Wills v. Spraggins
Wills v. Spraggins
Opinion of the Court
It is easy to perceive that the final sentence of a Court of Probat, fairly obtained and pronounced upon the merits, by which a last will and testament is established or rejected, ought to be conclusively binding, not only upon other tribunals, but in the same forum ; and that it would be an intolerable evil, if the controversy could be renewed, from time to time, at the pleasure of the same, or even of other parties.
. These principles arise out of the general' nature of the subject: the ' application off them is of course to be regulated by the wisdom of the Courts in exercising a general probat jurisdiction, or that of the Legislature in conferring specific probat powers, and prescribing the modes of proceeding.
In Virginia, our statute law has given to certain Courts power to hear and determine all causes, matters, suits and controversies, testamentary, arising within their respective jurisdictions, and’ to examine and take the proof, of wills and grant certificates thereof; and has moreover prescribed the manner and effect of such pro-bat ; and in doing so has departed in several particulars from the probat law of the English Ecclesiastical Courts. I need not trace the history of our legislation on this subject. It will be sufficient to notice its provisions^ as settled by the act of 1785, and continued in the revisal of 1819.
The act of 1785 adopted from previous statutes a provision, unknown to the English probat law, and having ah important bearing upon the proceedings of our pro-bat' jurisdictions/ It required that probat should be had of wills of realty, as well as wills of personalty, by enactments common to both. The Ecclesiastical Courts, as
Now, when our statute required the probat of all wills, whether of realty or personalty, without distinction, it could not, of course, without impropriety, contemplate the executor as the sole representative and propounder of the instrument; and accordingly we find that it has not done so, but has made it the duty of the Court to act upon the subject, whenever any will shall be exhibited for probat, without designating the authority by which it shall be propounded; and therefore leaving it to be propounded by any one interested in its establishment. It follows, that any will may be propounded, not only by the nominated executor, but by any legatee or devisee therein, who has an interest in establishing it, without regard to the nature of the property upon which it acts; and that such propounder, in common with others of a like interest, who may choose at any time to associate themselves with him as parties, becomes the representative of the will for the purpose of its probat, and the representative of all others of a like interest, though not formal parties, and whether cognizant of, or without notice of the proceeding.
Another departure by our statute from the English probat law, is in respect to the distinction between the probat in common form, and the probat in solemn form,
jgy the ecclesiastical law, the executor, in his discretion, may take probat in what is called common form; in which, where there is no controversy, no exactness of proof is required, and most generally no examination of witnesses, but only the oath of the executor; and in which no citation of the next of kin is necessary. But a probat in that form is only primary, and any one interested in invalidating the will may thereafter compel the executor to prove it in solemn form; in which case the widow and next of kin must be summoned, and full proof made by the examination of witnesses. But under our statute, the validity of the will must be established by full legal proofs, whether upon the primary or secondary probat, and the oath of the executor to the genuineness of the will, can never avail any thing, except as a part of his official qualification after the will has been admitted to probat.
These departures from the English probat law naturally led to others. There being in England no Court of Probat for wills of real estate, the validity of the instrument, is necessarily to be determined in actions at common law, brought to recover the property; or, where the Court of Chancery obtains jurisdiction of the controversy, upon an issue of devisavit vel non, directed by that forum, if the heir at law demands it. But with us, the probat jurisdiction being extended to wills of realty, it became necessary, to preserve the jury trial in freehold controversies turning upon the validity of the instrument, 'to engraft it upon the probat jurisdiction ; and this was done by the issue of devisavit vel non required at the final probat; which being borrowed from the English chancery, was directed to be made up in a chancery proceeding, upon a bill filed to impeach the validity
The foregoing views bring us to the distinction between the effect of the probat sentence when pronounced in favour of the instrument, and its effect when pronounced against it. And here it is obvious there can be none, in regard to the second or final probat proceeding : the sentence in that is equally conclusive, whether it be for or against the will. But there is a wide distinction between the effect of a sentence for, and a sentence against the will, upon the first or primary probat proceeding. In that, a sentence establishing the instrument, though effectual to all intents and purposes, while in force, concludes nothing upon the second or final pro-bat. It is otherwise when the sentence rejects the will as invalid ; and we have to consider how far it is conclusive against a repropounding of the instrument.
