Alleyne v. Diageo USVI, Inc.
Opinion of the Court
MEMORANDUM OPINION
(September 17, 2015)
THIS MATTER comes before the Court on Defendants’ Joint Rule 12(b)(6) Motion to Dismiss filed on July 29, 2013. Plaintiffs filed an opposition on October 2, 2013, and Defendants filed a reply on October 28, 2013. The Court held a hearing on May 27, 2015. For the reasons stated below, the Court will grant in part, and deny in part, Defendants’ Motion to Dismiss.
I. BACKGROUND
Plaintiffs are eight residents who live on St. Croix in proximity to Defendants’ rum producing facilities. Defendants, Diageo USVI, Inc. (“Diageo”) and Cruzan VIRIL, Ltd. (“Cruzan”), are U.S. Virgin Islands corporations that produce rum on St. Croix. Plaintiffs filed a complaint against Defendants on April 29, 2013, alleging that Defendants are liable for a blackening fungus allegedly caused by that rum production, and the resulting damages caused by this so-called “rum fungus.” Specifically, Plaintiffs allege the following causes of action: (1) negligence; (2) private nuisance; (3) intentional trespass; (4) negligent trespass; and (5) right to injunctive relief.
On July 29, 2013 Defendants filed a Motion to Dismiss.
Under Federal Rule of Civil Procedure 12(b)(6),
III. DISCUSSION
Defendants make two arguments in support of their joint motion to dismiss. First, they argue that the federal Clean Air Act preempts Plaintiffs’ claims. Second, Defendants argue that even if Plaintiffs’ claims are not preempted by federal law, their claims fail as a matter of law under the standard set forth in Rule 12(b)(6). The Court will consider each of these arguments in turn.
A. Preemption Analysis
Defendants argue that the federal regulatory scheme under the Clean Air Act (“CAA”), codified at 42 U.S.C. § 7401 etseq., preempts all of Plaintiffs’ claims in this case. Defendants’ argument is based on the supremacy of federal law to state law. The Supremacy Clause of the U.S. Constitution states that “This Constitution, and the Laws of the United States which shall be made in Pursuance thereof. . . shall be the supreme
Though a U.S. Territory, the Virgin Islands is a “state” under the meaning of the CAA. 42 U.S.C. § 7602(d) (“The term ‘State’ means a State, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, and American Samoa and includes the Commonwealth of the Northern Mariana Islands.”). Accordingly, federal law that conflicts with Virgin Islands law, or is in some other way incompatible with those laws, is preempted by those federal laws. See, e.g., Santiago v. V.I. Housing Auth., 57 V.I. 256 (V.I. 2012); Benjamin v. AIG Ins. Co. of P.R., 56 V.I. 558 (V.I. 2012). As such, the issue before the Court is whether Plaintiffs’ common law tort claims are preempted by the CAA because of the supremacy of those laws over conflicting state laws.
“Federal law can preempt state law in three ways: (1) express preemption, (2) field preemption, and (3) conflict preemption.” Farina v. Nokia, Inc., 625 F.3d 97, 115 (3d Cir. 2010). In this case, Defendants claim that the CAA preempts Plaintiffs’ common law claims via conflict preemption. Conflict preemption occurs “where compliance with both laws is impossible or where state law erects an ‘obstacle to the accomplishment and execution of the full purposes and objectives of Congress.’ ” Id. (citations omitted). “A. state law also is preempted if it interferes with the methods by which the federal statute was designed to reach this goal. Int’l Paper Co. v. Ouellette, 479 U.S. 481, 494, 107 S. Ct. 805, 93 L. Ed. 2d 883 (1987).
The U.S. Supreme Court has established two cornerstones for analyzing whether preemption applies to a law. First, “the purpose of Congress is the ultimate touchstone in every pre-emption case.” Wyeth v. Levine, 555 U.S. 555, 565, 129 S. Ct. 1187, 173 L. Ed. 2d 51 (2009) (internal quotes and citations omitted). Second, “[i]n all pre-emption cases, and particularly in those in which Congress has ‘legislated ... in a field which the States have traditionally occupied,’... we ‘start with the assumption that the historic police powers of the States were not to be
The CAA contains two savings clauses. One of these savings clauses preserves enforcement of the CAA’s emission standards and limits through citizen suits. 42 U.S.C. § 7604. The other savings clause, titled “Retention of State Authority,” provides that:
nothing in this Act shall preclude or deny the right of any State or political subdivision thereof to adopt or enforce (1) any standard or limitation respecting emissions of air pollutants or (2) any requirement respecting control or abatement of air pollution; except that if an emission standard or limitation is in effect under an applicable implementation plan or under section 111 or 112 [42 USCS § 7411 or 7412], such State or political subdivision may not adopt or enforce any emission standard or limitation which is less stringent than the standard or limitation under such plan or section.
42 U.S.C. § 7416. On its face, this savings clause expressly provides for the enforcement and adoption of a broad range of affirmative duties, including state “standards,” “limitations,” and “requirements” regarding air emissions. Id. This savings clause is very similar to the one found in the Clean Water Act (“CWA”). The CWA’s savings clause, similarly titled “State Authority,” provides the following:
nothing in this Act [33 USCS §§ 1251 et seq.] shall (1) preclude or deny the right of any State or political subdivision thereof or interstate agency to adopt or enforce (A) any standard or limitation respecting discharges of pollutants, or (B) any requirement respecting control or abatement of pollution; except that if an effluent limitation, or other limitation, effluent standard, prohibition, pretreatment standard, or standard of performance is in effect under this Act [33 USCS §§ 1251 et seq.], such State or political subdivision or interstate agency may not adopt or enforce any effluent limitation, or other limitation, effluent standard, prohibition, pretreatment standard, or standard of performance which is less stringent than the effluent limitation, or other limi*394 tation, effluent standard, prohibition, pretreatment standard, or standard of performance under this Act [33 USCS §§ 1251 et seq.]; or (2) be construed as impairing or in any manner affecting any right or jurisdiction of the States with respect to the waters (including boundary waters) of such States.
