Kamper v. Hawkins
Opinion of the Court
This is a motion for an injunction, adjourned from the District Court of Dumfries on the constitutionality of the eleventh section of the district court law,
f shall consider the question, under two points.
First. Whether, if this clause be contrary to the constitution of this commonwealth, it can be executed.
And, Secondly, Whether it be contrary to the constitution,
I. As to the first point, although it has been deckled by the judges of the court of appeals, (whether judicially or not is another question,) that a law contrary to the constitution is void— I beg leave to make a few observations on general principles.
The difference between a free and an arbitrary government I take to be—that in the former limits are assigned to those to whom the administration is committed; but the latter depends on the will of the departments or some of them. Hence the utility of a written constitution. - .
It is to the governors, or rather to the departments of government, what a law is to individuals—nay, it is not only a rule of action to the branches of government, but it is that from which their existence flows, and by which the powers, (or portions of the right to govern,) which may have been committed to them, are prescribed—It is their commission—nay, it is their creator.
The calling this instrument the constitution orform of government, shews that the framers intended it to have this effect, and I shall presently endeavour to obviate the objection arising from the want of their appointment in form.
This is the paper which divides the government into three distinct departments, with one exception.
This is the" very paper under which there are two branches of legislature now assembled.
This is the very paper under which they are to meet •nee every year, or oftener.
This is the very paper which gives them their style— of the General Assembly of Virginia.
This is the very paper which declares that the former shall consist of two representatives from each county, chosen by freeholders, &c.
This is the very paper which fixes the number of the senate to twenty-four—which defines the number that shall compose a house of senate,—under which the state is to be divided into twenty-four districts.
Which declares that each county shall vote fora senator, who besides other qualifications shall be twenty-five years of age;—-that a comparison of polls shall be made by the sheriffs, who are to return the person having the greatest number of votes.
That a certain number are to be displaced by rotation.
That writs may issue from each house for supplying vacancies.—And—-
That all laws shall originate in the house of delegates subject to amendment by the senate, except money bills.
I ask then, whether the legislature do not sit under the constitution?
But it may be objected that, although the legislature would be bound by a fundamental regulation, made by a convention or other body delegated expressly for such a, purpose, the body who formed this, not having been thus specially appointed,—this act possesses not sufficient sanctity; but is an act equal only to those of a common legislature, because some acts passed int he same session are confessedly so.
Here let it be remembered that the question is not whether the people can change it; but whether the legislature can do so. ■
As to the powers of the convention, this body seems to have been appointed, not only to see that the commonwealth sustained no injury, but also to consult in general for the public good, and in such a crisis as that at which our government was formed, those who are delegated have authority more extensive than a legislature appointed under a government, one object of which is to restrain that as well as the other departments,—whereas in the former case the people alone can decide whether these powers have been strained too far. ...
As to some acts of the same session being temporary and others revocable by the legislature.—
It is confessedly the assent of the people which gives validity to a Constitution.
May not the people then, by a subsequent acquiescence and assent, give a Constitution, under which they have acted for seventeen years, as much validity, at least so long' as they acquiesce in it, as if it had been previously expressly authorized?
The people have received this as a Constitution. The magistrates and officers down to a constable (for even the mode of his appointment is directed) have been appointed under it. ■
The people have felt its operation and acquiesced.
Who then can change it?—I answer, the people alone.
To decide this question, I have already stated that the legislature derive their existence from the Constitution.
It may be answered that those members who passed the law under contemplation were elected under the act of 1785.
But who held the election? Who was to decide in case of an equality of votes? and, who certified the persons elected?-—The sheriff under the law. Who appointed the sheriff?—The executive.—-By what authority?—Under the fifteenth article of this Constitution, which the legislature from their acts acknowledge to be inviolable.
If then the legislature were elected at an election bald-en by, and were returned by a sheriff, who derives his commission from the Constitution, does not that body derive its existence from the same source? —
And can the legislature impugn that charter undei which they claim, and to which by their acts they themselves have acknowledged an obligation?—I apprehend not, nor can any argument against this position be drawn
1st, Because we may presume, that if there be any .such, their unconstitutionality has not yet been discovered by the legislature, which, if it had been done, (from the instance before recited, and some other instances) we have reason to think, would have produced a similar declaration from that body,—And
2dly, Because no individual may have yet felt the operation of them, and consequently they have not been brought to investigation.
But the greatest objection still remains, that the judiciary, by declaring an act of the legislature to be no law/ assumes legislative authority, or claims a superiority over the legislature.
In answer to this,-—-I do not consider the judiciary as the champions of the people, or of the Constitution, bound to sound the alarm, and to excite an opposition to the legislature.—But, when the cases of individuals ate brought before them judicially, they are bound to decide.
And, if one man claim under an act contrary to the Constitution, that is, under what is no law, (if my former
Nor is it a novelty for the judiciary to declare, whether an act of the legislature be in force or not in force, or m other words, whether it be a law or not.
The only difference is, that ⅛ one instance that which was once in existence is carried out of existence, by a subsequent act virtually contrary to it, and in the other the prior fundamental law has prevented its coming into existence as a law.
With respect to the idea that for the judiciary to declare an act of the legislature void, is to claim a superiority to the legislature,—if the legislative authority is derived from the constitution, and such a decision be a judicial act (as I have endeavoured to prove) this objection seems to be refuted.
For the reasons which I have given, I am of opinion that the fundamental act of government controls the legislature, who owe their existence and powers to it;—-this concludes the first point—
That if the clause under consideration be unconstitutional, it is void.
II. The second point-—whether it be unconstitutional, is next to be considered.
I was at first inclined to think that the insertion of the word judges between the general court and chancery, evinced an intention that the judges of the general court and those in chancery should be distinct persons; but perhaps it would be unjustifiable to rest such an opinion on so critical a construction.
However, this opinion.is supported by the sixteenth and seventeenth sections.
