Dir. of the Dep't of Corr. v. Kozich
Dir. of the Dep't of Corr. v. Kozich
Opinion
**505 The circuit court issued a writ of habeas corpus to Douglas Todd Kozich, finding that his trial counsel had violated the Sixth **506 Amendment guarantee of effective legal representation by not timely filing, and obtaining a ruling on, a motion seeking a reconsideration of Kozich's sentence. Disagreeing with several aspects of the court's reasoning, we nonetheless affirm the judgment granting the writ in this case on alternative grounds legally supported by the habeas court's factual findings.
I.
In 2013, Kozich pled guilty to one count of grand larceny and two counts of obtaining *557 money by false pretenses. After the trial court approved the plea, the court entered an order finding him guilty of all charges, ordered the presentation of a presentence report, and scheduled a hearing to determine the sentences.
At the sentencing hearing on June 7, 2013, the trial court stated that it had reviewed the presentence report and Kozich's sentencing memorandum and considered the applicable sentencing guidelines. 1 Kozich's criminal record included about fourteen prior felony convictions, more than fifteen misdemeanor convictions, and several probation violations. Kozich's sentencing memorandum informed the court that Kozich's criminal record was "entirely the product of his addictions" to various drugs that he had been using "for three decades." Counsel called attention to the presentence report, which noted Kozich's use of LSD, cocaine, marijuana, heroin, and prescription opiate medications (morphine and Vicodin ). In that report, Kozich admitted that he committed the crimes for which he was being sentenced while under the influence of cocaine and heroin.
Relying on these facts, Kozich's counsel pled for mercy at the sentencing hearing, pointing out that Kozich's criminal behavior was "the direct proximate result of addiction and mental health problems." Counsel directed the court's attention to counsel's sentencing memorandum provided to the court. In it, counsel requested that Kozich be placed in "Crossroads or some other residential treatment program" and given a suspended sentence.
**507 The memorandum also informed the court that Kozich had attended a mental illness and substance abuse program operated by Pathway Homes. He "met weekly with a licensed counselor and was supervised by a licensed psychologist who served as a house volunteer." Kozich also participated in Alcoholics Anonymous and Narcotics Anonymous meetings and, at the time of sentencing, was enrolled in several substance abuse programs.
Kozich's counsel implored the court, "I would suggest to the Court that you strongly consider the letter that's attached to the sentencing memorandum." That letter, written by the mental health manager of the Program for Assertive Community Treatment and South County Intensive Community Treatment Team, recommended "an inpatient substance abuse treatment program" like "Crossroads" and suggested that the court mandate "treatment to one of those programs instead of jail time." After counsel's argument, Kozich used his allocution to make an impassioned request for drug treatment and psychological counseling rather than imprisonment.
In its ruling, the court stated to Kozich that "putting you in programs doesn't work because even when you're given the opportunity of the programs, even when you're given the opportunity of probation, you can't help yourself. And so it's come to the point where I have to protect the public from you." The court then concluded, "What I'm going to do is this[:] I'm going to impose a sentence here today which I think is an appropriate sentence in the absence of an actual program for me to look at and determine whether or not it's appropriate." The court added that it would "give leave" to Kozich's counsel to "file a motion to reconsider" if he later wished to produce additional information on treatment programs. The court ended the hearing by issuing two-year active sentences, running consecutively, for each of the three offenses. "That is what I think is the appropriate sentence," the court announced.
The court entered three sentencing orders more than two weeks later, on June 24, 2013, each of which imposed a two-year active sentence on the respective convictions. The orders remanded Kozich to the custody of the sheriff for incarceration by the Virginia Department of Corrections and directed Kozich's court-appointed counsel to be paid the statutory attorney fee. Nothing in **508 the written orders granted leave for further motions, stayed the proceedings for any reason, or *558 made any suggestion that the court intended to take the case under advisement. No appeal followed.
On September 27, 2013, more than three months after entry of the final sentencing orders, Kozich's counsel filed a motion to reconsider the sentence. By this time, Kozich was incarcerated in a state penitentiary. On November 13, 2013, the court denied the motion to reconsider because "the Court no longer ha [d] jurisdiction over this case." See generally Code § 19.2-303 (authorizing the power to "suspend or otherwise modify" the sentences of felons who have "not actually been transferred to a receiving unit of the Department [of Corrections]" if the court finds that doing so would be "compatible with the public interest and there are circumstances in mitigation of the offense").