33 U.S.C. § 1370. The U.S. Supreme Court has held that this savings clause paves the way for states to adopt higher standards than those under the applicable federal standards. Ouellette, 479 U.S. at 499 (finding that the CWA’s savings clauses “specifically allows source States to impose stricter standards.”). At least one court comparing these savings clauses found that the CAA’s is probably even more expansive than the CWA’s because it does not make reference to state boundaries, like the CWA’s savings clause does. Bell v. Cheswick Generating Station, 734 F.3d 188, 195 (3d Cir. 2013) (“If anything, the absence of any language regarding state boundaries in the states’ rights savings clause of the Clean Air Act indicates that Congress intended to preserve more rights for the states, rather than less. In no way can this omission be read to preempt all state law tort claims.”).
The similar savings clauses of the CAA and CWA notwithstanding, courts have disagreed about whether and to what extent the CAA preempts common law claims. The U.S. Supreme Court has ruled that the CAA preempts federal common law claims. American Electric Power Co., Inc. v. Connecticut, 564 U.S. 410, 131 S. Ct. 2527, 2540, 180 L. Ed. 2d 435 (2011). But this decision left open the question whether the CAA preempts state common law claims. Id. (“None of the parties have briefed preemption or otherwise addressed the availability of a claim under state nuisance law. We therefore leave the matter open for consideration on remand.”).
Because of the lack of guidance as to whether the CAA preempts state common law claims, circuit courts have applied the U.S. Supreme Court’s Ouellette decision construing the CWA’s preemptive force to determine how far the CAA’s preemption under the American Electric Power ruling, and under the CAA’s similar savings clause, extends. In Ouellette, landowner plaintiffs in Vermont sued effluent emitting defendants in New York for diminishing the value of their property through the operation of defendant’s paper mill. The Supreme Court found that “Vermont nuisance law is inapplicable to a New York point source,” but it also found that “nothing in the [CWA] bars aggrieved individuals from bringing a
Neither the Supreme Court of the Virgin Islands nor the United States Supreme Court have ruled on the specific issue which confronts this Court: whether the CAA preempts state common law claims. To address this issue, circuit courts have applied Ouellette’s holding to determine whether the CWA’s “sister statute”, the CAA, preempts state common law claims. The result has been a circuit split. See North Carolina ex rel. Cooper v. Tennessee Valley Auth., 615 F.3d 291 (4th Cir. 2010) (“TVA”); Bell v. Cheswick Generating Station, 734 F.3d 188 (3d Cir. 2013). On the one hand, the Fourth Circuit’s TVA decision represents perhaps the strongest precedent supporting the proposition that the CAA preempts state common law claims. On the other hand, the Third Circuit’s decision in Bell supports the argument that the CAA does not preempt state common law tort claims. While these decisions are not binding on this Court, they represent persuasive authority on this issue. Accordingly, the Court will consider each of these cases to determine whether the CAA preempts state common law claims in the Virgin Islands.
In TVA, the Fourth Circuit applied Ouellette to preempt state common law claims rooted in nuisance, which the court called “the omnibus tort of last resort.” 615 F.3d at 302. By doing so, the court overturned a lower district court’s injunction which had required immediate installation of emissions controls in defendant’s power plants. Relying on Ouellette’s prohibition against affected states applying their laws to source states, the Fourth Circuit found in TVA that the district court had improperly applied North Carolina’s home state law extraterritorially. Id. at 296. The court questioned “how an activity expressly permitted and extensively regulated by both federal and state government could somehow constitute
Conversely, in Bell, the Third Circuit found that the CAA does not preempt state common law claims. The Bell court, applying Ouellette, held that “the Supreme Court’s decision in Ouellette controls this case, and thus, the [CAA] does not preempt state common law claims based on the law of the state where the source of the pollution is located.” Bell, 734 F.3d at 196-197. Applying Ouellette, the Third Circuit found that there is “no meaningful difference between [the savings clauses in the CWA and the CAA].” Id. at 195. The Bell court considered the Fourth Circuit’s reasoning in TVA and actually found their reasoning to bolster the Third Circuit’s reasoning. Id. at 196 (“the [TVA\ court noted that the savings clauses of the [CAA] and the [CWA] are ‘similar.’ It also noted that the [CWA] is ‘similarly comprehensive’ to the [CAA], and that ‘[w]hile Ouellette involved a nuisance suit against a source regulated under the [CWA], all parties agree its holding is equally applicable to the [CAA].’ ”) (citations omitted).
The Bell court also based its reasoning on the presumption against preemption established by the Supreme Court in its previous preemption cases. 734 F.3d at 198 (“In all pre-emption cases ... we start with the assumption that the ... powers of the States were not to be superseded by the Federal Act unless that was the clear and manifest purpose of Congress.”) (quoting Medtronic, Inc., v. Lohr, 518 U.S. 470, 485, 116 S. Ct. 2240, 135 L. Ed. 2d 700 (1996)). Applying this presumption, the court found “nothing in the [CAA] to indicate that Congress intended to preempt source state common law tort claims.” Bell, 734 F.3d at 198. Bell’s conclusion squares with Ouellette’s finding that “application of the source State’s law does not disturb the balance among federal, source-state, and affected-state interests.” Ouellette, 479 U.S. at 498-499.
