Jones v. Commonwealth
Jones v. Commonwealth
Opinion
Acting on a petition for certiorari, the United States Supreme Court in
Jones v. Virginia
, --- U.S. ----,
I.
In 2000, Jones and an accomplice, both armed and wearing masks, robbed two night clerks at a convenience store. They ordered both clerks to lie down on the floor. After his accomplice took roughly $35 from the cash register and the two were fleeing the scene, Jones shot one of the clerks in the back as she laid on the floor. The following day, Jones stated, "I think I paralyzed the bitch." J.A. at 9-10. In fact, however, Jones's gunshot wound had killed her. At the time of the offense, Jones was a few months away from his 18th birthday and was on supervised juvenile probation for a felony offense committed when he was 15 years old.
After his arrest, Jones entered an Alford guilty plea to capital murder and several related charges. He executed a plea agreement stipulating that he would receive a life sentence "without the possibility of parole" on the capital murder charge and a term of years to be determined by the court on the remaining charges. Id. at 45. The plea agreement also stipulated that Jones agreed "to waive any and all rights of appeal with regard to any substantive or procedural issue involved in this prosecution." Id. at 44.
The trial court held a sentencing hearing and received a presentence report from a probation officer. The court imposed the life sentence pursuant to the plea agreement, as well as a 68-year term of incarceration on the remaining 10 felony charges. The sentencing order concluded: "TOTAL SENTENCE IMPOSED: LIFE + 68 YEARS" followed by "TOTAL SENTENCE SUSPENDED: NONE." Id. at 53.
After serving 12 years of his sentence, Jones filed a motion to vacate his life sentence in the trial court, claiming that it violated the principles articulated in
Miller v. Alabama
, 567 U.S. ----,
*708
Miller
held that "a judge or jury must have the
opportunity
to consider mitigating circumstances before imposing the harshest possible penalty for juveniles."
Miller
, 567 U.S. at ----,
Miller
was quite clear about what it meant by a mandatory sentence: "Such mandatory penalties, by their nature,
preclude
a sentencer from taking account of an offender's age and the wealth of characteristics and circumstances attendant to it."
Relying on Miller , Jones's motion before the trial court expressly stated that it "only deal[t] with the Capital Murder charge." J.A. at 56. His motion also proposed an "alternative option" to his request for vacatur of the life sentence. Id. at 61. "Pursuant to Code § 19.2-303," Jones argued, the trial court " 'may suspend imposition of sentence or suspend the sentence in whole or part' on the Capital Murder conviction." Id. (quoting Code § 19.2-303 ); see also id. at 55-56. The motion to vacate concluded with this prayer for relief: "Suspend the mandatory life sentence without parole or declare Mr. Jones's conviction for Capital Murder void in the absence of any legal punishment the Court can lawfully impose." Id. at 62.
The motion to vacate, however, made no factual proffer and left the question whether to hold an evidentiary hearing entirely within the discretion of the trial court. The motion requested that the trial court "grant Mr. Jones an evidentiary hearing on the claims presented in this Motion" only "if the Court determine[d] there [was] a need for further factual development." Id. The trial court denied the motion "after review of the case file and the defendant's motion," observing that Jones presented "nothing new in mitigation of the offense." Id. at 65.
On appeal of the trial court's denial of the motion to vacate, we "h[e]ld that because the trial court ha[d] the ability under Code § 19.2-303 to suspend part or all of the life sentence ..., the sentencing scheme applicable to Jones's conviction was not a mandatory life without the possibility of parole scheme."
Jones I
,
We came to this conclusion because Virginia law does not preclude a sentencing court from considering mitigating circumstances, whether they be age or anything else. To be sure, sentencing statutes specifically authorize a trial court to do so, even to the point of suspending entirely a life sentence so that the offender never spends a day in prison.
See
Code § 19.2-303. Nor does Virginia law make "youth (and all that accompanies it) irrelevant" to the court's sentencing discretion.
Miller
, 567 U.S. at ----,
*709 Dissatisfied with our reasoning, Jones filed a petition for certiorari to the United States Supreme Court arguing that he never truly had the mitigation opportunity. Despite the unqualified text of Code § 19.2-303 authorizing the power of suspension and our unanimous opinion applying it to his case, Jones argued that we were plainly wrong: "Because life without parole is the only sentence (other than death) authorized under Virginia's capital murder statute, the Virginia Supreme Court's characterization of that sentence as 'not mandatory' rings hollow." Pet. Cert. at 9 n.2 (emphasis in original).
Jones's petition for certiorari did not call attention to conflicting prior precedent or suggest that we had abruptly changed course in established legal doctrine governing the suspension power of a sentencing court. Neither did his petition put forward any legal analysis suggesting that our application of Code § 19.2-303 to life sentences rested upon a flawed statutory interpretation. Instead, he merely argued that the power to suspend a life sentence (even to the point of not serving a day in prison) was an insufficient "opportunity" for the sentencing court to take into account "mitigating circumstances before imposing the harshest possible penalty for juveniles."
Miller
, 567 U.S. at ----,
Before ruling on the merits of Jones's petition, the United States Supreme Court issued
Montgomery v. Louisiana
, which decided the "question whether
Miller
's prohibition on mandatory life without parole for juvenile offenders indeed did announce a new substantive rule that, under the Constitution, must be retroactive." 577 U.S. at ----, 136 S.Ct. at 732.
Montgomery
held that
Miller
was retroactive, and thus, juvenile defendants "must be given the
opportunity
[at the time of sentencing] to show their crime did not reflect irreparable corruption; and,
if it did not
, their
hope
for some years of life outside prison walls must be restored" by the possibility of future parole.
Id.
at ----, 136 S.Ct. at 736-37 (emphases added).
3
Like the sentencing statutes reviewed in
Miller
, the Louisiana law addressed in
Montgomery
forbade the sentencing court from suspending in whole or in part the life sentence without parole in capital cases.
See
The holding in
Montgomery
tracked that in
Miller
: State law cannot impose "mandatory" penalties that make "youth (and all that accompanies it) irrelevant" to the decision to imprison a juvenile for life without parole.
Montgomery
, 577 U.S. at ----, 136 S.Ct. at 726 (quoting
Miller
, 567 U.S. at ----,
Roughly 40 petitions for certiorari implicating
Miller
were before the United States Supreme Court at the same time as Jones's petition. The Court decided them all on the same day and issued a two-sentence order in each case, stating as applicable, "Petition for writ of certiorari granted. Judgment vacated, and case remanded ... for further consideration in light of
Montgomery v. Louisiana
, 577 U.S. ----,
*710 In each of these orders, Justices Thomas and Alito filed a concurring statement explaining the Court's precise holding:
The Court has held the petition in this and many other cases pending the decision in Montgomery v. Louisiana , 577 U.S. ----,136 S.Ct. 718 ,193 L.Ed.2d 599 (2016). In holding this petition and now vacating and remanding the judgment below, the Court has not assessed whether petitioner's asserted entitlement to retroactive relief "is properly presented in the case."Id. at ----, 136 S.Ct. at 732,193 L.Ed.2d at 617 .