By the sixteenth, the governor and others offending against the state, by mal-administration, corruption, Sec-are impeachable before the general court. And,
By the seventeenth, the judges of the general court are to he impeached before the court of appeals. This might prove then that a judge of the general court could not, according to the Constitution, be a judge of the supreme court of appeals, because all officers (except the judges of the -general court,) are to be tried before the general court; but judges of the genera; court, are to be tried before the court of appeals—and
However, to decide whether a judge of the general court could be a judge of the court of appeals, would be extrajudicial, as that question is not before the court; but this research enables me to decide the question that is before the court—that is, whether the same person can, under the Constitution, be a judge in chancery, and a judge of the general court? I think that he cannot, for these reasons —
A judge in chancery is to be tried before the general court.—A judge of the general court cannot be a judge in chancery, because a judge in chancery must be tried before the general court; but if a judge of the general court be a judge in chancery, then he (a judge of the general court) will be tried in the general court, which is against the seventeenth article, which declares that a judge of the general court shall be impeached before the court of appeals.
My inference is, that a judge in chancery, and a judge of the general court, were intended under the Constitution to be distinct individuals.
On the whole, I am for certifying to the court below, that the motion for an injunction be overruled, the clause under which it is prayed being unconstitutional.
This great question was adjourned by me from the district court of Dumfries. I thought it necessary to obtain the opinion of this court, for the government of the several district courts, who might otherwise have differed in their construction of the clause in question, and the administration of the law in this instance been consequently partial.
My opinion then was, upon a short consideration, that the district courts ought to execute this law; for I doubted how far the judiciary were authorized to refuse to execute a law, on the ground of its being against the spirit of the Constitution.
My opinion, on more mature consideration, is changed in this respect, and I now think that the judiciary may and ought not only to refuse to execute a law expressly
I consider the people of this country as the only'sovereign power.—-I consider the legislature as not sovereign but subordinate; they are subordinate to the great constitutional charter, which the people have established as a fundamental law, and which alone has given existence and authority to the legislature. I consider that at the time of the adoption of our present Constitution, the British government was at an end in Virginia*, it was at an end, because among many other weighty reasons very emphatically expressed in the first section of our Constitution, “ George the Third, heretofore entrusted with the “ exercise of the kingly office in this colony, had aban- “ doned the helm of government, and declared Us out of “ his allegiance and protection.”
The people were therefore at that period, they were at the period of the election of the Convention, which formed the Constitution, absolved from the former kingly government, and free, as in a state of nature, to establish a government for themselves. But admitting for a moment that the old government was not then at an end, I assert that the people have a right by a convention, or otherwise, to change the existing government, whilst such ex
This convention was not chosen under the sanction of the former government; it was not limited in its powers by it, if indeed it existed, but may be considered as a spontaneous assemblage of the people of Virginia, under a recommendation of a former convention, to consult for the good of themselves, and their posterity. They established a bill of rights, purporting to appertain to their posterity, and a constitution evidently designed to be permanent. This constitution is sanctioned by the consent and acquiescence of the people for seventeen years; and it is admitted by the almost universal opinion of the people, by the repeated adjudications of the courts of this commonwealth, and by very many declarations of the legislature itself, to lie of superior authority to any opposing act of the legislature. The celebrated Vattel íd a passage of his, which 'I will not fatigue this audience bv
But if the legislature may infringe this Constitution, it is, no longer fixed; it is not this year what it was the last; and the liberties of the people are wholly at the mercy of the legislature.
A very important question now occurs, viz. whose province it is to decide in such cases. It is the province of the judiciary to expound the laws, and to adjudge cases which may be brought before them—the judiciary may clearly say, that a subsequent statute has not changed a former for want of sufficient words, though it was perhaps intended it should do so. It may say too, that an act of assembly has not changed the Constitution, though its words are expressly to that effect; because a legislature must have both the power and the will (as evidenced by words) to change the law, and it is conceived, for the reasons above mentioned, that the legislature have not power to change the fundamental laws. In expounding laws, the judiciary considers every law which relates to the subject: would you have them to shut their eyes against that law which is of the highest authority of any, or against a part of that law, which either by its words or by its spirit, denies to any but the people the power
In other cases where the private interest of judges may be affected, or where their constitutional powers are encroached upon, their situation is indeed delicate, and let them be ever so virtuous, they will be censured by the ill-disposed part of their fellow-citizens: but in these cases, as well as others, they are bound to decide, and they do actually decide on behalf of the people; for example, though a judge is interested privately in preserving his independence, yet it is the right of the people which should govern him, who in their sovereign character have provided that the judges should be independent; so that it is in fact a controversy between the legislature and the people, though perhaps the judges may be privately interested. The only effect on the judges in such case should be, to distrust their own judgment if the matter is doubtful, or in other words to require clear evidence before they decide in cases where interest may possibly warp the judgment.
To come now more immediately to the question before the court; can those who are appointed judges in chancery, by an act of assembly, without ballot, and without commission daring good behaviour, constitutionally exercise that office?—The fourteenth article of the Virginia Constitution recites “ that the people have a right “ to uniform government; and therefore, that no govern-u meat separate from, or independent of, the govern- “ meat of Virginia, ought to be erected or established “ within the limits thereof.” Here then is a general principle pervading all the courts mentioned in the Constitution—from which, without an exception, we ought not to depart. If those may be judges who are not appointed by joint ballot, but by an act of assembly, the senate have in that instance more power' than the Constitution intend
If there can be judges in chancery who have no commission during good behaviour, their tenure of office is absolutely at the will of the legislature, and they consequently are not independent. The people of Virginia intended that the judiciary should be independent of the other departments: they are to judge where the legislature is a party, and therefore should be independent of it, otherwise they might judge corruptly, in order to please the legislature, and be consequently continued in office. It is an acknowledged principle in all countries, that no man shall be judge in his own cause; but it is nearly the same thing, where the tribunal of justice is under the influence of a party. If the legislature can transfer from constitutional to legislative courts, all judicial powers, these dependent tribunals being the creatures of the legislature itself, will not dare to oppose an unconstitutional law, and the principle I set out upon, viz. that such laws ought to be opposed, would become a dead letter, or in other words, this would pave the way to an uncontrolled power in the legislature. The constitution requires the concurrence of the legislature to appoint, and the executive to commission a judge:'—but an ap
. Mr. Roane then said, “ Although it is not in my opi- “ nion now necessary to decide, whether the offices of a “judge in chancery and of the general court, may be “ united in the same person or not, supposing a consti- “ tutional appointment to have been made of the same “ person to each—-yet in as much as this question is in “ some measure involved in the one just discussed, I “ Will give my present impressions upon it, leaving my- “ self free to decide hereafter the one way or the other, “ should it come judicially before me.