It is manifest that it was the policy of our Legislature to authorize the probat of wills, whether of personalty or realty, upon an ex parle proceeding, in order to avoid the injurious delays in the administration of the assets, and the disposition of the property, which might arise in cases free from controversy, if the citation of all persons interested in the subject were made a prerequisite. The statute, therefore, provided, that “ when any will
It will thus be seen that the statute contemplated no citation of parties Upon the primary probat of the instrument ; but substituted for it a subsequent convocation of them, by a bill in chancery, within a given period. The propounder of the will, therefore, could gain nothing by a citation of the parties upon the primary probat; for they were not bound to appear, and those not appearing could contest the will afterwards by the subsequent proceeding. This was another departure from the ecclesiastical law, and one productive of some inconvenience; for by that' law the executor has a discretion to propound the will of personals either in common form, or solemn form; and if he adopts' the latter, the sentence pronounced on citation of the widow and next of kin, whether for or against the will, is conclusive. Whereas, under our statute, any one opposed to the will might voluntarily appear and contest it, and continue the controversy in the appellate forums; and after a sentence in favour of it in the Court of last resort, some other person of like interest might renew the conflict by a bill in chancery, and so review before a
It will be further seen that the act of 1785 is silent as to the effect of a sentence against the will upon the first propounding, and contains no provision whatever in that event for a repropounding of the instrument. The question, therefore, whether such a sentence is a conclusive bar against any future propounding of the will, is to be determined by the general principles of law applicable to such a judgment.
And here I need not consider whether if no one contests the probat of the will, and yet the Court decides against it, and the sentence consequently is not inter partes, the instrument can afterwards be repropounded by the same person: nor whether, though there be a contestant, if by reason of some surprise, accident or mistake, the merits of the case be not heard, and a like sentence be pronounced against the propounder, from which circumstances preclude him from appealing, he can afterwards be allowed to repropound the instrument. The facts of this case present no such questions. Here, the merits were developed on the first propounding, and inter partes, the only next of kin and heir at law interested in disputing the will, and her husband, having appeared as defendants in opposition to the probat: and here, the repropounder is a different person from the first, but having a like interest in establishing the validity of the instrument.
In probat matters, it is true, it is proper for Courts exercising a general jurisdiction over the subject, by their decisions, or for the Legislature, by its enactments, to establish such rules of citation, notice or publicity, as justice and good policy may seem to require ; and such rules when prescribed, must of course be obeyed. But there is no inherent necessity for any given regulations of that nature : they may indifferently require a special summons, or a general publication or proclamation, or leave the matter to rest upon the mere notoriety or publicity of the proceeding itself. In regard to opponents of the instrument, our Legislature has given them every opportunity of contestation that could be desired. In regard to its advocates, the opportunity of asserting and establishing its validity, in the first instance, arises out of the very nature of the proceeding. They, or one or more of them, have the possession of the instrument, or the means of obtaining it; thejr may select their own time for propounding it, and all requisite means for sustaining it; they have a common cause, and may unite formally or substantially in its prosecution, or leave it to
It follows from these considerations, and as a matter of necessity, that under our statute, a sentence against the propouuder of the instrument is a sentence against all claiming under it. He is the champion of the common cause, and charged to keep the lists against all antagonists, and not the less that some of his associates may be disabled by infancy, coverture or other impediments. If this were not so, then the contest might be made interminable, by the separate and successive pro-poundings of the several claimants under the will.
This construction of our statute conforms to the pro-bat law of the Ecclesiastical Courts, by which there can be no repropounding of the instrument, after a sentence against it upon the merits, whether the former propounding has been in solemn form or in common form. The rule is well established, and the cases cited in the argument as tending the other way have, it seems to me, no application: they were not cases (with one exception, where the sentence was not upon the merits,) in which the instrument, whether a will or a codicil, had been rejected, but in which it had been admitted to probat in common form, and a repropounding was called for by some one interested in defeating the instrument, in the whole or in part; such as a next of kin who happened also to be a legatee, or a legatee in a former will, or in a subsequent will or codicil. And in such cases, the executor does not represent the interests of the legatee, and cannot do so, being in direct hostility thereto.
The rule which I have thus stated broadly, that the sentence of a Court of Probat rejecting a propounded will as invalid, is conclusive against all persons claiming
In the case before us, the will in question was propounded for probat in the Circuit Court, on the 6th of December 1826, by Thomas L. Spraggins, the husband of a deceased daughter of the testator, and the father of her children, who were principal devisees and legatees in the will, and who, in the event of intestacy, would have been entitled to a large share of his estate, as heirs at laiv and distributees. There can be no doubt of the authority of Spraggins to propound the will; whether as executor, or as trustee for his children, or as their natural guardian, is unimportant. The probat was contested by Nancy Wills, the only other daughter of the testator, and her husband James Wills ; neither of whom took any interest under the will, but whose only child, William B. Wills, was a legatee to a considerable anjount. The contest was earnestly and vigorously conducted on both sides, and on the 7th of December 1827) after the cause had been fully heard upon its merits, the Circuit Court pronounced its sentence against the will. The whole evidence was spread upon the record, and the plaintiff, Spraggins, took an appeal to the Court of Appeals, where the appeal was dismissed, by the written direction of the appellant, on the 9th of June 1830. This dismission was the result of a compromise, made between' the appellant, Spraggins, and
At the time of this sentence, appeal, compromise and dismission, William B. Wills, the disappointed legatee, was an infant of tender years, and no party to the proceedings, otherwise than as represented by the propounder Spraggins. On the 20th of April 1844, nearly seventeen years after the sentence against the will, but within seven years after William B. Wills had attained full age, he moved the Circuit Court by petition for leave to repropound the instrument. In this proceeding, he conformed to the provisions of the act of 1838, by citation of the other persons interested in the question of probat: they appeared and contested the re-propounding : the evidence on both sides, embracing the record of the former proceedings and testimony, and some additional evidence of but little importance, was heard; and the Circuit Court, on the 17th of May 1845, overruled the motion to repropound the will, and dismissed the petition. And to that sentence, this supersedeas has been granted.