Jones v. Virginia
, --- U.S. ----,
On remand, courts should understand that the Court's disposition of this petition does not reflect any view regarding petitioner's entitlement to relief. The Court's disposition does not, for example, address whether an adequate and independent state ground bars relief, whether petitioner forfeited or waived any entitlement to relief (by, for example, entering into a plea agreement waiving any entitlement to relief), or whether petitioner's sentence actually qualifies as a mandatory life without parole sentence .
II.
On remand, Jones seeks a vacatur of his life sentence on several interdependent grounds. Under his view of Miller and Montgomery , Jones contends that we must order the trial court to resentence him to a specific term of years (not life) and to ensure that the term of incarceration is not long enough to be the "functional equivalent of a life sentence." Appellant's Remand Reply Br. at 9, 14. We find none of Jones's arguments persuasive. 5
*711 A.
Jones first argues that we should hold-contrary to Jones I -that his life sentence was a mandatory life sentence in violation of Miller . We decline the invitation to do so.
1.
As
Jones I
observed, the General Assembly has carefully distinguished between "mandatory minimum sentence[s]" that cannot be suspended and non-mandatory minimum sentences that can be.
Jones I
,
2.
Whether a state sentencing statute authorizes or precludes judicial discretion is a matter solely governed by state law. In the companion case addressed in the
Miller
opinion, the United States Supreme Court reaffirmed that whether a state sentencing statute is mandatory (that is, precludes the possibility of mitigation of the prescribed punishment) is a decision to be made by "state courts."
Miller
, 567 U.S. at ---- n.2,
It follows that where, as here, a State's highest court treats a sentencing statute as non-mandatory (that is, provides an opportunity to seek mitigation of the prescribed punishment), the United States Supreme Court would abide by that interpretation of state law. We thus infer no disapproval in either Miller or Montgomery of our interpretation of Virginia's sentencing statutes. Nor do we believe it proper to read into the remand order "any view" on the question of "whether petitioner's sentence actually qualified as a mandatory life without parole sentence." Jones , --- U.S. ----, 136 S.Ct. at 1358 (Thomas, J., concurring).
B.
Jones frames his next argument in equally absolute, but flawed, terms. " Montgomery confirmed," Jones argues, "that Miller requires a hearing where youth and its attendant characteristics are considered as sentencing factors in order to separate those juveniles who may be sentenced to life without parole from those who may not. Virginia law does not provide for such hearing." Appellant's Remand Br. at 8. We disagree on several levels with this reasoning.
1.
As
Montgomery
explained, the mandatory, life-without-parole sentence under Louisiana law violated
Miller
because it gave the juvenile defendant "no
opportunity
to present mitigation evidence to justify a less severe sentence."
Montgomery
, 577 U.S. at ----, 136 S.Ct. at 726 (emphasis added).
10
Like the
*713
sentencing statutes in
Miller
, the Louisiana statute imposing a sentence of life imprisonment on Montgomery was not subject to suspension in whole or in part by the sentencing court.
See
In Virginia, however, a criminal defendant has a statutorily provided opportunity to present mitigation evidence at his sentencing hearing. 11 If relevant and admissible, evidence in mitigation of punishment can be presented unless the punishment imposed is a mandatory, fixed sentence that cannot be varied in any degree. 12 This principle is no less true in Jones's case than in any other criminal case. Moreover, Virginia's sentencing laws-unlike the laws found unconstitutional in Miller -authorized the sentencing court to suspend Jones's life sentence in whole or in part. Nothing in Virginia law denied Jones the opportunity to request a suspension and to present evidence of his "youth and attendant characteristics," Montgomery , 577 U.S. at ----, 136 S.Ct. at 734, in support of a suspended sentence. Jones was never denied this constitutionally required opportunity. For the certainty of a plea agreement, he simply chose not to exercise it.
2.
Jones's argument to the contrary seems oblivious to the fact that he entered into a plea agreement in which he
stipulated
to a life sentence "without the possibility of parole" on the capital murder charge.
See
J.A. at 45.
13
He also agreed "to waive any and all rights of appeal with regard to any substantive or procedural issue involved in this prosecution."
Id.
at 44. Consistent with the prevailing view,
see
*714
7 Wayne R. LaFave et al., Criminal Procedure § 27.5(c), at 86 (4th ed. 2015) (observing that "[m]ost courts, including all twelve federal courts of appeals with criminal jurisdiction, uphold appeal waivers"),
14
Virginia has long held that a criminal defendant can waive "his appeal of right" if the circumstances demonstrate "his decision to waive his appeal was made knowingly, voluntarily, and intelligently,"
Davidson v. Commonwealth
,
In short, Jones was never denied the opportunity to offer mitigation evidence of his "youth and attendant characteristics,"
Montgomery
, 577 U.S. at ----, 136 S.Ct. at 734, in support of a suspended sentence. He affirmatively waived that right as part of a negotiated plea agreement. 24 Daniel R. Coquillette et al., Moore's Federal Practice § 611.08 [4][a], at 611-84 (Matthew Bender 3d ed. 2016) ("There is a 'presumption that legal rights generally, and evidentiary rights specifically, are subject to waiver by voluntary agreement of the parties.' A plea of guilty entered on the competent advice of counsel will be held to waive all constitutional objections to the conviction ... unless the jurisdiction in which the case arises specifically permits appeals on those issues, even after a plea of guilty." (footnote omitted) (quoting
United States v. Mezzanatto
,
Putting aside for the moment Jones's void-ab-initio contention, which we address in Part II(C) of this opinion, we fail to see how his
Miller
-
Montgomery
claim can be immunized from waiver principles that govern all other constitutional challenges.
See, e.g.
,
McDonald v. Commonwealth
,
Nothing in Montgomery undermines settled waiver principles. Nor does the remand order do so. As the concurring Justices pointed out, the remand order disclaims any position whatsoever on "whether an adequate and independent state ground bars relief" or " whether petitioner forfeited or waived any entitlement to relief (by, for example, entering into a plea agreement waiving any entitlement to relief)." Jones , --- U.S. ----, 136 S.Ct. at 1358 (Thomas, J., concurring) (emphasis added). We are thus free to employ traditional waiver principles *715 applicable to plea agreements. Those principles, in our opinion, are dispositive in this case.
C.
Jones next addresses the fact that, at his original sentencing, he never asked for a mitigation hearing, never proffered any mitigation evidence, expressly stipulated to his life sentence as a condition of his plea agreement, and affirmatively waived any appellate challenge to his conviction or sentence. That is of no concern, Jones claims, because his sentence was void ab initio-a doctrinal "royal flush" that outranks any lesser hands of procedural default, estoppel, or even judicial stipulations.
