Hauensteins v. Lynham
Hauensteins v. Lynham
Opinion of the Court
delivered the opinion of the court.
This is an appeal from a decree of the circuit court of the city of Richmond, rendered on the 20th day of Ootober 1876, in a suit in said court in which the appellants were plaintiffs and John A. Lynham, escheator for the commonwealth of Virginia, was defendant. Solomon Hauenstein, a citizen of Switzerland, had emigrated to Virginia, and settled here many years ago; had continued to reside here until his death; had acquired, by purchase and conveyance •at different times, in the years 1856 and 1858, and from different persons, quite a large real estate, of which he continued to be seized and possessed until ■and at the time of his death; and he died in 1861 or ’2, intestate, unmarried and without issue. Having no known heirs, it was supposed that his estate devolved on the commonwealth for defect of heirs. There was an inquisition of escheat, which found accordingly; and the said estate came to the hands of the said Lynham as escheator, who was proceeding to sell the same in the execution of his duties as such, when the appellants, citizens of Switzerland, claiming to be the next of kin, or their representatives, of the said intestate, and to be entitled as such to his said estate, or the proceeds of the sale thereof, filed their petition for the recovery of the same, under the Code of 1860, chapter 113, section 8, page 547, which enacts
In the petition, the petitioners expressed their willingness to unite in a sale of the property by theescheator. To this petition, the escheator accordingly filed an answer, stating the objections to the claim. Evidence was taken and filed on both sides, but chiefly on the side of the petitioners, and especially to prove-that they were,-in fact, as they claimed to be, the next of kin of the said intestate, or their representatives. On the 20th day of October 1876, and during the same-year in which the petition was filed, the cause came on for final hearing; when the court, being of opinion that the plaintiffs had no claim upon the fund arising-from the sale of the real estate disposed of by the escheator (but without deciding whether the petitioners were the next of kin, or their representatives, of the intestate, as they claimed to be), therefore dismissed the petition, and decreed that the petitioners pay to-the defendant his' costs by him about his defence in that behalf expended. From that decree the petitioners applied to a judge of this court for an appeal,, which was accordingly allowed, -and which is the ease now to be disposed of by this court.
We proceed at once to enquire whether the appellants are entitled to the estate of the intestate Solomon Hauenstein, or the proceeds of the sale thereof*
If the appellants, who are citizens of Switzerland and aliens to the commonwealth of Virginia, be entitled to the estate, or the proceeds of the sale thereof, which they claim (even admitting them to be in fact the. next of kin of the said intestate), they must be so entitled either first under the common law; or, secondly, under some statute law of the state of Virginia; or, thirdly, under some treaty between the United States and the Republic of Switzerland.
1st. Are they entitled under the common law ? Certainly not. Under the common law an alien is incapable of taking real estate by descent. 1 Rob. Pr. (new) 125, and eases cited; 2 Kent’s Com., 58 marg.
2dly. Are they entitled under any statute law of the state? If there was any such law in existence at the time of the intestate’s death, in 1861 or 1862, it is embodied in the Code of 1860; for no law on the subject was enacted before his death and after the publication of the said Code. There is but one provision in that Code which can have any bearing on the subject; and that is the sixth section of chapter 115, page 557, which is in these words: “When by any treaty now in force between the United States and any foreign country, a citizen or subject of such country is allowed to sell real property in this state, such citizen or subject may sell and convey the same, and receive the proceeds thereof within the time prescribed by such treaty; and when by any treaty now in force between the United States and any foreign country, citizens of the United States are allowed to inherit, hold, sell and
The former part of this section, down to the words, “by such treaty” inclusive, constituted the corresponding section of the same chapter of the Code of 1849, when it was engrafted for the first time in our statute law at the suggestion of the revisors who compiled that Code, for reasons set forth in a note to their reportj pp. 587-8. In that form the section remained in force, until it was amended and reenacted, as it stands in the Code of 1860 by an act passed April 7, 1858, acts of 1857-8, chap. 42, p. 44. The said former part of the section does not, and the corresponding section of the Code of 1849 did not, apply to such a case as this, in which there is no treaty in force between the United States and the foreign country of which the claimants are citizens, prescribing any time for their selling and conveying any real property in this state, and receiving the proceeds thereof. And the latter part of the said amended section does not apply to the case by reason of the proviso, which expressly limits its application to real estate purchased and acquired by a citizen or subject of such foreign country after the enactment of said amended section— Whereas, all the real.property in this state which was ever purchased and acquired by Solomon Hauenstein, was so purchased and acquired before such enactment. We do not mean to say, however, that it would apply to the case, even if there had been no such proviso; but it is unnecessary to decide that question.
3dly. Are they entitled under any treaty between the United States and the republic of Switzerland? If they are, it is under the treaty between the two •countries which went into operation on the 9th day of November 1855, and has ever since remained in force, and so was in force at the time of the death of Solomon Hauenstein, in 1861 or ’62. It may be found in the 11th volume of the Statutes at Large of the United •States, page 590.