The Court agrees with the decisions in TVA and Bell that the CWA and CAA’s savings clauses are similar. TVA, 615 F.3d at 304; Bell, 734 F.3d at 195. This Court also agrees with the Bell court that the language in the CAA is completely silent as to whether Congress intended to preempt state common law tort claims. Bell, 734 F.3d at 198. The Court begins from the assumption that state law is not superseded by federal law short
The Court will follow the Third Circuit’s decision in Bell and decline to follow the Fourth Circuit’s TVA decision for several reasons. First, the instant case is analogous to Bell. Both cases involve state tort claims for damages related to air emissions. Furthermore, both cases involve law suits involving only one “state.” The lawsuit in Bell was “brought by Pennsylvania residents under Pennsylvania law against a source of pollution located in Pennsylvania.” Id. at 197. Similarly, the case at bar was brought by Virgin Islands residents, under Virgin Islands law, against a source of pollution in the Virgin Islands. Because this case and Bell both involve entirely intrastate disputes, these cases avoid both the federal preemption and the federalism concerns at the heart of Ouellette. Bell, 734 F.3d at 195 n.6 (“Ultimately, the Ouellette Court concluded that ‘the [CWA] precludes a court from applying the law of an affected State against an out-of-state source,’ reasoning that if ‘affected States were allowed to impose separate discharge standards on a single [out-of-state] point source, the inevitable result would be a serious interference with the achievement of the full purposes and objectives of Congress.’ ”) (citations omitted).
On the other hand, the decision in TVA, which found that at least some common law public nuisance claims are preempted by the CAA, is unpersuasive for several reasons. For starters, the TVA decision does not stand for the proposition that Congress has completely preempted the field of emissions regulations. TVA, 615 F.3d at 302 (“We need not hold flatly that Congress has entirely preempted the field of emissions regulation. We cannot anticipate every circumstance that may arise in every future nuisance action.”) (citations omitted). Furthermore, the Fourth Circuit’s reasoning is based on analogizing with the fact that the federal government has “completely occupied the field of nuclear safety regulations.” Id. There are several factors that weigh against a similar finding in the air emissions arena. While the federal government may have completely occupied the field of nuclear safety regulations, it has not done so in the area of emissions regulations, as evidenced by the savings clause. Nor has the federal government completely occupied the field of
Likewise, while the TVA court focused on the impropriety of applying North Carolina’s public nuisance standards extraterritorially to power plants in Alabama and Tennessee, it did not compare these conflicting state laws to determine if one was more stringent or less stringent than the other. By declining to perform this analysis, the Fourth Circuit’s policy argument against the balkanization of the regulatory structure is much less persuasive.
At the hearing on their motion to dismiss, Defendants argued that the Bell court misinterpreted Ouellette. Specifically, Defendants take issue with the Bell court’s reliance on the similarities between the CAA’s and
Based on the plain meaning of the savings clauses, as well as the precedents in Ouellette and Bell, the Court finds that state common law claims are not preempted by the CAA. Highlighting this finding is the distinction between the harms claimed by Plaintiffs in this case and those addressed by the CAA. Nuisance and negligence claims seek redress for discrete harms alleged and proven in court, while the CAA’s purpose is to improve “global” air quality, over time, through a federal-state partnership allowing permitted air emissions. The harms alleged by Plaintiffs in their complaint do not directly fall within the ambit of the CAA — a statute regulating air emissions — but instead are saved by the CAA’s savings clause.
Accordingly, the Court finds that the CAA does not preempt state common law claims in the Virgin Islands. This decision is in accord with the current trend of decisions deciding this issue.
Furthermore, the causes of action Plaintiffs bring against Defendants are the precise ones meant to have been saved by the CAA’s savings clauses. The realization of the CAA’s lofty goals — reduced smog, increased public welfare, less cases of asthma — potentially benefits the public at large. Bell, 734 F.3d at 190 (“Congress enacted the law in response to evidence of the increasing amount of air pollution created by the industrialization and urbanization of the United States and its threat to public health and welfare.”). But without redress for the potential harms
B. Plaintiffs’ Territorial Law Claims
Having determined that the CAA does not preempt Plaintiffs’ claims, the Court now turns to whether Plaintiffs have pleaded claims in their complaint sufficient to withstand Defendants’ motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6). In order to test a claim’s sufficiency the Court employs a three-pronged analysis. “First, ‘the court must take note of the elements a plaintiff must plead to state a claim’ so that the court is aware of each item the plaintiff must sufficiently plead.” Joseph v. Bureau of Corrections, 54 V.I. 644, 649 (V.I. 2011) (citations omitted). Next, “the court should identify allegations that, because they are no more than conclusions, are not entitled to the assumption of truth. These conclusions can take the form of either legal conclusions couched as factual allegations or naked [factual] assertions devoid of further factual enhancement.” Id. at 649-650 (internal quotation and citations omitted). Third, “ ‘where there are well-pleaded factual allegations, a court should assume their veracity and then determine whether they plausibly give rise to an entitlement of relief.’ If there are sufficient remaining facts that the court can draw a ‘reasonable inference that the defendant is liable’ based on the elements noted in the first step, then the claim is plausible.” Id. at 650 (citations omitted).
1. Count I: Negligence
Count I of the Complaint alleges a claim for negligence. In order to establish a claim of negligence in the Virgin Islands, a plaintiff must
In their complaint, Plaintiffs plead at least two different theories of duty under which Defendants were legally obligated not to harm their property. On a negligence per se theory, Plaintiffs claim that Defendants had a duty to follow the laws of the Virgin Islands, specifically the laws against public nuisance and private nuisance. Compl. ¶ 73. Several Virgin Islands’ courts have recognized a duty based on negligence per se. See, e.g., Louis v. Caneel Bay, Inc., 50 V.I. 7, 15 (V.I. Super. Ct. 2008) (“While the statute does not imply a private right of action for a violation of its terms, it nevertheless includes firefighters within its ambit and therefore provides the basis for a negligence per se action since Plaintiffs are suing to recover for exposure to pollutants covered by the statute.”). Plaintiffs allege that the public nuisance statute “was designed to prevent the type of harm suffered by plaintiffs and others similarly situated.” Compl. ¶ 77. They also claim that Defendants had a duty to minimize and prevent the accumulation of rum fungus on Plaintiffs’ real and personal property. Id. at ¶ 72. Finally, Plaintiffs plead duty in terms of foreseeability by alleging that Defendants knew or should have known that their actions would cause harm to the Plaintiffs. Id. at ¶¶ 67-60.
