Griffin's ex'or v. Cunningham
Griffin's ex'or v. Cunningham
Opinion of the Court
These two causes were decided by the late Court of Appeals, which was constituted, and organized, under the laws of Congress known as the “ Eeconstruction Acts.”
• They are now before this court, upon a motion submitted under the second section of the act of the General Assembly, approved March 5th, 1870, commonly called the “ Enabling Act,” which is in the following words: “§2. All official acts heretofore done by any such officers, and otherwise lawful, are hereby declared as legal and binding as if they had been done by officers duly elected and qualified under the Constitution of this State: Provided, That any judgment,decree or order rendered or made by the Court of Appeals at the term thereof, commencing on the 11th day of January, 1870, shall be subject to the supervision and control of the Supreme Court of Appeals, to be organized under the Constitution, upon the motion or petition of any party to the cause for a rehearing; and such judgment, decree or order may be set aside and annulled, or affirmed, as to said Supreme court may seem right and proper; but twenty days notice of the time of making said motion or filing said petition shall be given to the opposite party,” &e.
The sole question now presented for our consideration, is whether the Legislature has the constitutional authority to confer upon this court the power to set aside, annul or affirm, “ as to this court may seem proper,” the decisions of the Court of Appeals established by the military authorities under the reconstruction laws of Congress.
The question thus presented, is one of the gravest import, because it directly involves the validity and constitutionality of a legislative act. It resolves itself into this simple enquiry, Is the act of the General Assembly, as expressed in the proviso contained in the second section above referred to, constitutional ?
In exercising this high authority, the courts claim no supremacy over the Legislature. They are only the administrators of the public will. If an act of the Legislature is held void, it is not because the courts have any control over legislative power, but because the act is forbidden by the constitution, and because the will of the people, therein declared, is paramount to that of their representatives, expressed in any law. The power, however, is a delicate one, and is always exercised with reluctance and hesitation. But it is a duty which the courts, in a proper case, are not at liberty to decline, but must firmly and conscientiously perform.
Eully recognizing the force of these general princi
How, if it can be shown that the decisions of the late Court of Appeals, which we are called upon to review, were, in law, valid, judicial acts, it will be easy to ■demonstrate that any attempt on the part of the Legislature to reopen these decisions, by conferring authority upon this court to re-hear and review them, is an exercise of judicial power which is forbidden by the ■spirit and letter of the constitution.
Let us consider, the.n, first, were these decisions valid as judicial acts ? or, in other words, were they rendered by a tribunal having the authority to make them ? It is undoubtedly true, that the laws of Congress, known as the reconstruction acts, subjected this •State to the military authority of the''’United States. The constitution under which we now live, and under which the legislative, executive and judicial departments of the government were organized, was inoperative, by the express terms of the reconstruction laws, until approved by the Congress of the United States. Under these laws, whose authority is recognized by ■every department of the State government, because all are organized and acting under them, the late judges of the Court of Appeals were appointed and installed in office. They were not mere usurpers, and did not intrude themselves into the office and attempt to exercise its high functions without color of authority. Their authority, whether valid or not, was derived from the laws of Congress. Their official acts as a Court of Appeals have been acquiesced in, recognized and made valid, if legislative action was necessary to make them valid, by the act of the Legislature now under consider
The counsel for the petitioners do not assail the decisions of this tribunal, upon the ground that they acted without authority, as judges of the Court of Appeals exceP^ to this extent, that they had no authority to act after the restoration of the civil government, w^c^-was accomplished on. the 26th day of January, 1870, by the admission of senators and representatives from this State into the Congress of the United States. But the position is taken, and the argument is pressed with great earnestness and much plausibility, that on that day the reconstruction acts, by their own terms, became inoperative, and that there was a complete restoration of the civil, and instant termination of the military government under which these] judges had received their appointments; that they were but the creatures of the military government, and when that government expired by the restoration of the civil, every office at once became vacant; and those persons who were then exercising their respective functions had no authority to perform any official act; consequently, it was competent for the Legislature to submit to the court appointed under its own authority, the causes decided by the court which preceded it, rendered after the 26th day of January, 1870. These are the grounds succinctly but fairly stated, upon which it is insisted that this court must now assume the right to rehear and review the causes finally disposed of by its-immediate predecessors, “ and annul, set aside, or affirm the same, as to this court may seem proper.
If the right to rehear and review these decisions can be maintained at all, it can only be done on these
Is it true that immediately upon the reestablishment of the civil authority and termination of the military, on the 26th day of January, 1870, every office filled by military appointment became vacant instanter ? Is this true, in fact and in law ? It will aid the solution of this question, to recur for a moment to the peculiar circumstances under which the civil rule was restored and the military government was terminated. It is a part of the current, public history, of which this court may judicially take notice. It wdll be remembered that while this State was subjected to the military authority of the United States, all the executive and judicial officers of the State were removed, and their places filled by the appointees of the military governor. These military appointees were filling all these offices, and exercising their respective duties and functions, on the day when the civil government was restored and the militaiy government terminated, to wit, on the 26th day of January, 1870. On that day there was a Governor, Lieutenant-Governor, and Attorney-General, who had been elected under the present constitution. A Legislature had been elected. But no judicial officers had been appointed under the new government, nor could be, because the constitution provided for their election by the Legislature, or by the people. The organization of the State government was not then perfected. The legislative department was alone complete. The executive department had its chief officers but none of its subordinates. The judicial department was wholly unorganized. On that day there was not a
This provision of the schedule has not yet received a judicial construction. What is its-real scope, meaning and authority, is still an open question. And it is not necessary to the purposes of my conclusions that it shall be solved now. I refer to these things for the purpose of showingthat the judges of the late Court of Appeals were not naked usurpers, acting without color of authority, who continued to discharge the functions of an office from which they had been absolutely removed by the termination of the military authority. This unquestionably was not the case. They were, at least, in office under color of authority. If they had no express authority to continue in office after the restoration of the civil government, until their successors were appointed and qualified, if the schedule referred to conferred no such
This court ought to be the last tribunal to repudiate this salutary principle. The peace of society, the security of private rights, the confirmation of title to real
But if I am wrong in this view of the subject, certainly and beyond all controversy, the Judges of the late Court of Appeals must, at least, be considered judges de facto, after the 26th of January, 1870; and if they were officers de facto, then, upon the unquestioned- and uniform authority of the decisions of the English and American courts, their official acts must be held to be as valid and binding, so far as the public and the rights of third parties are concerned, as if their title to the office had been unquestioned and perfect. ~Were they, then, officers de facto ? The distinction between an officer de jare, one who is de facto
An officer de facto is one who comes in by the power of an election or appointment, but in consequence of some informality or omission, or want of qualification, or by reason of the expiration of his term of service, cannot maintain his position when called upon by the government to show by what title he claims to hold his office. He is one who exercises the duties of an office under claim and color of title, being distinguished, on the one hand, from a mere usurper, and on the other, from an officer dejure. Ib.; 5 Eng. C. L. R. 278; 5 Wend. R. 234.
A mere usurper is one who intrudes himself into an office which is vacant, or ousts the incumbent without any color of title whatever. Black. Tax Titles 93; 7 New Hamp. R. 140.
Lord Ellenborough gave the following description of an officer de facto, which has been adopted by the courts and by text writers as “ accurate and expressive :” “ An officer de facto is one who has the reputation of being the officer he assumes to be, and is yet not a good officer in point of law.” 6 East. 368. According to this definition, and to the distinctions referred to, the judges of the late Court of Appeals, holding over after the restoration of the civil government (upon the assumption that it was without autho
This doctrine of the validity of the acts of officers de facto has been established from the earliest period, and repeatedly confirmed by an unbroken current of decisions down to the present time. In Sir Randolph Crew’s case, Oro. Oar. 97, a commission to take testimony executed by judges after the demise of James I., wffien their terms of office had expired, was held good, the court saying that “no inconvenience could arise on such proceedings; but, otherwise, it would draw in
In Harris v. Jays, Cro. Eliz. 699, it was conceded by the court, that if one being created bishop, the former bishop not being deprived or removed, admits one to a benefice upon a presentation; this is good, and not avoidable; for that the law favors one in reputed authority. In Knight v. The Corporation of Wells, Lutwyche 508, it was held that, “ if one elected as mayor of a corporation, without being legally qualified to be chosen to that office, after such election, puts the seal of the corporation to a bond, this obligation is good; because, by coming into the office by color of an election, he was thereby mayor de facto, and all judicial and ministerial acts done by him are good.” See also Leak v. Howel, Cro. Eliz. 533; King v. Lisle, Andrew’s R. 163; 2 Strange R. 1090. The same principle has been uniformly adopted in modern Knglish cases. It was distinctly acted upon in The King v. the Corporation of Bedford Level, 6 East. R. 356, 366; and in the more recent case of Margate Pier v. Hannam, 5 Eng. C. L. R. 278, where a statute providing for the appointment of justices of the peace declared that no person should be authorized to act as a justice unless he had taken certain oaths, it was decided that the acts of a justice, appointed under that law, were valid, although he had not taken the oaths required by the statute. Indeed, the doctrine in these cases is universally applied in England to officers de facto, from the lowest officer up to the king. 1 Black. Com. 204, 371; 1 Hale’s P. C. 60.