The constitution has declared that the three depart ments of government should be separate and distinct.-— There are great political evils which would arise from their union;—for example, if according to Montesquieu.
It is therefore a fundamental principle mt only of our constitution, but acknowledged by all intelligent writers, to be essential to liberty, that such an union should not take place.
But is there any great political evil resulting from the same person being a judge in chancery, and of the general court?
Is there any constitutional impediment?—It would be wise in the legislature to keep the offices separate; for an union of several functions in one person, will put it out of his power to be perfect in either, and the commonwealth will be; better served by dividing than by accumulating the public duties.
But it has been said, and I confess with great force, that in as much as the judges in chancery are to be tried, on impeachment, before the general court, if the judges of the general court are also judges in chancery, they in their latter character must be tried before themselves
The judges of the general court are by the constitution to be tried before the court of appeals, i. e. under that organization, before themselves;—and the judges of appeals before the general court, which would produce the same dilemma.
This case then is precisely similar to the case before us. And yet the'judges of the court of appeals did in the remonstrance of May, one thousand seven hundred and eighty-eight, declare “ that the forming the court of appeals, so. as to consist of all the judges, is no violation “ of the constitution;” thereby over-ruling the objection which must have occurred in that case as well as in this.
Upon the whole I must say, that however inconvenient and unwise it might, be to unite these distinct offices in the same person;—however in the case that has been supposed, there might be a defect of an impartial tribunal to try an offending chancellor upon an impeachment;-—still not seeing any express provision in, or fundamental prin-
This is an adjourned case from the Dumfries District, and the question (new and difficult) referred to this court is,—Ought the district judges to! exercise that branch of chancery jurisdiction committed to them by the last district law, of hearing and deciding' all causes brought before them by injunction according; to the rules prescribed by law for conducting similar suits in the high court of chancery.
The difficulty and novelty of this case is, that the law ; in question requires of the common law judges, to exer-else chancery jurisdiction, and that without a legal ap - pointment, and without a commission.
The discussion of this subject is no less delicate than it is important.-—It is important as it brings in question the rights of the legislature on one of the particular sub* jects committed to them by the plan of government: it ;s delicate, as the judges are compelled to examine theiv
The importance of the subject requires a particular attention, and thorough examination. We will then haf*® recourse to the revolution and some of the history.
In the year 1776, the people of this country chose deputies, to meet in general convention, to consult of, and take care for, their most valuable interests. These deputies seem to have been complete representatives of the people, and vested with the most unlimited authority. Accordingly, having taken a careful review of the state of their country, they found a number of instances of misrule in the then existing government, and that our prince, by abandoning the helm of government, and declaring the people to be out of his allegiance and protection, had produced a total dissolution of the social band.
When this was found to be our unhappy situation, our deputies proceeded, (as of right they might), to prepare that form of government for us they judged best.
The judiciary, from the nature of the office, and the mode of their appointment, could never be designed to determine upon the equity, necessity, or usefulness of a law; that would amount to an express interfering with the legislative branch, in the clause where it is expressly forbidden for any ope branch to interfere with the duties of the other. The reason is obvious, not being chosen imme diately by the people, nor being accountable to them, in the first instance, they do not, and ought not, to represent the people in framing or repealing any law.
There is a proposition which I take to be universally
Our deputies, in this famous convention, after having reserved many fundamental rights to the people, which were declared not to be subject to legislative control, did more;—they pointed out a certain and permanent mode of appointing the officers who were to be intrusted with the execution of the government. Though the choice of the officers was intrusted to the wisdom of the legislature» yet the manner of conducting this choice was fixed; hereby-declaring in the most solemn manner, the public will and mind of the people to be, that the laws when made, should be executed by officers chosen and appointed, as therein is directed, and not otherwise; whereas under the former government, the legislature seemed to have had no bounds to their authority but the negative of the crown, and the public officers were appointed and displaced at the pleasure of the governing powers which then were.
The permanent will of the people, expressed in the, constitution, is that the legislature, by joint ballot of bothj> houses, shall appoint judges of the supreme court of appeals and general court, judges in chancery, &c, to be commissioned by the governor, and to hold their officef during good behaviour. !
It is alleged by some of my brethren, that the legisla-. ture are not warranted in appointing the same men, to.bej judges both at common law and in chancery. The words i of the plan of government are, “ they shall appoint judges “ of the high court of appeals and general court, judges “ in chancery, &c.” These words, judges in chancery, are supposed to design different persons from the judges of the general court, and an argument to inforce this opinion is drawn from sect. 16 and 17, where it is provided, that any judge of the general court, offending against the state, may be prosecuted in the high court of appeals; but ?
This question has heretofore been alleged as one of the reasons of the high court of appeals for declining to execute a very important law of the land;—without saying any thing about the propriety or impropriety of that business, it is sufficient for my present purpose to observe, that the question did not then come before the court in a judicial manner,—-it was taken up as a general proposition, and when published, contained an appeal to the people; this looked like a dissolution of the government,—> therefore I cannot view it as an adjudged case, to be considered as a binding precedent.
It is much to be wished that the question had been then decided, by calling a convention of the people. But unfortunately the legislature neither yielded the point nor insisted, but adopted an expedient.—They new-model-led the courts.—The question then went to sleep, but the legislature preserved the principle; they appointed judges of the high court of appeals, with unlimited jurisdiction, both in law and equity; they appointed judges of the general court, and a judge in chancery.
But I do not rest the question on this ground. Where I am not bound by regular adjudications of the superior court, I cannot rest on other men’s opinions. I must and will think for myself.
