Fitzgerald v. Alcorn
Fitzgerald v. Alcorn
Opinion of the Court
Political parties in Virginia can nominate their candidates for general elections through various methods. For example, a party may use a primary election in which all registered voters are invited to participate, or it could hold a mass meeting in which party loyalists select a nominee. As a default rule, Virginia allows the party to select its preferred nomination method. However, state election law provides an exception to this rule that empowers certain incumbent officeholders to select their party's nomination method, even over the party's objection. That provision of state law, known as the Incumbent Protection Act,
Plaintiffs are associated in various ways with the Republican Party of Virginia. They claim that the Incumbent Protection Act violates their right to free association under the First Amendment and should be *927struck down. Defendants, the Virginia Department of Elections and members of the Virginia Board of Elections, counter that plaintiffs lack standing and fall short on the merits. The case is presently before the court on cross-motions for summary judgment. ECF Nos. 33, 35.
I.
The Incumbent Protection Act (the "Act"),
The Party is an unincorporated voluntary association governed by its Plan of Organization (the "Plan"). ECF No. 39-1. The Plan establishes party committees for each electoral district in the Commonwealth. Under the Plan, those committees must use one of four possible methods to nominate Republican candidates for general election: a primary, a party canvass, a convention, or a mass meeting. See The Plan, Art. I § A(1), ECF No. 39-1, at 4.
Plaintiff 20th House of Delegates District Republican Committee ("20th House Committee") is organized under Article V of the Plan. The 20th House of Delegates district comprises the cities of Staunton and Waynesboro and portions of Augusta, Nelson, and Highland Counties.
The other committee-plaintiff is the 6th Congressional District Republican Committee ("6th Congressional Committee"), which is organized under Article IV of the Plan. The 6th congressional district covers much of the west-central portion of Virginia, from Roanoke to Front Royal. Representative Robert Goodlatte, also a member of the Republican Party, has represented the 6th congressional district since 1993. In 2016, Representative Goodlatte won nomination by primary, which qualifies him to exercise power under the Act.
Plaintiffs Anne T. Fitzgerald, Edward A. Yensho, and Karen U. Kwiatkowski, each sue individually as Virginia voters and members of the Party. Fitzgerald also sues in her capacity as the chairman of the 20th House Committee. Likewise, Yensho sues as chairman of the Greene County Republican Committee, though the Greene County Committee is not a party to this suit. None of these individuals currently hold public office.
In sum, plaintiffs consist of the committee-plaintiffs (20th House Committee and 6th Congressional Committee), the chairman-plaintiffs (Fitzgerald and Yensho), and the individual-plaintiffs (Fitzgerald, Yensho, and Kwiatkowski). Plaintiffs seek declaratory and injunctive relief pursuant to
The defendants are the three members of the Virginia Board of Elections (the "Board")-Chairman James B. Alcorn, Vice Chair Clara B. Wheeler, and Secretary Singleton B. McAllister-and the Virginia Department of Elections (the "Department"). Both the Board and the Department are charged with enforcing the Incumbent Protection Act, among the other state election laws. See
The Act empowers certain officeholders to choose the method of nomination used to select their party's nominee for general elections. Section 24.2-509 of the Virginia Code states in its entirety:
A. The duly constituted authorities of the state political party shall have the right to determine the method by which a party nomination for a member of the United States Senate or for any statewide office shall be made. The duly constituted authorities of the political party for the district, county, city, or town in which any other office is to be filled shall have the right to determine the method by which a party nomination for that office shall be made.
B. Notwithstanding subsection A, the following provisions shall apply to the determination of the method of making party nominations. A party shall nominate its candidate for election for a General Assembly district where there is only one incumbent of that party for the district by the method designated by that incumbent, or absent any designation by him by the method of nomination determined by the party. A party shall nominate its candidates for election for a General Assembly district where there is more than one incumbent of that party for the district by a primary unless all the incumbents consent to a different method of nomination. A party, whose candidate at the immediately preceding election for a particular office other than the General Assembly (i) was nominated by a primary or *929filed for a primary but was not opposed and (ii) was elected at the general election, shall nominate a candidate for the next election for that office by a primary unless all incumbents of that party for that office consent to a different method.
When, under any of the foregoing provisions, no incumbents offer as candidates for reelection to the same office, the method of nomination shall be determined by the political party. For the purposes of this subsection, any officeholder who offers for reelection to the same office shall be deemed an incumbent notwithstanding that the district which he represents differs in part from that for which he offers for election.
Subsection A sets forth the general rule: political parties are empowered to choose the method of nomination. Subsection B creates exceptions to the general rule, distinguishing between General Assembly incumbents and non-General Assembly incumbents.
The Act grants incumbents of General Assembly districts unilateral power to override their party's preferred method of nomination. For example, if the 20th House Committee prefers a convention and Delegate Bell prefers a primary, Delegate Bell could invoke his power under the Act to force a primary. The Act also provides General Assembly incumbents with the power to require their party to use a party-run nomination method such as a mass meeting, even if the party would prefer to use a state-run primary.
The Act vests narrower authority to incumbents of non-General Assembly electoral districts, such as Representative Goodlatte of the 6th congressional district. If a non-General Assembly incumbent was nominated in the previous election cycle by a primary (or filed for a primary and was not opposed), then the political party may use a non-primary nomination method only with the incumbent's consent. So, for example, Representative Goodlatte, as a primary-nominated incumbent, could refuse consent to the 6th Congressional Committee's request to hold a convention and thereby force a primary. Unlike General Assembly incumbents, other incumbents do not have the authority under the Act to mandate a specific type of party-run nomination method-that is, Representative Goodlatte cannot force the 6th Congressional Committee to hold a convention if the Committee prefers a primary. Representative Goodlatte's power under the Act is limited to forcing a primary over the 6th Congressional Committee's request to use a non-primary method of nomination.