The same principles have been repeatedly adopted by the courts of this country; and there is not a single decision to the contrary. In the People v. Collins, 7 John. R. 549, Chancellor Kent observes that the point, “ that the official acts of officers de facto are valid,”
In Smith v. The State, 19 Conn. R. 493, the court uses this language: “ Eo principle of law is better settled, f^ari that public officers de facto, acting colore officii, are held to be as well qualified to act , while they remain in office, as if legally appointed and duly qualified.”
In Plymouth v. Painter, 17 Conn. R. 585, where the whole subject was most elaborately examined, it is said “ The acts of a de facto officer, whether ministerial or judicial, are valid, so far as the public or third parties having an interest in such acts are concerned; and neither the title of such officer nor the validity of such acts can be indirectly called in question in a proceeding to which he is no party.”
In South Carolina and in Illinois it has been held that where a law, under which a judge was appointed, was unconstitutional, and therefore his appointment was void; yet acts done by such judge were valid and binding. 2 So. Car. R. 696; 24 Illi. R. 184. In State v. Bloom, 17 Wisc. R. 521, where a judge had been actually ousted on a quo warranto, and a party sentenced to the penitentiary by him, while illegally in office, had been discharged on habeas corpus after the judgment of ouster on quo warranto, the Supreme court reversed the decision of the court below, (discharging the prisoner) and remanded him to the penitentiary, on the ground that the acts of the judge de facto were good against all the world, although he had been afterwards regularly pronounced not to be legally in office.
Cases illustrating the principle contended for might be multiplied to almost any extent. I refer only to the following, in further illustration of this well settled
This court has adopted the principles of these cases, some of which are cited in the opinion of the court, approvingly, in Monteith’s case, 15 Gratt. 172, in which it was decided that the acts of a sheriff de facto are valid, and cannot be enquired into in a collateral proceeding to which he is not a party; and the Legislature of this State recognized the same principle of law when they enacted the 7th section of ch. 12, Code 1860, p. 101, concerning disabilities to hold office. § 7, “All judgments given, and all acts done, by any person by authority or color of any office or post, or the deputation thereof before his removal therefrom, shall be as valid as they would be if this chapter had not been enacted.” In a late case decided in this city, “In re Griffin,” where a prisoner had been discharged upon habeas corpus, upon the ground that he had been tried and sentenced to the penitentiary by a judge who was disqualified from holding office under the 14th amendment Constitution United States; upon appeal to the Circuit court held by the Chief Justice of the United States, he was remanded to prison. In that case the Chief Justice, after citing approvingly the cases of Taylor v. Skrine, 2 Brev. R. 696; State v. Bloom, 17 Wisc. R. 521, and Ballou v. Bangs, 24 Illi. R. 184, already referred to above, and which he says cover the whole ground, both of principle and authority, then proceeds to observe, “This subject received the consideration of the judges of the Supreme court at the last term, with reference to this and kindred cases, in this district, and I am authorized to say, that they unani
In a still more recent case, decided by the Circuit court of the United States in this district, Chief Justi°e Chase presiding and delivering the opinion of the court, the same general doctrine was recognized, and in such form that it has peculiar application to the cases before us. A suit for malicious prosecution, brought by Woodson against two members of the common council and sergeant of the town of Harrisonburg, had been removed from the Circuit court of Rockingham to the Circuit court of the United States. The only question was, whether the last-named court had jurisdiction to hear and determine the case? and that depended upon the further question, whether the an-est complained of was made by virtue of a militai’y order, or by the common council and sergeant, under their authority as corporation officers? The Chief Justice, delivering the opinion, says: “It is to be boi’ne in mind that the members of the common council of Harrison-burg had been elected to that office while the insui’gent government of "Virginia was in entire control of that portion of the State. When that government was dispersed by the superior force of the United States, the civil authorities did not necessarily cease, at once, to exist. They continued in being, de facto, chai’ged with the-duty of maintaining order, until superseded by the regular government. Thus, the common council of Harrison-burg remained charged with the government of the town, notwithstanding the temporary occupation of the place by the United States forces. Doubtless it might be superseded; but it was not superseded.” And so, it may be remarked in passing, before leaving this
I have thus traced the decisions of the English and American courts, from a very early period down to the present time, and there is one unbroken current of authority establishing the principle that public officers de facto, acting colore officii, are held to be as well qualified to act while they remain in office as if legally appointed and duly qualified. This being firmly established, both upon principle and authority, it follows that the decisions of the late Court of Appeals are valid, judicial acts. Being thus valid, has this court any power to review them ? If not, has the Legislature the constitutional authority to confer that power upon this court?
In the-cases before us, motions had been made in the court which pronounced the decisions for a rehearing, which motions were overruled and the final decrees entered; the mandate of the court was issued, the controversy was closed, and the rights of the parties had rested under these decisions. Has this court, independent of the act of assembly, any power to reopen them ?
In accordance, then, with the principle of this decision, this court has no inherent power to review the decisions of the court that preceded it. Has the Legislature the authority to clothe it with any such power ? I think not. It is clear to my mind that such an attempt, upon the part of the Legislature, would be the exercise of judicial power, and therefore void. It is now too well settled to admit of serious dispute, that the legislative department can no more exercise judicial power than the judicial department can exercise legislative power. Bach is supreme in the exercise of its own proper functions, when acting within the limits of
I believe there is not a single State constitution in this country that does not adopt, as a part of its basis, this principle of separation and independence of the three great departments of government. The constitution of this State, copied in this respect from those which were framed by the wisest expiounders of the science of government, and which is the paramount law to all the departments, plainly limits and defines the powers of each. Article IE. of that constitution is in these words: “The legislative, executive, and judiciary departments shall be separate and distinct; so that neither exercise the power's properly belonging to •either of the others.”
Ho particular definition of judicial power is given in the constitution; and, considering the general nature ■of the instrument, none was to be expected. But the terms used are still sufficient to designate, with clearness, that department which should interpret and administer laws, from that department which should make laws. The former decide up>on the legality of •claims and conduct; the latter make rules upon which those decisions should be founded. The law is applied by the one, and is made by the other. Cooly’s Const. Limitations 92: “To declare what the law is, or has been, is judicial power; to declare what the law shall be, is legislative.” 7 John. R. 498. On general principles
In further support of this doctrine, see, also, Atkinson v. Dunlap, 50 Maine R. 111; Miller v. The State, 8 Gill R. 145; Beebe v. The State, 6 Ind. R. 501; Lanier v. Gallatas, 13 La. An. R. 175; Stanisford v. Barry, 1 Aik. R. 321; and Inh. Durham v. Inh. Lewiston, 4 Greenl. R. 140.
These adjudications assert no new doctrine, but are
Bor is the case of Caulder v. Bull, 3 Dall. R. 386,. decided by the Supreme court IT. S., and so much relied upon by the counsel of the petitioners, at all in contravention of these well-settled doctrines. “The decision in that case was placed upon the ground that it was the usage in the State of Connecticut so to legislate, which was taken as evidence of the fundamental law; it, at that time, having no written constitution. Mr. Justice Patterson, in his opinion, puts the case on that distinct ground. He held, the constitution of Connecticut was made up of usage, and it appeared that the Legislature had, from the beginning, exercised the power of granting new trials.” Smith’s Com. 529.
But the same court, the Supreme court of the H. S., has expressly recognized the doctrine contended for in this opinion, when it declared, in a more recent case, that Congress has no power to interfere with, or set aside, a judgment of that court. See Wheeling Bridge case, 18 How. U. S. R. 421.
I have already extended this opinion beyond its proper limits, and have only to add that the principles adopted, in the cases cited, have become settled constitutional law, and are universally recognized and acted upon as such, by all judicial tribunals in this eoun
These causes are, by consent, brought up together, upon a preliminary question which arises in both, as to the power of this court to supervise and control decrees pronounced by H. B. Burnham, W. Willoughby and O. M. Borman, claiming to be judges of the Court of Appeals of Virginia, after the military provisional government had ceased to exist and the constitutional civil government had been inaugurated.
Many important and interesting questions have been raised by counsel in argument, and numerous authorities adduced, which I do not deem it necessary to consider in deciding the question which has been submitted. In stating the reason, therefore, for my opinion, I shall confine myself to the single question, Has this court power to supervise those decrees ?
The act of assembly of 5th of March, 1870, expressly clothes the court with that power. It is essentially a healing and remedial act; healing, so far as it gives validity to the acts which have been done; and remedial, so far as it gives to parties who may have been aggrieved the means and method of redress.
It is argued that it is, because it is a judicial act, and therefore contrary to article II of the constitution, which provides “that the legislative, executive and judiciary departments shall be separate and distinct, so that neither exercise powers properly belonging to either of the others.” Is this a judicial act? So far as it is involved in this motion, it appears to be purely remedial, and not judicial, because it does not decide upon the rights of parties. It only authorizes the Court of Appeals to decide upon them. If the legislation which is necessary for organizing the judiciary, defining its jurisdiction and confering upon it the necessary powers for the exercise of the judicial function, is not judicial, then this act is not judicial, unless its retrospective character makes it so. It is well settled'
Sedgwick says: “ There are a large number of cases in which it would be very injurious to assert that the Legislature is incompetent to pass laws having a retroactive effect. Such are laws declaring valid, acts of official persons irregularly elected, altering and amending judicial procedure, &c. In these and many other cases, it is difficult to avoid giving the act a retroactive effect. Every such effect must, or may, influence injuriously some individual case. But the interests of the community are paramount.” Sedgw. p. 198.
