Poindexter v. Davis
Poindexter v. Davis
Opinion of the Court
The power of compelling a discovery in an action at law by propounding interrogatories, is derived altogether from our statute, Supp. Rev. Code, ch. 109, § 68, p. 161; and is confined in express terms to such interrogatories as the party would be bound to answer upon a bill of discovery in a Court of chancery. It is by this test, therefore, that the propriety of the interrogatories in the present case must be determined.
It is not the province of equity to do more than justice between parties litigant before it, and it leaves whatever savours of punishment or penal retribution to the rigours of the common law. It therefore not only refuses directly to enforce penalties and forfeitures, but will not for such a purpose exercise its ancillary jurisdiction in aid of a common law forum, and especially when it is called upon to compel a discovery on oath from the party sought to be subjected. In the last respect, indeed, it conforms to the spirit of the common law, which, jealous of the liberty of the citizen, protects him from being made his own accuser, or forced to give evidence against himself.
The rule of equity on this subject, is not confined to cases where the purpose of the suit itself, or of the action to which it is ancillary, is to enforce the penalty or
The question does not arise upon the provisions or limitations of a deed or will, but upon a highly penal statute, applicable to a whole class of persons, having a limited estate, and doing a wrongful act to the prejudice of others interested in the subject. The wrongdoer, by express enactment forfeits his title, and more
The whole drift of the interrogatories, it will be seen, was to obtain from the appellants a discovery that they had violated the statute by removing beyond the limits of the Commonwealth the slave in question. It is in vain to urge that the objection comes too late, after the interrogatories had been answered, and that instead of being taken to the admission of the answers in evidence, it ought to have been made to the propounding of the interrogatories. It is true that when a discovery is sought by a bill in chancery, for the purpose of being used in an action at law, any objection to the discovery must be made by demurrer, plea, or answer, to the bill; and that if the defendant submits to make the discovery, or objects, and his objection is overruled, he cannot afterwards exclude the evidence on the common law trial. The reason is, that it is not competent for the Common Law court to reject the admission of the party voluntarily made, or to review the decision of the Chancery court compelling the discovery. If that decision be wrong, it can only be reversed in an appellate forum. But in regard to interrogatories propounded under the authority of the statute in a common law action, there is nothing to which the defendant can plead or demur, and nothing which he can answer but the interrogatories themselves. This he must do when required by the order of Court. He cannot appeal from that order, but must await the final judgment in the
There is no foundation for the argument that the discovery so obtained and used, was not prejudicial to the appellants. It is urged that this appears from their bill of exceptions to the refusal of the Court to grant a new trial, which it is said serves to shew that there was sufficient evidence before the jury to warrant the verdict, independently of the answers to the interrogatories. If this were so, it would avail the appellees nothing, for the sufficiency of the evidence was exclusively a matter for the decision of the jury; and this Court cannot undertake to say what verdict they would have rendered, if the improper evidence had been excluded. There are, doubtless, cases in which a judgment ought not to be reversed for an error of the Court in excluding or admitting evidence, or giving an improper or refusing a proper instruction to the jury, where it appears that such error could not possibly have prejudiced the party: But that can never be predicated of a case depending, as this did, upon parol testimony, the weight and credit of which must of course be determined by the jury. The question is altogether different upon a motion for a new trial, which is addressed to the sound discretion of the Court, and will not be granted because of errors
In the next place, the first instruction moved by the appellants and refused by the Court, presents the question, whether the 48th section of the act concerning slaves, &c., 1 Rev. Code, ch. 111, p. 431, under which the forfeiture is claimed, applies to a bona fide purchaser for a valuable consideration, of the absolute property, who removes the slave from the Commonwealth, without notice of the limited estate of his vendor. The act provides that “ if any person or persons possessed of a life estate in any slave or slaves, shall remove, or voluntarily permit to be removed, out of the Commonwealth, such slave or slaves, or any of their increase, without the consent of him or her in reversion or remainder, such person or persons shall forfeit every such slave or slaves so removed, and the full value thereof, unto the person or persons that shall have the reversion or remainder thereof.”