This assertion, however, presupposes that the trial court violated the Eighth Amendment by accepting Jones's Alford guilty plea and by imposing the life sentence Jones agreed to in the plea agreement. As Montgomery explained, a mandatory, life-without-parole sentence violates Miller when it provides the juvenile defendant "no opportunity to present mitigation evidence to justify a less severe sentence." Montgomery , 577 U.S. at ----, 136 S.Ct. at 726 (emphasis added). Under Virginia law, Jones had such an opportunity. See supra Part II.B. He simply failed to exercise it.
But even if, as Jones's logic implies, the trial court-over a decade ago-had a constitutional duty to force Jones to violate his plea agreement by requesting a partial or complete suspension of his stipulated sentence and then, whether requested or not, to order Jones to present mitigation evidence in support of an unrequested suspension, we would not hold that such a violation renders his sentence void ab initio. Nothing in Virginia or federal law compels us to do so, and we can think of no good reason why we should.
1.
In this case, as in most, whether an alleged error by a trial court renders its order void ab initio or merely voidable turns on the subtle, but crucial, distinction deeply embedded in Virginia law "between a court lacking jurisdiction to act upon a matter and the court, while properly having jurisdiction, nonetheless erring in its judgment."
Kelley v. Stamos
,
This distinction guards against the improper elevation of a court's failure "to comply with the requirements for exercising its authority to the same level of gravity as a lack of subject matter jurisdiction."
Nelson
,
As subtle as this distinction may be, it has a sharp impact on criminal cases. If a criminal defendant fails to preserve an issue in the trial court, he can waive claimed violations of his constitutional right to be free of unreasonable searches and seizures under the Fourth Amendment, 16 of his Miranda rights under the Fifth Amendment, 17 of his *716 confrontation and speedy trial rights under the Sixth Amendment, 18 and even of his right to a jury trial under the Sixth Amendment. 19 None of these claims, even if conceded to be valid, renders the underlying judgment void ab initio. Procedural default principles, including Rules 5:25 and 5A:18, still apply, as do traditional finality principles protecting judgments no longer within the trial court's active jurisdiction. See supra notes 16-19 and accompanying text. 20
Jones contends that unlawful sentencing orders are different. He is right but not in the way he supposes. The jurisdictional power of a Virginia trial court to issue a criminal sentence depends upon the applicable sentencing statutes.
See
Kelley
,
*717
There is no inherent judicial power to fix terms of imprisonment.
See
Hernandez v. Commonwealth
,
We clarified these points in
Rawls
. "Prior to
Rawls
, our jurisprudence had not been uniform in determining whether a defendant who received an improper sentence was entitled to a new sentencing hearing."
Grafmuller v. Commonwealth
,
We respectfully disagree with the dissent's assertion that Virginia law supports Jones's use of a motion to vacate in this context.
See
post
at ---- - ----. The dissent offers only one authority in support of that assertion:
Loving v. Commonwealth
,
Under Virginia law, stare decisis does not "foreclose inquiry" into an issue not previously "raised, discussed, or decided."
Chesapeake Hosp. Auth. v. Commonwealth
,
We made this very point about motions to vacate in
Hirschkop v. Commonwealth
,
2.
Jones claims that Montgomery 's retroactivity holding requires, as a matter of federal law, that we treat a Miller violation as rendering the sentence void ab initio. After all, Jones points out, Montgomery uses the term "void" in various places in the opinion to describe unconstitutional convictions and sentences. What Jones misses, however, is that neither Montgomery nor any decision upon which it relies holds that such violations render a criminal conviction or sentence void ab initio . Jones's argument fails to appreciate the crucial nature of this distinction.
"When a new substantive rule of constitutional law is established," the Supreme Court explained, "this Court is careful to limit the scope of any attendant procedural requirement to avoid intruding more than necessary upon the States' sovereign administration of their criminal justice systems."
Montgomery
, 577 U.S. at ----, 1336 S.Ct. at 735. By using the term "void,"
Montgomery
merely said what has been said for over a century. Certain types of constitutional errors render convictions "void," i.e., voidable until declared void, and thus subject to collateral attack in federal
habeas
proceedings-a precedential anchor securely set in
Ex parte Siebold
,
This voidness principle was introduced by
Ex parte Siebold
"[i]n support of its holding that a conviction obtained under an unconstitutional law warrants
habeas relief
."
Montgomery
, 577 U.S. at ----, 136 S.Ct. at 731 (emphasis added) (quoting
Ex parte Siebold
,
The law of habeas corpus in this Commonwealth "is open to a claim controlled
*719
by federal law."
Id.
at ----, 136 S.Ct. at 731 ;
see, e.g.
,
Griffin v. Cunningham
,
The case before us now, however, is not a habeas corpus proceeding. Jones filed a motion to vacate in the sentencing court 12 years after his conviction, claiming that his sentence was cruel and unusual under the Eighth Amendment. There is no precedent under Virginia law for asserting such a claim in a motion to vacate. To be sure, we have never held, nor are we aware of any court that has held, that a motion to vacate (rather than a petition for habeas corpus) is a proper vehicle under Virginia law to challenge a conviction or sentence based solely on a federal constitutional challenge.
If a motion to vacate had the reach that Jones asserts, the multitude of substantive and procedural requirements in our habeas corpus law would be permanently sidelined. See Costello, supra note 11, § 68.2[2], at 1244 (describing Virginia habeas provisions as "impos[ing] strict limitations on the time within which petitions ... may be filed" and highlighting other procedural requirements). Statutes of limitation, as well as rules governing successive petitions, jurisdiction of courts to hear such claims, procedural defaults, service of process-none of these requirements would be relevant if a motion to vacate could be used in place of a petition for habeas corpus.
Virginia law does not permit a motion to vacate that is filed in a trial court long after the court lost active jurisdiction over the criminal case to serve as an all-purpose pleading for collateral review of criminal convictions. Just as habeas corpus cannot be used as a substitute for a direct appeal, 5 Ronald J. Bacigal, Virginia Practice Series: Criminal Procedure § 21:8, at 669 (2015-2016 ed.), a motion to vacate cannot be used as a substitute for a habeas corpus petition. Except for the narrow band of situations in which we have recognized the efficacy of motions to vacate to remedy orders that are void ab initio, constitutional challenges like the one Jones asserts must be properly presented in a timely petition for habeas corpus.
To put the point in the framework of Montgomery , a motion to vacate filed in a trial court that has long since lost active jurisdiction over the case, see Rule 1:1; Costello, supra note 11, § 62.12, at 1087, is not a state collateral-review proceeding "open to a claim controlled by federal law" and does not involve a claim that is "properly presented" by a motion to vacate, Montgomery , 577 U.S. at ----, 136 S.Ct. at 731-32. Thus, even if the trial court (retroactively) violated Miller by imposing the stipulated life-without-parole sentence on Jones, the sentencing order would not be void ab initio and, thus, subject to annulment by a motion to vacate filed many years after the trial court lost active jurisdiction over the criminal case. Instead, the putative Miller violation, if proven, would render the sentence merely voidable-that is, vulnerable to being judicially declared void-upon review either via direct appeal timely made or in a habeas corpus proceeding.