Our government is declared to be founded on the authority' of the people. The people, in convention, have ordered that a legislature shall be chosen, a governor and council shall be chosen, judges shall be appointed.—-All these different characters are servants of the people, have different duties, and are amenable to them. When the legislature were intrusted with the appointment ofjudges, 1 can find no particular characters, or any description of men, declared to be ineligible, but those holding legislative or executive authority, who are forbidden to interfere. To the discretion of the legislature is committed the.
I am therefore very clear and decided in my opinion, that the legislature were fully authorized by the form of government, to appoint the district judges to exercise a chancery jurisdiction in the case before us, and I do cheerfully embrace this public opportunity of declaring my hearty approbation of the measure, and my willingness to act when the appointment is regularly made.
This brings me to the second point in the case. Have the legislature made the appointment in the manner prescribed by the form of government?
I wish most seriously I could give an affirmative answer to this question. It is provided by the form of government, so often alluded to, that judges in chancery shall be chosen by joint ballot of both houses, shall be
Before I conclude, I wish to embrace the present opportunity of saying something about what may be called inconsistency in my conduct.—It is well known I sat in the former court of appeals, not being particularly balloted for and commissioned. I have latterly obeyed the
• When I was appointed a judge of the court of admiralty, there was a standing law of the land, that every such judge should of course be a judge of the court of appeals, and an oath of office in both courts was 'prescribed. When I was balloted for, I considered myself as haying a general appointment to both the courts, and .acted accordingly: and had a commission been applied for as a judge of the court of appeals, it is probable, it might have been granted. However, the legislature, on reviewing this subject, availing themselves of what was then in their opinion judged to be an incomplete appointment, thought themselves authorized to garble the commission, rand dismiss one half of the judges, without either giving them notice, or assigning any reason, assuming a right from their own omission, if it was one., to dismiss their judges.—If the legislature were authorized to take this step at that time, it surely furnishes all succeeding judges, as the}7 value their reputation and their independence, to see that their appointment be regular, before entering upon, the duties of their office, in future.
This dismission was submitted to, though, in a short time afterwards, the legislature seem to have forgotten
It is most devoutly to be wished, that the present subject, now become the topic of public discussion, may be fully and generally understood, by the legislature, by the judiciary, and by the public at large, that there be no more of these unhappy differences of opinion between any of the different departments of government.
It remains only for me to add, that where I have been appointed and- commissioned, I obey with alacrity,-— when a new appointment shall be made, and a cota mis
Of course, my opinion is that the district court of Dum-fries be advised to over-rule the motion for an injunction in this cause.
I am saved much trouble in the invet tigation of this case, by the gentlemen whose opinions have been already delivered with so much propriety and sound reason, as it respects the question of the validity of the Constitution.
It is truly painful to me to be under the necessity of saying any thing in support of it at this day; but since I am reduced to this necessity, I must be indulged with a few observations on the subject.
To investigate this subject rightly, we need but go back to that awful period of our country when we were declared out of the protection of the then mother country —and take a retrospective view of our situation, and behold the bands of civil government cut asunder, and destroyed:'—No social compact, no system of protection and common defence against an invading tyrant—in a state of nature, without friends, allies, or resources:-—In such a case what was to be done?
Those eminent characters to whom so much gratitude is, and for ever will be due—whose names are enrolled in the annals of America, recommended a convention of delegates to be chosen for that purpose; who were to meet together for the express design of completely protecting and defending the rights, both civil and religious, of our common country.—The delegates were so elected and convened.—-What power had the people therefore that was not confided to their representatives? All their rights, all their power, all their happiness, all their hopes
In order to protect and defend the common cause then, a system of social duties was formed.—Without this what obedience could have been expected, and how could a regular defence have been made!
A great variety of departments were .established, anti those who were to execute them must have been made responsible to some regular power:.—And all this was to complete the great work of liberty.
Has not this policy been sufficiently ratified by time and action? And if it were possible to doubt, under these circumstances, has it not been sealed with the blood of this wide extended empire? And shall its validity be now questioned? for what purpose? To revert back to oar former insignificancy? It cannot be.
Before I proceed to say any thing on the adjourned case now under contemplation, I will beg leave to make a few observations on the opinion that some gentlemen have taken the impropriety of the judiciary in de
A little time and trouble bestowed on this subject, I am sure, would enable any person, endowed with common understanding, to see the fallacy of such sentiments.
What is the Constitution but the great contract of the people, every individual whereof having sworn allegiance to it?—A system of fundamental principles, the violarían of which must be considered as a crime of the highest magnitude.—That this great and paramount law should be faithfully and rightfully executed, it is divided into three departments, to wit: the legislative, the executive, and judiciary, with an express restraint upon all, so that neither shall encroach on the rights of the other.—In the Bill of Rights many things are laid down, which are reserved to the people—trial by jury, on life and death, liberty of conscience, &c. Can the legislature rightfully pass a law taking away these rights from the people? Can the judiciary pass sentence without a conviction of a citizen by twelve of his peers? Can the executive do any thing forbidden by this bill of rights, or the constitution? In short, am one branch of the government call upon another to aid in the violation of this sacred letter? The answer to these questions must be in the negative.
The next inquiry we are to make, brings us pointedly to the comparison of the law now under contemplation, and the constitution; and how does it stand? The constitution says that judges in chancery shall be appointed by jointballot of both houses of assembly, and commissioned by the governor during good behaviour—and for the most valuable purposes; to secure the independence of the
For how would the rights of individuals stand when brought in contest with the public, or even an influential character, if the judges maybe removed from office by the same power who appointed them, to wit, by a statute appointment as in this case, and by a statute disappointment as was the case in the court of appeals. Might not danger be apprehended from this source when future times shall be more corrupt? and yet, thank Heaven, the time has not arrived, when any judge has thus degraded his office, or dignity as a man, by a decision governed by fear or any other base motive; and I hope a long time will yet elapse before this will be the case. But our con
To conclude, I do declare that I will not hold an office, which I believe to be unconstitutional; that I will not be made a fit agent, to assist the legislature in a violation oí this sacred letter; that I form this ,opinion from the conviction I feel that I am free to think, speak, and act, as other men do upon so great a question; that as Í never did sacrifice my own opinions for the sake of popularity in the various departments I have had the honour to fill, however desirable popular favour may be, when obtained upon honorable principles; so now that I am grown old
This question was an adjourned case from the district court of Dumfries, and arose upon the act of 1792, for reducing into one the several acts concerning the establishment, jurisdiction, and powers of the district courts.