If the sentence of the Circuit Court against the will, in December 1827, had been brought about by a compromise, such as was afterwards made, I should have no hesitation in saying that it was collusive and fraudulent as regards the rights of William B. Wills, and that his proper remedy, if he came in due time, as to which I
The motives for the compromise are quite obvious. James Wills secured to himself thereby a portion of the estate, whátever might otherwise have been the result of the appeal; for though an affirmance would have given him an interest in right of his wife, a reversal would have left him nothing. On the other hand, Spraggins obtained by it for his children, though not so great an interest as was given them by the will, yet much more than in case of intestacy. The parties to the compromise probably thought that they had a right to submit to the sentence, (as they unquestionably had,) and upon such terms as they chose to agree upon ; but they forgot the duty of having due regard to the interests of the disappointed legatee. In this they acted unjustly, and in this only. If the compromise had se
Still, if I could see my way clearly to affording him redress, I would be glad to do so. But here is the difficulty which lies at the threshold: what power could the Circuit Court have to reverse its own final judgment, fairly obtained, upon a hearing of the merits, between the proper parties ? Not more, I presume, than it would have had if that judgment had been deliberately affirmed by the Court of Appeals. And yet, if the Circuit Court had sustained the repropounding, and admitted the will to probat, it must thereby have reversed substantially its own previous judgment rendered many years before. The judgment was neither void nor voidable, there having been no fraud or covin in obtaining it;' and could only be vacated by a judgment of reversal in an appellate forum. If it was right upon the merits at the time it was rendered, it remains so still, and is unimpeachable : if wrong upon the merits, and the repropounding can only be reached by treating it so, and disregarding its force and efficacy, what is that but a judgment of reversal ?
In truth, a repropounding is allowable, not upon the gronnd that a former sentence was wrong upon the merits, but because the repropounder was unfairly represented, and therefore is not to be treated as a party to the former proceeding ; and upon the latter ground, the repropounding is equally allowable, whether the former sentence was right or wrong. The former sentence may have been perfectly right upon the merits, as then disclosed by the evidence; and yet the repropotmder may begin de novo, and shew by his new evidence that the merits lie the other way : and simply for the reason
jj. seems t0 me clear, that a subsequent fraud cannot retroact upon a prior fair judgment. If the disappointed legatee was aggrieved by being excluded from the benefits of the compromise, his mode of redress was a bill in equity to be admitted to a due participation. If the grievance was the dismissal of the appeal, then his redress was in regard to that matter, and the mode of it the prosecution of an appeal himself, to which he was entitled as a substantial party to the proceeding in rem. If from any defect of our legislation at the time, or any change in our legislation afterwards, he was precluded, under the circumstances in which he was placed, from exercising the right of appeal, that misfortune cannot entitle him to another mode of redress unwarranted by law.
The grievance, moreover, of which the appellant complains, would seem to have been, not certain and absolute, but hypothetical and contingent. His complaint is founded upon the supposition that if the compromise had not been made, Spraggins would have prosecuted his appeal, and that the result would have been a reversal of the former judgment. But, in the first place, how can it be ascertained that Spraggins would have prosecuted his appeal, though no compromise had been made ? He might still have chosen to dismiss it, and in that state of things, no one can deny that he would have had a perfect right to do so. And, in the next place, how can it be known that if the appeal had been prosecuted, the judgment would have been reversed ? We may, it is true, look into the evidence on which it was founded, which happens to be spread upon the former record, arid possibly form an opinion, incidentally and collaterally, that the judgment ought to have been reversed; but
It is therefore not competent for us to decide that the will ought to have been established by the former judgment, nor that it ought to be now established ; but we are to decide whether it can be repropounded; and that depends exclusively upon the question, whether the repropounder was substantially a party to the former judgment. 1 think he was, there being no ground for believing that the former judgment was obtained by collusion or fraud; and it seems to me to follow inevitably, that he is concluded thereby. It is true, the appeal from that judgment was a continuation of the same proceeding ; but it is equally true that it was a continuation of the same judgment, which, though suspended as to its execution, remained in full force and efficacy, as the final and conclusive decision of a Court of competent jurisdiction, until reversed by an appellate forum.
My opinion is, that the judgment of the Circuit Court, overruling the motion to repropound the will, ought to be affirmed.
Brooke, J. thought there was but one question in tpe cause. That was whether there was fraud in dismissing the first appeal. And having the record in that case before the Court, and being of opinion the judgment of the Superior Court of Charlotte was right, he did not consider it important, whether there was, or was not fraud in dismissing the appeal.
Cabell, P. dissented.
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