In this case, neither Delegate Bell nor Representative Goodlatte has exercised his power under the Act to override his party committee's preferred nomination method for an upcoming election. So, there is no present conflict between an incumbent and a committee-plaintiff. Plaintiffs contend that no such conflict is necessary to prevail on their facial challenge to the Act. Defendants *930take a different view. They argue that due to the absence of conflict between an incumbent and a party committee, plaintiffs lack standing. The court addresses these contentions below, along with defendants' other arguments on standing.
On March 22, 2017, defendants filed a motion to dismiss pursuant to Rule 12(b)(1) of the Federal Rules of Civil Procedure, which the court denied in part and granted in part. The court granted the motion to the extent defendants challenged the claims brought by Yensho and Kwiatkowski as prospective candidates. The Fourth Circuit dismissed nearly identical claims pursued by a prospective candidate in 24th Senatorial Committee,
As regards the committee-plaintiffs, the court allowed them to proceed past the Rule 12(b)(1) stage and directed the parties to engage in jurisdictional discovery as to whether the committee-plaintiffs have standing to sue. In the motion to dismiss, defendants did not challenge the standing of the individual-plaintiffs or the chairman-plaintiffs. Defendants correct that apparent oversight in their summary judgment motion and seek judgment as to all plaintiffs in each of their capacities. On summary judgment, defendants argue that no plaintiff has standing, and alternatively that no plaintiff succeeds on the merits. Plaintiffs also filed a summary judgment motion seeking judgment as a matter of law. The court addressed the cross-motions at a hearing on October 26, 2017.
II.
Under Rule 56 of the Federal Rules of Civil Procedure, the court must "grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56. The court must "view the facts and draw all reasonable inferences in the light most favorable to the non-moving party." Glynn v. EDO Corp.,
Both sides made clear at the October 26 hearing that they anticipate that the court will resolve this case on summary judgment. But if the parties are wrong and a factual dispute remains, the court must deny the motions and permit the case to go to trial. Podberesky v. Kirwan,
*931As set forth below, the court agrees with the parties; plaintiffs' claims are appropriately resolved on summary judgment.
This is not the first case in which plaintiffs associated with the Republican Party of Virginia challenge the validity of the Incumbent Protection Act. In 24th Senatorial Committee,
III.
Article III of the Constitution limits federal court jurisdiction to "Cases" and "Controversies." U.S. Const. art. III, § 2, cl. 1. To determine if a case is justiciable, the court must ask "whether the conflicting contentions of the parties present a real, substantial controversy between parties having adverse legal interests, a dispute definite and concrete, not hypothetical or abstract." Babbitt v. United Farm Workers Nat. Union,
"To have standing, a plaintiff must demonstrate (1) he has suffered an actual or threatened injury, (2) a causal connection between the injury complained of and the challenged action, and (3) the injury can be redressed by a favorable decision." 24th Senatorial Committee,
A. Standing of the Committee-Plaintiffs
The committee-plaintiffs' claims require a deep inquiry into the standing doctrine. Both committee-plaintiffs are in the same position as regards the first element: neither is currently at odds with an incumbent over what nomination method to use in an upcoming election cycle. Defendants assert that in the absence of a fully developed conflict between an incumbent and a *932committee, the committees cannot show injury. In response, the committee-plaintiffs argue that the threat of incumbents invoking the Act influences campaign planning decisions well in advance of an actual conflict arising, and that this threat is sufficient injury to bring a facial challenge to the Act.
As for the causation and redressability elements, the committee-plaintiffs are in different boats. Article V of the Party's Plan states that the 20th House Committee is permitted to select a nomination method "where permitted to do so under Virginia Law." § D(1)(a). In 24th Senatorial Committee, the Fourth Circuit concluded that this language incorporated the Act, and therefore, the alleged injury was caused by the Party's Plan, not the Act.
1. The Committee-Plaintiffs Suffer an Actual or Threatened Injury.
To satisfy the first element of standing, the committee-plaintiffs must possess "a legally protected interest." Lujan,
Defendants argue that the committee-plaintiffs lack an actual or threatened injury given the absence of conflict between a committee-plaintiff and an incumbent as to what nomination method to use in an upcoming election cycle.
The "standing inquiry remains focused on whether the party invoking jurisdiction had the requisite stake in the outcome when the suit was filed." Davis v. Fed. Election Comm'n,
But a plaintiff "does not have to await the consummation of threatened injury to obtain preventive relief." Babbitt,
The 11th Senatorial Committee and its chairman filed suit in early 2005, asking the court to declare the open primary law unconstitutional. The district court dismissed the case, explaining in part that "Senator Martin could conceivably change his mind about seeking re-election between now and the official date of declaration of *934candidacy." Miller v. Brown,
The Fourth Circuit reversed those rulings, recognizing that the open primary law "dramatically changes the plaintiffs' decisions about campaign financing, messages to stress, and candidates to recruit" well before a given election cycle formally commences. Miller I,
Defendants attempt to distinguish Miller I on the basis that the facts in that case presented a more teed-up controversy than the dispute here. Indeed, the conflict in Miller I was apparent: the 11th Senatorial Committee asked for a closed primary and the Board of Elections refused. In this case, neither committee-plaintiff is sparring with an incumbent or with the Board as to what nomination method to use in an upcoming election.
In situations such as these, where a challenge to a statute does not arise from its active enforcement, courts often look to the general enforcement history of the statute in determining whether a plaintiff's rights are sufficiently threatened. See, e.g., Davis,
Plaintiffs have identified over 100 instances in which incumbents have invoked their power under the Act in recent election cycles. See 2015 State Senate SBE-509 Forms, ECF No. 39-28; 2013 House of Delegates SBE-509 Forms, ECF No. 39-29; 2016 Rep. Goodlatte SBE-509 Form, ECF No. 39-24; 2016 6th Congressional Committee SBE-516 Form, ECF No. 39-26 (indicating that the "incumbent of my party, is seeking re-election and has designated the method of nomination ... [as a] primary"); 2016 11th Congressional District Democratic Committee SBE-516 Form, ECF No. 39-18 (same).