To be sure,
Montgomery
itself implicitly refutes Jones's assumption that a sentencing order in violation of
Miller
must be deemed void ab initio.
Montgomery
held that "[a] State may remedy a
Miller
violation by permitting juvenile homicide offenders to be considered for parole, rather than by resentencing them."
Montgomery
, 577 U.S. at ----, 136 S.Ct. at 736. How could that remedy be appropriate for a sentencing order deemed void ab initio, given that it is a "complete nullity" which, in the eyes of the law, does not exist at all?
Grafmuller
,
While the dissent correctly points out that nowhere does
Montgomery
specifically state that habeas relief is the sole remedy available to address an unconstitutional sentence, that point is directed to the wrong question. The proper mode of collaterally attacking a criminal conviction and sentence in a state court depends on state law not federal law.
See
Danforth v. Minnesota
,
What Montgomery did say was that a life-without-parole sentence invalidated by Miller must be corrected in any state collateral-review proceeding that "is open to a claim controlled by federal law," assuming that the "claim is properly presented in the case." Montgomery , 577 U.S. at ----, 136 S.Ct. at 731-32. In Virginia, a Miller violation can be addressed on direct review or in a habeas proceeding. Because the violation, if proven, does not render the sentence void ab initio but merely voidable, it cannot be addressed by a motion to vacate filed years after the sentence became final. See Costello, supra note 11, § 62.12, at 1087 (noting that "a voidable judgment may be attacked only while the trial court that rendered it still has jurisdiction").
The dissent appears to believe that every substantive constitutional rule held to be retroactive, when violated, renders the conviction or sentence void ab initio.
See
post
at ---- (referring to this as the "general approach"). However, only one case cited by the dissent uses the "void ab initio" expression,
United States v. Johnson
,
Even in that context,
Johnson
synthesized earlier precedent that applied the "notion" of "void ab initio" judgments (an after-the-fact characterization, given that none of those cases used that term) only to situations in which a federal habeas court applies a constitutional guarantee that either "immunizes a defendant's conduct from punishment" or prevents a "trial from taking place at all."
Nothing in the void-ab-initio "notion" in Johnson sought to dictate how state law governs the scope and availability of collateral remedies or to mandate that violations of retroactive substantive rules be treated as defects in subject-matter jurisdiction for purposes of motions to vacate filed in state courts. The "general approach" referred to by the dissent, post at ----, is nothing more than the unremarkable fact that habeas courts applying substantive rules retroactively have authority to declare violative convictions or sentences to be void and to order appropriate relief. None of these cases hold *721 that state courts must permit such challenges to go forward outside the parameters of a properly filed habeas petition.
D.
Finally, our colleagues in dissent raise several points about the interplay between Miller and Montgomery that go considerably beyond Jones's position in this appeal. We respect these views and offer a brief explanation as to why we cannot agree with them.
1.
First, the dissent adopts an "expanded" analysis of Montgomery , post at ----, contending that Montgomery "require[s] a Miller hearing before a juvenile offender can be sentenced to life without parole, regardless of whether the sentence is mandatory or discretionary ," pos t at ---- (emphasis added). This fulsome expansion, however, does not come from Montgomery 's expansive interpretation of Miller . It comes from the dissent's expansive interpretation of Montgomery . As the dissent candidly acknowledges: "Even if Miller and Montgomery did not expressly require the facts surrounding Jones's sentencing be reconsidered, I would hold that juveniles in Virginia facing a sentence of life without parole should be afforded a Miller hearing, for the reasons stated in Montgomery ." Post at ---- n.11.
We view the debate through a different prism. "We are duty bound," of course, "to enforce the Eighth Amendment consistent with the holdings of the highest court in the land."
Vasquez v. Commonwealth
,
As we recently stated,
Miller
"held that 'mandatory life-without-parole sentences for juveniles violate the Eighth Amendment.' "
Vasquez
,
We acknowledge that, perhaps, some post-
Montgomery
opinion from the United States Supreme Court might expand the Eighth Amendment to "mandatory or discretionary" juvenile life sentences generally, as the dissent proposes, with the evident purpose of moving the bar so high that all life sentences for convicted juvenile murderers and rapists, or juveniles convicted of other similarly serious crimes, eventually will be judicially deemed cruel and unusual punishment as a matter of law. The question before us, however, "is what the law is now, not what it may be in the future. We are not in the speculative business of plotting the future course of federal precedents."
Clark v. Virginia Dep't of State Police
, 292 Va. ----, ----,
*722 ("Our task is to rule on what the law is, not what it might eventually be.").
2.
Second, the dissent sees our analysis as a logical conundrum. Miller cannot be understood, the dissent suggests, to apply only to a mandatory sentence of life without possibility of parole. This "interpretation of Miller and Montgomery ," the dissent states, "renders the requirement that a sentencing court hold a hearing and 'consider a juvenile offender's youth and attendant characteristics' contingent upon whether the sentence to be imposed is mandatory rather than discretionary." Post at ----. Continuing this syllogism, the dissent adds, "[b]y that same logic, the majority concludes that a sentencing court may, but is not constitutionally required to, consider those factors if the sentence is discretionary." Post at ---- - ----.
We do not endorse this logic or attempt to defend it. Our understanding of Miller is different-and far clearer-than the thesis criticized by the dissent. Under our view, the whole point of Miller was to preclude a sentencing scheme from imposing a mandatory life-without-parole sentence because doing so would eliminate the sentencing court's discretion to impose anything less than that. Only in those nondiscretionary sentencing schemes are the offender's "youth and attendant characteristics," Montgomery , 577 U.S. at ----, 136 S.Ct. at 734, truly irrelevant.
The
Miller
remedy was to require mandatory life sentences to be accompanied by the possibility of release on parole at some future date.
See
Miller
, 567 U.S. at ----, ----,
Those are the only two scenarios: (i) mandatory life-without-parole sentences that can be remedied by the availability of parole and (ii) those for which parole is unavailable and which therefore require remand for discretionary resentencing. Both the Miller and Montgomery remedies presuppose that the original life sentence was mandatory such that no mitigating evidence presented at the original sentencing hearing could have precluded the entry of a mandatory sentencing order "condemning him or her to die in prison." Id. at ----, 136 S.Ct. at 726 (summarizing Miller ). Without this predicate, neither remedy makes sense.
Our dissenting colleagues think that we leave out a third scenario, one in which a purely discretionary sentencing scheme does not require consideration of a juvenile offender's youth and attendant characteristics. Under our approach, the dissent warns, a sentencing court could choose to ignore these factors if the sentence is discretionary.
We respond by pointing out the unrealistic nature of that scenario. We are aware of no statute in the nation that authorizes a sentencing court to use its discretion to impose a life-without-parole punishment on a juvenile but forbids the court from considering the juvenile's "youth and attendant characteristics." Id. at ----, 136 S.Ct. at 734. Nor are we aware of any case-and this is certainly not one-in which a sentencing statute gave the juvenile offender the opportunity to present mitigating evidence but the sentencing court arbitrarily refused to consider it. If there were such a case, we would not need the Eighth Amendment to remedy the obvious error. We would simply hold that the trial court cannot arbitrarily refuse to consider relevant evidence that a statute requires the court to consider. See supra notes 11-12 and accompanying text.