In May 2014, Kozich filed a petition seeking a writ of habeas corpus and naming the Virginia Department of Corrections as respondent. The case was assigned to the same judge who had previously presided over Kozich's sentencing hearing. At an evidentiary hearing on the petition, Kozich's habeas counsel contended that Kozich's trial attorney had provided ineffective assistance of counsel by failing to present a specific drug-treatment plan at the sentencing hearing as an alternative to incarceration. Habeas counsel also argued that trial counsel had failed to file a timely motion to reconsider the sentence.
In reply, the Commonwealth argued that Kozich's trial counsel did not breach his duty of effective assistance of counsel by not presenting at the sentencing hearing a detailed plan for drug treatment in lieu of incarceration-in addition to his argument, sentencing memorandum, its supporting letter from a treatment professional, and Kozich's personal allocution. The Commonwealth also argued that the Sixth Amendment right to counsel does not extend to post-judgment motions to reconsider a criminal sentence.
The habeas court ruled for the Commonwealth on the first claim, which focused on the absence of a specific plan for treatment at the time of sentencing. 2 The judge explained: "As to whether or **509 not [trial counsel] was deficient in his performance, I do not find that at the time of the original sentencing that he was deficient for failing to bring me that plan, and the reason is because the [presentence report] showed a person who had really not been taking opportunities seriously." She continued, "I don't find that ... in and of itself was deficient." Accord J.A. at 73 ("I don't think that's ineffective assistance.... I don't expect attorneys to read my mind" because "[e]very single [judge] is different.").
On the second claim, alleging ineffectiveness due to counsel's failure to file a timely motion for reconsideration, the habeas court ruled against the Commonwealth. On this issue, the judge noted, "I find myself benefitting from knowing what was going on in my head." Based upon that knowledge and her personal practice of "rarely issu[ing] an invitation to counsel to submit something more," the judge stated that the written sentencing orders were not truly final orders. It was "within my mind," the judge revealed, "that I [was] not finally sentencing [Kozich]." If she does not "invite" more from a party, she explained, "it's the end, period," and, in her mind, the order is actually final. Here, she intended only to "impose a sentence here today" with the resulting effect of "continuing" the case as "an open sentencing." On that reasoning, she found that Kozich "had a constitutional right to counsel at the time of the conduct in question, because it occurred during the time that the overall sentencing process was still in progress."
That finding left two issues to be resolved: Was Kozich's trial counsel ineffective by not timely filing, and obtaining a ruling on, a motion to reconsider the sentences, and, if so, was Kozich prejudiced? The judge answered both questions in the affirmative. The failure *559 to file a timely motion to reconsider and to ensure that the court had an opportunity to rule on it, the judge held, constituted ineffective assistance. "As far as the prejudice is concerned," the judge reasoned, "heroin addicts" show a higher propensity for favorable treatment outcomes than other drug addicts. If the motion to reconsider had been timely filed, the judge stated she "would have placed Mr. Kozich in a program with a **510 sufficient aftercare component. I know that that is what I was considering. I know that that was what I was intending.... I had every intention of putting this gentleman in a program and giving him a chance." The court issued the writ of habeas corpus based upon "the reasons stated by the court" from the bench.
The court thereafter vacated the sentencing orders entered on June 24, 2013, which imposed six years of active incarceration, and entered new sentencing orders on January 9, 2015. The amended sentencing orders imposed three consecutive two-year terms of incarceration, suspending one year of each sentence, resulting in a total of three years of active incarceration. Each order noted that Kozich "is to enter into and successfully complete the Crossroads Long Term Residential Program ... to include the aftercare program as a condition in place of serving the one (1) year of incarceration." A footnote on each amended sentencing order further stated, "Serve sentence in Crossroads Long Term Residential Program," which is a private, drug rehabilitation program. 3
II.