They further plead that Defendants breached their duties to Plaintiffs by failing to abate the nuisance and by not controlling their ethanol emissions after they were asked to do so. Id. at ¶¶ 74-75. Likewise, they plead that Defendants caused the emissions of ethanol which in turn caused the blackening on their property. Id. at ¶ 79. Finally, Plaintiffs plead that they have suffered damages in the form of reduced real estate values and reduced rental values due to the Defendants’ conduct. Id. at ¶ 79. If these allegations prove to be true, Defendants would be liable to Plaintiffs for any damages they caused to Plaintiffs’ property.
Defendants primarily attack Plaintiffs’ allegations of a duty in their motion to dismiss. Specifically, Defendants use the same arguments they used to argue for preemption for why rum distillers do not have a duty not to harm their neighbors — that the emissions from their factories are permitted under the CAA. But any government-issued permits that Defendants might have to produce rum do not automatically protect them against tort claims of property damage alleged by the owners of
2. Count II: Private Nuisance
Count II alleges a claim against Defendants for private nuisance. Title 28, Section 331 of the Virgin Islands Code provides for private nuisance as a cause of action:
Any person whose property is affected by a private nuisance, or whose personal enjoyment thereof is in like manner thereby affected, may maintain an action for damages therefor. If judgment is given for the plaintiff in such action, he may, in addition to the execution to enforce the same, on motion, have an order allowing a warrant to issue to the marshal to abate such nuisance. Such motion shall be made at the term at which judgment is given, and shall be allowed of course, unless it appears on the hearing that the nuisance has ceased, or that such remedy is inadequate to abate or prevent the continuance of the nuisance in which latter case the plaintiff may proceed to have the defendant enjoined.
28 V.I.C. § 331.
Virgin Islands courts have largely overlooked this statute, instead choosing to apply the Restatement in private nuisance proceedings. For instance, the District Court quoted the Restatement to explain that a
While the Virgin Islands Code has established private nuisance as a cause of action, it does not define what makes a private nuisance. For the purposes of statutory interpretation, the Virgin Islands Code mandates that “[wjords and phrases shall be read with their context and shall be construed according to the common and approved usage of the English language.” 1 V.I.C. § 42. Webster’s defines nuisance as “[a] use of property or course of conduct that interferes with the legal rights of others by causing damage, annoyance, or inconvenience.” Webster’s New College Dictionary (3rd ed. 2008). Black’s Law Dictionary defines nuisance as “[a] condition, activity, or situation (such as a loud noise or foul odor) that interferes with the use or enjoyment of property; esp., a nontransitory condition or persistent activity that either injures the physical condition of adjacent land or interferes with its use ...” BLACK’S Law Dictionary 1233 (10th ed. 2014). Black’s further defines a private nuisance as “[a] nuisance that affects a private right not common to the public or that causes a special injury to person or to property of a single person or a determinate number of people” or “[a] condition that interferes with a person’s enjoyment of property; esp., a structure or other condition erected or put on nearby land, creating or continuing an invasion of the actor’s land, creating or continuing an invasion of the actor’s land and amounting to a trespass to it.” Id. at 1235. Finally, the Restatement defines private nuisance as “a nontrespassory invasion of another’s interest in the private use and enjoyment of land.” Restatement (Second) of Torts § 821D.
A decision of our predecessor court acknowledged the private nuisance provision’s existence, but still looked to the Restatement to define “private nuisance.” Boyd v. Latalladi, 8 V.I. 173, 177 (V.I. Mun. Ct. 1971) (“A private nuisance is an unreasonable interference with another’s
This Court will adopt a definition of private nuisance which is in accord with the previous decisions of Virgin Islands courts. Specifically, the Court will define private nuisance as “a substantial, unreasonable, interference with another’s interest in the private use and enjoyment of their property.” This definition' does not include the requirement that a private nuisance be non-trespassory because the Court finds such a requirement is unnecessary and possibly confusing. Furthermore, previous decisions explained that private nuisances are “generally nontrespassory.” Boyd, 8 V.I. at 177. Likewise, because the Court can conceive of situations where nuisance and trespass causes of action will both lie, the Court will not require private nuisances to be nontrespassory. See, e.g., Borland v. Sanders Lead Co., 369 So. 2d 523, 529 (Ala. 1979) (“[T]he remedies of trespass and nuisance are not necessarily mutually exclusive.”).
The Court notes that Defendants raised a “coming to the nuisance” defense in their motion to dismiss. “Coming to the nuisance” is a defense that Defendants should not be liable to Plaintiffs who move into an area where a nuisance is already occurring. E. St. Johns Shingle Co. v. Portland, 195 Ore. 505, 510, 246 P.2d 554 (1952) (“The early common law rule in regard to the location of a newly arrived inhabitant was that the latter must suffer the inconvenience to health and property from industries already located in the same vicinity. The reason for this law was that it was one’s own fault to move into the proximity of the offending trade or industry.”). Defendants admit that this defense is not a bar to Plaintiffs’ claim, at least under the Restatement. Restatement (Second) OF Torts § 840D (“The fact that the plaintiff has acquired or improved his land after a nuisance interfering with it has come into existence is not in itself sufficient to bar his action, but it is a factor to be considered in determining whether the nuisance is actionable.”). But Defendants argue that Plaintiffs’ coming to the nuisance, coupled with the facts of this case should make Plaintiffs’ claims not actionable. Defs.’ Mot. to Dismiss at 24-25. This defense might apply to Cruzan, a company which has
3. Count III: Intentional Trespass
Count III alleges that Defendants are liable to Plaintiffs for intentional trespass. For common law claims not supplanted by the Virgin Islands Code, the Court looks to the Supreme Court to see if it has spoken decisively to what elements make up a given common law cause of action. If the Supreme Court has not addressed a cause of action, the Court performs a Banks analysis to determine the soundest rule for the Virgin Islands. Banks v. Int’l Rental & Leasing Corp., 55 V.I. 967 (V.I. 2011); Gov’t of the Virgin Islands v. Connor, 60 V.I. 597, 603 (V.I. 2014) (“[T]he Superior Court, when considering a question not foreclosed by prior precedent from this Court, must perform a three-part analysis as set forth in Banks’’). Because intentional trespass is not defined in the Virgin Islands Code, and the Virgin Islands Supreme Court has not handed down any post-Banks decisions regarding intentional trespass, the Court will perform a Banks analysis to determine the common law of the Virgin Islands regarding this cause of action. Better Building Maintenance of the Virgin Islands, Inc. v. Lee, 60 V.I. 740, 757 (V.I. 2014) (“[T]he Superior Court has the authority — subject to [the Supreme] Court’s review — to shape the common law of the Territory.”). To perform a Banks analysis, the Court first “examines] which common law rule Virgin Islands courts
In a pre-Banks decision, the Supreme Court of the Virgin Islands looked to the Restatements (Second) of Torts Section 158 to define intentional trespass. Hodge v. McGowan, 50 V.I. 296, 306 (V.I. 2008) (“The Restatement (Second) of Torts states that a plaintiff claiming trespass has the burden of proving that the defendant ‘intentionally (a) enter[ed] land in the possession of the other, or cause[d] a thing or a third person to do so, or (b) remain[ed] on the land, or (c) fail[ed] to remove from the land a thing which he [was under a duty to remove.’ Restatement (Second) of Torts § 158 (1965).”). A District Court decision similarly relied on this section to define trespass in a pre-Banks decision. See Harthman v. Texaco, Inc. (In re Tutu Wells Contamination Litig.), 909 F. Supp. 991, 995 (D.V.I. 1995).