If Montgomery actually held what the dissent supposes, Montgomery would, ironically, not amplify Miller but reverse it. A mere future, potential opportunity to present mitigating evidence at a parole hearing (the remedy authorized by Miller ) would never be enough to satisfy the Eighth Amendment under the dissent's view of Montgomery . That is because, under the dissent's "expanded" analysis of Montgomery , post at ----, only the consideration of mitigation evidence at the time of sentencing or resentencing would suffice-rendering the dissent's reasoning *723 in conflict with basic voidness doctrine. A judicial order that is void ab initio, in the eyes of the law, never existed. It might be possible to resurrect a legally dead ruling (one later declared void) but not one that never existed in the first place (one void ab initio). So, too, if a sentencing order were truly void ab initio, it could not be cured by the hope that, sometime in the distant future, a parole board may release the prisoner from the void-ab-initio sentence.
III.
Having reconsidered Jones I in light of Montgomery , we reinstate our holding in Jones I , subject to the qualifications made herein, and affirm the trial court's denial of Jones's motion to vacate. 27
Affirmed.
JUSTICE POWELL, with whom JUSTICE GOODWYN and JUSTICE MIMS join, dissenting.
When this Court first analyzed Jones's claim, we held as the majority states: that Jones's sentence was not a mandatory life sentence.
Jones v. Commonwealth
(
Jones I
),
In Montgomery , the Supreme Court purposefully clarified and, in my opinion, expanded the holding in Miller , thereby revealing why this Court's previous interpretation of Miller in Jones I was misguided. The Supreme Court's analysis in Montgomery transparently explains why Miller is not limited to juvenile offenders facing or serving mandatory life sentences without parole. Montgomery explicitly requires that a Miller hearing be held before a life sentence without parole may be imposed upon a juvenile offender in order to comply with the strictures of the Eighth Amendment. In the absence of such a hearing, the sentence is in violation of the juvenile's substantive constitutional rights and a court is without jurisdiction to impose a life sentence without parole on a juvenile offender. Therefore, such a sentence is void ab initio. Accordingly, I must respectfully dissent. 1
I. Mandatory Life Sentences
It is important to first address the basis of my opinion that, contrary to the majority opinion,
Miller
is not limited to mandatory life sentences. As
Montgomery
makes explicitly clear,
Miller
"rendered life without parole
an unconstitutional penalty
for 'a class of defendants because of their status'-that is, juvenile offenders whose crimes reflect the transient immaturity of youth." 577 U.S. at ----, 136 S.Ct. at 734 (quoting
Miller
, 567 U.S. at ----,
To ensure such individualized consideration, the Supreme Court expressly mandated that a sentencing court is required to "take into account how children are different, and how those differences counsel against irrevocably sentencing them to a lifetime in prison" before imposing a life sentence upon a juvenile.
Miller
, 567 U.S. at ----,
Thus, when viewed through the lens of Montgomery , it is clear that Miller 's discussion of mandatory life sentences was not meant to limit application of the opinion to that instance, but rather to demonstrate how mandatory sentencing schemes foreclose the necessary individualized consideration.
Mandatory life without parole for a juvenile precludes consideration of his chronological age and its hallmark features-among them, immaturity, impetuosity, and failure to appreciate risks and consequences. It prevents taking into account the family and home environment that surrounds him-and from which he cannot usually extricate himself-no matter how brutal or dysfunctional. It neglects the circumstances of the homicide offense, including the extent of his participation in the conduct and the way familial and peer pressures may have affected him. Indeed, it ignores that he might have been charged and convicted of a lesser offense if not for incompetencies associated with youth-for example, his inability to deal with police officers or prosecutors (including on a plea agreement) or his incapacity to assist his own attorneys. And finally, this mandatory punishment disregards the possibility of rehabilitation even when the circumstances most suggest it.
Miller
, 567 U.S. at ----,
The majority, however, contends that Montgomery 's express language barring life without parole for all but the rarest of juvenile offenders is not binding upon it because the question before the Court in Montgomery was limited to " 'whether Miller 's prohibition on mandatory life without parole for juvenile offenders' should be applied retroactively." (Quoting Montgomery , 577 U.S. at ----, 136 S.Ct. at 732.) Thus, the majority insists that the precedential holding in Montgomery amounts simply to: Miller is retroactive.
By truncating its analysis, the majority ignores the rationale underlying the Supreme Court's decision. As the Supreme Court explains, the reason
Miller
is retroactive is because it announced a substantive rule of constitutional law that "rendered life without parole an unconstitutional penalty for 'a class of defendants because of their status'-that is, juvenile offenders whose crimes reflect the transient immaturity of youth."
Montgomery
, 577 U.S. at ----, 136 S.Ct. at 734 (quoting
Miller
, 567 U.S. at ----,
Further, the majority's interpretation of
Miller
and
Montgomery
renders the requirement that a sentencing court hold a hearing and "consider a juvenile offender's youth and attendant characteristics before determining that life without parole is a proportionate sentence" contingent upon whether the sentence to be imposed is mandatory rather
*725
than discretionary. Under the majority's interpretation, the factors that serve as the very basis of the substantive holding of
Miller
are only constitutionally required to be considered when a sentence is mandatory. By that same logic, the majority concludes that a sentencing court may, but is not constitutionally required to, consider those factors if the sentence is discretionary.
3
I find it highly unlikely that the Supreme Court would tolerate any life sentence without parole to be imposed upon a juvenile without consideration of the relevant factors, especially considering that "the penological justifications for life without parole collapse in light of 'the distinctive attributes of youth.' "
Montgomery
, 577 U.S. at ----, 136 S.Ct. at 734 (quoting
Miller
, 567 U.S. at ----,
II. Miller Hearing
Next, the majority takes the position that
Miller
and
Montgomery
require only that a defendant have the opportunity to offer mitigation evidence of his youth and attendant circumstances. Notably, the majority reaches this conclusion by relying on language taken from the recitation of the facts in
Montgomery
.
6
On the other hand, the language used throughout the remainder of the opinion makes it clear that the Supreme Court interpreted
Miller
as requiring more than just the opportunity to present mitigation evidence. "
Miller requires
that before sentencing a juvenile to life without parole, the sentencing judge take into account 'how children are different, and how those differences counsel against irrevocably sentencing them to a lifetime in prison.' "
Montgomery
, 577 U.S. at ----, 136 S.Ct. at 733 (quoting
Miller
, 567 U.S. at ----,
If, as the majority states, a
Miller
violation only occurs when a juvenile offender is denied the opportunity to present mitigation evidence, then the entire purpose of a
Miller
hearing is undermined. The majority's analysis ignores the Supreme Court's admonition that "
Miller
requires
a sentencer
to consider a juvenile offender's youth and attendant characteristics before determining that life without parole is a proportionate sentence" regardless of whether the defense presents any mitigating evidence.