On appeal, the Commonwealth argues that the habeas court's sui generis "open sentencing" interpretation of its sentencing orders has no support in Virginia law. Under settled principles, the Commonwealth contends, the sentencing orders were final, appealable orders. Because the Sixth Amendment right to counsel has never been recognized for the assertion of a motion to reconsider a sentence after a final, appealable order in a criminal case has been entered, the Commonwealth concludes that we should vacate the issuance of the writ. We agree with much of the Commonwealth's reasoning, but disagree that it wholly undermines the legal basis for issuing the writ of habeas corpus in this case.
**511 A. THE FINALITY OF THE SENTENCING ORDERS
Virginia law recognizes a rebuttable presumption that "trial courts speak only through their written orders."
McMillion v. Dryvit Sys.,
Tracking the form order requirements of Code § 19.2-307 and Rule 3A:22 (Form 10), the sentencing orders in this case recited that Kozich was "found guilty" and that:
• The court had reviewed the "sentencing guidelines and the guideline worksheets."
• Kozich was allowed to allocute prior to the court's "pronouncing the sentence" and offered an opportunity to give "any reason why judgment should not be pronounced."
• Kozich was " SENTENCED " to two-year penitentiary terms for each of the three offenses, with credit for time served, and placed upon his release in "post release supervision."
• Kozich was ordered to pay costs and, where applicable, restitution.
• Kozich's counsel was entitled to his court-appointed attorney fee pursuant *560 to Code § 19.2-163, a statute authorizing payment pursuant to a timely request after "the completion of all proceedings in that court."
J.A. at 10-15 (capitalization and bold in original) (quoting Code § 19.2-163 ). The orders conclude by directing that Kozich be "remanded" to the custody of the sheriff.
We concede that, in the occasional case, the distinction between an interlocutory and a final order sometimes involves an
**512
imprecise exercise in judicial line-drawing. "It is not always easy to determine on which side of the line a case falls."
Brooks v. Roanoke Cty. Sanitation Auth.,
B. SIXTH AMENDMENT RIGHT TO COUNSEL TO PURSUE MOTIONS TO RECONSIDER SENTENCES AFTER ENTRY OF FINAL JUDGMENT
The Sixth Amendment to the U.S. Constitution provides that in "all criminal prosecutions, the accused shall enjoy the right ... to Assistance of Counsel for his defense." U.S. Const. amend. VI.
4
As a general rule, the entry of a final judgment adjudicating guilt and imposing a sentence marks the end of a criminal prosecution.
5
No matter what timeline milestones presumptively trigger or extinguish the Sixth Amendment right to counsel, however, the right applies only to "critical stages" of a criminal prosecution.
Rothgery v. Gillespie Cty.,
**513
Van v. Jones,
These distinctions are important given that "the right to effective assistance of counsel is dependent on the right to counsel itself."
Howard v. Warden,
In the context of the Sixth Amendment right to counsel, the consensus view is that a motion to reduce a criminal sentence-no matter the procedural vehicle used to assert it-is not a critical stage of a "trial-related proceeding" when it occurs "after judgment has been entered and a sentence imposed."
United States v. Palomo,
From this perspective, "[t]he right to request a reduction in sentence is not a right of sufficient substance to trigger the Sixth Amendment."
Hamid,
**514 are not a 'critical stage' of the 'criminal prosecution' triggering the sixth amendment right to counsel."). 6
We find similar supporting precedent from the United States Court of Appeals for the Fourth Circuit.
See
United States v. Taylor,
This approach is consistent with our own practice. In a long series of unpublished orders, we have held that no Sixth Amendment right to counsel applies to motions to reconsider sentences
**515
after the entry of final judgment.
8
The United States District Courts in Virginia, reviewing our decisions in
*562
the federal habeas context, have found them to be reasonable applications of clearly established federal law.
See, e.g.,
Broderick v. Clarke,
No. 7:12-cv-00064,
The habeas court in this case attempted to sideline this limiting principle by denuding Kozich's sentencing orders of their finality based entirely upon the subjective intentions of the sentencing judge. Under this view, the finality of the court's judgment turned on the sentencing judge's personal view that "heroin addicts" (unlike other drug addicts) are typically "smart enough to be able to remove themselves from th[e] vicious cycle of addiction." J.A. at 117. The implication seemed to be that the judge welcomed motions to reconsider filed by heroin addicts while treating as unwelcome motions to reconsider asserted by other drug addicts. This problematic view raises serious questions.