More recently the Superior Court performed a Banks analysis and determined that the soundest rule for the Virgin Islands is to “define trespass as ‘the unauthorized entry upon the land of another by a person or an object as a result of a person’s actions.’ ” Bell et al. v. Radcliffe et al, ST-CV-392 Mem. Op. April 30, 2014 (“Radcliffe”). To make this determination, the Radcliffe court first looked to the RESTATEMENT (SECOND) OF Torts Section 158 and noted that several jurisdictions’ highest courts have adopted the definition of trespass from the Restatement.
Despite the Radcliffe court’s well-reasoned opinion, this Court will decline to adopt its formulation of “trespass” on the facts of the instant case for several reasons. First, the Radcliffe court did not differentiate between intentional and negligent trespass in its Banks analysis — the analysis which concluded with Radcliffe adopting the broader rule of trespass. Because the Court did not make this distinction, this Court will decline to adopt the broader definition of trespass for the narrower tort of intentional trespass alleged in this matter. Instead of this broader rule, this Court will adopt the Restatement’s formulation of intentional trespass. Intentional trespass is defined in the Restatement (Second) of Torts § 158 as follows:
One is subject to liability to another for trespass, irrespective of whether he thereby causes harm to any legally protected interest of the other, if he intentionally (a) enters land in possession of the other, or causes a thing or third person to do so, or (b) remains on the land, or (c) fails to remove from the land a thing which he is under a duty to remove.
Restatement (Second) of Torts § 158.
Having adopted the rule of intentional trespass as under the Restatement (Second) of Torts, the Court turns to whether Plaintiffs have alleged a plausible claim under this cause of action in their complaint. Under the definition of intentional trespass articulated above, a Plaintiff adequately states a plausible claim for intentional trespass when any of the three situations in that disjunctive definition are met. Plaintiffs do not allege that Defendants themselves entered their land. Instead, Plaintiffs allege that Defendants caused a “thing” to enter their land. Accordingly, the Court will examine Plaintiffs’ allegations according to part (a) of the definition — that Defendants “intentionally . . . cause[d] a thing or third person to [enter land in possession of the Plaintiff].” Restatement (Second) of Torts § 158.
In their complaint, Plaintiffs allege that “Defendants intentionally caused their ethanol emissions to enter the atmosphere of the Plaintiffs.”
A thing is tangible if it is “[discernible by the touch or capable of being touched.” Webster’s, 1153. Black’s Law Dictionary defines tangible as “[hjaving or possessing physical form; CORPOREAL” or “[c]apable of being touched and seen; perceptible to the touch; capable of being possessed or realized” or “[c]apable of being understood by the mind.” BLACK’S, 1683. Several courts have found that only “tangible” invasions should be recognized as trespasses. City of Bristol v. Tilcon Minerals, Inc., 284 Conn. 55, 87-88, 931 A.2d 237 (2007) (“[For a trespass] it is generally held that the intrusion of the property be physical and accomplished by a tangible matter.”); Bormann v. Bd. of Supervisors, 584 N.W.2d 309, 315 (Iowa 1998) (“Trespass comprehends an actual physical invasion by tangible matter.”) (quotation marks and citation omitted); Adams v. Cleveland-Cliffs Iron Co., 231 Mich. App. 51, 67, 602 N.W.2d 215 (1999) (“[W]e prefer to respect the traditional requirement of a direct invasion and agree with Prosser and Keeton . . . that ‘the historical requirement of an intrusion by a person or some tangible thing seems the sounder way to go about protecting the exclusive right to the use of property.’ ”) (citation omitted); Johnson v. Paynesville Farmers Union Coop. Oil Co., 817 N.W.2d 693, 701 (Minn. 2012) (“Our case law is consistent with this traditional formulation of trespass because we have recognized that a trespass can occur when a person or tangible object enters the plaintiff’s land.”); Babb v. Lee County Landfill SC, LLC, 405 S.C. 129, 145, 747 S.E.2d 468 (2013) (“We hold that South Carolina adheres to the traditional rule requiring an invasion by a physical, tangible thing for a trespass to exist, and accordingly, hold that odors cannot give rise to a trespass claim.”); Ondovchik Family v. Agency of Transp., 187 Vt. 556, 2010 VT 35, ¶ 9, 996 A.2d 1179 (2010) (“[A] trespass does not always require personal entry onto land, since a ‘tangible invasion of their property’ is enough to make out a prima facie case for trespass.”) (citation omitted).
Another line of cases stands for the “modern view” that a trespass need not be done by a tangible thing in order to be actionable. Williams v.