Sect, third of that act declares it to be the duty of two of the judges of the general court to attend each district court at their respective terms; and the said two judges shall constitute ⅜ court for such district, &c.
Sect, eleventh provides “ that each of the said district “ courts, in term-time, or any judge thereof, in vacation, “ shall, and may have, and exercise the same power off “granting injunctions, to stay proceedings ou any judgf
Upon this clause, a motion was made in Dumfries district court, May 23, 1791, for an injunction to stay proceedings on a judgment obtained in that court, and was adjourned hither for novelty and difficulty.
The question which it is now incumbent on this court to decide, seems to me to be shortly this—whether a judge of the general court of this commonwealth, can constitutionally exercise the functions of a judge in chancery? this calls upon us for a recurrence to fundamental principles, a duty which our bill of rights
In considering this question, ! shall first state my own impressions, arising from the text of the constitution, and the spirit of our government, only unsupported by any former judicial opinions on the subject—and, secondly, as founded on the authority and decision of the court of appeals. • '
I. In stating my own impressions, I shall consider:
1st, Whether the constitution, or form of government of this commonwealth, be an act of the ordinary legislature, and, consequently revocable, or subject to alteration by the same authority; or something paramount thereto?
2dly, Whether, according to that constitution, the functions of a judge of the general court, and a judge in chancery, were intended to be distinct; or migh| be blended in the same person?
1st, Whether the constitution be an act of the ordinary legislature; or something paramount thereto?
It will be remembered by all those who are conversant
The convention then was not the ordinary legislature of Virginia. It was the body of the people, impelled to assemble from a sense of common danger, consulting for the common good, and acting in all things for the t om. mon safety. It could not be the legitimate legislature, under the then established government, since that body could only be chosen under the permission, and assembled under the authority of the crown of Great Britain.
Here let me cite the opinion of an eminent lawyer on. the one hand, and of an. enlightened politician on the other, on the subject of two national revolutions, the most familiar to us of any, except our own.
The revolution of 1688,” says judge Blackstone, Com. 211, “ was not a defeazance of the succession, “ and a new limitation of the crown by the king, and “ both houses of parliament: it was the act of the nation “ alone, upon the conviction that there was no king in ⅜ being.” .
“ The national assembly of France,” says the ingenious MTntosh, p. 60. “ was assembled as an ordinary legis- “ 1 ature tinder existing laws. They were transformed by u events into a national convention, and vested with “ powers to organize a new government. It is in vain “ that their adversaries contest this assertion by appeal- “ ing to the deficiency of forms. It is in vain to demand “ the legal instrument that changed their constitution,
Our case was much stronger than either of those. There was at least the shadow of legal, constitutional authority in the convention parliament of England in 1688, as the ordinary legislature; and the national assembly ot France was constitutionally assembled under the authority of the government, it subverted. The convention of Virginia had not the shadow of a legal, or constitutional form about it. it derived its existence and authority irons a higher source; a power which can supersede all law, and annul the constitution itself-—namely, the people, in their sovereign, unlimited, and unlimitable authority and capacity.
From, what 1 have said, i am inclined to hope, that it will appear that our constitution was not the act of the ordinary legislature; a few words concerning its operation, authority, and effect, as the act of the people, mav not be improper.
Vattel, in treating of the fundamental laws of a state, observes, “ that a nation may entrust the exercise of the “ legislative power to the prince, or to an assembly, or to “ that assembly and the prince, jointly} who have then a “ right of making new, and of abrogating old laws. It u is here demanded, whether if their power extends as “ far as the fundamental laws, they may change the con- “ stitution of the state? to this he answers, we may de- “ cide with certainty, that the authority of these legisla- “ tors does not extend so far, and that they ought to “ consider the fundamental laws as sacred, if the nation u has not in express terms given them power to change “ them. For the constitution of the state ought to be fix-
That the legislature of this commonwealth have regarded our Constitution in this light, -will appear from more, than one authority. I shall select the preamble of an act passed in May session, 1783, c. 32. Rev. Co. 204. entitled an act to amend an act, entitled an act concerning the appointment of sheriffs, which recites “ that the a former act was contrary to the Constitution, or form “.of government,” for ..which reason it was repealed.— A second instance may be found in the acts of 1787, c. 23. which recites “ that a former act, entitled an act to “ extend the powers of the governor and council, Rev. “ Co. 81. appears to the present general assembly to be “ contrary to the true spirit of the constitution:” wherefore it was repealed.—-Two other instances may be found, the first in the repeal
But here an objection will no doubt be drawn from the authority of those writers who efimo, that th- constitution of a state is a rule to the ¡ not to the judiciary, or the executive: the fotfo ' j-, fog bound not to transgress it; but that ncithe. tut- executive nor judiciary can resort to it to enquire whether they do transgress it, or not.
This sophism could never have obtained a moment’s credit with the world, had such a thing as a written Constitution existed before the American revolution. w All “ the governments that now exist in the world, (says a “ late writer,
But that the constitution is a rule to all the departments of the government, to the judiciary as well as to the legislature, may, I think, be proved by reference to a few parts of it.
The bill of rights, art. 8. provides, that in all capital and criminal prosecutions, the party accused shall be tried by a jury of the vicinage, and cannot be found guilty without their unanimous consent.
Suppose any future act of the legislature should abridge either of these privileges, what would be said of a court that should act in conformity to such an act?
Art. 10. declares that general warrants are illegal and oppressive, and ought not to be granted.: Is this too a dead letter, because we have no act of the legislature to enforce the obligation?
Art. 16. secures the free exercise of our religious duties, according to the dictates of every man’s own conscience. Should the legislature, at any future period, establish any particular mode of worship, and enact penal laws to support it, will the courts of this commonwealth be bound to enforce those penalties?