The majority's approach places the burden on the juvenile offender to prove that he or she was not the rare exception to the rule. Notably, however, nothing in Miller requires a juvenile offender to present any evidence. As previously noted, because Montgomery interprets Miller as barring life without parole as a punishment for the vast majority of juvenile offenders, any burden of proof would seem to rest on the prosecution to prove that the juvenile offender was the rare exception to the rule.
III. Waiver
The majority further claims that, by entering into a plea agreement and stipulating to a life sentence, Jones waived the requirement that a
Miller
hearing be conducted. The majority goes on to make the broad assertion that
all
constitutional challenges are governed by waiver principles. Although I fully agree with the majority that many constitutional challenges may be waived, I cannot agree with the notion that a plea agreement can act as a waiver to all constitutional challenges.
See, e.g.
,
Hill v. Lockhart
,
Nor could it. The very nature of a substantive rule of constitutional law precludes such waiver. Such a violation occurs where "the conduct being penalized is constitutionally immune from punishment."
United States v. United States Coin & Currency
,
"An unconstitutional law is void, and is as no law." A penalty imposed pursuant to an unconstitutional law is no less void because the prisoner's sentence became final before the law was held unconstitutional. There is no grandfather clause that permits States to enforce punishments the Constitution forbids. To conclude otherwise would undercut *727 the Constitution's substantive guarantees.
Additionally, the notion that such a requirement can be waived violates our long standing principle that parties cannot confer power upon the court which it does not rightfully possess.
Cf.
Morrison v. Bestler
,
IV. Void ab Initio
The majority takes the position that not all constitutional violations render a conviction/sentence void ab initio, rather "[c]ertain types of constitutional errors render convictions 'void,' i.e., voidable, and thus subject to collateral attack in federal habeas proceedings." While it is true that certain types of constitutional errors only render a sentence or conviction voidable, it is equally true that other types of constitutional errors render a conviction or sentence void ab initio. Under this Court's precedent, as well as the plain language of Montgomery , the constitutional error at issue in the present case (i.e., a violation of a substantive rule of constitutional law) clearly falls into the latter category of error, not the former.
The distinction between an action of the court that is void ab initio rather than merely voidable is that the former involves the underlying authority of a court to act on a matter whereas the latter involves actions taken by a court which are in error. An order is void ab initio if entered by a court in the absence of jurisdiction of the subject matter or over the parties, if the character of the order is such that the court had no power to render it , or if the mode of procedure used by the court was one that the court could "not lawfully adopt."
Singh v. Mooney
,
As previously explained, "[a] conviction or sentence imposed in violation of a substantive rule is not just erroneous but contrary to law and, as a result, void."
Montgomery
, 577 U.S. at ----, 136 S.Ct. at 731. Here, it is unequivocal that "
Miller
announced a substantive rule of constitutional law."
Montgomery
, 577 U.S. at ----, 136 S.Ct. at 734. It is equally clear that the substantive rule announced in
Miller
must be given "retroactive effect regardless of when a conviction became final" because "[s]ubstantive rules ... set forth categorical constitutional guarantees that place certain criminal laws and punishments
altogether beyond the State's power to impose
."
Id.
at 729 (emphasis added). Indeed, as the Supreme Court has explained, when applying substantive rules of constitutional law retroactively, the general approach is that "prior inconsistent judgments or sentences [are] void ab initio."
United States v. Johnson
,
*728
Rather than address the constitutional infirmity of Jones's sentence, the majority focuses on the trial court's power to impose the sentence under Virginia law. According to the majority, a sentence is
only
void ab initio if it is imposed in violation of the range of punishment prescribed by Virginia law. While it is well established that "a sentence imposed in violation of a prescribed statutory range of punishment is void ab initio,"
Grafmuller v. Commonwealth
,
V. Motion to Vacate
According to the majority, a motion to vacate is not the proper vehicle for Jones's claim because there is no precedent under Virginia law for using a motion to vacate to collaterally attack a conviction or sentence based solely on federal constitutional grounds. In the absence of such precedent, the majority asserts that a motion to vacate "is not a state collateral review proceeding 'open to a claim controlled by federal law.' " (Quoting
Montgomery
, 577 U.S. at ----, 136 S.Ct. at 740.) In taking this position, however, the majority ignores a fundamental tenet of our jurisprudence: a void ab initio order may be attacked in any manner at any time.
Singh
,
The lack of jurisdiction to enter an order ... renders the order a complete nullity and it may be "impeached directly or collaterally by all persons, anywhere, at any time, or in any manner."
Indeed, contrary to the majority's assertion, the Supreme Court's holding in Montgomery is not limited to only those collateral proceedings that are "open to a claim controlled by federal law." Rather, the Supreme Court explained that an unconstitutional sentence may be attacked in any type of postconviction proceeding where an unlawful sentence may be challenged.
A penalty imposed pursuant to an unconstitutional law is no less void because the prisoner's sentence became final before the law was held unconstitutional. There is no grandfather clause that permits States to enforce punishments the Constitution forbids.
*729 To conclude otherwise would undercut the Constitution's substantive guarantees. Writing for the Court in United States Coin & Currency , Justice Harlan made this point when he declared that "[n]o circumstances call more for the invocation of a rule of complete retroactivity" than when "the conduct being penalized is constitutionally immune from punishment." 401 U.S. at 724,91 S.Ct. 1041 . United States Coin & Currency involved a case on direct review; yet, for the reasons explained in this opinion, the same principle should govern the application of substantive rules on collateral review. As Justice Harlan explained, where a State lacked the power to proscribe the habeas petitioner's conduct, "it could not constitutionally insist that he remain in jail." Desist v. United States ,394 U.S. 244 , 261, n. 2,89 S.Ct. 1048 ,22 L.Ed.2d 248 (1969) (Harlan, J. dissenting). If a State may not constitutionally insist that a prisoner remain in jail on federal habeas review, it may not constitutionally insist on the same result in its own postconviction proceedings. Under the Supremacy Clause of the Constitution, state collateral review courts have no greater power than federal habeas courts to mandate that a prisoner continue to suffer punishment barred by the Constitution. If a state collateral proceeding is open to a claim controlled by federal law, the state court "has a duty to grant the relief that federal law requires." Yates v. Aiken ,484 U.S. 211 , 218,108 S.Ct. 534 ,98 L.Ed.2d 546 (1987). Where state collateral review proceedings permit prisoners to challenge the lawfulness of their confinement, States cannot refuse to give retroactive effect to a substantive constitutional right that determines the outcome of that challenge.
Montgomery , 577 U.S. at ----, 136 S.Ct. at 731-32 (emphasis added).
This Court has recognized that prisoners may challenge the lawfulness of their confinement using a motion to vacate.
