In re the Adoption of L.O.F.
Opinion of the Court
OPINION OF THE COURT
(May 20, 2015)
The biological mother of L.O.E and N.M.F. and her same-sex partner appeal the Superior Court’s denial of an adoption petition seeking legal recognition of the partner as co-parent of the minor children along with the biological mother. Because the Superior Court misinterpreted the adoption statutes in denying the
I. FACTUAL AND PROCEDURAL BACKGROUND
The biological mother of L.O.F. and N.M.F. and her same-sex partner filed an adoption and name-change petition in the Superior Court of the Virgin Islands in December 2012. This petition asked the Superior Court to grant an adoption in the partner’s favor with “the parental rights and duties of [the biological mother] remain[ing] in full force and effect following the adoption,” so that “all parental rights and obligations [are] shared equally” between the biological mother and her partner — an arrangement the petition described as a “second-parent adoption.” The couple was married in Canada in 2007,
Several months later, the Superior Court ordered the petitioners to brief the issue of whether it could grant the proposed adoption “when the petitioners are the same [sex].”
The petitioners then moved for reconsideration, but the Superior Court denied this motion, reaffirming its original holding while emphasizing that its decision, was based only on its interpretation of the law, not on any animus toward the petitioners or their relationship. The petitioners filed a timely notice of appeal with this Court, appealing both the order denying the adoption petition and the order denying the motion for reconsideration.
II. JURISDICTION
“The Supreme Court [has] jurisdiction over all appeals arising from final judgments, final decrees or final orders of the Superior Court.” 4 V.I.C. § 32(a). “An order is considered to be final for purposes of this statute if it ends the litigation on the merits, leaving nothing else for the court to do except execute the judgment.” Joseph v. Inter-Ocean Ins. Agency, Inc., 59 V.I. 820, 823 (V.I. 2013) (internal quotation marks omitted). The Superior Court’s orders denying the adoption and name-change petition and denying reconsideration ended the litigation on the merits, constituting a final judgment over which we have jurisdiction. See In re Reynolds, 60 V.I. 330, 332 (V.I. 2013) (an order denying a name-change petition was an appealable final judgment).
III. DISCUSSION
The petitioners, now appellants, argue that the Superior Court misinterpreted the adoption statutes to impose a marriage requirement where none exists. They maintain that this construction — mandating a denial of the petition because their marriage is not recognized in the Virgin Islands — violates the Equal Protection Clause of the Fourteenth
In their petition, the appellants described the proposed adoption as a “second-parent adoption.” A second-parent adoption is one involving “an adoption by an adult who is not the spouse of the child’s biological or custodial parent.” Mark Strasser, Courts, Legislatures, and Second-Parent Adoptions: On Judicial Deference, Specious Reasoning, and the Best Interests of the Child, 66 TENN. L. Rev. 1019, 1027 (1999). Because same-sex marriage was once prohibited in every United States jurisdiction, stepparent adoptions — which allowed a married stepparent to adopt her spouse’s children — were unavailable to same-sex couples. See In re Adoption of Baby Z, 247 Conn. 474, 724 A.2d 1035, 1057 (1999), superseded by statute, CONN. Gen. STAT. § 45a-724(a)(2)-(3), as recognized in Rosengarten v. Downes, 71 Conn. App. 372, 802 A.2d 170, 180-82 (2002). So instead, some courts began granting adoptions to unmarried same-sex partners as “second parents,” allowing a “child bom to or legally adopted by one partner [to be] adopted by [the unmarried] non-biological or non-legal second parent, with the consent of the legal parent, and without changing the [legal parent’s] rights and responsibilities” to the child. Sharon S. v. Superior Court, 31 Cal. 4th 417, 2 Cal. Rptr. 3d 699,73 P.3d 554, 558 n.2 (2003) (internal quotation marks, citation, and alteration omitted); see In re Adoption of K.S.P, 804 N.E.2d 1253, 1258 & n.4 (Ind. Ct. App. 2004) (collecting cases both accepting and rejecting second-parent adoptions).