*563 10 Suffice it to say, it has no place in determining whether a final sentence order is truly final for purpose of demarcating the boundaries of the Sixth Amendment right to counsel.
C. INEFFECTIVE ASSISTANCE PRIOR TO ENTRY OF THE FINAL SENTENCING ORDERS
Though Kozich disagrees with much of this reasoning, his argument on appeal does not ultimately hinge on this disagreement. Rather, Kozich contends that we should nonetheless affirm the issuance of the writ of habeas corpus on the narrower ground that his trial counsel provided ineffective assistance after the sentencing hearing but prior to the entry of the final judgment. During this two-and-a-half week period, Kozich argues, his trial counsel violated the Sixth Amendment by not filing a timely motion to reconsider after the trial judge had specifically invited him to do so and by not taking any action to obtain a ruling on the motion prior **517 to the entry of final judgment. 11 Had the motion been timely filed, Kozich concludes, the trial judge would have entered entirely different final sentencing orders.
Kozich's argument presupposes that a motion to reconsider a sentence, even in the interim period between the oral pronouncement of the sentence and the entry of a written final order, constitutes a critical stage of his criminal prosecution for purposes of the Sixth Amendment.
Cf.
Glover v. United States,
The unusual nature of the trial court's sua sponte grant of leave to file such a motion, offered to Kozich just prior to imposing upon him three wholly unsuspended sentences, demonstrates that he remained in a critical stage of his criminal prosecution even after the conclusion of the sentencing hearing. In this unique context, Kozich faced "potential substantial prejudice" if he refused the trial court's offer to contest the oral pronouncement of his unsuspended sentences and thus needed "the ability of counsel to help avoid that prejudice."
Wade,
The existence of a right to counsel, however, is only the beginning of the Sixth Amendment analysis. Kozich must still satisfy the familiar framework of
Strickland v. Washington,
We hold that the habeas court was correct in finding counsel ineffective in this regard. The sentencing hearing presented counsel with deeply conflicting signals. On the one hand, the trial court suggested that it had reviewed all the relevant sentencing information, which included extensive information on Kozich's lengthy history of substance abuse. Based upon this review, the trial court told Kozich: "[P]utting you in programs doesn't work because even when you're given the opportunity of the programs, even when you're given the opportunity of probation, you can't help yourself. And so it's come to the point where I have to protect the public from you." In nearly the same breath, however, the trial court suggested that it would consider placing Kozich in a "program" if it were "appropriate" and invited Kozich's counsel to present a specific plan along those lines. The court then imposed unsuspended sentences on all three charges and sua sponte granted **519 leave to Kozich's trial counsel "to file a motion to reconsider when a program's found" that would be suitable for Kozich.
In the face of such conflicting signals, objectively reasonable counsel would have resolved the quandary in favor of accepting the invitation to file a motion to reconsider and simultaneously making an effort to ensure that the motion was heard before the entry of any final sentencing orders. There would have been several ways trial counsel could have accomplished this. He could have requested, for example, that final sentencing orders not be entered until he had an opportunity to file a motion to reconsider and the court had an opportunity to rule on it. If the court nonetheless insisted on entering sentencing orders, counsel could have asked that the orders specifically state that leave to file a motion to reconsider had been granted and that the matter would be held in abeyance until further order of the court. Such efforts would have been important because the entry of final sentencing orders not only triggered the twenty-one day period of Rule 1:1, but even more significantly, they immediately put Kozich at risk of being transferred to a receiving unit of the Department of Corrections, thereby closing the door to the trial court's power under Code § 19.2-303 to "suspend or otherwise modify" the sentences. By not making any of these efforts, Kozich's trial counsel provided ineffective assistance of counsel.
The prejudice prong asks whether "there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome."
Strickland,
We question, but do not pass judgment on, the propriety of a habeas court's reliance on subjective intentions of this kind for purposes of establishing prejudice. The Commonwealth waived the issue below and did not challenge this aspect of the trial court's ruling on appeal. 14 With that caveat, we accept the judge at her word and concur that her findings establish prejudice under the Strickland standard.