It will be seen that under this act the forfeiture and the penalty are incurred by the actual removal of the slaves, and by the same person; the removal must be by the tenant for life himself or by his voluntary permission : And no other person concerned in the removal is exposed to the denunciation of the statute. In effect, the statute is directed against a removal by the tenant for life, accomplished by him or by his authority; and “ the voluntary permission” is introduced into the enactment to prevent the misapprehension that the removal must be his own personal act, to the exclusion of the agency of another. The “voluntary permission” imports a knowing and wilful procurement of, or assent to, the actual removal, and not a failure to prevent it through ignorance or negligence. This, I think, is the plain meaning of the statute, and that a different construction cannot be given to it, without embracing in
It is obvious that this enactment is not intended to prevent the alienation of a life estate in slaves, nor to subject the tenant for life to a forfeiture or penalty for the conduct of his alienee, in removing the slaves, or permitting them to he removed, out of the Commonwealth. Indeed, the terms of the act are directed against the owner of the life estate during the continuance of his ownership, and can with no propriety be applied to one who has parted from his ownership. He cannot be said to forfeit what he no longer holds or possesses, nor has he authority either to license or to prevent the removal of that which has become the property of another. He ceases to be tenant for life when he conveys his title and possession to a purchaser, who thereupon becomes possessed of the life estate, and liable himself for his removal, or permission of removal, by another. A different construction of the law, would in effect prohibit the alienation of a life estate in slaves, for what discreet man would, part from his title and possession, if he were to be held liable, until the remainder or reversion took effect, for the act of any future alienee, however remote, in removing the slaves out of the Commonwealth. A tenant for life, therefore, whether original or derivative, who sells his limited estate to another, incurs no penalty or forfeiture by the act of his alienee in removing the slaves from the Commonwealth.
On the other hand, a bona fide purchaser of the absolute property, who removes the slaves under the belief that his estate is unlimited, is equally exempt from the penalty and forfeiture. I think it clear that the statute contemplates a wrongful, aud not an innocent act. Both its terms and its spirit are applicable to the original tenant for life, or one acquiring his title by the purchase of his limited interest. They are presumed to
In the language of Lord Coke, “ Acts of parliament are to be so construed as no man that is innocent, or free from injury or wrong, be by a literal construction, punished or endamaged.” 1 Thos. Co. Litt. 28.
It is argued, however, that though the innocent purchaser may not incur himself, either the penalty or the forfeiture, by his removal of the slaves from the Commonwealth ; yet that both would be thereby incurred by his fraudulent vendor, because the sale by the latter of the absolute property, was authority to exercise any act of ownership, and consequently a voluntary permission to remove them from the Commonwealth. But this argument proves too much. It assumes that the subsequent removal is under the authority of the absolute sale, and affirms that it throws upon the vendor both the penalty and forfeiture, and thereby defeats the title of the vendee. The consequence would be, that though the vendee, after his purchase should acquire full knowledge that his vendor was only tenant for life, and should, notwithstanding, remove the slaves from the Commonwealth, he would incur neither the penalty
The truth is, that the statute is directed against a wrongful removal, and not against a wrongful alienation, which was not in the legislative mind, or it would have been directly provided for, instead of being left to mere implication. A wrongful alienation confers no more authority to remove the slaves from the Commonwealth than a rightful alienation. It passes to the vendee, as effectually as a rightful alienation, the title of the vendor, and none other; and in nowise divests that of the remainderman or reversioner. It was not the design of the Legislature, to adopt in regard to slaves, the common law doctrine of forfeiture by wrongful alienations of tenants for life ; which sprang from principles of the feudal law, and was applicable only to conveyances of lands by feoffment, fine or recovery, which had the effect of discontinuing the estate of him in remainder or reversion; and not to conveyances by bargain and sale, lease and release, and the like, which passed only such estate as the grantor might lawfully convey.
The only plausible argument, it seems to me, for treating the wrongful alienation of the tenant for life of slaves as a forfeiture, is the supposition that it falls within the mischief of the statute, by the power which it gives to the alienee of removing the slaves from the Commonwealth. But in fact it gives him no more power in this respect than a rightful alienation, inas
The decisive answer, however, to all such arguments, founded upon inconvenience and mischief, is that the Legislature was not legislating at all upon the subject of wrongful alienations of slaves, but upon the subject of wrongful removals of them from the Commonwealth, directly or indirectly, by the then tenant for life, whether original or derivative. And hence we find, as already remarked, that the statute gives but one penalty and one forfeiture; that both are incurred by the same act; and by one and the same person, with one single exception. If a tenant for life of slaves, whether original or derivative, aliens his estate to another upon a collusion between them to remove the slaves from the Commonwealth, which purpose is accomplished; the sale being valid between the parties, the remainderman or reversioner may elect to treat it as such, and proceed against the purchaser, for both the penalty and the forfeiture. Or the sale being fraudulent and void as to the remainderman or reversioner, he may treat it as nugatory, and the removal of the slaves as the act of the vendor, against whom he may elect to proceed as well for the forfeiture as the penalty.