Defendants argue that an incumbent's use of his power under the Act is of no moment if his selected method of nomination does not contradict his committee's selected method. For example, in both 2015 and 2017 Delegate Bell and the 20th House Committee independently chose a convention. 20th House Committee Dep., ECF No. 36-1, at 23:22-24:3.
In response, the committee-plaintiffs argue that whether the incumbent's choice ultimately matches the committee-plaintiff's selection is irrelevant. They contend that the Act harms their associational rights long before an incumbent selects a nomination method for an ensuing election. Professor Jeffery Jenkins, an expert witness sponsored by plaintiffs, illustrates the ways in which the Act affects campaign planning decisions before it is formally invoked. See Jenkins Decl., ECF No. 39-27. Jenkins notes that each of the four nomination methods available under the Plan "create[s] a different distribution of potential voters (or decision makers) in the nomination process." Id. at 7-8. For example, primaries involve the largest pool of potential voters, whereas conventions and mass meetings "lend themselves more toward 'committed partisans.' " Id. at 8-9. Given these variations, the Act allows incumbents "to assess how they would perform under different nomination methods and choose the one that they believe maximizes their chances of reelection." Id. at 9. Therefore, even before an incumbent invokes the Act, candidates challenging the incumbent "have to potentially prepare for (and qualify for) four different nomination methods." Id. at 9 n.5. Jenkins states that "the mere existence of the Act may add ... uncertainty for potential high-quality challengers (and the staff, volunteers, and donors who would consider committing to their campaign)." Id. at 9.
Jenkins' conclusions are borne out in the testimony of the 20th House Committee and 6th Congressional Committee chairmen. Fitzgerald, as the 20th House Committee's chairman, described the "big differences" among the various methods of *936nomination, including the stricter qualifications individuals must have to participate in party-run events compared to the qualifications applicable to primary voters. 20th House Committee Dep., ECF No. 39-4, at 27:5, 33:23-34:3. She stated that the 20th House Committee "really, fundamentally, believes that it should be the right of the party to designate the way that we nominate our members." Id. at 45:22-25. Robert Sayre, chairman of the 6th Congressional Committee, testified that candidates for the 6th congressional district begin their campaign efforts before a nomination method is announced. 6th Congressional Committee Dep., ECF No. 45-2, at 32:16-25. He also stated that because of the Act, no one knows what nomination method will govern until the incumbent makes a selection: "[t]he committee position is we wait for the congressman to tell us which method he has determined [that] we will follow." Id. at 67:1-3.
The uncontroverted testimony from Jenkins and the committee chairmen shows that the Act need not be formally invoked to affect the campaign planning decisions of the committee-plaintiffs. In light of the fact that incumbents are not shy to exercise their power under the Act, the committee-plaintiffs must account for the ever-present threat that their preference for a particular nomination method will be rejected by their incumbent officeholders. Defendants do not challenge the accuracy of these facts, but merely argue these circumstances do not qualify as an injury for standing purposes. The court disagrees.
The committee-plaintiffs' uncertainty as to what method will control the nomination of their general election candidates for upcoming elections is sufficient injury to demonstrate standing. This is so regardless of whether a committee ultimately agrees with its incumbent's choice of a nomination method. The committee-plaintiffs have demonstrated that the uncertainty *937caused by the Act "dramatically changes the plaintiffs' decisions about campaign financing, messages to stress, and candidates to recruit ... months, or even years, in advance of the election." Miller I,
2. The 6th Congressional Committee Demonstrates Causation and Redressability, but the 20th House Committee does not.
In addition to suffering a threatened or actual injury, the committee-plaintiffs must show "a causal connection between the injury complained of and the challenged action" and that "the injury can be redressed by a favorable decision." 24th Senatorial Committee,
In Marshall,
In 24th Senatorial Committee,
The dispute focused on the phrase "where permitted to do so under Virginia Law." The Department and Board of Elections, as defendants, argued that this provision incorporated the Act into the Plan. And therefore, any alleged injury was the fault of the Party's voluntary choice, not impermissible state action. In response, the 24th Senatorial Committee argued that the language "where permitted to do so under Virginia Law" referred only to "valid, constitutional Virginia law."
*938The court recognized that in Virginia, "[t]he constitution and by-laws adopted by a voluntary association constitutes a contract between the members, which, if not immoral or contrary to public policy, or the law, will be enforced by the courts."
The Fourth Circuit determined "that the language of the Plan is clear and unambiguous: the Plan delegates to the Committee the authority to determine the nomination method unless Virginia law otherwise limits that authority." Id.; see also
The 20th House Committee in this case argues that 24th Senatorial Committee is not controlling in light of a resolution passed by the State Central Committee during a June 27, 2015 meeting. See Meeting Minutes attached as Ex. 1 to Albertson Decl., ECF No. 39-2, at 14 (the "Resolution"). The State Central Committee issued the Resolution after the district court's decision in 24th Senatorial District (which was styled Adams v. Alcorn, No. 5:15CV00012,
The Resolution was not presented to the district court in the prior challenge to the Act. See Adams,
The State Central Committee responded to the district court's decision by issuing the Resolution on June 27, 2015. See Albertson Decl., ECF No. 39-2, at 3; Anderson Decl., ECF No. 39-3, at 3.
1. The State Central Committee as the governing body of the Republican *939Party of Virginia, endowed with the authority to make definitive determinations about the application and interpretation of the Party Plan of Organization ("Plan"), hereby directs the Chairman to indicate the Party's rights violated by application of Virginia Code Section § 24.2-509 and a misapplication of the provisions of the plan by US District Court for the Western District of Virginia in support of a mistaken inclusion that the Party acceded to such violation of its rights.