See
Rawls
,
Furthermore, contrary to the majority's statement, there is precedent under Virginia law for using a motion to vacate to collaterally attack a conviction or sentence based on federal constitutional grounds. In
Loving v. Commonwealth
,
The majority dismisses the precedential value of Loving by noting that the propriety of using a motion to vacate to collaterally attack a conviction or sentence based solely on federal constitutional grounds was not litigated. In other words, the majority intimates that the Lovings' claim should have been procedurally defaulted and dismissed by Virginia's courts before the matter *730 reached the Supreme Court, because, in Virginia, a motion to vacate cannot be used to collaterally attack a constitutionally invalid conviction.
Our ruling in
Hirschkop v. Commonwealth
,
The majority's concerns that "the multitude of substantive and procedural requirements in habeas corpus law would be permanently sidelined" are unfounded. Jones is not seeking to subvert our habeas corpus law. Nor is he seeking to use a motion to vacate "as an all-purpose pleading for collateral review of criminal convictions." Rather, Jones is simply using a motion to vacate to apply Virginia law in the manner this Court announced close to a century ago in
Thacker
: to bring a void ab initio order to the court's attention.
The majority's analysis concludes that individuals such as the Lovings and Jones have no avenue for relief in Virginia courts, more than two years after their convictions become final, even if they can clearly prove that their sentences were imposed in violation of a recently determined substantive constitutional right. I disagree with this previously unexpressed restriction on the ability of Virginia state courts to address the retroactive application of new substantive constitutional rulings, because it is clearly inconsistent with our prior cases.
10
See, e.g.,
Loving
,
VI. Conclusion
Although I believe that the law in this case is clear, the facts are another matter. 11 Both parties agree that the record in the present case is incomplete and, therefore, it is unclear whether Jones received a Miller hearing before he was sentenced. As such, both parties request that the matter be remanded to the circuit court for further development of the facts surrounding the imposition of Jones's sentence of life without parole to determine whether he received the requisite hearing. In my opinion, this is the best course of action to ensure the constitutionality *731 of the sentence imposed. If the circuit court determines that Jones did, in fact, receive a Miller hearing, then his motion to vacate would be properly denied. On the other hand, if it is determined that Jones did not receive a Miller hearing, his sentence of life in prison without parole would be void ab initio and he would be entitled to a new sentencing hearing that complies with Miller and Montgomery . Accordingly, I would vacate the circuit court's decision to deny Jones's motion to vacate and remand the matter for further proceedings to determine whether Jones was properly sentenced on his capital murder charge.
See also
Belote v. State
,
See also
State v. Colvin
,
Montgomery acknowledged that " Miller did not require trial courts to make a finding of fact regarding a child's incorrigibility" and "did not impose a formal factfinding requirement" on this mitigation issue. Montgomery , 577 U.S. at ----, 136 S.Ct. at 735.
See also
Baker v. Alabama
, --- U.S. ----,
Jones's motion to vacate filed in the trial court expressly stated that the motion "only deal[t] with the Capital Murder charge." J.A. at 56. Consequently, Rule 5:25 precludes Jones from challenging on appeal any of the sentences imposed on his other convictions.
See
Floyd v. Commonwealth
,
See Code § 18.2-61(B)(2) (rape by adult offender) for an example of a life sentence that cannot be suspended. For non-life sentences-of varying severity-that cannot be suspended see, for example, Code §§ 3.2-4212(D) (unlawful sale/transport of certain tobacco products), 16.1-253.2(A) (repeat violations of certain types of protective orders), 18.2-36.1(B) and -36.2(B) (aggravated involuntary manslaughter), 18.2-46.3:3 (gang-related activity in gang-free zones), 18.2-51.1 (malicious wounding of law enforcement officers or other first responders), 18.2-57 (certain types of assaults and batteries), 18.2-60.4(A) (repeat violations of certain protective orders), 18.2-61(B)(1) (rape when offender is more than three years the victim's senior), 18.2-67.1(B)(1) and -67.2(B)(1) (forcible sex acts when offender is more than three years the victim's senior), 18.2-121 (property damage motivated by a victim's "race, religious conviction, color or national origin"), 18.2-154 (shooting a firearm at certain types of vehicles), 18.2-186.4 (use of law enforcement officer's identity with intent to coerce), 18.2-248 (certain first or repeat drug manufacture, sale, transportation, or distribution offenses), 18.2-248.01 and -248.03 (same), 18.2-255 (distribution of marijuana to minors), 18.2-255.2 (repeat drug distribution on school campus), 18.2-270 (repeat DWI convictions), 18.2-308.1 (possession of explosive device on school campus), 18.2-308.2:2 (thwarting criminal background checks for firearms), 18.2-374.1 (production of child pornography), 18.2-374.1:1 (repeat reproduction or transmission of child pornography), 18.2-374.3 (certain electronic solicitation and other child pornography crimes), 46.2-341.28 (driving a commercial vehicle while intoxicated), 46.2-357(B) (habitual operation of a motor vehicle while license revoked), 46.2-391 (revocation of license for multiple DWI convictions), 46.2-865.1 (street racing resulting in death of another), 53.1-203 (escape by a felon from a correctional facility). Notwithstanding the girth of this list, when "[c]lassifying state guidelines systems along a continuum from most voluntary to most mandatory, Virginia ranks the most voluntary of [Minnesota, Michigan, and Virginia]." Va. Crim. Sent'g Comm'n, Annual Report 95 (2014), http://www.vcsc.virginia.gov/2014AnnualReport.pdf.
The phrase "[m]andatory minimum" in the Virginia Code "means, for purposes of imposing punishment upon a person convicted of a crime, that the court shall impose the entire term of confinement, the full amount of the fine and the complete requirement of community service prescribed by law." Code § 18.2-12.1. "The court
shall not suspend
in full or in part any punishment described as mandatory minimum punishment."
See, e.g.
,
Tyso
n v. Commonwealth
, Record No. 140917,
See also
Mullaney v. Wilbur
,
In a post-argument submission to us, Jones contends that the United States Supreme Court has recently signaled a far broader interpretation of
Miller
and
Montgomery
. That signal, however, came from only one Justice in a concurrence to a summary opinion granting certiorari, vacating the lower court's decision, and remanding without any discussion of the merits of the petition.
See
Tatum v. Arizona
, ---U.S. ----,
See
Code § 19.2-264.4(B) (stating that the sentencing court in a capital case may consider evidence of "history and background of the defendant, and any other facts in mitigation of the offense" including, inter alia, the "age of the defendant at the time of the commission of the capital offense" and the "capacity of the defendant to appreciate the criminality of his conduct or to conform his conduct to the requirements of law");
Thomas v. Commonwealth
,
"[U]nder the Virginia practice, the punishment as fixed by the jury is not final or absolute, since its finding on the proper punishment is subject to suspension by the trial judge, in whole or in part, on the basis of any mitigating facts that the convicted defendant can marshal."
Vines v. Muncy
,
At no point in the trial court or during this appeal has Jones asserted that he entered into his plea agreement involuntarily.