The Superior Court held that it could not grant a second-parent adoption while leaving the parental rights of the biological mother intact because an adoption decree would terminate the biological mother’s parental rights as a matter of law. The Superior Court explained that while the adoption statutes provide an exception to this termination of parental
This Court applies plenary review to the Superior Court’s construction of a statute. Reynolds, 60 V.I. at 333 (citing Billu v. People, 57 V.I. 455, 461 (V.I. 2012)). “The first step when interpreting a statute is to determine whether the language at issue has a plain and unambiguous meaning. If the statutory language is unambiguous and the statutory scheme is coherent and consistent, no further inquiry is needed.” Id. at 334 (quoting Kelley v. Gov’t of the V.I., 59 V.I. 742, 745 (V.I. 2013)). In analyzing a statutory scheme, we must give effect to every provision, making sure to avoid interpreting any provision in a manner that would render it — or another provision — “wholly superfluous and without an independent meaning or function of its own.” Defoe v. Phillip, 56 V.I. 109, 129 (V.I. 2012); see also 1 V.I.C. § 42 (“Words and phrases shall be read with their context.”); Ottley v. Estate of Bell, 61 V.I. 480, 493 (V.I. 2014) (we must look to “the context surrounding each statute” to determine the Legislature’s intent). But even where a statutory scheme is plain and internally consistent, “no statute should be read literally if such a reading is contrary to its objective [and] this Court must consider whether applying the statute’s literal language leads to . . . absurd consequences or is otherwise inconsistent with the Legislature’s intent.” Gilbert v. People, 52 V.I. 350, 356 (V.I. 2009) (internal quotation marks, citation, and alteration omitted); see also Peters v. People, 60 V.I. 479, 483 (V.I. 2014); Rohn v. People, 57 V.I. 637, 646 n.6 (V.I. 2012); Brady v. Gov’t of the V.I., 57 V.I. 433, 442-43 (V.I. 2012).
Any inhabitant of the Virgin Islands may petition the proper court to adopt a child who is not [her]7 own and who is in the Virgin Islands. If desired, the petition may also ask for a change of the child’s name. In no case however, may the petition of a person who has a spouse be granted unless the spouse joins therein. Except where husband and wife adopt j ointly, no person shall be adopted by more than one person.
16 V.I.C. § 141. The natural parents of the child must consent to the adoption in writing, 16 V.I.C. § 142(a), and if the Superior Court concludes “that the proposed adoption is in the best interest of the child ... a decree shall be made setting forth the facts and ordering that from the date of the decree the child shall, to all legal intents and purposes, be the child of the petitioner.” 16 V.I.C. § 145(a). Upon entry of an adoption decree, the natural parents are deprived of “all legal rights as respects the child, and the child is freed from all obligations of maintenance and obedience as respects his natural parents.” 16 V.I.C. § 146(b).
This reading is mandated by the Legislature’s instruction that “[w]ords . . . shall be construed according to the common and approved usage of the English language,” 1 V.I.C. § 42, as all authorities agree that “[t]he plain meaning of the word ‘jointly’ indicates that the decision be made by at least two persons acting in concert.” In re Wenger, 504 N.W.2d 794, 798 (Minn. Ct. App. 1993) (quoting Buchanan v. Ives, 793 F. Supp. 361, 366 (D. Me. 1991)); see also BLACK’S LAW Dictionary 34,913 (9th ed. 2009) (defining “joint action” as “[a]n action brought by two or more plaintiffs,” and “joint” as “common to or shared by two or more persons”); The Merriam-Webster Dictionary 268 (2005) (defining “joint” as “common to two or more”); accord Gen. Teamsters Local Union No. 174 v. NLRB, 723 F.2d 966, 971, 232 U.S. App. D.C. 440 (D.C. Cir. 1983) (“The term ‘joint bargaining’ is
But in a stepparent adoption — as in a second-parent adoption — two people are not seeking to “adopt jointly,” since it is the stepparent alone who is seeking to establish legal rights with respect to the child, while the original parent would simply maintain her pre-existing legal relationship with the child. Nor can section 141 be read in a way that would allow a husband and wife to seek an adoption decree in favor of them both even where one spouse already has pre-existing legal rights with respect to the child, since section 141 provides first and foremost that “[a]ny inhabitant of the Virgin Islands may petition the proper court to adopt a child who is not [her] own.” (Emphasis added). Thus, section 141’s provision for joint adoptions by a “husband and wife” does not create an exception to section 146(b)’s mandate that an adoption decree terminate the rights of the original parent. Nor does any other provision of the adoption statutes create such an exception — regardless of whether the proposed adoptive parent is a married stepparent or an unmarried second parent.