But it is contended that it divests vested rights. If it is true, that an act which divests vested rights is unconstitutional necessarily, and void, no rights vested by the decrees in question, if they emanated from a tribunal which was not a court, either dejure or defacto. If this should be held to be the case, it is a conclusive answer to both objections; and there is no occasion to review the authorities which were cited, to show that it is a judicial act.
We will now consider the question, were those decrees pronounced by a then lawful court of Appeals of Virginia? Were the persons who pronounced them, then lawful judges, clothed with authority to pronounce them?
I purposely confine this enquiry to the time when those decrees were pronounced, which was subsequent to the 26th of January, 1870, when the acts of Congress, known as the reconstruction acts, had ceased to operate, by an express limitation contained in the acts themselves; when the provisional government was at an end, and all authority under it; and the constitutional government, which superseded it, had been inaugurated, and was then the existing lawful government
If they had this power, whence did they derive it? -^°t from the provisional government, for that did not exist. Hot from the commanding general, for he could not continue his own life. His authority was at an end, and their authority ceased with his. And so was it solemnly ruled by this court in the recent eases of Dyer v. Ellyson, and Bell v. Chahoon.
'F’rág® Moncure, the president, in announcing the unanimous opinion of the court, uses this language: U aillhority of the military commander of Virginia ceased when her representatives were admitted into Congress. And when his authority ceased, that of his appointees also ceased. It would be strange, if, after the principal ceased to have any authority, his subordinate agents should continue to have authority.” They, then, derived no authority from this source. Whence did they derive it ?
It is contended that the last clause of section 2 of the schedule to the constitution, continued them in office. If this be so, it is clear that their authority cannot be questioned. Let us examine and discover, if we can, what was the intention of the convention which ordained it.
In the construction of this schedule, it is our duty, fairly and faithfully, to carry out the intention of the Convention. It is a well-established maxim, that the object, and only object of judicial investigation in regard to doubtful provisions of statute law, is to ascertain the intention of the Legislature which framed the law. Sedgw. on St. and Const. Law 230-’31; 1 Kent Com. p. 468. With this as our guiding star, we will pursue our researches. The language of the clause is: “ The several courts, except as herein otherwise provided, shall continue with the like power and jurisdiction, both in law and equity, as if this constitution had
, But if it meant that tbe judges should continue in office until tbe judicial department, under tbe constitution, was organized, there was likely to have been two sets of judges at the same time, for tbe same court both invested with authority, tbe military appointees, by section 2 of tbe schedule, and tbe constitutional judges, by section 22 of Article VI. of tbe constitution, which authorizes them to discharge tbe duties of their office from their first appointment and qualification. IsTow, it is obvious, upon tbe construction contended for, that if their appointment and qualification were prior to tbe organization of tbe judicial department,, which might
But, if they did not use the term “ courts ” as synonymous with judges, did they mean to include judges in it? That the several courts, and judges thereof, shall continue ? That would be very proper language, and it shows that there is a difference between the terms courts and judges—that they convey substantive and distinct ideas. But they did not say the courts and the judges thereof, which they should and would have said, I think, if they meant to have continued the judges in office. To construe the language as including the judges, would also be equally repugnant to the 22d section of Article YI. of the constitution.
But I think we cannot be at a loss to know what they did mean, by the language they have employed. It has an exact meaning. Substantially the same language is used in the constitution of 1830, and in the constitution of 1851, with the same meaning in both: and in neither of them was it understood or intended to continue the judges in office. The language in the constitution of 1830, last clause of article YU, Code of 1849, pp. 44-5, is: “ All the courts of justice now existing shall continue, with their present jurisdiction, until and except so far as the judicial system may or shall be hereafter otherwise organized by the Legislature.” It is evident that this clause was not understood nor intended, by the eminent men who framed that constitution, to continue the judges in office, because they had previously, in article Y, sec. 2, expressly provided that the judges should remain in office until the termination of the session of the first Legislature, elected under this constitution, and no longer. It is clear, then, that the framers of that constitution did not understand the clause, that continued the courts, as continuing the judges. The framers of the constitu
There is another inference to be drawn from the action of the conventions of 1830 and 1851, to wit: that, in their opinion, a change of the organic law vacated all the offices which were held under it; and that, without express provision for continuing the incumbents in office after the new constitution went into operation, they could not continue to exercise the functions of their respective offices. This is clearly inferrable, from their carefulness to insert provisions in the constitutions they were forming, or in the schedule, for continuing all officers in office until their successors were appointed under the new constitution. Code of 1849, p. 44, art. VII; Code of 1860, p. 58, sec. 14 of sehe
Sow, can it be conceived that the framers of the Presen’*: constitution, with the three preceding constitutions in their hands, if they intended and desired to continue officers, would not have expressly provided for it in the constitution and schedule they were J framing. I can come to no other conclusion than that ttey did not intend it nor desire it.
And this conclusion is well supported by the historical fact, that, at the time the constitution was framed, the incumbents of the offices of the State were most obnoxious to the dominant power of the convention; and that the 4th clause of section 1 of article IH, and the 3d and 7th sections thereof, which they had inserted, but which were rejected by those to whom they were submitted for rejection or approval, would have rendered almost every incumbent of office in the State ineligible to office under the constitution which they had prepared. They also provided, by the election ordinance, for the speedy inauguration of the new government, and for filling the offices with new men immediately on the adoption of the constitution, thus making it not only unnecessary, but incongruous, that they should retain the provisions of the preceding constitutions for continuing the incumbents in office. But it is unnecessary to continue the argument further. I am convinced that the clause in question did not continue in office the judges of the Court of Appeals, appointed by Glen. Canbv, after their authority ceased as his appointees. I am of opinion, for the foregoing reasons, that the military appointees were not judges de jure when the decrees in question were pronounced.
But it is contended that they were officers defacto,
But an attempt has been made to show (I think unsuccessfully), that the Legislature has given the assent of the State to this assumption of authority. The only mode by which the Legislature can speak, is by resolution or bill. It has spoken by the enabling act, in the very clause which is sought to be annulled. Is there any evidence to be found, in any part of its proceedings, that this assumption of the judicial function by Mr. Burnham and his associates was with the assent or the approbation of the Legislature. I think not. On the contrary, its journals show that from the first assembling and organization of the two bodies, their authority Was questioned.
The assembly met on the 8th of February, and dn the 10th, the House of Delegates instructed their committee for courts of justice to enquire whether Mr. Burnham and his associates, who were then exercising the functions of judges of the Court of Appeals, were lawfully exercising that function. This would seem to have been a sufficient intimation to those gentlemen to suspend their proceedings until the question as to their right could be enquired into. This does not look like acquiescence on the part of the Legislature.
But it is said that the committee recommended that
But I think, even upon the narrow view which has
Upon what principle is it that the acts of de facto officers are binding? According to the old American idea, the right of government is founded in the consent of the governed. And the acts of the officers of government are binding, because they are the authorized agents of the people. Prom this it follows, that the only obligation of the people to submit to the authority of one man more than another, is, that he is the agent of the government or people.
Upon what ground, then, am I bound to recognize the authority of one who assumes to act officially, but who has no lawful authority from the people or their government? There must be some ground for it, other than that he has possession of the office; some ground upon which the de facto officer can be distinguished from the mere usurper. The only ground that I know of is, that he exercises the office under “ a claim and color of title,” by election or appointment—the only modes, where hereditary right does not exist, by which public offices can be conferred. It is not sufficient that he acts under a claim of right: for the usurper may do the same. There must also be color of right, by election or appointment.
In this view I find that I am well sustained by the books. Some authorities go farther, and require that he shall also have the reputation of being the officer he assumes to be—which implies that he is regarded and accepted by the public as a valid officer. In the ease of Tucker v. Aikin & al., 7 N. Hamp. R. 113, 140, Judge Parker defines an officer defacto to be “ one who, under color of an election or appointment, has the reputation of being the officer he assumes to be, but is not a good officer in point of law.” This agrees with Chief Justice Ellenborough’s definition, in Rex v. The
The claim of title may not be valid, but that cannot be known until it is ascertained in the mode prescribed by law And as he is in possession, under a claim and color of title, by election or appointment, accepted by the public as valid, it is the duty of all to recognize his official character, and to submit to his authority until J it is legally determined that he is not a lawful officer.
And this the good order of society, and security to person and property, require. Blackwell, in his work on Tax Titles (p. 92), speaking of an officer de facto, says: “He is one who exercises the duties of an office under claim and color of right, being distinguished, on the one hand, from a mere usurper, and on the other, from an officer de jure. The mere claim to be a public officer, or the performance of a single, or even a number of acts, in that character, will not constitute an officer de facto. There must be some color of a claim, under an election or appointment, or an exercise of official functions, and an acquiescence, on the part of the public, for a length of time, which would afford a strong presumption of a colorable right.” That is of an election or appointment. All the books, so far as I have had opportunity to examine them, agree in this, that the “ claim and color of title ” must be predicated of an election or appointment. The King v. Lisle, Andrews R. 172. How, what are we to understand by “claim and color of title?” Oases involving questions of adverse possession of land, “which is nothing more nor less than a possession under a claim and color of title,” may throw light upon it. Blackwell on Tax Titles (p. 566), says, “to repel the presumption of holding under, or in privity with the title of the true owner, it is essentially necessary that the tenant
In the case of Irving v. Brownell, 11 Illi. R. 402, the court goes still farther. It is held that, by the words “claim and color of title, made in good faith” (which are the words of the statute,) “must be understood such a title as, tested by itself, would appear to be good. Hot a paramount title, capable of resisting all others, but such a one as would authorize the recovery of the land when unattacked; as if no better title wTas shown—that is, a prima facie title.” Let us apply these principles.