In considering this motion, the Court must “accept all factual allegations as true, construe the complaint in the light most favorable to the plaintiff, and determine whether, under any reasonable reading of the complaint, the plaintiff may be entitled to relief.” Fleisher v. Standard Ins. Co., 679 F.3d 116, 120 (3d Cir. 2012) (citations and internal quotation marks omitted). For the purposes of Defendants’ 12(b)(6) motion to dismiss, the Court finds that Plaintiffs have pleaded a plausible claim for intentional trespass sufficient to survive Defendants’ 12(b)(6) motion. As stated above, Plaintiffs have alleged that ethanol is a thing that Defendants have caused to enter their property. Plaintiffs allege that “Defendants intentionally caused their ethanol emissions to enter the atmosphere of the Plaintiffs.” Compl. ¶ 100. Plaintiffs further allege that “Defendants intentionally failed and refused to remove the ethanol emitted from their production facilities.” Id. at ¶ 101. They further claim that the ethanol causes black fungus to grow on Plaintiffs’ property. Id. at ¶ 102. At this stage of this proceeding, and under the standards governing the Court’s review of a Rule 12(b)(6) motion to dismiss, Plaintiffs have sufficiently pleaded that ethanol is a tangible thing that Defendants have caused to trespass onto their property. Accordingly, the Court finds that on these
4. Count IV: Negligent Trespass
Count IV of the Complaint alleges that the Defendants are liable for negligent trespass. Since negligent trespass does not appear in the Virgin Islands Code, and because the Virgin Islands Supreme Court has not spoken to this cause of action, the Court will perform a Banks analysis to determine the soundest rule for the Virgin Islands. Specifically, the Court will perform this analysis to determine whether or not negligent trespass is a cause of action separate from intentional trespass.
The Restatement defines negligent trespass as follows:
One who recklessly or negligently, or as a result of an abnormally dangerous activity, enters land in the possession of another or causes a thing or third person so to enter is subject to liability to the possessor' if, but only if, his presence or the presence of the thing or the third person upon the land causes harm to the land, to the possessor, or to a thing or a third person in whose security the possessor has a legally protected interest.
Restatement (Second) of Torts § 165. The Court could only find one reference to “negligent trespass” in any published opinion in the Virgin Islands. Colon v. Gremer Dev. Co., 28 V.I. 83 (V.I. Terr. Ct. 1993). Unfortunately, that opinion did not set out the elements of this cause of action. Courts from thirty-one States have mentioned or applied “negligent trespass” in previous cases. Some state courts clearly recognize trespass rooted in negligence. Edgerton v. General Casualty Co., 172 Wis. 2d 518, 548-549, 493 N.W.2d 768 (1992) (“[T]he intrusion of [volatile organic compunds] into well water may constitute an actionable negligent trespass.”) (citing Restatement (Second) of Torts § 165 (1965)); Dial v. O’Fallon, 81 Ill. 2d 548, 553-554, 411 N.E.2d 217, 44 Ill. Dec. 248 (1980) (“One is liable for negligent or reckless intrusion on land if he thereby causes harm to a legally protected interest.” (citing Restatement (Second) of Torts sec. 165, at 300 (1965)); DeSanctis v. Lynn Water & Sewer Comm’n, 423 Mass. 112, 118, 666 N.E.2d 1292 (1996) (“A plaintiff may recover under the theory of negligent trespass if the jurors determine that the defendant was negligent and that the defendant’s negligent entry onto the plaintiff’s land caused the
Some state courts clearly distinguish between negligent and intentional trespass causes of action. Leroy & Co. v. City of Worcester, 84 Mass. App. Ct. 1126, 999 N.E.2d 503, 2013 Mass. App. Unpub. LEXIS 1211, at *4-5 (2013) (“An intentional ‘trespass requires an affirmative voluntary act. .. and in that respect differs from negligence’ or negligent trespass.”) (citing United Elec. Light Co. v. Deliso Constr. Co., 315 Mass. 313, 318, 52 N.E.2d 553 (1943)); Olsen v. Milner, 2012 MT 88, 37, 364 Mont. 523, 276 P.3d 934 (2012) (“In addition to the tort of intentional trespass, we also recognize the tort of reckless or negligent trespass.”)- Other courts recognize the distinction but seem to do so merely to point out that trespass can be either intentional or negligent. Cantrell v. Ashland Oil, Inc., 2010 Ky. Unpub. LEXIS 20, at *10-12 (Ky. Mar. 18, 2010) (“[T]his Court stated that whether by intentional or negligent trespass, property can be injured or harmed if there is an unreasonable interference with the property owner’s possessory use of his/her property.”) (internal quotation marks omitted); Furrer v. Talent Irrigation Dist., 258 Ore. 494, 506, 466 P.2d 605 (1970) (“a trespass . . . may arise out of intentional, negligent, reckless, or ultrahazardous conduct.”); Smith v. Lockheed Propulsion Co., 247 Cal. App. 2d 774, 784, 56 Cal. Rptr. 128 (1967) (“The law in this state respecting liability for trespass is in accord with the view expressed in the Restatement of Torts: ‘[There] is no liability for a trespass unless the trespass is intentional, the result of recklessness or negligence, or the result of injuries in an extra-hazardous activity.’ ”).