Even though this result — precluding both stepparent and second-parent adoptions in the Virgin Islands — follows from a plain reading of an internally consistent statutory scheme, we must be sure this reading does not conflict with the intent of the Legislature or create absurd results before ending our examination of the adoption statutes. Percival v. People, 61 V.I. 187, 194 (V.I. 2014) (quoting Brady, 57 V.I. at 442-43); Peters, 60 V.I. at 483; Gilbert, 52 V.I. at 356. Enforcing a plain reading in this instance would do both.
While conventionally an inquiry into legislative intent would begin with legislative history — such as committee reports and statements from legislators during debate on the statute in question — none of those materials are available here. Nearly all of the language of sections 141 through 146 was first enacted by the respective Colonial Councils of the municipalities of St. Croix and St. Thomas-St. John as part of the 1921 Codes. (This would appear to explain the absence of language providing for stepparent adoptions, as it seems likely that divorce and remarriage — and the resulting stepparents — were far less common in 1921 than
“Nevertheless, the absence of any relevant legislative history does not leave us without interpretative tools,” Bryan v. Fawkes, 61 V.I. 201, 231 (V.I. 2014), and with regard to adoption, the statutory objective is clear even without legislature history. Virgin Islands courts have long explained that “the paramount issue in an adoption is the welfare of the child,” In re Sheryl, 14 V.I. 187,191 (V.I. Super. Ct. 1977), and it is “a recurring theme in our Code’s domestic relations statutes ... that a court must consider the best interests of the child when making decisions that concern the child.” Madir v. Daniel, 53 V.I. 623, 631 (V.I. 2010); see also James v. Faust, 62 V.I. 554, 560-61 (V.I. 2015) (reemphasizing the importance of the best-interests standard that has guided this Court’s family-law jurisprudence).
In light of the Legislature’s clear objective in enacting the domestic relations statutes, we agree with those courts that have held that statutes like section 146(b) “should not be read literally and restrictively where to do so would defeat the best interests of the children and would produce a wholly absurd and untenable result.” In re Adoption of Two Children by H.N.R., 285 N.J. Super. 1, 666 A.2d 535, 538 (1995); see also In re Adoption of R.B.F., 569 Pa. 269, 803 A.2d 1195, 1203 (2002) (“It is a settled rule that in the construction of statutes an interpretation is never to be adopted that would defeat the purpose of the enactment.”). These courts have explained that in construing provisions like section 146(b),
It is clear that the best interests of the children “would certainly be advanced in situations like those presented here by allowing the two adults who actually function as a child’s parents to become the child’s legal parents.” Jacob, 660 N.E.2d at 399. Granting an adoption in favor of a stepparent or second parent who already serves as the child’s functional parent, without terminating the rights of the original parent, furthers the child’s best interests because the child will be able to “preserve [the] unique filial ties” to the stepparent or second parent in the event she divorces or separates from the original parent, or the original parent predeceases the stepparent or second parent. Adoption of Tammy, 416 Mass. 205, 619 N.E.2d 315, 320 (1993). This will provide “the emotional security of knowing that in the event of the biological parent’s death or disability, the other parent will have presumptive custody, and the children’s relationship with their parents, siblings and other relatives will continue should the coparents separate.” Jacob, 660 N.E.2d at 399. Because an adoption decree “deem[s], for the purpose of inheritance and all other legal consequences and incidents of the natural relation of parents and children, the child of the parents by adoption,” 16 V.I.C. § 146(b), the child of such an adoption would be entitled to “Social Security and life insurance benefits in the event of a parent’s death or disability, the right to sue for the wrongful death of a parent, the right to inherit under rules of intestacy,” Jacob, 660 N.E.2d at 399, the right “to receive support from [the adoptive parent],” and “to be eligible for coverage under [the adoptive parent’s] health insurance policies.” Tammy, 619 N.E.2d at 320.