2. Specifically, the Chairman shall direct that an appropriate Motion and Amicus Curiae brief be filed in the United States Court of Appeals for the Fourth District, vigorously supporting the position of the 24th Republican Senate District Committee. The Motion and the brief shall be filed as soon as possible, but regardless, no later than the period of time permitted for such filing under the federal rules of Federal Rules of Appellate Procedure.
3. The Chairman, on behalf of the party shall employ the services of Patrick J. McSweeney, Esquire for this purpose but shall expend no funds of the Party in doing so.
4. State Central Committee hereby resolves that the Act is not incorporated into the Party Plan nor is facilitated by or acceded to the Plan.
ECF No. 39-2, at 14 (typos original). The Party filed an amicus brief with the Fourth Circuit echoing the interpretation of the Plan set forth in the Resolution. See Brief for the Republican Party of Virginia as Amicus Curiae,
The 20th House Committee argues that the Resolution, which has now been properly entered into the record, reflects a new fact that distinguishes this case from 24th Senatorial Committee. The Committee does not assert that the Resolution amounts to a modification of the Plan.
It is well established that the construction of the organic agreement, by-laws, rules and regulations of a benefit society or other unincorporated *940voluntary association belongs, not to the court, but to the board, council or other tribunal provided for the purpose in the organization, if any. So long as the body upon which this power of interpretation has been conferred does not substitute legislation for interpretation, nor transgress the bounds of reason, common sense, or fairness, nor contravene public policy or the laws of the land, in their conclusions and decisions, the courts cannot interfere with them.
Bhd. of Locomotive Eng'rs v. Folkes,
At trial, the negotiator stated with respect to his obligations to the Advisory Board, "[s]ometimes there are discussions and other times there are no comments whatsoever made, which has always been accepted as the Advisory Board's concurrence." Id. at 56,
On appeal, the Supreme Court of Appeals of Virginia noted that, pursuant to the by-laws, the negotiator "shall interpret the law of the [union] according to its plain and obvious meaning." Id. at 51,
*941Id. at 59-60,
Folkes dictates that, in applying Virginia law to this case, the court must defer to the Resolution if (1) the State Central Committee had final authority to interpret the Plan, and (2) the State Central Committee's interpretation did not "substitute legislation for interpretation, nor transgress the bounds of reason, common sense, or fairness, nor contravene public policy or the laws of the land." Id. at 58,
Under this rubric, the 20th House Committee argues that Article X of the Plan vests the State Central Committee with final say-so in matters of interpreting the Plan. Article X Section C is titled "Finality" and states: "The State Central Committee shall make the final decision, upon timely appeal, on all Party controversies and contests in any Election District of the State, rulings of the General Counsel and all other matters deemed to affect the efficiency of the Party organization or the success of the Party." The Plan, Art. X § C, ECF No. 39-1, at 26. The 20th House Committee argues that the appropriate focus is on the language "shall make the final decision ... [on] all other matters deemed to affect the efficiency of the Party organization or the success of the Party." According to the Committee, the language substituted by the ellipsis merely references Sections A and B of Article X, which govern rulings and contests within the Party, and does not limit the broad catch-all clause at the end of the Section.
Assuming, without deciding, that Article X § C provides the State Central Committee with final interpretative authority over the Plan, the Resolution fails the requirement that a valid interpretation must "not substitute legislation for interpretation, nor transgress the bounds of reason, common sense, or fairness, nor contravene public policy or the laws of the land." Folkes,
In 24th Senatorial Committee, the Fourth Circuit held "that the language of the Plan is clear and unambiguous: the Plan delegates to the Committee the authority to determine the nomination method unless Virginia law otherwise limits that authority."
In short, by issuing the Resolution, the Party seeks to alter what the Fourth Circuit found to be the Plan's clear and unambiguous meaning. In Folkes' terms, the Resolution "substitute[s] legislation for interpretation" by contradicting the Fourth Circuit's determination as to the Plan's plain and unambiguous terms. Id. at 58,
Article V § D(1) of the Plan incorporates the Act by qualifying the 20th House Committee's power to select a nomination method "where [it is] permitted to do so under Virginia Law." And, therefore, the court must conclude that "the Party has made a voluntary choice to limit the [20th House] Committee's authority ... [and thus,] the source of the complaint is the party's own decision." 24th Senatorial Committee,
In contrast, the Plan allows the 6th Congressional Committee to select its nominee by convention, party canvass or primary without reference to Virginia law. See The Plan, Art. IV § D(1). The 6th Congressional Committee's injury is not "caused by a voluntary choice made by the Virginia Republican Party." Marshall,
3. Ripeness and Mootness of the 6th Congressional Committee's Challenge.
Defendants frame the bulk of their justiciability arguments in terms of standing. But their contentions that plaintiffs lack injury also raise the issue of ripeness, which the court addresses on its own. Metro. Wash. Airports Auth. v. Citizens for Abatement of Aircraft Noise, Inc.,
For the same reasons the 6th Congressional Committee demonstrates injury for standing purposes, the court concludes that the case is fit for resolution. See
The Supreme Court has indicated that these principles apply with particular force to cases involving election laws: "Challengers to election procedures often have been left without a remedy in regard to the most immediate election because the election is too far underway or actually consummated prior to judgment." Babbitt v. United Farm Workers Nat. Union,
Although today's enforcement of the Act is not the cause of the 6th Congressional Committee's injuries, the threat of its enforcement is ever-present. Therefore, the dispute is fit for resolution. As for the hardship prong of the ripeness analysis, withholding a decision until a conflict between an incumbent and a committee fully develops would only burden the parties. Striking down the Act "on the eve of [an] election would seriously disrupt the election process" that the Board and the Department administer. Miller I,
The court must also raise the issue of whether the 6th Congressional Committee's claims are moot given Representative Goodlatte's recent announcement of his retirement. Friedman's. Inc. v. Dunlap,
After the court heard argument on the cross-motions for summary judgment, Representative Goodlatte announced his plan to retire from Congress at the end of the current term. See Press Release, Rep. Goodlatte, It's An Honor to Serve You (Nov. 9, 2017), https://goodlatte.house.gov/news/documentsingle.aspx?DocumentID=1038. Because no incumbent is running for reelection, the Act will not limit the 6th Congressional Committee's authority to choose a nomination method in the 2018 election cycle. Although there will be no incumbent running in the 6th congressional district in 2018, the 2020 election is right around the corner, raising the same constitutional concerns. As such, this case, like others challenging election laws, falls "comfortably within the established exception to mootness for disputes capable of repetition, yet evading review." Davis,
The period between the filing of the complaint on February 24, 2017, and Representative Goodlatte's retirement announcement on November 9, 2017, was unquestionably too short a time to litigate this case. In fact, the parties agreed during a scheduling conference to set a trial date in January 2018 in order to avoid burdening the Department and Board with trial preparation during the November 2017 elections. As the Fourth Circuit noted in Miller I, judicial decisions regarding the methods of nominating candidates for political office necessarily must be made with sufficient lead time "[b]ecause campaign planning decisions have to be made months, or even years, in advance of the election to be effective."