If they are entitled under this treaty, it is under article Y, which is in these words:
“The citizens of each of the contracting parties shall have power to dispose of their personal property within the jurisdiction of the other, by sale, testament, ■donation or in any other manner; and their heirs, whether by testament or ab intestato, or their successors, being citizens of the other party, shall succeed to the said property, or inherit it; and they may take possession thereof, either by themselves or by others acting for them, they may dispose of the same as they may think proper, paying no other charges than those to which the inhabitants of the country wherein the said property is situated shall be liable to pay in a similar case. In the absence of such heir, heirs, or other successors, the same care shall be taken by the authori ties for the preservation of the property, that would be taken for the preservation of -the property of a native of the same country, until the lawful proprietor •shall have had time to take measures for possessing himself of the same.”
“The foregoing provisions shall be applicable to real estate situated within the states of the American*68 Union, or within the cantons of the Swiss confederation, in which foreigners shall be entitled to hold or inherit real estate.”
“But in case real estate situated within the territories of one of the contracting parties should fall to a citizen of the other party, who, on account of his being an alien, could not be permitted to hold such property in the state or canton in which it may be situated, there shall be accorded to the said heir or other successor, such term as the laws of the state or canton will permit, to sell such property; he shall be at liberty at' all times, to withdraw and export the proceeds thereof without difficulty, and without paying to the government any other charges than those which, in a similar case, would be paid by an inhabitant of' the country in which the real estate may be situated.”
The first clause of this article relates only to personal estate, about which there is no difficulty; aliens being capable of acquiring, holding and transmitting movable property in like manner as our own citizens, without any enabling statute or treaty for that purpose. 2 Kent’s Com. 62, marg. Though there is a statutory provision to that effect in the Code of I860,, p. 557, § 5. There is no personal property involved in this controversy.
The second clause relates only to real estate situated in those states of the American Union, or cantons of' the Swiss confederation, in which foreigners shall be entitled to hold or inherit real estate. Wherever they are so entitled, the same reason exists for the application to such real estate of the provisions made by the first clause in regard to personal property. There were, no doubt, states in the American Union, at the time of the making of that treaty, in which foreigners, were entitled to hold or inherit real estate situated in
The second clause has no relation to the real estate mentioned in the first and second sections of chapter 115 of the Code of 1860, page 557, by which any alien, being a free white person, and not an enemy, who shall before some court of record of this state, declare on •oath that he intends to continue to reside therein, is authorized, if he be actually resident therein, and upon such declaration being entered of record, to inherit or purchase, and hold, as if he were a citizen of this state. Bor although the second section declares, that ■“ any such alien may convey or devise any real estate •so held by him, and if he die intestate it shall descend to his heirs, and any such alienee, devisee or heir, whether a citizen or an alien, may take under such alienation, devise or descent,” yet it is, in said section, •expressly “provided he shall, if an alien, come or be in this state within five years after the alienation, devise or descent, and, before some court of record thereof, declare on oath that he intends to reside therein.” ISTo'w the second clause of the treaty was ■certainly not intended, and cannot have the effect, to abrogate such a provision as the one above mentioned, but was only intended to apply to a case in which the disability of alienage in regard to holding or inherit
This case therefore depends entirely on the true construction of the third clause of the fifth article of' the said treaty: “ But in case real estate,” &c. Under-this clause are the appellants, supposing them, as they claim to be, the next of kin, or their representatives,, of Solomon Hauenstein, entitled to sell the real estate-in Virginia, of which he died seized, and to withdraw and export therefrom the proceeds of such sale, unless-there be some statute law of the state authorizing-them to do so? Is not this clause of the treaty dependent for its operation and effect upon such state legislation, so far as this case is concerned? ¥e think that it is, and was intended so to be, by the framers of the treaty. Such seems to be the plain meaning of' the language used in the clause: “There shall be * accorded to the said heir or other successor such term.
By the constitution of the United States, article VI, section 2, it is declared that “ this constitution and the laws of the United States, which shall be made in pursuance thereof, and all treaties made, or which shall be made under the authority of the United States, shall be the supreme law of the land; and the judges in every state shall be bound thereby; anything in the constitution or laws of any state to the contrary notwithstanding.” Code of 1860, page 21. Great effect is thus given to these treaties, although they are not acts of congress, but are made by the president by and with the advice and consent of the senate, pro
We are therefore of opinion that under the treaty of 1855, the appellants, supposing them to be the next of kin of Solomon Hauenstein, or their representatives, are not entitled to the proceeds of the sale of his real estate, the laws of the state not having permitted them to sell such property or to withdraw or export the proceeds thereof; and that the decree of the court below ought to be affirmed.
