6.
. It should be noted that plaintiff challenges the legality of the Requirements. See, e.g., P. Reply at 11. However, plaintiff expressly disavows that he is challenging the substance of the Requirements in this litigation. Id. Accordingly, it is unnecessary to consider or to decide here whether the Requirements are lawful.
. See Declaration of Gregory Morse, at ¶ 1 (D. Mot. Summ. X (Doc. 114), Ex. 18) (hereinafter, “D. Ex. 18”).
. After an initial rejection, the ordinary course is for the applicant to amend the application or present some basis challenging the examiner’s conclusion. After a second rejection by an examiner, an applicant has the right to appeal. For plaintiff, the PTO has determined that the pre-Requirements rejections count as an initial rejection of the claims. Tr. 41:5-9. Given that plaintiff’s post-Requirements applications are in many substantial respects different than the pre-Requirements applications previously pending before the Appeal Board, this policy, in essence, affords plaintiff a fast-track to the Appeal Board.
. D. Mot. Summ. J. (Doc. 114), at 10-12.
. See, e.g., 08/419,326 at A2849-4167 (appeal brief and appendices totaling 1,319 pages).
. For purposes of the APA, "failure to act” constitutes “agency action.” 5 U.S.C. § 551(13).
. 2 Richard J. Pierce, Jr., Administrative Law Treatise § 12.3 (4th ed. 2002).
. See Clark Whelton, What Happens in Vagueness Stays in Vagueness, City Journal, Winter 2011.
. Other courts have similarly acknowledged that the standard for obtaining relief 'under § 706(1) is the same as the standard for obtaining mandamus. See, e.g., In re Core Commc'ns, Inc., 531 F.3d 849, 855 (D.C.Cir. 2008) ("The central question in evaluating ‘a claim for unreasonable delay’ is ‘whether the agency’s delay is so egregious as to warrant mandamus.’ ”); Indep. Mining Co., Inc. v. Babbitt, 105 F.3d 502, 507 (9th Cir. 1997) (noting that the standard to grant mandamus and the standard to compel agency action under § 706(1) are "essentially the same”); Citizens for Responsibility & Ethics in Wash. v. SEC, 916 F.Supp.2d 141, 151 (D.D.C. 2013) ("The standards for APA relief under § 706(1) and for mandamus here are identical.”).
, Although the analogy of mandamus review of judicial decisions to mandamus review of agency decisions is obviously not a perfect one, the operative principle,.is the same in both contexts: agencies, like courts, are not held to the standard of making the perfect choice at every turn, and some errors in judgment are not amenable to judicial intervention from above.
. See, e.g., 08/419,326 at A4217 (referencing "the obligation of the Director to' cause an examination to be conducted” as the justification for the Requirements).
. Plaintiff notes in his reply brief that "the Court has already held,” at the motion to dismiss stage, that a "challenge [to] the PTO’s unreasonable delay in reaching a final agency action ... is an appropriate request under § 706(1),” P. Reply at 11 (citing Hyatt v. U.S. Patent and Trademark Office, 110 F.Supp.3d 644, 649-52, 2015 WL 3495005, at *5-6 (E.D.Va. June 2, 2015)). Although it is certainly true that requesting "a final decision on plaintiffs 80 patent applications meets the requirements for subject matter jurisdiction under § 706(1)," Hyatt, 110 F.Supp.3d at 651, 2015 WL 3495005, at *6, that statement simply addresses the right to relief, it does not address or decide whether relief should issue.
. See Alice Corp. v. CLS Bank Int’l, — U.S. -, 134 S.Ct. 2347, 2354-55, 189 L.Ed.2d 296 (2014) (noting the .importance of constraining "the monopoly granted under our patent laws” to the proper sphere).
. Section 6(a) is now codified, as revised, at 5 U.S.C. § 555(b).
. See also TRAC, 750 F.2d at 79 (relying on APA § 6(a) when reviewing the FCC’s delay in determining whether AT & T must reimburse ratepayers for allegedly unlawful overcharges).
. See, e.g., The American Heritage College Dictionary 284 (3d ed. 1993) (defining "compel” as "[t]o force, drive, or constrain”); Webster's II New Riverside University Dictionary 290 (1984) (same).
. In fact, these actions ate all expressly contemplated by the PTO’s rules and regulations. See 37 C.F.R. § 1.103(e) (suspension on initiative of the PTO); 37 C.F.R. § 41.39(a)(2) (new grounds for rejection in an examiner's answer); MPEP (9th ed. Rev. 7.2015, Nov. 2015) § 1207.04 (reopening of prosecution after appeal).
. Cf. TRAC, 750 F.2d at 80 (declining to examine whether past delay warrants mandamus where the agency was presently moving at a sufficient pace).
Reference
- Full Case Name
- Gilbert P. HYATT v. UNITED STATES PATENT AND TRADEMARK OFFICE
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- 20 cases
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- Published