Art. 15. of the constitution, declares that the clerks of courts shall hold their offices during good behaviour, to be judged of and determined in the general court. Can any legislative act give any other court cognizance of such a case? Or can any impeachment be tried in any court of this commonwealth, except this court, and the
From all these instances it appears to me that tins deduction clearly follows, viz. that the judiciary are bound to take notice of the constitution, as the first law of the land; and that whatsoever is contradictory thereto, it not the law of the land.
And here I shall avail myself of the reasoning of one. of the ablest political' writers that has appeared in America.
“ Some perplexity respecting die right of the courts to “ pronounce legislative acts void, because contrary to the “ constitution, has arisen,” he observes, “ from an imagi • “ nation thafthe doctrine would imply a superiority of ⅛ “ judiciary over the legislative power. It is urged that “ the power which can declare the acts of another void.. “ must necessarily be superior to the one whose acts mas “ be declared void. ' . ..
“ But there is no position which depends ou oleare: “ principles, than that every act of a delegated authorin .
“ If it be said that the legislative body are themselves “ the constitutional judges of their own powers, and that “ the construction they put upon them is conclusive upon “ the other departments, it may be answered that this “ cannot be the natural presumption, where it is not to “ be collected from any particular provisions in the con- “ stitution. ft is not otherwise to be supposed that the “ constitution could intend to enable the representatives “ of the people to substitute their will to that of their “ constituents. It is far more rational to suppose that the “ courts were designed to be an intermediate body be- “ tween the people and the legislature, in order, among “ other things, to keep the latter within the limits assign- “ ed to their authority. The interpretation of the laws is “ the proper and particular province of the courts. A “ constitution is in fact, and must be regarded by the “judges, as a fundamental law. It therefore belongs to “ them to ascertain its meeting, as well as the meaning “ of any : particular act proceeding from the legislative
“ Nor does this conclusion by any means suppose a “ superiority of the judiciary to the' legislative power. “ It only supposes that the power of the people is supe- “ rior to both; and that where the will of the legislature, “ declared in its statutes, stands in opposition to that of “ the people, declared in the constitution, the judges “ ought to be governed by the latter, rather than the “ former. They ought to regulate their decisions by the “ fundamental laws, rather than those which are not fun- “ damental.”
“
Such is the reasoning of one of the most profound politicians in America. It is so full, so apposite, and so conclusive, that I think it unnecessary to add any thing farther on the subject, and shall now proceed to the second point, viz.
2. Whether, according to the constitution of this commonwealth, a judge of the general court can exercise the functions of a judge in chancery?
There again I must recur to one of the fundamental principles of our government, a principle essentially and indispensably necessary to its existence as a free government, exercised by the immediate authority of the people, delegated to the servants of their own choice, viz. the separation of the legislative, executive, and judiciary departments.
These departments, as I have before observed, our constitution declares shall be for ever separate and distinct. To be so, they must be independent one of another, so that neither can control, or annihilate the other.
These courts can neither be annihilated nor discontinued by any legislative act; nor can the judges of them be removed from their offices for any cause, except a breach of their good behaviour.
But if the legislature might at any time discontinue or annihilate either of these courts, it is plain that their tenure of office might be changed, since a judge, without any breach of good behaviour, might in effect be removed from office, by annihilating or discontinuing the office itself.
This has been proved in the case of the former court
I am far from considering this act of the legislature as unconstitutional, for reasons that I shall hereafter mention.
But it proves that the judiciary can never be independent, so long as the existence of the office depends upon the will of the ordinary legislature, and not upon a constitutional foundation.
The district courts considered as independent of the general court, and not a modification of it, are merely legislative courts, and consequently may be discontinued, or annihilated, whenever the legislature may think proper to abolish them. And if the judges of those courts held their offices only as judges of the district courts, they might be virtually, and in fact, removed from office, as the judges of the former court of appeals were, by a legislative act, discontinuing the courts, and transferring
Hence arises a most important distinction between constitutional and legislative courts. The judges of the ; former hold an office co-existent with the government' itself, and which they can only forfeit by a breach of good behaviour. The judges of the latter, although their commissions should import upon the face of them, to be. during good behaviour, may be at any time discontinued from their office, by abolishing the courts. In other words, constitutional judges may be an independent branch of the government, legislative judges must ever be dependant on that body at whose will their offices exist.
If the principles of our government have established the judiciary as'a barrier against the possible usurpation, or abuse of power in the other departments, how easily may that principle be evaded by converting our courts into legislative, instead of constitutional tribunals?
To preserve this principle in its full vigour, it is necessary that the constitutional courts should all be restrained within those limits which the constitution itself seems to have assigned to them respectively.
I have said before (p. 86,) that the district courts considered as independent of the general court, and not a modification of it, are mere legislative, and not constitutional courts. If they are a modification only of the: general court, it flpws from what I have already said, that the constitution prohibits the exercise of chancery jurisdiction therein. If they be mere legislative courts, it cannot be the duty of any judge of a constitutional court, merely as suck, to exercise the functions of a judge of these courts: and it is, I conceive, expressly contrary to the duty of a constitutional judge of one court, to exercise the functions of a constitutional judge of another distinct constitutional court.
But, if they are mere legislative courts, they may, at any time, be organized at the will of the legislature: legislative judges may be appointed, the tenor of whose commission may import that their office shall be during good behaviour, and yet that office be discontinued whenever the legislature may think fit. If the jurisdiction of the court of chancery can be constitutionally transferred to them, so may that of the general court, and of the court of appeals. In fine these legislative courts may absorb all the jurisdictions, powers and functions of the constitutional courts. These last then must either be suppressed, as useless, which the constitution forbids;
2. I shall now proceed to take a short view of the subject, as founded upon a solemn decision of the court of appeals, on a similar occasion.
It will not, Í presume, be denied that the decisions of the isdpretae court of appeals in this commonwealth, upon any question, whether arising upon the general principles of law, the operation or construction of any statute or act of assembly, Or of the constitution of this commonwealth, are to be resorted to by all other courts., as expounding, in their truest sense, the laws of the land; and where any decision of that court applies to a case depending before any other tribunal, that tribunal is bound to regulate its decisions conformably to those of the court of appeals. This postulatum I conceive to be too obviously founded upon the principles of our government to require an attempt to demonstrate it. Proceeding upon this ground, I shall take up the question upon the authority of a previous decision of that court, on a similar question.