Whenever the Legislature shall think proper to restrain by penalties and forfeitures, the alienation, whether rightful or wrongful, of estates for life in slaves, it will be our duty to give effect to their enactments; and we may confide in then wisdom for such provisions as will punish the guilty and exempt the innocent.
It remains to be considered, whether the appellants are tenants for life, and the appellees remaindermen or reversioners, within the meaning of the statute. The terms, it will be seen, employed in the statute to denote the respective and relative interests in the subject of the enactment, are such as when applied to real property, have a definite and precise signification. They would indicate a particular estate for life in possession, with a vested remainder in fee expectant upon it, and of course passing from the grantor at the same time; or a particular estate for life in possession, with a reversion in fee expectant upon it, and of course ungranted and continuing in the grantor. They would in nowise express an estate in futuro, which cannot pass by conveyance at common law, and which, when created by force of our statute regulating conveyances, 1 Rev. Code, ch. 99, § 28, p. 369, or of a deed deriving its effect from the statute of uses, is the entire estate passing from the grantor and vesting in the grantee, at a future period, and which, until then, continues in the grantor undivided. The principle is of course the same in this respect whether the estate be created by deed or by will: and where there is an executory devise by will, and the freehold is not in the meantime disposed of, it descends, however brief the period, together with the profits, to the testator’s heir at law. 6 Cruise’s Dig. 535, 536. In such an estate, there is no separation of it into parts: it embraces no remainder, nor reversion, nor particular estate: and when the period for its inception occurs,
The terms of description found in the statute, having thus when applied to real estate, a definite and precise meaning, must, when adopted and employed by the Legislature in relation to slaves, be understood in the like sense for the purpose of expressing the like quantities of interest, with the like mode of creation, and the like relation, dependence and succession between them. And this is the more clear, when we look to the origin and progress in our legislation of the enactment in question.
Our first statutory provision on the subject, was by the 11th section of the act of 1705, declaring slaves to be real estate. 3 Hen. St. 335. It applied only to slaves of which a widow was seized as of the dower of her husband, and subjected her to a forfeiture of her whole dower in her husband’s estate to the reversioner. By the act of 1727, 4 Hen. St. 222, important changes were made in slave property, by which it was made in most respects, and indeed in nearly all respects, except descents, personal estate. Lee, ex’or of Daniel, v. Cook, 1 Wash. 306; Walden’s ex'or v. Payne, 2 Wash. 1. But it made no alteration in the provisions of the act of 1705, in relation to the removal of dower slaves. In the year 1748, an act was passed for the repeal of the acts of 1705 and 1727, and declaring slaves to be thereafter personal estate, 5 Hen. St. 432: and yet, by another act passed at the same time for the distribution of intestates’ estates, the provisions of the act of 1705, in relation to the removal of dower slaves from the Commonwealth, were re-enacted nearly totidem verbis, substituting the word possessed for the word seized. 5
It is not, however, by this statute that its descriptive terms have been first borrowed from the law of real property and applied to personals. The ancient common law, it is true, allowed no future property to take place in expectancy in goods and chattels. But that rule has long been exploded, and remainders and reversions of personal property expectant upon estates for life, permitted to arise from the provisions of last wills and testaments: and such limitations are equally recognized by the Courts of law and equity. Such an estate in remainder may also be created by deed, 1 Chitt. Bl. B. 2, p. 398; 2 Kent’s Comm. 285; Betty v. Moore, 1 Dana’s R. 235: Powal v. Brown, Bailey’s (S. C.) R. 100; and in reversion, may result from a gift thereby for life only : and these are recognized in equity, which will give its aid when requisite for the preservation of the property to the remainderman or reversioner. And in giving such aid, the Court of equity treats the title in remainder or reversion as good at law; for it only requires an inventory to be signed by the tenant for life, expressing the personal chattels to be in his custody as
The enactment we are considering, recognizes the legal title both of the tenant for life and the remainder-man or reversioner, and the forfeiture which it imposes, is of the whole interest of the former, so as to invest the remainderman or reversioner with a complete title to the subject. No one supposes that the statute contemplates a title acquired by will only, to the exclusion of one conferred by deed, and such an idea would be fatal in this action to the pretensions of the appellees.