Other courts have used the Restatement to distinguish between these different causes of action. Rockwell Int’l Corp. v. Wilhite, 143 S.W.3d 604, 620 (Ky. Ct. App. 2003) (“The Restatement distinguishes intentional trespasses and negligent trespasses by requiring ‘harm’ for negligent trespass.”); Ross v. Lowitz, 222 N.J. 494, 120 A.3d 178, 2015 N.J. LEXIS 819, at *29-30 (2015) (“Our courts also apply the Restatement’s standard of liability where a plaintiff pursues a trespass claim. A defendant is liable in trespass for an ‘intentional[ ]’ entry onto another’s land, regardless of harm. Restatement § 158. A defendant is also liable if he ‘recklessly or negligently, or as a result of an abnormally dangerous activity enters’ onto
Finally, other courts have either declined to recognize negligent trespass or have said that it is not a cause of action in their jurisdiction. Montgomery v. Remsburg, 147 Md. App. 564, 599-600, 810 A.2d 14 (2002) (“We found no reported Maryland case applying or citing this section of the Restatement. We need not decide whether to follow the Restatement standard, however, because we conclude that, even if it is in accord with Maryland law, the Montgomerys have not alleged a third party trespass within its purview.”); Karpiak v. Russo, 450 Pa. Super. 471, 481, 676 A.2d 270 (1996) (“Appellants [argue] that the evidence established a cause of action for trespass pursuant to RESTATEMENT (Second) of Torts § 165: . . . Appellants state that the airborne dust constituted an ‘entry’ onto their land. However, we need not address this claim, which is whether dust is sufficient enough of a particle to constitute a trespass, since the evidence failed to establish that the dust caused appellants harm.”).
Still, other courts have eschewed negligent trespass as an outdated cause of action. Leroy & Co. v. City of Worcester, 84 Mass. App. Ct. 1126, 2013 Mass. App. Unpub. LEXIS 1211, at *4-5, 999 N.E.2d 503 (2013) (“The trend of modern authority is that an unintended intrusion upon the land in possession of another does not constitute a trespass”) (citations omitted); Wyatt v. McDermott, 283 Va. 685, 700, 725 S.E.2d 555 (2012) (“Under English form pleadings ... the plaintiff was required to elect between pleading trespass vi et armis, which claimed direct tangible injury, and trespass on the case, which claimed indirect intangible injury. Virginia has since rejected this distinction as ‘so nice and useless that both the courts and the legislatures have manifested a decided purpose to abolish the distinction.’ ”) (citations omitted).
Furthermore, the Court adopts the formulation of this tort found in the Restatement (Second) of Torts as the soundest rule for the Virgin Islands. Section 165 of the Restatement explains this cause of action as follows:
One who recklessly or negligently, or as a result of an abnormally dangerous activity, enters land in the possession of another or causes a thing or third person so to enter is subject to liability to the possessor if, but only if, his presence or the presence of the thing or the third person upon the land causes harm to the land, to the possessor, or to a thing or a third person in whose security the possessor has a legally protected interest.
Restatement (Second) of Torts Sec. 165 (1965).
5. Count V: Right to Injunctive Relief
Count V alleges, as a separate cause of action, a right to injunctive relief. This claim is a remedy and not a cause of action. Both Plaintiffs and Defendants acknowledge this fact. Birdman v. Office of the Governor, 611 F.3d 167, 172, 56 V.I. 973 (3d Cir. 2012) (“[A]n injunction is a remedy, not a cause of action.”). However, Plaintiffs point to case law where this equitable remedy has been alleged as a claim in a complaint in this Court. Beachside Assocs. v. Bayside Resort, Inc., 2011 V.I. LEXIS 68, at *20 (V.I. Super. Ct. Nov. 25, 2011) (“In Counterclaim V, SBRMCOA seeks a preliminary or permanent injunction requiring Beachside to continue to provide recreational amenities to the members.”). Regardless, this case law does not provide any reason for preserving Plaintiffs’ claim in this proceeding. Plaintiffs explain that they pleaded injunctive relief as a separate count because in order to get this extraordinary relief claimants must plead additional elements. Opp’n. to Mot. to Dismiss at 25. Because injunctive relief is not a causé of action the Court will dismiss Count V of the Complaint.
IV. CONCLUSION
For the reasons stated above, the Court finds that Plaintiffs’ claims are not preempted by the CAA. The Court also finds that Plaintiffs have
Also on this date, Defendants filed a Motion to Strike under Rule 12(f), which targeted the class allegations in Plaintiffs’ Complaint. Additionally, on March 3,2014, Defendants filed a Motion to Stay Discovery, pending the Court’s disposition of these motions. Finally, on August 21, 2015 Defendants filed a Motion to Stay the Proceedings. As of the date of this Memorandum Opinion, that motion has not been fully briefed.
Federal Rule of Civil Procedure 12(b)(6) is made applicable to this Court through Rule 7 of the Rules of the Superior Court.
A Kentucky case, Brown-Forman Corp. et al. v. Merrick et al., No. 2014-SC-000717 (Ky. Aug. 12,2015), is currently on appeal. The Kentucky Supreme Court granted discretionary review of it on August 12,2015. The trial court in that case granted defendants’ motion to dismiss, finding that the CAA preempted plaintiffs’ common law claims.
This statement should not be construed to mean that the Court has determined that Defendants have caused Plaintiffs any harm in this matter.
While this matter was being adjudicated, DPNR had not initiated an enforcement action against Diageo, but instead has asked them to pay for half of the cost of sampling all residences and businesses impacted, and half of the cleaning expenses associated with those properties that test positive for the “rum fungus” Baucloinia compniacensis. But according to Defendants’ Motion to Stay the Proceedings, filed August 21, 2015, DPNR has since issued anotice of violation to Defendants and is initiating administrative enforcement against them. See Defs.’ Mot to Stay Proceedings at 1.
The Court employs a Banks analysis to determine Virgin Islands common law when the Virgin Islands Supreme Court has not spoken. Banks v. Int’l Rental & Leasing Corp., 55 V.I. 967 (V.I. 2011). Under Banks “courts should consider ‘three non-dispositive factors’ to determine Virgin Islands common law: ‘(1) whether any Virgin Islands courts have previously adopted a particular rule; (2) the position taken by a majority of courts from other jurisdictions; and (3) most importantly, which approach represents the soundest rule for the Virgin Islands.’ ” Gov’t of the Virgin Islands v. Connor, 60 V.I. 597, 600 (V.I. 2014). ABanks analysis was unnecessary here because there is a statute on point, but the Bermudez court’s use of it probably did not produce a different outcome than if its analysis had proceeded without referencing Banks.