We have seen that these gentlemen, when they undertook to decide these causes as judges of the Court ■of Appeals of Virginia, were not invested with the office by the constitution or schedule, and their office, ■under the military government, had expired. Could they claim,‘by color of title, under either ? Could they have maintained their right under the constitution or schedule, if no better title was shown? Would their title, as tested by itself, appear to be good ? Does the second section, continuing the, courts, give them a prima facie, or apparent right or title, to the office ? I
Had they a color of right under the appointment by Gen’l Canby?9 We have seen that by the very terms of the reconstruction acts, the authority of General Canby, and of all his subordinates, ceased the instant that the State was admitted under the new constitution. If they performed any official acts after the act of Congress admitting the representatives of the State was-passed and became a law, they could only have been valid if performed before they had notice of that act. By authority of the case of Dyer v. Ellyson and Bell v. Chahoon, before quoted, the authority of the military commander of Virginia ceased, when her representatives were admitted into Congress; and when his authority ceased that of his appointees ceased also. “ It would be strange (said judge Moncure, speaking for the whole court) if, after the principal ceased to have any authority, his subordinate'agents should continue to-have authority.” I regard that decision of the highest authority to us. But if it were not, having united in the opinion ex animo, and seeing no error in it, I shall now adhere to it. They were military appointments, and designed only to be temporary: To continue only while the military held the sword over the civil power of the State. When the military supremacy over thé civil terminated, as it was to terminate by the express terms of the warrant which called it- into existence,.
I think the practice in England has been to ratify the acts performed by illegal officers, where public necessity required it, by acts of Parliament operating retrospectively. Hence the healing acts of Parliament.
As an instance of such legislation, I will mention the act of Parliament, after the restoration, ratifying and making valid all marriages solemnized during the Protectorate of Cromwell, which, by the laws of England, were illegal and void. 1 Bl. Com. pp. 439-40. The convention or assembly which restored Charles H. was not lawfully constituted, yet it sat for seven months, and legislated for the kingdom, and its acts were ratified and made valid by a subsequent Parliament. The act of ratification doubtless gave legality, quiet and ■security to all rights and titles, and to all the various interests and relations, in all the ramifications of society, which were affected by the legislation of the previous illegal Parliament. Doubtless that Parliament provided for filling most or all of the public offices of
In our own State, as we have seen, when a change in the organic law was made, though made without any change of the body politic, and made peacefully, according to the forms of law, the invariable practice has been to insert a clause in the constitution, or schedule, expressly continuing the officers of the old government, under the new, until their successors were appointed by the new government. As to what has been the practice of the other American States, I am not informed.
But, whether there is any uniform or established rule on this subject, when a change of government is made, without any change of the State or body politic, and the officers of the old and the new governments are the official agents of the same body politic, or whatever that rule should be in such case, I think the case before us differs materially and radically from any that
How, if it were true that, when a State changes its government—its organic law—the officers under the former government have a right to continue in office under the new until their successors are appointed, there are reasons for it which do not apply in this ease. It may be said that whilst the government has been changed, the body is the same; and that the officers of the government which has been abrogated are the official agents of the same body politic which has adopted the new government, and therefore may be regarded as officers de facto. This principle is recognized, and in fact asserted, by our bill of rights, which is now a part of the constitution, and as such binding upon us, in the declaration “that all power is vested in the people (that is, the body politic), and that magistrates are their trustees and servants, and amenable to them.” Constitution of Virginia, Art. I., clause 2. Can it be said that the military appointees were the agents or servants of the people of Virginia, and amenable to them ? To the contrary, they were the agents or servants of the military power which appointed them to office, and amenable only to it; a power which was independent of us and had no sympathy with us, and which, in its constitution and nature, was adverse to
Ueither the Cæsar Griffin case, nor the case of John C. Woodson v. The Mayor and Council of Harrisonburg, is in conflict with a single position I have taken. In the former case, Oiesar Griffin had been tried, convicted, and sentenced to the penitentiary, by a court over which Judge Sheffey presided. An application to the Circuit court of the United States was made to release hinj, upon the ground that Judge Sheffey, at the time of the trial, was disqualified to hold the office by the 14th amendment. It was shown that Sheffey had been elected to the office by the Legislature of the restored government of Virginia, which had been recognized as the lawful government of Virginia, both by congress
The other case was a suit by Woodson v. the mayor and some of the councilmen, and sergeant of Harrison-burg, in the Circuit court of Rockingham, and by an order of that court was removed to the Federal court. 'The question was, in that case, was it one of that class •of cases which could be removed, under the act of congress, from the State to the Federal court? The Chief •Justice decided that it was not, and remanded it to the State court. In the course of his opinion he says: “When that government (the government of Virginia, which he calls insurgent,) was dispersed by the superior force of the United States, the civil authorities did not necessarily cease at once to exist. They continued ill being defacto, charged with the duty of maintaining order, until superseded by the regular government.” I think the Chief Justice was well warranted in giving to these officers the character of de facto officers. I do not think that he would have erred if he had characterized them as officers de jure. They had been regularly inducted into office, and their terms were unex
The desolation and ruin to public and private interests which have been so graphically portrayed in argument; the uprooting of society from its foundations,
ISTor can the holding that they would be de facto officers, meet the necessity; because they were not bound to serve as defacto officers. They could not have been compelled to serve. Suppose that they had refused to be de facto officers, the holding that they would be de facto officers if they served, would not remedy the evil. But since they have acted, the public necessity which required it, though it cannot make them officers de facto, strongly appealed to the legislative power of the State to pass a retrospective act ratifying, as far as was proper, what they had done.
The Legislature has responded to this necessity, by passing what is called the Enabling act, by which it has ratified their acts, as far as in its wisdom it deemed it proper to do, with a just regard to the protection of private right. And, properly regarding the holding-over of the military appointees, as being generally
On the other hand, if we undertake to disregard this act of the supreme legislative power of the State, we deny to our citizens the right to be heard, who complain that they have been grievously wronged by the decisions of self-appointed judges, who had no warrant or authority from the State, or the United States, to exercise the judicial function, but who presumed to do so, against their protestations, and, by decisions which the law gave them no authority to make, have divested them of valuable rights of property. "We forever close against them the door of relief, and compel them to submit to this wrong. The consequences of our decision maybe much wider and farther reaching. ¥e forever deny to the Legislature a power which, in the progress of events, may be essential to personal security and public liberty. I cannot regard a case unimportant which involves such consequences as these. But this court has the undoubted right to declare an
act of the Legislature unconstitutional, and, must do •so, when it is plainly contrary to the constitution, so that both cannot stand together. But it is a delicate power, and should never be exercised in a doubtful case. And so has it been repeatedly held by the courts.
If the Legislature could have heen convened in time, it would have been competent (by authority of the cases recently decided by this court above referred to,) to have filled all these offices temporarily, until they could be filled in the mode prescribed by the constitution. And it might, I apprehend, have authorized them to be filled by the military appointees, whose authority had expiréd, if it had chosen to do so. But the Legislature could not be convened in time for this purpose. And there was a necessity that many offices should be performed. The good order and safety of society required it.
In this I cannot include the offices performed by the gentlemen who assumed to be judges of the Court of Appeals; for, it has been disclosed in the argument of this motion, that, in one of these eases at least, there was a formal protest made to their assuming jurisdiction or authority to try it; and, furthermore, that, before these causes were heard and determined, the authority which clothed them with the judicial ermine had virtually disrobed them, by plainly intimating that their authority had expired.
But there were other offices which could not be dispensed with, as we have seen, even for the short period which elapsed between the expiration of the military provisional government and the date of the Enabling act, which offices were performed by the military appointees. How, it seems to me, that if it were competent for the Legislature to have given authority to perform the acts before they were done, it would have power to ratify them after they were done. In the case of Thompson v. Lee County, 3 Wall. U. S. R. 327, it was held by the Supreme court, that if the Legislature possessed the power to authorize the act to be done, it could by a retrospective act cure the evils which existed, because the powers thus conferred had been
I have cited instances where this power has been exercised by the British Parliament. Other instances might be mentioned; but these are sufficient.
It is true that Parliament is invested with powers which do not belong to the General Assembly of Virginia; but, whilst that is true, it does not, I think, impair the force of the illustration: for it is assumed that the Legislature was fully invested with power to have authorized the acts to be done, and, not having done so, the question is, can an after act of ratification make them valid ? If ratification by Parliament gives validity, it seems to me that the same is true as to an act of ratification by the Virginia Legislature; because, in both cases, it depends upon the power of either assembly to have first authorized the act, and not upon the extraordinary powers of Parliament which a State Legislature has not. Parliament has no more power to pass a retroactive law than the Legislature of Virginia has, though it has many other powers which the Legislature has not.