It is equally clear that strictly applying section 146(b) to prevent all stepparent and second-parent adoptions would actively undermine the best interests of children such as L.O.F. and N.M.F., and thus “undercut
Allowing the Superior Court to grant a stepparent or second-parent adoption where it is in the child’s best interests, and both the original parent and the adopting parent have consented, is also in line with this Court’s precedent explaining that a statutory right that does not “implicate[] judicial interests beyond those of the parties” is subject to waiver. Mustafa v. Camacho, 59 V.I. 566, 571 n.2 (V.I. 2013); see also Brunn v. Dowdye, 59 V.I. 899, 906 n.6 (V.I. 2013) (there are “many provisions — even in statutes — that . . . are . . . subject to waiver”); accord People ex rel. K.J.F., 59 V.I. 333, 345 (V.I. 2013) (declining to reverse even though the Superior Court ignored the plain language of a statute where the error was to the appellant’s benefit).
Section 146(b) does not implicate interests beyond those of the parties, as “[t]he obvious purpose of [provisions like section 146(b)] is to shield the adoptive family from unnecessary instability and uncertainty arising from unwanted intrusions by the child’s biological family.” K.S.P., 804 N.E.2d at 1257; see also Jacob, 660 N.E.2d at 403 (the purpose of such a statute is “to prevent unwanted intrusion by the child’s former biological relatives to promote the stability of the new adoptive family”); accord In re Infant Sherman, 49 V.I. 452, 465 (V.I. 2008) (Swan, L, concurring) (another Virgin Islands adoption provision served “to protect the new family unit of adopted parents and adoptee”). As the Supreme Court of California noted with regard to a similar California statute,
Allowing an adopting parent to waive enforcement of this provision and maintain the legal rights of the natural parent when it is in the best interests of the child to do so also follows the widely recognized principle that adoption statutes “must be strictly construed to protect the rights of natural parents.” In re Adoptions of Groh, 153 Ohio App. 3d 414, 2003 Ohio 3087, 794 N.E.2d 695, 706 (2003); see also K.S.P., 804 N.E.2d at 1257; Westerlund v. Croaff, 68 Ariz. 36, 198 P.2d 842, 843-44 (1948). This is because “[t]he adoption of children . . ., while an ancient practice recognized in both Babylonian and Roman Law, was unknown at common law, existing in the United States only by virtue of legislative action of individual states beginning in the middle of the nineteenth century.” In re Hart, 806 A.2d 1179, 1183 (Del. Fam. Ct. 2001).
So while we must not interpret the adoption statutes to undermine the legislative purpose of promoting the best interests of the child, we must also remember that “[a]doption is not part of our common law tradition,” and instead works to abrogate the common-law rights of natural parents. Infant Sherman, 49 V.I. at 462 (Swan, L, concurring) (collecting cases); see also In re B.W., 908 N.E.2d 586, 592 (Ind. 2009) (“the adoption statute creates a statutory proceeding unknown at common law,” requiring the court to “strictly construe the statute in favor of the rights of biological parents”); accord McIntyre v. McIntyre, 341 N.C. 629, 461 S.E.2d 745, 748 (1995) (stating “the common law rule . . . that parents have a paramount right to custody, care and nurture of their children, . . . including] the right to determine with whom their children shall associate” (internal quotation marks, citation, and alteration omitted)). And like all statutes that are in derogation of the common law, section 146(b) must be construed wherever possible to avoid disturbing
In this case, the adoption petition was filed by the partner as the proposed adoptive parent and joined by the biological mother, explicitly seeking a “second-parent adoption” that would grant the partner legal rights over L.O.F. and N.M.F., while maintaining those of the biological mother. Under these circumstances, there can be no doubt that the partner — as the proposed adoptive parent — has waived enforcement of 16 V.I.C. § 146(b), and that the biological mother — as the only person with legal rights with respect to the children — has consented to the adoption as required by 16 V.I.C. § 142(a). And if the Superior Court determines on remand — after following the procedures outlined in 16 V.I.C. §§ 141-147 — that granting the adoption petition in favor of the partner while maintaining the parental rights of the biological mother “is in the best interest of the child[ren],” the Superior Court “shall... order[] that from the date of the decree the children] shall, to all legal intents and purposes, be the child[ren] of the petitioner.” 16 V.I.C. § 145(a).