**521 III.
In sum, the habeas court erred in granting a writ of habeas corpus on the ground that the sentencing orders were only to have the effect of "continuing" the case as an "open sentencing." J.A. at 112. The sentencing orders were final, appealable orders under Virginia law. No binding precedent recognizes a Sixth Amendment right to counsel to pursue a motion to reconsider a sentence after the entry of final judgment. The habeas court erred in granting the writ on this basis.
We nonetheless agree with Kozich that the habeas court's findings of ineffectiveness of counsel and prejudice support the issuance of the writ based upon trial counsel's failure to file a timely motion to reconsider the sentences and to ensure that the trial court had an opportunity to rule on it. Counsel's failure to do so in response to an express invitation by the trial court was objectively unreasonable. This omission, coupled with the habeas court's finding that the motion would have been granted, demonstrated prejudice. The writ of habeas corpus, therefore, was properly issued for these reasons.
Affirmed.
*566 Justice POWELL, with whom JUSTICE McCLANAHAN joins, dissenting.
I respectfully disagree with the majority's conclusion that counsel was ineffective for failing to file a motion to reconsider Kozich's sentence and to ensure that the trial court had an opportunity to rule on it, thus causing prejudice to Kozich. The Sixth Amendment right to counsel should not be recognized for a motion to reconsider a criminal sentence as the motion is not considered a part of the criminal prosecution of a defendant.
While the majority correctly acknowledges that in order for the Sixth Amendment right to counsel to apply, the motion to reconsider must constitute a critical stage of the criminal process, it declines to address that issue as applied to these facts as a categorical matter. Rather, it focuses on the trial court's "express invitation" to file a motion to reconsider to divorce these facts from **522 previous cases. In my opinion, the majority draws a blurred line, one that we need not draw, and one that will be almost impossible to apply. *
Prior to today, there has been no Sixth Amendment right to counsel to file a motion to reconsider sentence based on the analysis that it is not a critical stage of a criminal prosecution. If a motion to reconsider sentence is not a critical stage of the process, it is not made so no matter when it is filed, pre- or post-entry of the final judgment, and at whose invitation-even the trial judge's invitation. The Sixth Amendment only requires "[i]n all criminal
prosecutions,
the accused shall enjoy the right ... to have [a]ssistance of [c]ounsel for his defence." (Emphasis added). Unlike an arraignment, trial, or sentencing, the filing of a motion to reconsider sentence is not an aspect of a criminal prosecution that would substantially prejudice the rights of an accused.
See
United States v. Wade,
Thus, the post-trial issue here cannot be of sufficient substance to trigger the Sixth Amendment. I respectfully believe the majority takes the Sixth Amendment right to counsel a step too far by asserting that the trial court could make the motion to reconsider sentence a critical stage by extending an invitation for Kozich's counsel to file the motion to reconsider sentence at the end of the formal sentencing hearing, but before the entry of the final order. The purpose behind a motion to reconsider sentence is the same no matter when it is filed or at whose behest it is filed. If it is not a critical stage after the entry of final judgment, it cannot be a critical stage before the entry of final judgment.
*567
In the federal system, there is no Sixth Amendment right to counsel for a motion to vacate or modify sentence. A motion to reconsider sentence poses no more threat to the likelihood of substantial prejudice to a defendant's rights whether it is filed before or after final judgment is entered. "This is not a situation where an indigent defendant needs legal representation to defend himself against governmental action; that is, it is not an action brought by the government against the defendant such as one to revoke probation or to revoke his parole."
Burrell v. United States,
As noted by the majority in footnote 8, our unpublished orders in habeas cases have repeatedly denied claims that counsel was ineffective for failing to seek a modification or reduction of petitioner's sentence because a motion to modify or reconsider a sentence is not " 'an integral part of the ... system for finally
**524
adjudicating the guilt or innocence of a defendant.' "
Evitts v. Lucey,
Whether filed the day before or the day after entry of final judgment, a motion to reconsider sentence is not a critical stage of the proceedings. Because it is not a critical stage of the proceedings under the Constitution, it cannot be made one by the trial court judge. I would find that counsel was not ineffective, that we need not reach the prejudice prong of the Strickland analysis, and would reverse the judgment of the trial court finding counsel ineffective.