But, if it was competent for the Legislature to ratify the acts which had not been previously authorized, and make them valid, by a retroactive law, which I am strongly inclined to believe, though not necessary to be decided in this ease, it cannot help the appellees, inasmuch as the decrees in question have not been rati-fied by the act of the Legislature. The act in question, in effect, only allows them to stand, provided neither party applies to this court, within a limited
Erom the best reflection I have been able to give to this motion, and for the reasons given, I am of opinion that it is competent for this court to review the decrees in question, and that, therefore, the appellees’ objection ought to be overruled.
Concurring Opinion
I fully concur in the opinion of my
brother Christian. It would be an unprofitable consumption of time for me to attempt a repetition of his admirable and exhaustive argument. I shall content myself with presenting some views merely supplementary to what has been so well said by him.
It has been my earnest wish to affirm the constitutionality of the act now under consideration; to find ■some way, if possible, consistent with sound and well established principles of constitutional law, by which the decisions of the Court of Appeals mentioned in that act might be reviewed by this court; not because .1 have any reason to find fault with those decisions, or to distrust the judges who rendered them; but it •seemed to me to be due to all parties concerned, they ■should have an opportunity of bringing their cases before a court of the last resort, constituted and appointed •according to the forms and requirements of the constitution of Virginia. Although the right and the duty of the judiciary to expound legislative enactments and to apply to them constitutional restrictions cannot now be questioned, all concede that the task is. a delicate one; and only to be performed upon the clearest and most convincing grounds.
The consequence of declaring this act unconstitutional may be serious injury to the rights of suitors
If we are to hold that the military appointees of the federal government occupying this bench after the admission of Virginia into the Union, were neither judges de jure nor de facto, but mere usurpers without color of right or title, we must so hold with regard to the incumbents of the Circuit and County courts, and indeed, every other person performing the duties of a public office in the State subsequent to the period mentioned.
Where there is a plain usurpation of an office without any show of title, the acts of the intruder will be undoubtedly void, both in relation to individuals and the public. We must therefore pronounce every decree of judges so appointed for the sale of property, null and void; every judgment for the recovery of money, a nullity; every sale made by a sheriff, a trespass; every relinquishment of dower ineffectual; and the imprisonment of every criminal by the sentence of such courts, an illegal confinement. It is undoubtedly true, that this court, in expounding the constitution and laws, cannot yield to the consideration of expediency nor look to the consequences which may flow from its decisions. But it is equally true, as was said by judge Chase, in ex parte Griffin, in the examination of questions of this sort, great attention is properly paid to the argument from inconvenience. A construction which must necessarily occasion great public and* private mischief, must never be preferred to a construction which will occasion neither in so great a degree,, unless the terms of the instrument absolutely require such preference.”
But if the incumbents of the various judicial offices throughout the State were mere intruders, without color of title, can the Legislature, by subsequent enactment, make them judicial officers? Can it confer authority over persons and things where none existed under the laws then in force ? Can it impart to the unauthorized act of a mere private person the force and sanction of a judicial sentence or decree ? If an individual, without color of right, should undertake to hold a court, empanel a jury, put upon his trial a citizen, and condemn and execute him, such an act would be murder; and no legislative authority, in this or any other country, could be justly invoked to clothe the proceeding with the sanctity of a judicial decision. The Legislature may prescribe rules for the exercise of judicial power. It may dispense with formalities which do not constitute a part of the jurisdiction of the court even after the proceedings have been taken; but it cannot, by retrospective laws, make valid proceedings had in court, which were originally void for the want of jurisdiction over the parties.
If the judgments and decrees of these military tribunals derive their validity from the Enabling Act alone, they are binding on the parties, not because they are judicial sentences, but because they are legislative sentences, under the form and semblance of legislative enactments. The parties hold, not under the decree, but under the statute. If one Legislature may affirm; another may disaffirm. The next Legislature elected under different auspices, animated by wholly different views of public policy, may repeal the Enabling Act,
Statutes of the British Parliament have been cited and relied on. The British Parliament is omnipotent in the scale of political and judicial existence, and can mould the constitution at pleasure. “The power and jurisdiction of Parliament (says Sir Edward Coke) is so transcendent and absolute that it cannot be confined, either for persons or causes, within-any bounds.” But in this State the Legislature is restrained by a written constitution, with clear and well-defined boundaries, 'separating the coordinate departments, and fixing their respective powers and jurisdictions. I am satisfied, however, that British history does not furnish an instance in which the Parliament has attempted an act of the kind, or, if attempted, in which it has been sustained by the courts.
It is clear, upon authority and reason, that the military appointees of the Federal government, discharging judicial functions in this State after its admission, were neither judges de jure nor mere intruders; but that they were judges de facto; and their acts and decisions, as such, are as valid and binding upon third persons, and upon the parties, as if made by courts of constitutional authority. These decisions may not be considered authoritative as judicial precedents, but they settle and finally adjudicate the matters in controversy between the parties. Under them vested rights have been acquired; they cannot be impeached in any other court upon grounds that will not equally apply to the decrees and judgments of judges de jure; and
If, immediately upon the admission of the State, the Legislature had passed an act or resolution declaring a vacancy in the offices of the judges of the Supreme court, or that the decisions they might make •should not be respected and obeyed; or, indeed, if, before the final adjournment of the court, it had authorized this court to rehear any case decided during that term, such an enactment would not, in my opinion, be ■obnoxious to any constitutional objections. But it happens that, although the court was in session when the State was admitted, and continued in session during the month of February, it does not appear that any action was had on the subject until the 14th February, when a resolution was introduced into the House of Delegates by Mr. Marshall, instructing the Committee for Courts of Justice to ascertain and report by what tenure the then incumbents of the State held their offices. Three days thereafter, the committee, construing the resolution as referring to the judges of the Supreme court alone, reported that they had had the matter under consideration; that, in their opinion, the Hon. H. B. Burnham, one of the. judges of said court, was not lawfully exercising the functions of a judge of the Court of Appeals, but was disqualified, if for no other reason, by holding a military office under the Federal government; that they deemed it inexpedient to express any opinion as to whether or not judges Willoughby and Dorman are lawfully exercising the functions of judges of the Court of Appeals, reserving the right to respond further at some future
The same rules and principles of construction must .apply to the judges of the Supreme Court of Appeals, That court, having adjourned without action by the Legislature, and there being no general laws prescribed for rehearing or renewing the decrees and judgments •of such court after the term is ended, the parties interested in them acquired thereby vested rights, of which they cannot be divested by special enactments of a retrospective character. That it is not constitutionally competent for the legislative department, by retroactive laws, to authorize courts to rehear adjudicated cases, is well settled by numerous decisions. To use the language of an eminent writer, “ If the Legislature cannot indirectly control the acts of the courts by •requiring of them a construction of the law according to its own views, it is very plain it cannot do so ■directly, by setting aside their judgments, compelling them to grant new trials, ordering the discharge of offenders, or directing what particular steps shall be taken in the progress of a judicial inquiry.” Cooley’s •Constitutional Limitations, p. 95.
In this State there are limitations upon the powers of the Legislature, in addition to those contained in positive restrictive clauses of the constitution. These limitations result from the division of powers among •the several departments—legislative, executive and judicial. It was never intended that either should perform an act within the constitutional province of the other. As the judiciary cannot legislate, so neither ■can the legislative department do any act of a judicial
In Burch v. Newberry, 10 N. York R. 374, the Court of Appeals, in discussing a statute of the kind says, “ Thus situated, the Legislature interfered, not to prescribe a rule for all future cases, but to provide a new remedy for the benefit' of a class of persons to obtain a rehearing by appeal, in suits in which decrees had been made and become final against them, where the right to a rehearing at the time not only existed, but had been previously and intentionally abandoned, and thereby not only to impose upon the party in whose favor the decree was made, the expense and inconvenience of another hearing, but to subject all his rights and claims in the matters in controversy, which had been determined and become vested and absolutely fixed by the law then in force, to the uncertainty of future litigation, to be lost or saved, as accident and opinion might
The principles settled by all the cases, apply with as much reason to the decisions of de facto judges, as to judges holding by unquestioned title under legal and valid appointments. The reasons apply as strongly in the one case as in the other. There can be, in the nature of things, no substantial distinction. In either case the statute is retroactive in its operation; and takes away vested rights; and vacates decrees and judgments which, but for such enactment, could never be impeached. In the examination of decrees and judgments of courts, where the tribunal has jurisdiction over the parties and the subject matter, no enquiry into the title of the judge is ever permitted, further than to ascertain that he is not a mere intruder, but acting under color of a legal appointment. That being ascertained, the validity of the decree or judgment in question is vested and settled by the rules and principles applicable to the sentences of any other judicial tribunal. In Blackwell on Tax Titles, it is said that neither the title of an officer de facto, nor" the validity of his acts as such, can be' indirectly called in question in a proceeding in which he is not a party. The effect of this rule is to render the acts of an officer de facto as valid and effectual as though he was an officer de jure. The interests of the community imperatively require the adoption of such a rule.” The only appropriate
Whatever may be said of the decisions sought to be reviewed, it is far better they should be considered and treated as final adjudications of tbe matters in controversy, than that they should be opened by tbe exercise of doubtful, if not dangerous powers. It is better for us all; better for tbe repose of society, tbe protection of property and the happiness of tbe people, that all tbe vast and varied controversies growing out of tbe bloody struggle in wdiich we were involved, shall be adj usted as speedily as possible, and pass forever from tbe arena of political and judicial discussion.