Callaway v. Whittenton, 892 So. 2d 852, 857 (Ala. 2003); Phoenix Control Sys. v. Insurance Co. of N.Am., 165 Ariz. 31, 36, 796 P.2d 463 (1990) (explaining that “the tort of trespass... requires an intentional entry onto the land of another.”); City of Bristol v. Tilcon Minerals, Inc., 284 Conn. 55, 88, 931 A.2d 237 (2007) (“Regarding the element of intent, ‘[i]tis enough that an act is done with knowledge that it will, to a substantial certainty result in the entry of the foreign matter.’ ”); Guam Sanko Transp., Inc. v. Pac. Modair Corp., 2012 Guam 2, ¶ 8 (2012); Nichols v. City of Evansdale, 687 N.W.2d 562, 572 (Iowa 2004); Medeika v. Watts, 2008 ME 163, ¶ 5, 957 A.2d 980 (2008); Johnson v. Paynesville Farmers Union Coop. Oil Co., 817 N.W.2d 693, 701 (Minn. 2012) certden’d, 133 S.Ct 1249, 185 L. Ed. 2d 180 (2013); Martin v. Artis, 2012 MT 249, P18, 366 Mont. 513, 290 P.3d 687 (2012); Lambert v. Holmberg, 271 Neb. 443, 449, 712 N.W.2d 268 (2006); Walker Drug Co. v. La Sal Oil Co., 972 P.2d 1238, 1243 (Utah 1998); Grygiel v. Monches Fish & Game Club, Inc., 2010 WI 93, P40, 328 Wis. 2d 436, 787 N.W.2d 6 (2010).
Pub. Serv. Co. v. Van Wyk, 27 P.3d 377, 389 (Colo. 2001) (‘The elements for the tort of trespass are a physical intrusion upon the property of another without the proper permission from the person legally entitled to possession of that real estate.”); Reed v. Reid, 980 N.E.2d 277, 294 (Ind. 2012) (“In Indiana, ‘[ejvery unauthorized entry on the land of another constitutes a trespass.’ ”); John Larkin, Inc. v. Marceau, 184 Vt. 207, 2008 VT 61, ¶ 8, 959 A.2d 551 (2008) (“[TJrespass is an invasion of the plaintiffs interest in the exclusive possession of his land, while nuisance is an interference with his use and enjoyment of it”) (citations omitted).
St Paul Church, Inc. v. Bd. of Trs. of the Alaska Missionary Conf. of the United Methodist Church, Inc., 145 P.3d 541, 558 (Alaska 2006) (“Trespass is defined as an unauthorized intrusion or invasion of another’s land. An intentional entry onto the land of another constitutes intentional trespass even if the trespasser believes that he or she has the right to be on the land.”); Rosenblatt v. Exxon Co., U.S.A., 335 Md. 58, 78, 642 A.2d 180 (1994) (“We have recognized that a trespass occurs when there is interference in the exclusive possession of the land of another.”); Doe v. Jameson Inn, 56 So. 3d 549, 555 (Miss. 2011) (“[A] trespasser is one who enters upon another’s premises without license, invitation or other right”); Goerlitz v. City of Maryville, 333 S.W.3d 450, 455 n.2 (Mo. 2011) (“[TJrespass is the unauthorized entry upon the land of another” by a person or an object as a result of a person’s actions, “regardless of the amount of force used or the amount of damage done.”); McNeill v. Rice Eng’g & Operating, Inc., 2010 - NMSC 015, 148 N.M. 16, 19, 229 P.3d 489 (2010) (“The gist of an action of trespass to real property is in tort for the alleged injury to the right of possession.”) (citations omitted); Bloomingdales, Inc. v. New York City Tr. Auth, 13 N.Y.3d 61, 66, 915 N.E.2d 608, 886 N.Y.S.2d 663 (2009) (“The essence of trespass to real property is injury to the right of possession.”); Singleton v. Haywood Elec. Mbrshp. Corp., 357 N.C. 623, 627, 588 S.E.2d 871 (2003) (“It is elementary that trespass is a wrongful invasion of the possession of another. Furthermore, a claim of trespass requires; (1) possession of the property by plaintiff when the alleged trespass was committed; (2) an unauthorized entry by defendant; and (3) damage to plaintiff.”) (citations and internal quotations omitted); Tibert v. Slominski, 2005 ND 34, ¶ 15, 692 N.W.2d 133 (2005) (“This Court has defined trespass as an intentional harm, where a person ‘intentionally and without a consensual or other privilege ... enters land in possession of another or any part thereof or causes a thing or third person so to do.’ ”) (internal quotations omitted); Apel v. Katz, 83 Ohio St. 3d 11, 19,1 998 Ohio 420, 697 N.E.2d 600 (1998) (“A common-law tort in trespass upon real property occurs when a person, without authority or privilege, physically invades or unlawfully enters the private premises of another whereby damages directly ensue.”); Williamson v. Fowler Toyota, 1998 OK 14, ¶ 15, 956 P.2d 858 (1998) (“Trespass involves an actual physical invasion of the real estate of another without the permission of the person lawfully entitled to possession.”); Babb v. Lee County Landfill SC, LLC, 405 S.C. 129, 747 S.E.2d 468, 473 (2013) (“A trespass is any interference with ‘one’s right to the exclusive, peaceable possession of his property.’ ”) (citations omitted); Barnes v. Mathis, 353 S.W.3d 760, 764 (Tex. 2011) (“Trespass to real property is an unauthorized entity upon the land of another, and may
This approach also corresponds with the one taken by this Court’s St. Thomas and St. John Division more recently in Anduze v. Leader et al., ST-13-CV-119 Mem. Op. Sept. 1,2015 at 5 (stating that “[a] defendant will be liable to a plaintiff for trespass if the defendant: (1) intentionally enters onto the plaintiff’s property without the plaintiff’s permission; (2) remains on plaintiff’s property without plaintiff s permission despite being obligated to leave; (3) places something on the plaintiff’s property without the plaintiffs permission; or (4) removes something from the plaintiffs property without the plaintiffs permission.”).
Case-law data current through December 31, 2025. Source: CourtListener bulk data.