The evidence in this case strongly tends to prove that the appellants are, as they claim to be, the next of kin, or representatives of next of kin, of Solomon Hauenstein; and as it seems to be just and right that generally a man’s next of kin, whether citizens or aliens, should succeed to his estate, real as well as personal, at his death intestate, it would have afforded us pleasure to have decided this case in favor of the appellants; but of course we were bound to decide it according to law, which, in our opinion, is ’against them. We are pleased to know, however, that it is competent to the legislature to afford them any relief to which they may be justly entitled, which we doubt notwill be done.
I am constrained to express my unqualified dissent from the opinion of the court in this case.
I am of opinion that it is clearly proved in the record that the plaintiffs in error are the heirs at law ■of Solomon Hauenstein.
In my view the whole question in this case must turn upon the true construction to be given to the treaties between the Swiss confederation and the-United States, interpreted with reference to the constitution of the United States.
The second section of the sixth article of the constitution of the United States is as follows:
“Article VI, section 2. This constitution and the-laws of the United States, which shall be made in pursuance thereof, and all treaties made, or which shall be made under the authority of the United States, shall be the supreme law of the land; and the judges in every state shall be bound thereby, anything-in the constitution or laws of any state to the contrary notwithstanding.”
This clause only declares a truth, which flows immediately and necessarily from the constitution of a national government. The laws made in pursuance of the constitution must of necessity be supreme. A law, by the very meaning of the term, includes supremacy. It is a rule which those to whom it is prescribed are bound to observe. This results from every political association.
So too in regard to treaties, there is equal reason why they should be held when made to be the supreme law of the land.
Treaties constitute solemn compacts of binding obligation among nations, and unless they are enforced
It is notorious, as a matter of history, that treaty stipulations were grossly disregarded by the states under the confederation. It was probably to obviate this very difficulty that this clause was inserted in the constitution; and its renowned authors must forever be held in honored veneration, because among other declared principles of constitutional government they have brought treaties with foreign nations within the sanctuary of justice as laws of supreme obligation. See 2 Story on the Constitution, 4th ed., §§ 1838; and cases there cited; Ware v. Hylton, 3 Dal. R,. 270-277.
In Foster v. Neilson, 2 Pet. R. 253, 314, the supreme court said, “ A treaty is in its nature a contract between two nations, not a legislative act. It does not generally effect of itself the object to be accomplished, especially as far as its object is infra-territorial; but is carried into execution by the sovereign powers to the instrument.
In the United States a different principle is established. Our constitution declares a treaty to be the supreme law of the land. It is therefore to be regarded by courts of justice as equivalent to an act of the legislature.” See also 5
“A. treaty,” said Mr. Jefferson, “made by the pregyen^ concurrence of the senate, is the law land, and a law of a supreme order, because it not only repeals former laws, but cannot itself be repealed by future ones.”
Now bearing in mind this interpretation of the constitution with reference to the obligatory force and acknowledged supremacy of the treaties made by the United States with foreign nations, let us now consider the terms of the treaties entered into between the Swiss confederation and the United States with respect to the rights secured to the subjects of the respective governments, to remove the proceeds of real estate, in cases where by the laws of the respective countries they cannot inherit such estate.
The treaty of 1847 contained the following provisions :
“Art. II. If by the death of a person owning real property in the territory of one of the high contracting parties such property ([i. e., real estate) should descend, either by the laws of the country or by testamentary disposition, to a citizen of the other party, who, on account of his being an alien, could not be permitted to retain the actual possession of such property, a term of not less than three years shall be alallowed to him to dispose of such property and to collect and withdraw the proceeds thereof, without paying to the government any other charges than those which in a similar case would be paid by an inhabitant of the country in which such real property may be situated.”
It is plain if this treaty was now subsisting between the Swiss confederation and the United States, there
How it is said that because the legislature has failed to fix the period within which the rights of the parties under 'this treaty may be exercised, these rights have been lost—and though these rights arise and are vested under a treaty which the constitution declares, to be the supreme law of the land, yet they are de
It is a solecism to say that treaties shall be the supreme law°of the land, if they may be defeated, or the rights of parties be divested by action or non-action of the state legislature. If the states may each, by the action or non-action of its legislature, hamper, impede and destroy rights vested under treaties, why should the general government make any treaties at all ? If the states at last are to confer, in their discretion, the rights which the constitution secures by treaty, why should any treaty be made at all by the general government?
The province of the constitution would be idle and nugatory if the states may fix the rights of parties, notwithstanding solemn treaty stipulations.
To my mind it is plain that the treaty of 1855 simply gave to the state the power, if it chose to exercise it, of fixing the period within which the right of removal of the proceeds of real estate might be exercised. The mere failure of the state to fix the term, certainly cannot deprive parties of rights vested under solemn treaties, which are declared to be the supreme law of the land. I should rather say that the non-
Decree affirmed.
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