It is true, as a future estate in lands may be created by executory devise, without any precedent particular estate, so it may be in chattels personal by executory bequest. And so by deed, an estate of freehold or inheritance may be made to commence in futuro by deed, in like manner as by will. 1 Rev. Code, ch. 99, § 28, p. 369. Whether a gift of chattels personal by deed, may in general be made to take effect in futuro, is a question which need not be considered here. That there may be such a gift of slaves by deed duly recorded, seems to be recognized by our statute law, 1 Rev. Code, ch. 111, § 51, p. 432; and was assumed and acted upon by this Court in Patterson v. Franklin, 7 Leigh 590. The remarks, however, already made will serve to shew, that such an estate is quite different from that of a gift of slaves to one for life, with remainder
There is nothing, it seems to me, in the statute to indicate a legislative intent beyond the legal signification of the descriptive terms employed. The terms “ tenant for life,” “ remainder,” and “ reversion,” express ideas well and clearly understood in our system of laws, and they mean nothing more. It is an old and familiar rule, that penal laws are to be construed strictly; not so strictly, it is true, as to defeat the legislative will; but that will is to be ascertained from the language used to express it, and in the sense, whether legal or popular, in which the words were designed to be understood. And we are not at liberty, in expounding such a law, to extend it further than the expressed intent, upon the supposition of a like mischief with that against which the penalty or forfeiture is denounced. Such a latitude of judicial discretion would be perilous to the citizen, and tend to invasions of the legislative province; and so to render penal statutes snares instead of guides.
It follows that the appellees have shewn no title by forfeiture to the slave in question; and they can derive none from the deed under which they claim until the death of their grantor.
My opinion is, that the Circuit court .erred in making the order requiring the interrogatories filed by the appellees, to be answered by the appellants; and in permitting the answers of the appellants to those interrogatories, to be read in evidence to the jury; and also in refusing to give the first instruction moved by the appellants; and moreover, in overruling the motion of the appellants for a new trial, inasmuch as the appellees had shewn no title which could maintain their action. And these results of my views of the case, render it unnecessary for me to consider the other points discussed at the bar.
The 48th section of the act 1 Rev. Code 431, provides, that if any person possessed of a life estate in any slave or slaves, shall remove or voluntarily permit to be removed out of this Commonwealth, such slave or slaves, or any of their increase, without the consent of him or her in reversion or remainder, such person or persons shall forfeit every such slave so removed, and the full value thereof, to the person that shall have the reversion or remainder thereof. In this case the plaintiffs instituted an action to recover a slave, to which they alleged they were entitled in remainder. The slave had been conveyed to them by their father by a deed giving them the slave at the grantor’s death. The grantor afterwards sold his interest or life estate to
After the refusal of the Court to give the instruction asked for, the defendants moved the Court to instruct the jury, that although the plaintiffs might be entitled to recover the slave, they were not entitled to recover his hires; which instruction was also refused; and the
After the verdict, a motion was made for a new trial, which being overruled, an exception was taken, and all the facts proved being certified, the question is presented whether the plaintiffs have shewn themselves to be entitled to an estate in remainder within the terms of the statute. Where words used in a statute have a certain and definite legal signification, it is to be presumed they were used in such sense by the Legislature, unless the contrary plainly appears. An estate in remainder, we are informed by the elementary writers, is an estate to take effect and be enjoyed after another estate is determined ; that the remainder is a relative expression, and implies that some part of the thing is previously disposed of; and that therefore an estate created to commence at a distant period of time, without an intervening estate, is not properly a remainder; it is the whole of the gift and not a residuary part. In the case under consideration, if a remainder was created, it would be a vested remainder; and confer on the grantee an estate in the subject; a present fixed right of future enjoyment; the interest vesting at the time of the grant. As a consequence of such a fixed right and vested interest, the increase of the slave, if a female, during the
I also am of opinion, for the reasons given by Judge Baldwin, that the Court erred in permitting the answers to the interrogatories to be used as evidence against the defendants.
Brooke, J. concurred in the opinion of Allen, J.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.