Indeed, in Miller I, the Fourth Circuit reversed the district court's dismissal, on justiciability grounds, of a suit brought in 2005 over the constitutionality of Virginia's open primary statute applicable to the 2007 election cycle. In an opinion entered on October 11, 2005, the district court concluded that the alleged injury facing the senatorial committee was neither actual nor imminent and that the issue was not ripe for adjudication because of the "host of eventualities that could change the political landscape between now and 2007." Miller v. Brown,
As for the second prong of the exception, the 6th Congressional Committee has shown that it can reasonably expect that a future incumbent will invoke the Act in light of incumbents' repeated history of doing so. See 2016 6th Congressional Committee SBE-516 Form, ECF No. 39-26; 2015 State Senate SBE-509 Forms, ECF No. 39-28; 2013 House of Delegates SBE-509 Forms, ECF No. 39-29; 2016 Rep. Goodlatte SBE-509 Form, ECF No. 39-24. "The construction of the statute, an understanding of its operation, and possible constitutional limits on its application, will have the effect of simplifying future challenges, thus increasing the likelihood that timely filed cases can be adjudicated before" an incumbent invokes the Act in the future. Storer,
The 6th Congressional Committee has demonstrated standing, and the court finds that its claims are not barred by the ripeness or mootness doctrines. Therefore, the 6th Congressional Committee's claim is *945justiciable and the court will address its merits below.
B. Standing of the Individual-Plaintiffs
The individual-plaintiffs, Fitzgerald, Kwiatkowski, and Yensho, challenge the Act as registered voters and members of the Party. Defendants argue that the individual-plaintiffs lack standing because they cannot show "an invasion of a legally protected interest." Lujan,
The individual-plaintiffs rely on the proposition that "[a]ny interference with the freedom of a party is simultaneously an interference with the freedom of its adherents." Democratic Party of U.S. v. Wis. ex rel. La Follette,
The Fourth Circuit began its analysis of Moxley's claim by observing that "[u]nder Virginia law, there are two entities that have the right to determine the nomination method: political parties and incumbents." 24th Senatorial Committee,
C. Standing of the Committee Chairmen
Defendants also challenge Fitzgerald's and Yensho's standing to sue as chairmen of their respective committees. Fitzgerald is chairman of the 20th House Committee, a plaintiff in this suit. Yensho is chairman of the Greene County Committee, which is not a party to this case. They contend to have a personal stake in the *946outcome of this case sufficient to satisfy the standing doctrine.
The chairman-plaintiffs argue that they have a legally protected interest arising out of the manner in which the Act is enforced. Virginia law imposes certain affirmative obligations on committee chairmen to communicate with the Board about nomination methods. First, Virginia Code § 24.2-516 states that "[e]ach chairman shall file timely written notice with the Board whether or not a primary has been adopted and identify each office for which a primary has been adopted." Second, if a primary is to be held, Virginia Code § 24.2-527(A) requires committee chairmen to "to furnish the name of any candidate for nomination" to the Board and appropriate general registrar. In furnishing the list of candidates running for the party's nomination, the chairman must "certify that a review of the filed candidate petitions found the required minimum number of signatures of qualified voters for that office to have been met."
*947According to the chairman-plaintiffs, their refusal to comply with their obligations under Virginia Code §§ 24.2-516 and 24.2-527 could expose them to criminal prosecution under Virginia Code § 24.2-1001. That section provides that "[i]f any officer of election, member of an electoral board, or other person on whom any duty is enjoined by law relative to any election, is guilty of willful neglect of his duty, he shall be guilty of a Class 1 misdemeanor."
The chairman-plaintiffs' asserted injury is insufficient to satisfy standing. They have not identified a single prosecution, or threat of prosecution, pursuant to Virginia Code § 24.2-1001 for any conduct, much less a prosecution against a committee chairman for protesting the enforcement of the Act. Moreover, the chairman-plaintiffs' alleged injury could manifest only if a fully developed conflict between their committee and incumbent occurred and the chairmen decided to fight back by shirking their responsibilities under Virginia Code §§ 24.2-516 and 24.2-527. Those hypothetical events are not presented in this case. The chairman-plaintiffs' alleged personal injury is not "real and immediate," but rather "conjectural" and "hypothetical." O'Shea,
To summarize the court's justiciability determinations: the 6th Congressional Committee demonstrates that its claim presents a "Case" or "Controversy" as required by Article III of the Constitution. The 20th House Committee, however, fails to satisfy the causation requirement of standing. Fitzgerald, Yensho, and Kwiatkowski cannot pursue their claims as individual voters or members of the Party. And Fitzgerald and Yensho must be dismissed for lack standing to sue in their capacities as committee chairmen. The court now turns to the merits of the 6th Congressional Committee's claim.