It should be remembered, that at that time the court of appeals was composed of the judges of the high court of chancery, judges of the general court, and judges of the court of admiralty. The office of the judge of the court of appeals was, at that time, as it were, incidentally annexed to their appointment to a seat on either of the other tribunals.
A part of the duty assigned to the court of appeals by that act was the appointment of clerks to the district courts, which the act required should be done at the next succeeding session of the court of appeals. Ib. Sect. 2.
On the 12th of May following, the court made the following entry upon their records. “ On consideration of “a late act of assembly, entitled an act establishing dis- “ trict courts, after several conferences, and upon ma- “ ture deliberation, the court do adjudge that clerks of
“ 1. That in discussing the act establishing district “ courts, the court found it unavoidable to consider, whe- “ ther the principles of that act do not violate those of “ the constitution, or form of government, which the “people, in 1776, when the former bands of their society “ were dissolved, established as the foundation of that “ government which they judged necessary for the pre- “ servation of their persons and property; and if such “ violation were apparent, whether they had power, and “ it was their duty to declare that the act must yield to “ the constitution?
“ 2. That they found themselves obliged to decide, “ whatever temporary inconveniencias might arise, and “ in that decision to declare, that the constitution and the “ act were in opposition, and could not exist together, “ and that the former must control the latter.
“ 3. That the propriety and necessity of the independence of the judges is evident in reason, and the nature “of their office, since they are to decide between govern-
"4. That this applies more forcibly to exclude a dependence on the legislature, a branch of whom, in cases “ of impeachment, is itself a party.
"5. To obviate a possible objection that the court, “ while they are maintaining the independence of the ju- “ dietary, are countenancing encroachments of that branch u upon the departments of others, and assuming a right “ to control the legislature, it may be observed, that when “ they decide between an act of the people, and an act of “ the legislature, they are within the line of their duty, “ declaring what the law is, and not making a new law.
“ 6. That although the duties of their office were not “ ascertained at the time of establishing the constitution, “ yet in respect thereto, the constitution gives a principle, “ namely, that 4 no future regulation should blend the “ duties of the judges of the general court, court of chan- “ eery, and court of admiralty, which the constitution “ seems to require to be exercised by distinct persons.’
“ y. That the assigning to the judges of chancery and “ admiralty jurisdiction in common law cases, may be considered as a new office.”
When the court unanimously agreed, and the certificate was in these words:
“ Ordered, that ft be certified to the said district court “ (Dumfries,) as the opinion of this court, “ that the mo- “ tion of the plaintiff, praying an injunction, to stay the “ proceedings on a judgment obtained against him in the “ said district court by the defendant, ought to be over*98 “ ruled, because the powers and duties assigned to be 14 performed by the eleventh section of the act of the las': “ session of assembly, entitled 4 an act reducing mto one 44 the several acts concerning the establishment, jurisdic-u tion, and powers of the district courts,’ can only be exe- “ cuted by those who may be constituted judges in chan» u eery, in the manner prescribed by the constitution of 4 this commonwealth.”
Remonstrance of the Court of Appeals, to the General Assembly.
Ai a court of appeals, held at the court house, in f!u city of Richmond, on Tuesday, the twenty-ninth day oí April, one thousand seven hundred and eighty-eight, and thence continued, by adjournments, until Monday, the twelfth day of May, next following, then and there present:
Edmund Pendleton, William Fleming,
George Wythe, Henry Taz well,
John Blair, Richard Cary,
Paul Carrington, James Henry, and
Peter Lyons, John Tyler, Esquires, Judge®
To the honourable the speakers and other members oí the senate and house of delegates of the commonwealth of Virginia in general assembly.
The Respectful Remonstrance of the Court of Appeals.
The remonstrants finding themselves called upon by a late act of the general assembly, intituled, “ an act establishing district courts,” to proceed at this session to the appointment of clerks to the said courts, that whole act was necessarily brought into their view; in considering which they encountered many difficulties, of an ordinary nature: such as whether their power of appointing now, though directed by the 2d section, was not controlled by the 116th, declaring that the act should take effect, and be in force, from and after the first day of July, in the year 1788, and not before; whether the district courts have jurisdiction of any suits now depending in the general court, of above thirty pounds value; whether any, and what, provision was made for the trial of criminals who
(In other instances, particularly in the construction of the late execution law, regularly brought before the court this term, they have to lament the last difficulty, which they found so great that nothing but the repose of the community, and the necessity of having one uniform system in that respect, could have induced the court to decide upon it at last without further consideration.)
But in the progress of their discussion, they found it unavoidable to consider more important questions, vizi whether the principles of this act do not violate those of the constitution or form of government, which the people in 1776, when the former bands of their society were dissolved, established as the foundation of that government which they judged necessary for the preservation of their persons and property; and if such violation were apparent, whether they had power, and it was their duty, to declare that act must yield to the constitution.
And here they have again to lament, that there should
On this view of. the subject, the following alternatives presented themselves to the court.; either to decide those questions, or resign their offices» The latter would have been their choice, if they could have considered the questions as affecting their individual interests only; but viewing them as relating to their office, and finding themselves called by their country to sustain an important post as one of the three pillars on which the great fabric of government was erected, they judged that a resignation would subject them to the reproach of deserting their station, and betraying the sacred interests of society entrusted with them, and on that ground found themselves obliged to decide, however their delicacy might be wounded, or whatever temporary mconveniencies might ensue, and in that decision to declare that the constitution and the act are in opposition and cannot exist together, and that the former must
In forming their judgment upon both questions they had recourse to that article in the declaration of rights, that no free government, or the blessings of liberty, can be preserved to any people but (among other things) by frequent recurrence to fundamental principles; an article worthy to be written in letters of gold. The propriety and necessity of the independence of the Judges is evident in in reason, and the nature of their office, since they are to decide between government and the people as well as between contending citizens, and if they be dependent on. either, corrupt influence may be apprehended, sacrificing the innocent to popular prejudice, and subjecting the poor to oppression and persecution by the rich; and this applies more forcibly to exclude a dependence on the legislature, a branch of whom, in cases of impeachment, is itself a partv. This principle supposed, the court are led to consider, whether the people have secured, or departed from it, in their constitution or form of government-In that solemn act they discover the people distributing the governmental powers into three great branches, ie-
The court of appeals, of whomsoever constituted, must, necessarily act upon the subjects referred to all the others, and therefore the forming it so as to consist of all the judges is no violation of the constitution; and that mode, assimilated to adjournments of cases before all the judges of England in the exchequer chamber, may have been dictated by necessity..