Concurring Opinion
I concur in the result of the opinion ■of Judge Anderson, and in most, if not all, of the views presented by him; but as other judges have delivered opinions in these cases differing from that of ■Judge Anderson, it may be proper for me to say something more in explanation of my views of the question involved.
I concur in most of the principles laid down in the opinions of Judges Christian and Staples, which are no doubt fully sustained by the many authorities they have adduced in support of them. I differ from them, only or mainly, in the- application they have made of those principles to these cases.
The question in these cases is, not as to the effect of ■an official act of a judge or other officer dé facto in the course of a peaceful administration of a government ■dejure; or of a judge or other officer, dejure or defacto, in the course of administration of a government de Jacio—such officer claiming authority to act under color of an appointment by such government. In such a case there may 'be, and I think are, good reasons for .giving to the official act of such a person, so far as the public is concerned, all the effect of an official act of an officer de jure of a government de jure.
But the question here is, as to the effect of an official act of a judge or other officer appointed by the military commander of Virginia, while the State was under the military power of congress, such act being done after ■such military power had ceased to exist, and after the new constitution had taken full effect, but before the government was fully organized under the constitution—that is, before there was in existence any agency of the new government authorized to perform such act.
Had the Legislature, convened to organize the gov-ernment under the new constitution, the right to say ■what should be the. legal effect of such an act of such •an officer under such circumstances, and therefore to
That so much of the act as declares all such acts of' such officers valid and binding, with that exception, is not only constitutional, but wise and proper, is admitted on all hands. To that extent, all admit that it is a.wholesome and a healing act.
That so much, also, of that act as provides other agents than those officers to perform, in future, the duties of office until agents could be elected or appointed under the constitution to do so, is constitutional, was. decided by this court in the late cases of Dyer v. Ellyson, and Bell v. Chahoon, and is, therefore, res adjudicata.
And it only remains to enquire, Whether so much of that act as contains the exception aforesaid is constitutional?
It is argued that that portion of the act is unconstitutional, because the judges whose judgments are sought to be reheard were, when they rendered them, at least de facto judges; that the judgments of a de facto judge,, like the acts of any other de facto officer, are as valid and binding as the judgments or acts of a judge or other officer de jure; that, to grant a new trial of a case in which a judgment has been rendered, is a judicial act, which the Legislature has no constitutional power to perform; and that, therefore, the Legislature had no constitutional power to authorize the Supreme Court
A great deal has been said—and very forcibly and justly said—about the convenience and necessity of there being always some person to perform the duties of every office necessary to the due administration of the government; and therefore, it is argued, that it was the duty of the incumbents in office, when the new constitution took effect, to continue to perform the duties of their offices until other persons were duly appointed and qualified to take their places.
I admit that it was proper for these incumbents to continue to perform all such duties of office as the public good required to be performed before the appointment and induction of officers under the new constitution; and that it was the duty of the Legislature to confirm their acts if they required confirmation, as was done by the Enabling Act.
But had not the Legislature constitutional power, according to their discretion, to confirm or to disaffirm those acts, or to confirm them sub modo only?
I think they had; whether these officers be regarded as de jure or de facto officers, or as mere usurpers; which I think is perfectly immaterial; unless they were constitutional officers—a question which I will presently notice.
The Legislature, with the exception aforesaid, confirmed those acts, and nobody doubts the propriety of such confirmation.
A power to confirm, seems to involve-, necessarily, a power to disaffirm; or to confirm sub modo only.
So far as the question involved in these cases is concerned, there was a confirmation sub modo. That is, the judgments of these military appointees, rendered after the cessation of the power which appointed them,
n0^ ^-is Par^ the act constitutional ? is the only question we now have to decide.'
Whether it be wise or not, whether it would not have been better to have confirmed, unconditionally, all the judgments aforesaid, is not the question we have before us. We may well conceive the motive which induced the Legislature to confirm these judgments as they did, subject to a restricted right of rehearing, as aforesaid. So limited was the sphere of selection of persons to fill the civil offices under the military government, especially during the latter period of its exis. tence, that it was impossible to find persons competent in all eases for that purpose. And the consequence was, that in many cases, probably without the fault of the military commander, civil offices were filled with incumbents wholly unfit and unworthy to fill them. This inconvenience and mischief was seriously felt, especially in regard to judicial offices, which ought to be filled, if possible, with men of the greatest learning and virtue. That some unfit appointments to these offices should have been made, under the circumstances before stated, was naturally to have been expected, and was no doubt unavoidable. Among the offices filled by appointments of the military commander, were the offices of the three judges of which the Supreme Court •of Appeals then consisted. The three judges, thus appointed, entered upon the performance of their offices, and continued to perform them after the military government ceased to exist, down to the period of the organization of the court under the new constitution, except that, at the July term of the court preced
I do not mean to say or insinuate that either of the-three judges of this court, appointed by the military,, was not a competent judge or worthy man, or was influenced by unworthy motives in continuing to act as aforesaid, or that their doing so was an act of impropriety. I will say this much at least, in justice to their capacity, that I have had occasion to examine their opinions in at least one important case, and those opinions seemed to me to be marked by much learning and ability. I have no reason to believe that they were not gentlemen of integrity also, and they may have been well qualified and fitted in every respect for the judicial office. At all events, I doubt not, they were as-well qualified and fitted for that office as any persons who could have been obtained to fill it, under the circumstances.
The Legislature thought it best to adopt the provisos contained in the second section of the act; and I cannot say that they acted unwisely in so doing. But whether they did or not, cannot affect the validity of their act if they had the constitutional power to enact it; and the only question, therefore, is, Had they such power?
The Legislature represents the sovereignty of the State, except so far as they are limited by the constitution. A law enacted by them is presumed to be constitutional until the contrary is plainly made to appear. So much has been said in this case by other judges on this subject, that it is needless to say more. The question, then, is, are the provisos of the second section
I am of opinion tbat they are not, plainly, unconstitutional.
It is contended tbat they are: 1st, because tbe judges in office when tbe military government ceased to exist, continued in office, under tbe second section of tbe schedule of tbe constitution, until tbe organization of tbe judicial department of tbat constitution. And '2ndly, tbat tbe second section of tbe enabling act, so far as it confers power on tbe Supreme Court of Appeals to be organized under tbe constitution, to supervise and control tbe judgments of tbe Court of Appeals at tbe term thereof commencing on tbe 11th day •of January, 1870, is a judicial act which tbe Legislature is prohibited by tbe constitution to perform.
Hirst. Did tbe judges in office when tbe military .government ceased to exist, continue in office by virtue of tbe second section of tbe schedule, until tbe organisation of tbe judicial department of tbe constitution? If they did, then tbe judgments rendered during tbat period by courts constituted of sucb judges, have tbe same efficacy with judgments rendered by any other constitutional court; and tbe question would arise, whether tbe Legislature bad power to subject tbe judgment of a constitutional Court of Appeals, organized ■or continued under tbe schedule, to tbe supervision and ■control of tbe Supreme Court of Appeals organized under the constitution, both courts being, in tbat view, ■constitutional courts. So far as it may be necessary to notice tbat question, it will be noticed when I come to ■consider tbe second ground of objection above stated.
Tbat tbe powers of all tbe officers of tbe military .government of Virginia ceased to exist when tbat government ceased, may be considered, I suppose, as res ■adjitdicata. Dyer v. Ellyson, and Bell v. Chahoon, ubi
It is not pretended that they derived any powers fr°m any statufe law as contradistinguished from the constitution. Did they derive any and what powers from the constitution of the State or the common law thereof? b
If they derived any from the constitution, it was only under the second section of the schedule before mentioned; and whether they did or not derive any from that source, is a question I will presently consider I will now consider whether they derived any and what powers from the common law.
I think it very clearly appears, as was shown and held in the cases before cited, and is also fully shown in the opinion of judge Anderson in this case, that the framers of the constitution not only did not provide that the then incumbents of office should continue to perform the duties of their offices until their successors should be appointed and qualified; but, on the contrary, intended to vacate all the offices, leaving them to be filled by the Legislature, or as the Legislature might provide. If this be so, it may be difficult to maintain that the incumbents of office could continue to perform any of the duties of office in virtue of the principles of the common law; which, so far as would be applicable to this question, might seem in that view to be abrogated.
Supposing those principles, in their application to this question, not to have been abrogated, I presume that the utmost extent to which they can go is, to make valid all official acts performed by the military ap
Certainly there were some offices, the duties of which were required by public necessity or convenience to be performed, down to the period of their being filled by persons appointed and qualified under the constitution; and in such cases it was undoubtedly proper for the old incumbents to continue to perform these duties till that period. Whether such necessity or convenience required the three military judges of the Court of Appeals to continue to hold that court and hear and decide causes, after the State had been fully restored to her sovereignty, and when her Legislature was in session, and expected soon to appoint the five judges of that court under the constitution, is at least a very doubtful question, though I do not at all doubt the bona fides of their action in this respect.