IV.
The 6th Congressional Committee contends that the Act,
Given the tension between political parties' rights to free association and states' roles in regulating elections, "the rigorousness of [the court's] inquiry into the propriety of a state election law depends upon the extent to which a challenged regulation burdens First and Fourteenth Amendment rights." Burdick v. Takushi,
A.
The court must first assess the "character and magnitude" of the 6th Congressional Committee's injury. As previewed in the standing analysis above, the Constitution protects "the ability of citizens to band together in promoting among the electorate candidates who espouse their political views." Jones,
Indeed, Virginia's Incumbent Protection Act is unique among the states; the court has not found, and the parties have not identified, any other state that gives incumbents the statutory power to select a nomination method over their party's objection. In Miller III, however, Judge Wilkinson provided relevant guidance in a dissent from a denial of a petition for rehearing en banc in which he outlined the many reasons he viewed Virginia's Incumbent Protection Act as "obviously unconstitutional."
*949
Once the standing and ripeness issues were resolved, see Miller I,
Both sides filed for en banc review, which the Fourth Circuit denied without explanation. See Miller III,
Judge Wilkinson's conclusions about the Act's harsh effects on political parties are supported by the record in this case. The 6th Congressional Committee has shown that each of the various nomination methods distinctly affects campaign planning and messaging and can alter the identity of prospective candidates. As mentioned, Virginia funds and conducts primaries and the Party funds and conducts other nomination methods. See
Professor Jenkins, plaintiffs' expert witness, notes that a primary would typically "allow for the largest pool of potential voters," especially in light of Virginia's open primary law. Jenkins Decl., ECF No. 39-27, at 8. Therefore, "the distribution of voters will be less skewed ideologically, and the median voter will (all else equal) be more moderate."
Just as incumbents calculate the pros and cons of certain nomination processes, so do the political parties. The means by which the 6th Congressional Committee selects its nominee thus alters how the Committee prepares for a given election cycle, including messaging, fundraising, and recruiting candidates.
The 6th Congressional Committee argues that these burdens fall into two doctrinal buckets. First, the Act gives rise to "forced association [that] has the likely outcome ... of changing the parties' message." Jones,
In response, defendants argue that the Act cannot force the 6th Congressional Committee to associate with members of other political parties because, under Miller II, the 6th Congressional Committee can lawfully demand that the Board implement a pledge requirement among the *951Party's primary voters. In short, defendants claim that the as-applied relief awarded in Miller II solves any concerns of forced association. The court need not resolve the severity of the Act's burden on the 6th Congressional Committee's protections against forced association, however, because the burden on the Committee's internal party governance is plainly severe and sufficient to trigger strict scrutiny.
In Eu v. San Francisco County Democratic Central Committee, the Supreme Court examined a series of California laws that regulated the internal governance of the State's political parties.
In this case, the Party's Plan instructs that the 6th Congressional Committee "shall determine" the means by which the Republican candidate is nominated in its district. The Plan, Art. IV § D(1). The Act, however, prevents the 6th Congressional Committee from making that determination freely. If the 6th Congressional Committee wants to use a party canvass or a convention, the Committee must obtain the consent of its primary-nominated incumbent. See
*952The court recognizes that the 6th Congressional Committee does not have a constitutional right to select a nomination method of its choosing. See Clingman,
B.
In light of the severity of its burden, the Act can survive constitutional scrutiny only if it is "narrowly tailored to advance a compelling state interest." Burdick,
First, defendants rely on dictum from a Supreme Court decision that "[w]e have considered if too plain for argument, for example, that a State may require parties to use the primary format for selecting their nominees, in order to assure that intraparty competition is resolved in a democratic fashion." Jones,
Second, defendants rely on other Supreme Court dicta permitting "States to set their faces against 'party bosses' by requiring party-candidate selection through processes more favorable to insurgents, such as primaries." Lopez Torres,
At bottom, the Act provides express statutory benefits to incumbents at the expense of political parties' associational rights. Defendants have not shown any state interest that justifies such an intrusion into the 6th Congressional Committee's constitutional protections. Virginia law allows political parties to conduct a variety of nomination methods, and the Constitution does not permit a state to grant incumbents power to take away that authority to further their individual interests. The Act fails constitutional muster.
V.
The court must now decide the scope of the remedy. The 6th Congressional Committee requests an injunction that prohibits the Board and the Department from enforcing the entirety of Virginia Code § 24.2-509(B). The proposed remedy raises two related issues: whether the provisions of the Act that apply to the 6th Congressional Committee are severable from the provisions that apply to General Assembly committees, and whether facial relief, rather than as-applied relief, is appropriate
"Generally speaking, when confronting a constitutional flaw in a statute, [courts] try to limit the solution to the problem." Ayotte v. Planned Parenthood of N. New Eng.,
In this case, only the fourth sentence of the challenged statute directly applies to the 6th Congressional Committee.
Typically, a "litigant has standing to challenge the constitutionality of a statute only insofar as it adversely affects his own rights." Clements v. Fashing,
The Supreme Court, however, has "altered its traditional rules of standing to *955permit-in the First Amendment area-attacks on overly broad statutes." Broadrick v. Oklahoma,
"The overbreadth doctrine is strong medicine that is used sparingly and only as a last resort." N.Y. State Club Ass'n. Inc. v. New York,
In this case, the court has little trouble in determining that the second and third sentences of the Act "significantly compromise" the associational rights of General Assembly committees. Taxpayers for Vincent,
To leave in place the Act's regulation of General Assembly committees would result in an illogical remedy that ignores Booker's requirement to retain only constitutionally valid provisions of a statute. The second and third sentences of the Act are not constitutionally permissible and must be excised from state law. The remaining provisions of the Act-the first, fifth, and six sentences-are merely incidental to Act's provision of benefits to incumbents. Leaving in place such ancillary statutory language would not be consistent with the General Assembly's "basic objectives in enacting the statute." Booker,
Lastly, the court recognizes that "[f]acial challenges [to state statutes] are disfavored." Wash. State Grange v. Wash. State Republican Party,
VI.