As most courts have held, "because other important constitutional rights of the defendant may be waived by plea agreement, the right to appeal, which is not even guaranteed by the Constitution, but by statute, should also be subject to waiver."
Congdon v. Commonwealth
,
See also
Hudson v. Commonwealth
,
See, e.g.
,
McGhee v. Commonwealth
,
See, e.g.
,
Schmitt v. Commonwealth
,
See, e.g.
,
Schmitt
,
See, e.g.
,
Woodard v. Commonwealth
,
We have recognized very few exceptions to the finality principle of Rule 1:1. As our cases demonstrate, "we apply it rigorously,"
Commonwealth v. Morris
,
See also
Code § 19.2-295(A) ("Within the limits prescribed by law, the term of confinement ... and the amount of fine, if any, of a person convicted of a criminal offense, shall be ascertained by the jury, or by the court in cases tried without a jury.");
Smyth v. Holland
,
See, e.g.
,
Frango v. Commonwealth
,
We find unpersuasive the dissent's reliance on
Hodges v. Commonwealth
,
Ex parte Siebold
cannot be read to say that mere voidable errors can never be addressed by a habeas court and that a habeas court can only address void-ab-initio errors. If that were true, of course, there would be no reason for the habeas remedy. The all-purpose motion to vacate would render habeas irrelevant. But it has not been true for many decades. "Originally, criminal defendants whose convictions were final were entitled to federal habeas relief only if the court that rendered the judgment under which they were in custody lacked jurisdiction to do so."
Danforth v. Minnesota
,
See
In his
Montgomery
dissent, Justice Scalia asserted that the majority opinion employed dicta not for the purpose of "applying
Miller
, but rewriting it."
Montgomery
, 577 U.S. at ----, 136 S.Ct. at 743 (Scalia, J., dissenting). Our colleagues in dissent apparently endorse this view.
Post
at ---- n.2 (noting that the "resultant expansion of
Miller
did not go unnoticed by the dissenters" in
Montgomery
). On this point, we concur with Justice Ginsburg, who aptly observed that "Cassandra-like predictions in dissent are not a sure guide to the breadth of the majority's ruling."
Lee v. Kemna
,
Our rulings substantially track the successful reasoning of the original appellate brief filed by the Attorney General as it related to the issues addressed in
Jones I
. After the
Montgomery
remand, however, the Attorney General has taken a different view and now suggests that we should remand the case to the trial court for an additional evidentiary hearing to consider youth-based mitigation evidence-evidence Jones failed to present at his original sentencing hearing due to the stipulated sentence in his plea agreement. The Attorney General interprets
Montgomery
to require this result. Every aspect of the Attorney General's change of position, however, involves purely legal issues on which we must give our de novo judgment.
See generally
Gibson v. United States
,
With regard to the collateral review of Jones's other sentences, I agree with the majority that Rule 5:25 bars our consideration of those sentences.
Although the majority in this Court fails to recognize the significance of Montgomery , its resultant expansion of Miller did not go unnoticed by the dissenters in the Supreme Court. As Justice Scalia colloquially put it, "[i]t is plain as day that the majority is not applying Miller , but rewriting it." Montgomery , 577 U.S. at ----, 136 S.Ct. at 743 (Scalia J. dissenting).
That is not to say that a sentencing court would be forbidden from considering these factors or that it could arbitrarily ignore them if presented with mitigating evidence related to these factors. Rather, I am simply pointing out that, under the majority's view, a court imposing a discretionary life sentence without parole would not be required to hold a hearing and specifically consider all of the same factors to the same degree as a court imposing a mandatory life sentence without parole because Miller does not apply.
As further support for the proposition that the hearing requirement of
Miller
applies to all situations where a juvenile homicide offender is facing a sentence of life without parole, the Court need look no further than the Supreme Court's recent summary opinion in
Arias v. Arizona
, --- U.S. ----,
For those juvenile offenders who were already sentenced to life without parole and did not receive the benefit of a Miller hearing, I agree with the majority's characterization that this would require a resentencing either to impose a sentence where parole is available or to provide for a Miller hearing.
Specifically, the majority relies upon language describing the fact that Montgomery's "sentence was automatic upon the jury's verdict, so Montgomery had no opportunity to present mitigation evidence to justify a less severe sentence ." Montgomery , 577 U.S. at ----, 136 S.Ct. at 725 (emphasis added). Such language is clearly not part of the Supreme Court's holding in Montgomery .
Instead of offering any controlling precedent indicating that a defendant can waive a substantive rule of constitutional law, the majority relies on language taken from the concurrence to the summary opinion issued by the Supreme Court.
See
Jones v. Virginia
, --- U.S. ----,
In my opinion, the majority reads too much into the alternative remedy offered by the Supreme Court in Montgomery , i.e., that "[a] State may remedy a Miller violation by permitting juvenile homicide offenders to be considered for parole, rather than by resentencing them." 577 U.S. at ----, 136 S.Ct. at 736. The fact that the Supreme Court suggested a remedy that some states "may" be able to take advantage of is not irreconcilable with my contention that a sentence of life without parole imposed on a juvenile offender is void ab initio in the absence of a Miller hearing. For example, other states may have mechanisms in place that automatically reduce a sentence deemed unconstitutional. Regardless, the Supreme Court's language is merely a suggestion; it is not binding on the states. Indeed, as the Supreme Court explained:
When a new substantive rule of constitutional law is established, this Court is careful to limit the scope of any attendant procedural requirement to avoid intruding more than necessary upon the States' sovereign administration of their criminal justice systems. Fidelity to this important principle of federalism, however, should not be construed to demean the substantive character of the federal right at issue.
Id. at ----, 136 S.Ct. at 735 (citation omitted).
Furthermore, it is worth noting that the suggestion offered by the Supreme Court was a means by which a state could avoid resentencing. However, assuming parole eligibility was or could be extended to a juvenile offender convicted of a Class 1 felony (such an eventuality is highly unlikely, given that parole is abolished in this state), such a sentence modification would, ultimately, equate to a resentencing.
It is worth noting that, on at least one occasion, this Court has, acting
sua sponte
, set aside a sentence that had been rendered unconstitutional by the Supreme Court in an unrelated case. In
Hodges v. Commonwealth
,
The majority asserts that individuals such as the Lovings and Jones may only challenge their convictions "either via direct appeal timely made or in a habeas corpus proceeding," even if the Supreme Court retroactively determines their substantive constitutional rights were violated. Unstated by the majority is that a direct appeal must be noticed within 30 days of a final judgment and any habeas action is barred if not pursued within two years of a final judgment. Thus, according to the majority, any substantive constitutional rights determined to exist more than two years after conviction may not be successfully vindicated in a Virginia court. Individuals such as Jones, even if they prove that they were sentenced in violation of their substantive constitutional rights, can only apply for relief from a federal court.
Reference
- Full Case Name
- Donte Lamar JONES v. COMMONWEALTH of Virginia
- Cited By
- 118 cases
- Status
- Published