Kozich's sentencing memorandum summarized his argument and provided an attached letter from a substance-abuse professional. These documents, along with the presentence report, were sealed by the trial court. To the extent that we mention facts found only in the sealed record, we unseal only those specific facts, finding them relevant to our decision in this case. The remainder of the previously sealed record remains sealed.
Kozich did not assert an assignment of cross-error challenging this ruling or otherwise argue on appeal that it should be overturned.
See
Oral Argument Audio at 16:05 to 16:38 (concession by counsel that Kozich did not cross-appeal this finding because he "did not think it was necessary");
cf.
By letter, attorneys for the Commonwealth and the Department of Corrections informed the trial court that it had no authority to order a prisoner to serve his penitentiary sentence (which, for Kozich, amounted to three years of active incarceration) in an "unsecured facility" operated by a private entity. They later filed legal memoranda inviting the court to "effectuate" its apparent intent by amending the sentencing orders to require Kozich to complete the residential drug treatment program "as a condition of his suspended term of incarceration and active probation." The record before us does not show any response by the trial court on this issue.
Kozich's petition for a writ of habeas corpus claimed only a violation of the Sixth Amendment right to counsel in criminal cases.
See generally
Scott v. United States,
A few excursions beyond this general line of demarcation, however, have been judicially accepted. One recognizes a right to counsel-based not on the Sixth Amendment, but on due process and equal protection principles-for purposes of filing the first direct appeal of right from a final order.
See
Evitts v. Lucey,
See, e.g.,
United States v. Webb,
We acknowledge Kozich's citations to
United States v. Williamson,
See, e.g., Compton v. Clarke, No. 141747 (Aug. 4, 2015); Myrick v. Clarke, No. 141233 (Jan. 26, 2015); Stimon v. Clarke, No. 140148 (Sept. 12, 2014); McConnell v. Clarke, No. 140167 (July 10, 2014); Wilson v. Clarke, No. 140231 (July 7, 2014); Farris v. Warden, No. 131850 (June 26, 2014); Burrell v. Director of the Dep't of Corrs., No. 131561 (Apr. 2, 2014); Moody v. Director of the Dep't of Corrs., No. 130372 (Dec. 3, 2013); Walker v. Director of the Dep't of Corrs., No. 120890 (Oct. 12, 2012); Watkins v. Director of the Dep't of Corrs., No. 111749 (Apr. 4, 2012); Ezefili v. Director of the Dep't of Corrs., No. 111695 (Apr. 3, 2012); Hinton v. Warden, No. 111756 (Mar. 28, 2012); Broderick v. Director of the Dep't of Corrs., No. 111630 (Jan. 17, 2012); Alvarado v. Director of the Dep't of Corrs., No. 111049 (Dec. 1, 2011); Gunter v. Director of the Dep't of Corrs., No. 110984 (Sept. 29, 2011); Vencill v. Warden, No. 101019 (Jan. 13, 2011); Hayes v. Director of the Dep't of Corrs., No. 101180 (Dec. 15, 2010); Staubs v. Director of the Dep't of Corrs., No. 100986 (Dec. 14, 2010); Johnson v. Director of the Dep't of Corrs., No. 101391 (Dec. 6, 2010); Patten v. Warden, No. 091924 (Apr. 15, 2010); Minor v. Director of the Dep't of Corrs., No. 092284 (Mar. 12, 2010); Hicks v. Director of the Dep't of Corrs., No. 091452 (Feb. 24, 2010); Braden v. Warden, No. 090900 (Feb. 9, 2010); Cockrell v. Director of the Dep't of Corrs., No. 090370 (Sept. 2, 2009); Tinsley v. Director of the Dep't of Corrs., No. 090160 (July 2, 2009); Hickey v. Director of the Dep't of Corrs., No. 082178 (June 24, 2009); Wyatt v. Superintendent of the Riverside Regional Jail, No. 081500 (Jan. 22, 2009); Ingram v. Warden, No. 081297 (Dec. 22, 2008); Lee v. Director of the Dep't of Corrs., No. 080743 (Oct. 23, 2008); Shendock v. Warden, No. 080074 (July 14, 2008); Brooks v. Director of the Dep't of Corrs., No. 070285 (June 26, 2007); Fisher v. Director of the Dep't of Corrs., No. 070171 (June 26, 2007); Talbert v. Warden, No. 062572 (June 22, 2007); Hooks v. Director of the Dep't of Corrs., No. 061344 (Jan. 12, 2007); Cain v. Director of the Dep't of Corrs., No. 060637 (Aug. 28, 2006); Talbott v. Director of the Dep't of Corrs., No. 060188 (July 3, 2006); Balentine v. Warden, No. 052486 (May 2, 2006); Cerato v. Warden, No. 040572 (Aug. 31, 2004); Taylor v. Director of the Dep't of Corrs., No. 031675 (Jan. 13, 2004); Kovacs v. Warden, No. 031257 (Nov. 25, 2003); Smith v. Director of the Dep't of Corrs., No. 030144 (Oct. 6, 2003); James v. Director of the Dep't of Corrs., No. 030707 (Oct. 3, 2003); Mills v. Warden, No. 012592 (Jan. 16, 2003).