For the reasons stated above, the court will GRANT summary judgment in favor of the 6th Congressional Committee, and DENY summary judgment as to all other parties. The court will permanently enjoin the Virginia Department of Elections and members of the Board of Elections from enforcing Virginia Code § 24.2-509(B), effective immediately.
An appropriate Order will be entered.
All page numbers noted in this Memorandum Opinion associated with ECF documents reflect the page number listed in the ECF-created footer, not the page number listed on the original document.
The Virginia General Assembly is the legislative branch of the Commonwealth and, like the United States Congress, it is a bicameral body. The Virginia House of Delegates is the lower house, consisting of 100 members, and the Senate of Virginia is the upper house, consisting of 40 members.
After this case was filed, Representative Goodlatte announced that he does not intend to run for reelection in 2018. See Press Release, Rep. Goodlatte, It's An Honor to Serve You (Nov. 9, 2017), https://goodlatte.house.gov/news/documentsingle.aspx?DocumentID=1038. The court addresses below whether Representative Goodlatte's retirement renders the 6th Congressional Committee's claim moot.
Kwiatkowski and Yensho also sued as prospective candidates challenging incumbent officeholders. Compl. ¶¶ 4, 5. However, on July 25, 2017, the court dismissed Kwiatkowski and Yensho as candidate-plaintiffs for lack of standing. Order, ECF No. 32. The court allowed Kwiatkowski and Yensho to proceed in their capacities as individual voters. In addition, the court allowed Yensho to proceed as chairman of the Greene County Committee.
Parts of the statute apply in narrow circumstances. For example, the third sentence in Subsection B covers situations in which redistricting consolidates two districts represented by incumbents of the same party. And the plural reference to incumbents in the fourth sentence of Subsection B-"unless all incumbents of that party for that office consent"-anticipates at-large elections for multi-seat offices such as city council. See Letter from Matthew J. Abell, Senior Elections Administrator, Virginia Department of Elections, to political party chairs, ECF No. 39-9, at 2.
If no incumbent runs for reelection (or if no primary-nominated incumbent runs in non-General Assembly districts), then the political party has the final say in determining the nomination method.
The court has omitted internal quotation marks, alterations, or citations here and throughout this opinion, unless otherwise noted.
"In a nonjury case if both parties move for summary judgment and the court finds that there are issues of fact but that the facts have been fully developed at the hearing on the motions, the court may proceed to decide the factual issues and give judgment on the merits." Tripp v. May,
In fact, a formal conflict could not manifest until four months or so before a scheduled primary day. Under Virginia law, the Board of Elections must ask each party committee chairman, at least 135 days before a primary day, "whether a direct primary has been adopted" by their committee.
Defendants do not contend that a plaintiff challenging the Act must wait until a formal conflict arises after the statutory deadlines. Rather, defendants argue that an incumbent and a party committee need to at least announce their intentions to select different methods of nomination for an upcoming cycle. At that point, defendants recognize a committee-plaintiff would suffer an injury adequate to sue. See Miller I,
In 2015, at least 27 incumbent state senators exercised their power to choose their parties' nomination method. See 2015 State Senate SBE-509 Forms, ECF No. 39-28. Four of those senators selected party-run methods. See id., at 14 (Sen. George Barker, firehouse primary), at 20 (Sen. Richard Black, party canvass), at 26 (Sen. Mark Obenshain, party canvass), and at 30 (Sen. Charles Carrico, mass meeting). In 2013, at least 82 members of the House of Delegates used their power under the Act to select a nomination method, see 2013 House of Delegates SBE-509 Forms, ECF No., 39-29, eight of whom selected party-run methods, see id., at 18 (Del. Roslyn Tyler, caucus), at 32 (Del. Terry Kilgore, mass meeting), at 34 (Del. James Morefield, mass meeting), at 55 (Del. Steven Landes, party canvass), at 56 (Del. Tony Wilt, firehouse primary), at 61 (Del. Scott Lingamfelter, mass meeting), at 72 (Del. Robert Bell, party canvass), and at 99 (Del. Mark Cole, party canvass).
A conflict did arise in 2013 when Delegate Bell invoked his power under the Act to force a primary and override the 20th House Committee's selection of a convention. 20th House Committee Dep. at 12:22-13:1, 36:18-20.
In Miller II, defendants argued that that the 11th Senatorial Committee was not burdened by the open primary law because the Committee could have altered "internal party rules to compel Senator Martin to select the Committee's preferred method of nomination in order to appear on the ballot."
[E]ven if it were theoretically possible for the Committee to dictate the selection process in this manner, we do not think the Committee should be required to take such drastic affirmative steps against an incumbent officeholder-with whom it might otherwise agree-in order to preserve its right of free association. Indeed, the upheaval that such action might cause within the local party could conceivably alter the identity of its candidates and the message it conveys to the public, thus implicating the same associational freedoms that the Committee seeks to vindicate here.
Id.; see also S.F. Cty. Democratic Cent. Comm. v. Eu,
Following the district court's decision in Adams, three members of the State Central Committee, Steven Albertson, Carl Anderson, and Fitzgerald, formed an "ad hoc" committee to address the Act. Albertson Decl., at ¶ 8; Anderson Decl., at ¶ 8. The ad hoc committee wrote the original version of the Resolution and Anderson made the motion before the State Central Committee for its passage. Meeting Minutes, ECF No. 39-2, at 13. The Resolution passed with insubstantial changes. See Meeting Minutes, ECF No. 39-2, at 13-14.