But, however that may be, it seems to me most obvious, upon principle, that the official acts of persons thus holding over and acting, after their powers, derived from their original appointments, had ceased, were subject to the will of the sovereignty of the State, and to the supervision and control of the Legislature, which is the representative of that sovereignty, save only to the extent to which it may be restricted by the constitution. These persons were certainly not express agents of the State, even if they could be agents at all, in the face of a manifest intention of the convention that their offices should be vacated. They could at most be but implied agents, from the necessity of the case, and, to the extent of that necessity, subject, of course, to the supervision and control of the Legislature, as before stated, which could, as it did, declare the extent to which their past acts should be effectual, and prescribed the terms on which they, or some of
How, it is not necessary to decide in this case, whether the official acts of these implied agents required express confirmation by the Legislature to make them valid. Perhaps they would have become valid, ab initio, by acquiescence of the State afterwards, and the failure of the Legislature to repudiate them, might have been ■ considered as conclusive evidence of such acquiescence. Or, perhaps, they were valid, ab initio, unless and until expressly disaffirmed by the Legislature at its first session under the constitution.
However this may be, I think the Legislature had power to declare whether it would accept for the State the agency of these military incumbents in performing the' duties of their offices after the military power had ceased, and to what extent, and on what terms such acts should be valid; and, therefore, that it had power to pass the Enabling act, including the provisos of the second section, subjecting the judgments of the military Court of Appeals, after the constitution took effect, to the supervision and control of the Supreme Court of Appeals to be organized under the constitution, unless the military judges were continued in office by the second section of the schedule to the constitution, a question to which I will presently have occasion again to advert, assuming, for the purpose of this branch of my enquiry, that there was no such continuance. The Legislature had power to declare, as it did, in regard to these judgments, that they shall stand, unreversed and irreversible, unless, within six months after the organi
And now I resume the enquiry, whether, by the second section of the schedule, the three military judges of the Court of Appeals, in office when the constitution took effect, were continued in office until the organization of the judicial department of the constitution.
If they were so continued, it can only be because the court was continued, and because the continuance oí the court necessarily operated a continuance of the judges in office—I say necessarily, because, if such necessity does not exist, the argument is irresistible to show that the framers of the constitution intended to vacate all judicial, as well as other offices of the State, when that instrument took effect. The same argument which applies to other offices, applies with at least equal, if not greater force, to judicial offices. So much has already been said in this opinion, and better said in the opinion of judge Anderson, on this subject, that I will say no more, but will proceed to consider whether the necessary effect of the second section of the schedule was to continue these judges in office.
A court may exist without the existence of & judge of such court. A court does not cease to exist when and because the office of judge of such court is vacated by death, resignation, amotion from office, removal from the State, or otherwise. It was certainly competent for the convention to continue in existence the court, as organized under the old constitution, until the organization of the judicial department under the new constitution, without, at the same time, continuing in office during that period, the judges who were in office when
2dly. The only remaining question is, Whether that part of the Enabling Act I am now considering is a judicial act, which the Legislature is prohibited by the constitution to perform.
I admit that the Legislature cannot perform a judicial act; and the only enquiry is, Whether that part of the act in question is a judicial act ?
If the act had authorized a constitutional court of appeals to grant a rehearing or not, in its discretion, of a case decided by such court at a term which had ended before the passage of the act, it might have been a doubtful question whether it would have been, in that respect, a judicial act.
But it is unnecessary to decide that question, as it does not arise in this case. The court whose decisions were thus subjected to> the supervision' and control of the present Court of Appeals, is the court which was composed of the three military appointees who were in office when the new constitution took effect, and those decisions were rendered after the military power had ceased. I am of opinion that it was not a judicial act to subject those decisions-to the supervision and control of the Supreme Court of Appeals organized under the new constitution, as was'done by the Enabling Act.
How, the only ground on which it can be contended that the Enabling Act, in that respect, was a judicial act, is, that those decisions were, proprio vigore, valid decisions of a court of last resort, which, therefore, could not be set aside or drawn in question after the end of the term at which they were rendered. Were
I have said nothing, in terms, about the objection
In conclusion, I am of opinion that the part of the enabling act in question is constitutional. But as a majority of the court think otherwise, it must be declared to be unconstitutional, and the petitions for rehearings in these cases must be denied.
Joynes, J. expressed the opinion orally, that the proviso in § 2 of the enabling act, is unconstitutional.
Motion to rehear refused by a majority of the court.
After the motion to rehear the cases had been overruled, a motion was made to reconsider that motion, and the order overruling the motion was suspended, and time was taken to consider the latter motion. The question was argued in behalf of the motion to rehear the decree, upon printed notes, by Conway Robinson and Lyons.
March 13.
070rehearing
The order of this court, upon the petitions for a rehearing of these causes under the second section of the “enabling act,” passed March 5, 1870, by which the rehearing was refused, having been sus
The term of the Court of Appeals at which the decrees we are asked to review were rendered, closed on the 25th day of February, 1870. Whatever doubts ex
This principle is recognized by the provision of the Enabling act which I am now to consider, which undertakes to give to this court authority to review and set aside judgments and decrees rendered at the term which ended on the 25th day of February. The Enabling act was not passed until the 5th day of March, 1870. If the decrees and judgments rendered at that term were valid in themselves, and without the support of the Enabling act, it was not competent for the • Legislature, by an act passed after the expiration of the term, to set them aside, or to confer authority upon us to do' so. This proposition rests upon the soundest principles, and is sustained by the amplest authority, as is fully shown in the opinions of my brethren Christian and Staples, delivered at the hearing in November. As far as I remember, this position was not seriously ■controverted, if controverted at all, in the argument.
It was contended, on behalf of the petitioners, that the judgments and decrees rendered by the Court of Appeals after the 26th day of January, 1870, when the State was admitted to representation in Congress, were wholly void in themselves, for want of any authority in the gentlemen who acted as judges; that the Legislature had power to confirm such void judgments and decrees, either absolutely or sub modo-, that, by the Enabling act, it did confirm absolutely the judgments and decrees of all the inferior courts, while it only confirmed, sub modo, the judgments and decrees of the Court of Appeals, rendered at the term commencing •on the 11th day of January, 1870; and that the rehearing now asked from this court is authorized by the pro
It does not seem to me to be altogether certain, from a critical reading of the act, whether such was the view of the Legislature; but it is not important to go into that question. The important question is, whether,, supposing that the decrees in question were null and void when rendered, it was competent for the Legislature, by the Enabling act, to confirm them and make them lawful and valid, either absolutely or sub modo. If they could be confirmed and made valid absolutely,, then I presume they might be confirmed sub modo, with a right to a rehearing in this court. If they could not be confirmed or made valid at all, then there is nothing for us to rehear, no decree to be “set aside or annulled or affirmed,” in the language of the statute. Then is every judgment or decree of the Court of Appeals, rendered after the 26th January, 1870, and every judicial act of any inferior court, after the 26th January, 1870, and prior to the 5th day of March, 1870, null and void.
To render a judgment or decree is a judicial act. It is one,, which the Legislature cannot perform. The province of the courts is to decide what the law is, or has been, and to determine its application to particular facts, in the decision of causes. The province of the-Legislature is to declare what the law shall be in the future. And neither of these departments can lawfully invade the province of the other. This not only results from the nature of our institutions, but it is enjoined by an express provision of the constitution, which declares that “the legislative, executive and judiciary departments shall be separate and distinct, so that neither exercise the power belonging to either of" the others.” Article 2.
We have the case, then, as contended, of decrees-rendered by persons pretending to be judges, but hav
There are many cases in which statutes have been sustained which undertook to give validity to legal proceedings, notwithstanding irregularities apparent in them. The subject is fully discussed, and the cases
In McDaniel v. Correll, 19 Illi. R. 226, cited by Cooley, a statute had been passed to render valid certain legal proceedings against non-residents, over whom the court had not obtained jurisdiction, whereby an alleged will was adjudged to be void. The court said, among other things: “If it was competent for the Legislature to make a void proceeding valid, then it has been done in this ease. Upon this question we cannot for a moment doubt or hesitate. They can no more impart a binding efficacy to a void proceeding than they can take one man’s property from him and give it to another. Indeed, to do one is to accomplish the other.” What difference, I ask, can it make, that the proceedings are void, for the reason that the persons who undertook to act as judges had no jurisdiction, or power to acquire jurisdiction, over anybody? The principle is, that if the proceeding is null and void, and not merely defective or irregular, it cannot be confirmed, and it can make no difference on what ground it is thus null and void. If such pretended judges adjudge the property of one man to another, nothing passes by force of the judgment. When the Legislature undertakes to render this judgment valid, does it not undertake “to take one man’s property from him and give it to another” as fully as in the case cited? This general subject is elaborately discussed, and the same doctrine laid down, in Denny v. Mattoon, 2 Allen R. 361, also cited by Cooley.
It has been said, in support of the power of. the Leg- ' islature to confirm the void decrees in these cases, that subsequent ratification is equivalent to original authority; and that, therefore, the Legislature may ratify, by subsequent confirmation, the exercise of a jurisdiction which it might have authorized beforehand; and the case of Thomsen v. Lee County, 3 Wall. U. S. R. 327, was cited to support the proposition. I have not'
I submit, therefore, that it is clear, that if the decrees before us were void when rendered, from the want of authority in those who rendered them, to render any decree whatever, they are void now, as they were at first, because it was not in the power of the Legislature to make them valid by confirmation.
It might be suggested, perhaps, that this difficulty might be gotten over, by construing the Enabling act as giving a right of appeal from the decree of the Circuit court. But that will not do. Such is not the provision of the statute. And it might happen that a
I do not think it necessary to go into the question, whether these decrees were valid or void when they were rendered, if I am right in the viewsT have been presenting. But, perhaps, I ought not to pass that question by.