See also Walker v. Clarke,
No. 2:12cv424,
Putting aside whether such an overgeneralization should be a proper basis for treating drug defendants differently, the trial court's remarks overlooked the fact that Kozich also abused LSD, cocaine, marijuana, and prescription opiate medications (morphine and Vicodin), as well as the fact that Kozich had committed his most recent crimes while under the influence of both heroin and cocaine.
"In this case," Kozich argues on appeal, "it was clear at sentencing and during all of trial counsel's deficient performance after the initial sentencing hearing, that what was at stake was either six years in prison, or a drug treatment program." Appellee's Br. at 7; see also id. at 4, 8-9; Oral Argument Audio at 10:52 to 11:05.
We take this approach relying on the "the axiom that a 'prevailing party seeks to enforce not a [trial] court's reasoning, but the court's
judgment.
' "
Alexandria Redevelopment & Hous. Auth. v. Walker,
In announcing its ruling, the habeas court stated, "we don't have any 21 day rule," referring to Rule 1:1, "that applies in these criminal cases and the Court retains jurisdiction over the matter until [the defendants] are transferred to the Department of Corrections." That is only partly true. Rule 1:1 does apply to criminal cases, as does Code § 19.2-303. The latter is a narrow exception to the former.
See
Kelley v. Stamos,
At the habeas hearing, the judge appropriately inquired of the Senior Assistant Attorney General representing the Virginia Department of Corrections whether he had any objection to her presiding over the habeas case. The judge stated, "I didn't know whether or not that was inappropriate since the judge is adding a component to the factual presentation that's not necessarily something that's available to counsel." Counsel for the Department of Corrections replied that he had no objection in light of "the proposition that the trial judge who did try the case is in the best position to know the record and in the best position to supervise the habeas corpus proceeding in the interests of judicial economy."
Because the Commonwealth, as appellant, took this position in the habeas court and did not attempt to repudiate it on appeal, we leave for another day the question whether this practice should be encouraged or discouraged.
Cf.
Fayerweather v. Ritch,
The majority specifically finds that counsel was ineffective for failing to file a motion to reconsider during a segmented window of time between the oral pronouncement of the sentence and the entry of the final order. The alleged ineffectiveness of Kozich's trial counsel only became apparent when the trial court judge, during the later habeas case, revealed her previously undisclosed personal views on sentencing heroin addicts. It is hard to imagine how trial counsel would have known this a year earlier-when the trial judge, herself, admitted in the habeas case that she was having to "benefit[ ] from knowing what was going on in [her] head" during sentencing. The fact that Kozich was addicted to heroin was well known at the time of sentencing. Kozich's trial counsel orally and in writing requested a referral to a drug-treatment program in lieu of incarceration. Faced with this information, the judge's response to Kozich at his sentencing hearing was unqualified: "[P]utting you in programs doesn't work," and "so it's come to the point where I have to protect the public from you."
Reference
- Full Case Name
- DIRECTOR OF the DEPARTMENT OF CORRECTIONS v. Douglas Todd KOZICH.
- Cited By
- 12 cases
- Status
- Published