Indeed, the Party has not amended the Plan to remove the "where permitted to do so language," despite passing other amendments on June 27, 2015, the same day as the Resolution, and three times thereafter. See The Plan, ECF No. 39-1, at 3. The 20th House Committee offers two reasons why the Party has not removed this language from the Plan. First, amending the Plan "would constitute a tacit admission by the [Party] that the Court in [24th Senatorial Committee ] had properly interpreted the Plan, and therefore, that the [Party] had waived its constitutional rights, acquiesced to the Act, and incorporated the Act into the Plan." Albertson Decl., ECF No. 39-2, at 4. Second, "the amendment process is often very time consuming" and has not yet occurred.
See also Campbell v. Bhd. of Locomotive Firemen & Enginemen,
The defendants suggested in a post-hearing supplemental filing that the 6th Congressional Committee's claims are not justiciable in light of Representative Goodlatte's retirement. See ECF No. 53, at 1 n.1. Because the parties have not briefed the mootness issue, the court examines the matter on its own.
The timing of the impact of the decision in this case upon elections in Virginia is further compressed by the inevitable appeal of this case.
In addition to a First Amendment claim, the individual-plaintiffs assert a claim under the Equal Protection Clause. See Compl., ECF No. 1, at ¶ 49. Plaintiffs' briefs on summary judgment are silent on the Equal Protection claim. In any event, 24th Senatorial Committee bars all claims the individual-plaintiffs bring because they have no authority under the Act or the Plan to select a nomination method, and thus, they have no legally protected interest affected by the Act.
Fitzgerald would have standing to sue in her representative capacity of the 20th House Committee if that committee had demonstrated causation and redressability. In both Miller I and 24th Senatorial Committee, the chairmen of Party committees joined their committees as plaintiffs to challenge Virginia election laws. See Miller I,
"The capacity to sue or be sued refers to the qualification of a party to litigate in court and is determined under Rule 17." Wright & Miller, 5A Fed. Prac. & Proc. Civ. § 1292 (3d ed.). Under Rule 17(b)(3), the court must look to Virginia law to determine the capacity of an individual acting in as a representative of an unincorporated association. In Virginia, "unincorporated associations or orders may sue and be sued under the name by which they are commonly known and called."
Fitzgerald has that blessing, but Yensho does not. See 20th House Committee Dep., ECF No. 39-4, at 11:14-18; Greene County Committee Meeting Minutes, Feb. 20, 2017, ECF No. 39-31, at 104 (During his chairman's report, Yensho "said that his purpose in relating this information was to assure our members that [Greene County Committee] would not be obligated in any way by his participation in this case."); see also Yensho Dep., ECF No. 39-31, at 10:20-24. Therefore, Fitzgerald may proceed with her challenge to the Act as an authorized representative of the 20th House Committee. See Miller I,
A "blanket" primary places all candidates on the same ballot, allowing voters to vote for one party's nominee for one office and another party's nominee for another office. Jones,
A "semi-closed" primary allows a party's members and independent voters to participate in the party's primary. Clingman,
Article 1 § A of the Plan sets forth the qualifications of Party members. Specifically, voters are qualified if (a) they have not voted in another party's nomination process in the last five years, The Plan, Art. I § A(4); (b)'they are "in accord with the principles of the Republican Party," The Plan, Art. I § A(1); and (c) if requested, they express "their intent to support all of its nominees for public office in the ensuing election,"
The parties briefed the 6th Congressional Committee's as-applied challenge to the Act, which it asserts as an alternative to its facial challenge. The as-applied challenge regards the Department's enforcement of the Act, which the Department undertakes in part by promulgating two forms: (1) Form SBE-509 (also tided ELECT-509 in some years), which incumbents use to notify both the Department and their respective party committee what nomination method they have selected; and (2) Form SBE-516 (also titled ELECT-516 in some years), which committee chairmen use to notify the Department whether a primary or non-primary method has been adopted. Cortes Dep., ECF No. 39-7, at 34:11-35:12; see also Letter from Matthew J. Abell, Senior Elections Administrator, Virginia Department of Elections, to political party chairs, ECF No. 39-9; Email from Abell to state senators, ECF No. 39-10. The Department has used various iterations of these forms over recent years. See 2015 SBE-509(4), ECF No. 39-12; 2015 SBE-516(4), ECF No. 39,-13; 2016 SBE-509, ECF No. 39-15; 2016 SBE-516, ECF No. 39-16; 2017 ELECT-509, ECF No. 39-21; 2017 ELECT-516, ECF No. 39-22. In 2016 and 2017, the Department issued revised forms that treated all incumbents identically, indicating that even non-General Assembly incumbents have the unilateral power to choose a method of nomination. See
For ease of reference, Virginia Code § 24.2-509 is reprinted here with the addition of numbers for each sentence in Subsection B:
A. The duly constituted authorities of the state political party shall have the right to determine the method by which a party nomination for a member of the United States Senate or for any statewide office shall be made. The duly constituted authorities of the political party for the district, county, city, or town in which any other office is to be filled shall have the right to determine the method by which a party nomination for that office shall be made.
B. [1] Notwithstanding subsection A, the following provisions shall apply to the determination of the method of making party nominations. [2] A party shall nominate its candidate for election for a General Assembly district where there is only one incumbent of that party for the district by the method designated by that incumbent, or absent any designation by him by the method of nomination determined by the party. [3] A party shall nominate its candidates for election for a General Assembly district where there is more than one incumbent of that party for the district by a primary unless all the incumbents consent to a different method of nomination. [4] A party, whose candidate at the immediately preceding election for a particular office other than the General Assembly (i) was nominated by a primary or filed for a primary but was not opposed and (ii) was elected at the general election, shall nominate a candidate for the next election for that office by a primary unless all incumbents of that party for that office consent to a different method.
[5] When, under any of the foregoing provisions, no incumbents offer as candidates for reelection to the same office, the method of nomination shall be determined by the political party.
[6] For the purposes of this subsection, any officeholder who offers for reelection to the same office shall be deemed an incumbent notwithstanding that the district which he represents differs in part from that for which he offers for election.
In United States v. Salerno,
Reference
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