The court then proceeded to consider what had beets done by the legislature in consequence of the constitution. In the October session of 1777, they passed two acts, organizing the general court and court of chancery, giving to the former jurisdiction at common law, in civil cases as well as criminal, and to the latter jurisdiction in all cases in equity. The duties of each were distinctly pointed out, and a salary of five hundred pounds to each judge was thought by the legislature to be an adequate reward for those duties, and this previous sto the appointment of any judges. The election of the judges followed, when four of those at present in office were of the number elected; who, thinking as they still
The nominal sum they conceived, was to he paid them in specie, or in something equivalent thereto, and they have reason to believe the legislature so understood it, from laws in force; at that period, making it penal to demand an allowance for the difference between specie and paper money.
And though the other judges have been called into duty by subsequent appointments, they may be supposed to stand upon the same ground of original compact. The court of admiralty, indeed, was not permanently constituted until the year one thousand seven hundred and seventy-nine, and the judges then appointed; yet by being made judges of the court of appeals, they have ever since been put upon' the same fooling with their brethren in point of salary. The various substitutions of paper mo-nc v aral tobacco for specie, which was not to be had, the judges considered as temporary expedients, which, though operating greatly to the diminution of their salaries, were not designed to affect their independence; and therefore they acquiesced, content to share in the public
But the act now under consideration, presenting a system, which assigns to the judges of the chancery and admiralty jurisdiction in common law cases, which so far may be considered as a new office, the labour of which would greatly exceed that of the former, without a correspondent reward, and to the judges of the general court duties, which though not changed as to their subjects are yet more than doubled, without any increase of salary, appeared so evident an attack upon the independency of the judges that they thought it inconsistent with a conscientious discharge of, their duty to pass it over. For vain would be the precaution of the founders of our government to secure liberty, if the legislature, though restrained from changing the tenure of judicial offices, are at liberty to compel a resignation by reducing salaries to a copper, or by making it a part of the official duty7 to become hewers of wood and drawers of water, or if in case of a contrary disposition, they can make salaries exorbitant, or by lessening the duties render offices almost sine
To obviate a possible objection, that the court, while they are maintaining the independency of the judiciary, are .countenancing encroachments of that branch upon the departments of others, and assuming a right to control the legislature, it may be observed that when the} decide between an act of the people and an act of the legislature they are within the lint of their duty, declaring what the law is, and not making a new law. And ever disposed to maintain harmony with the other members of government, so necessary to promote the happiness of society, the court most sincerely wish, that the present infraction of the constitution may be remedied by the legislature themselves, and thereby all further uneasiness on the occasion be prevented. But should their wishes be dis
It is ordered that the President of the court do deliver the said it monstrance to his excellency the Governor,. with a request that he will be pleased to lay the same before the General Assembly at their first session.
(Signed) EDMUND PENDLETON.
Subsequent to this Remonstrance, the whole of the judges resigned, and afterwards re-qualified, under an act for amending the act entitled, “ An act constituting the court of appeals,” passed the 22d of December, 1788.
Passed in 1792.
In the American edition of the Encyclopedia, “ Constitution is « matters of policy, signifies the form of government established in any country or kingdom.
“ Constitution also denotes an ordinance, decision, regulation, or “ law made by authority, superior ecclesiastical or civil.”
That the word constitution in the title of the instrument under consideration, b not synonymous with ordinance or law, (as seems to be the opinion of the able author of “ Notes on Virginia,”) but is used in the former sense, is evident from its being called “ the constitution. or form of government, &c.”
See second section of the Constitution.
That justices of the County Courts are eligible to either House of Assembly.
See note, p. 24.
There are but three lines of conduct, one of which must be pursued on such an occasion,—either
1st, To refuse to decide the question at ail, which would be a dereliction of duty; or
2dly, To wait for the legislature to decide whether the act be unconstitutional, which would be contrary to that article in the Constitution, which declares, that “ the legislative, executive, and judiciary “ departments shall be separate and distinct, so that neither exercise “ the powers properly belonging to the other.”—Since to decide -whether the plaintiff or the defendant under the existing laws have a right, is a judicial act, and to decide whether the act be a void law as to a right vested or in litigation, is in fact to decide which of the parties have the right.
There remains therefore when the question occurs, but one thing to be done by the judiciary,—which is,
3dly, To decide that the act is void, and therefore that the claimant under it cannot succeed.
Bill of Rights, Art. 15.
The convention came to a resolution to instruct their delegates in Congress to move, that body to declare America independent on the 15th of May, 1776, and the same day appointed committee to prepare the draught of the nets constitution, or form of government. See the journals of the convention assembled in Williamsburgh, May, 1776.
1787, ch. 67.
M'Intosh on the Fr. Rev. 115.
1785, ch. 80.
Pub. v. 2. p. 293.
Publius, 295.
Virg. Acts vi. 1788, ch. 68.
Const. Virg. art. 14.
Since every word in that instrument, the constitution of the commonwealth, should be construed to have its effect; a rule applied to all written instruments whatsoever, and more peculiarly applicable, I should presume, to that which expresses tbs collective, and sovereign will and intention of the people.
Const. Virg. arts. 16 and 17.
A curious question might here be propounded. Suppose a judge of the general court, holding also a commission as a judge in chancery, and sitting as a judge of a district court, where his functions were united, should receive a bribe from one of the parties to a suit depending there before him: that on the trial at law he shall endeavor to influence the jury, and shall after grant an injunction to the party from whom he received the bribe: must there be two impeachments and two trials, in different courts, in this case; or could one trial, and one judgment, vacate both commissions?
Art. 14.
Const. V. art. 3.
Bill of Rights, art. 5.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.