I am not of opinion that the gentlemen who sat in this court, under the military government, had any title, on general principles, to retain their positions until judges should be elected and qualified under the constitution. Their title expired on the 26th January. By this I mean that, on general principles, they had no title that they could set up against the power of the Legislature to supply their places. I say nothing now of their right to hold over by sufferance. This is in accordance with our decision in the case of The Mayoralty, 19 Gratt. 673, and the principle is well sustained by authority. 8 Louis. Ann. Rep. 122; 4 English Rep. 283; 24 Ark. R. 78; 44 Maine R. 406; 2 Maryl. R. 341; 9 How. U. S. R. 235; 14 Ib. 227. And this principle has been generally, if not universally, recognized and acted upon in the conventions in which constitutions have been framed for the States. The usage has been to provide for the case by a provision in the body of the constitution, or in a schedule, so that the State may not be without officers in the interval which necessarily elapses between the expiration of the former constitution and the election or appointment of officers under the new one. See 8 Louis. Ann. Rep. 122.
The convention by which our present constitution was framed, commenced its session on the 3d day of December, 1867, and adjourned on the 17th day of April, 1868. The first reconstruction act was passed
The convention recognized the necessity of a schedule to bridge over the interval between the termination of the military government and the organization of the government under the constitution, and accordingly one was adopted. Among its provisions was this: “ The several courts, except as hereinafter provided, shall continue with the like powers and jurisdiction, both in law and in equity, as if this constitution had not been adopted, and until the organization of the judicial department of this constitution.” Section 4 of the schedule is in these words: “ That all recognizances, bonds, obligations, and all other instru
In what sense is the word “ courts ” used in the second section of the schedule ? The word “ court,” as is well known, is often used to describe a legal tribunal, in an abstract sense, without a judge, and it is as often used to describe the tribunal with the judge. So we often speak of the judge, while presiding in the tribunal, as “the court.” The sense in which this word is used in the schedule, must be ascertained by construction. The question is, what did the convention intend ?
If the word “ courts ” was used to describe the tribunals in an abstract sense, without the judges, the intention must have been that they should not sit, for they could not sit without judges. What could be the reason for continuing over these naked, abstract tribunals, without any power to act? These would be naked, abstract tribunals, without such a provision. Courts were provided for by the constitution, though they could not act until judges were elected or appointed for them. These tribunals could do no conceivable good as long as they remained thus dead and powerless; what more good could be done by the old tribunals continued over, in the same lifeless and powerless condition ? The courts are continued over “ with the
There was an obvious propriety—nay, there was a necessity—to supply judges for this tribunal. It was unavoidable that occasions for their services should frequently occur, to prevent the greatest injustice and •oppression, against which there could be no other relief. Writs of habeas corpus, appeals, writs of error, •injunctions, must frequently be demanded by the most urgent necessity. Without judges, every man must have taken care of himself: without any power to appeal to the law, he must have resorted to force. To that extent, and a most grave and serious one, society would have been resolved into barbarism. We are not
The schedule must be presumed, in the absence of anything to show the contrary, to have been intended to cover the whole period between the expiration of the former constitution and the organization of the judicial department of the present constitution; to apply to every part of that period. The 4th section of the schedule provides for recognizances, bonds, &c., “which may be entered into or executed under existing laws, to the people of the State of Virginia, to any such officer or public body, before the complete organization of the department of government under this constitution.” “All crimes, misdemeanors, and penal actions, shall be tried, punished, and prosecuted, as though no change had taken place, until otherwise provided by law.” Does not this section contemplate bonds and recognizances taken in court ? The greater part of such bonds and recognizances are taken in court. And how are
It has been said, however, that the convention could not have intended to continue the judges over, because those who were then in office were obnoxious to them politically, and were the subjects of disfranchisements inserted in the constitution. Admit that the incumbents, at the time of the adoption of the constitution, were thus obnoxious; I submit it affords no ground for judgment upon the question I am considering. The convention knew that the commanding general had the amplest power of removal and appointment; that he had already exercised his power in relation to the chief executive and other officers; and they no doubt hoped and believed that he would exercise it as to other officers.
The convention could not tell how long the admission of the State to representation might be delayed. They could not possibly know but that most, if not all, of the offices would, at that time, be filled by military appointees. In point of fact, every judgeship, except one or two, was so filled at the time the State was admitted. The convention was desirous that the State government should be organized as soon as practicable, and accordingly passed an ordinance providing for submitting the constitution to the people on the 2nd day of June, 1868, and for an election of State officers
Besides, a mere conjecture, founded upon the known or supposed political opinions or prejudices of the majority of the members of the convention, is not a proper guide to the construction of the schedule. Unless-the contrary should be made plainly to appear, if not indeed even then, we must give the convention credit for good faith, and an honest desire to provide for the public welfare, and must construe the schedule according to the rules which we apply to other instruments of like character.
When I first heard the opinion of my brother Anderson in November last, I thought that he made good the proposition that the schedule did not apply to the judges, and I consequently laid that subject out of my mind. I have now reconsidered it, however, giving full attention to the views of judge Anderson. The result of my best reflection is, a confident opinion that the-schedule does embrace the judges, and authorized the judges of the .Court of Appeals to sit at the time those decrees were rendered. I say nothing of the length of time that they were so entitled to sit. Whether they were entitled to act as judges until the regular election and qualification of judges under the con
In the case of the mayoralty, this court used the following language: “ The incumbents of office, at the time of an organic change of government, continuing to hold over after such change (in the absence of a provision of the new constitution, or of an act of the Legislature of the new government, giving them such authority), hold by sufferance only, and upon a principle of public necessity or convenience, not in virtue of any individual or private right. They cannot set up any claim against the Legislature, which has ample power to put an end to their official authority at any time, and appoint others to take their places, subject only to any constitutional restrictions which may appear to exist.” This language clearly implies that the mayor, who did not come within the scope of the schedule, had “ official authority ” while he thus held over by sufferance, so that his acts, otherwise lawful, done during that period, were valid. Chief Justice Chase applied the same principle to the common council of Harrisonburg, in the case of Woodson v. Fleck, 9 Am. L. Reg. N. S. 435. He said: “ It is to be borne in mind that the members of the common council of Harrisonburg had been elected to that office while the insurgent government of Virginia was in entire control of that portion of the State. When that government was dispersed by the superior force of the United States, the civil authorities did not necessarily cease at once to exist. They continued in being de facto, charged with the duty of maintaining order, until sus
A suit was brought against the collector, to recover back the amount of certain duties paid to him, between February 3, 1848, the date of the -treaty of peace, and November 13,1849, the time when the collector, appointed by the President, according to law, entered on his duties, on the ground that they had been illegally collected. The Supreme court held, that the duties were lawfully collected; that the government established during the war, by right of conquest, was lawfully established; that it was the existing government when the conquered territory was ceded to the United States, and did not cease, as a matter of course, or as a consequence of the restoration of peace, and that it was rightfully continued after peace was made, and until Congress legislated otherwise by providing another government.
Their salaries were regularly paid by the State. The governor made no complaint. The Legislature assembled on the 14th day of February, 1870. The governor, in his message, did not call the attention of the Legislature to the continuance of these officers as-
a usurpation. The Legislature did not remonstrate against their continuance, or undertake to prevent it. The first thing the Legislature did upon the subject, was on the 22d day of February, 1870, when a joint resolution was passed, declaring the office of judge Burnham, of the Court of Appeals, to be vacant. It is well known that this declaration was based on the ground that he held an office under the United States, and was, therefore, disqualified under the constitution and statutes of Virginia. Nothing was said about the other judges. Could there be a stronger implication, that the Legislature regarded judge Burnham as holding the place of a judge of the State of Virginia? Else, why apply to him a test of competency prescribed by the laws of Virginia? And, is it not plainly to be inferred, that they considered the other judges as holding lawfully, when they did not declare their offices vacant likewise ? Then came the act of March 5,1870. That act approved the course of the officers in holding over, declared them to be legal officers, and their acts valid.
Under all these circumstances, it seems to me that these officers must be regarded as de facto officers, whose acts are valid in respect to the public and third persons. A de facto government may exist without
So the government established over Virginia by the reconstruction acts, did not come into existence by any color of authority from the laws of Virginia. And yet, was it not a de facto government; were not its officers de facto officers, whose acts were valid as to the public and third persons ? Is not that construction demanded by the most imperious necessity, whatever may be thought of the constitutional. power of Congress to pass the reconstruction acts ? Is it possible that the acts of all officers under that government are to be held void ? Ho man can comprehend the full extent of the mischief that would result from such a doctrine. The Legislature did not entertain that opinion, for it did not think it necessary to confirm what was done under that government.
This opinion has extended to such length, that I will not prolong it further. My opinion is, that the motion to review the decrees in these cases ought to be overruled, and the decision made by us on the 14th Hovember, 1870, should be adhered to.
Christian and Staples, Js., adhered to the opinions they had expressed.
Moncure, P. and Anderson, J., adhered to their opinions.
Motion to rehear refused.
Reference
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- Griffin's ex'or v. Cunningham Washington, Alexandria & Georgetown R. R. Co. v. Alexandria & Washington R. R. Co. & als.
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