Accordingly, because the Superior Court erred in denying the adoption petition based only on an erroneous reading of the adoption statutes, we vacate the Superior Court’s September 18, 2013 order, reinstate the adoption petition, and remand for the Superior Court to continue with the adoption proceedings in line with the best interests of the children.
The Superior Court erred in denying the appellants’ petition for a second-parent adoption because, regardless of whether their marriage is recognized in the Virgin Islands, 16 V.I.C. § 141 broadly provides that “[a]ny inhabitant of the Virgin Islands” may petition for an adoption. And even though the adoption statutes do not provide any exceptions to the operation of 16 V.I.C. § 146(b) — providing that an adoption decree terminates “all legal rights [of the natural parents] as respects the child” — a strict application of this provision would preclude any stepparent or second-parent adoptions in the Virgin Islands and undermine the Legislature’s directive that the best interests of the child must be paramount in adoption proceedings. Accordingly, we vacate the Superior Court’s September 18, 2013 order denying the adoption petition, reinstate the petition, and remand for further proceedings.
Canada has recognized marriages between same-sex couples nationwide since 2005. Canada Federal Statutes, Civil Marriage Act, S.C. 2005, c. 33; see also Marie-France Bureau, National Project: Canada, 19 Am. U. J. GENDER SOC. POL’Y & L. 85, 85 (2011).
Although the Superior Court characterized the petitioners as being of the same “gender,” the terms “gender” and “sex” are not interchangeable. “Gender” refers to socially-constructed roles and attributes typically associated with men and women respectively, Durham Life Ins. Co. v. Evans, 166 F.3d 139, 148 (3d Cir. 1999), while “sex” refers to “the biological differences between men and women.” Schwenk v. Hartford, 204 F.3d 1187, 1202 (9th Cir. 2000). Although other courts often use these terms interchangeably as the Superior Court did here, this Court’s practice has been to recognize the distinction between these terms and we continue to do so here. See Webster v. People, 60 V.I. 666, 673 (V.I. 2014) (a statute making all assaults committed by “males” against “females” aggravated in nature created a “sex-based classification,” violating equal protection); cf. Hopkins v. Balt. Gas & Elec. Co., 77 F.3d 745, 749 n. 1 (4th Cir. 1996) (“[CJourts, speaking in the context of Title VII, have used the term ‘sex’ and ‘gender’ interchangeably to refer simply to the fact that an employee is male or female.”).
Even though the Superior Court’s order denying reconsideration was included in the notice of appeal, because we ultimately vacate the underlying order that was the subject of the motion for reconsideration, we do not address the Superior Court’s denial of that motion. Judi’s of St. Croix Car Rental v. Weston, 49 V.I. 396, 407-08 (V.I. 2008) (declining to address arguments regarding the denial of a motion to reconsider after reversing the underlying order); see also Air Products & Controls, Inc. v. Safetech Int’l, Inc., 503 F.3d 544, 548 (6th Cir. 2007) (“We do not address the order denying [the] motion for reconsideration, as our decision as to the first order renders that issue moot.”).
We note here that the appellants appear uncertain as to whether the Superior Court should have applied Banks v. Int’l Rental & Leasing Corp., 55 V.I. 967 (V.I. 2011), in construing the adoption and marriage statutes. In Banks and subsequent cases, we have explained that when confronting an issue of common law that this Court has yet to address, courts applying Virgin Islands law “must engage in a three-factor Banks analysis: first examining which common law rule Virgin Islands courts have applied in the past; next identifying the rule adopted by a majority of courts of other jurisdictions; and then finally ■— but most importantly — determining which common law rule is soundest for the Virgin Islands.” Better Bldg. Maint. of the V.I., Inc. v. Lee, 60 V.I. 740, 757 (V.I. 2014). But such an analysis is necessary only for issues of common law — i.e., non-statutory law created by judicial precedent — that this
Although this provision uses the gendered pronoun “his,” “words importing the masculine gender include the feminine” in the Virgin Islands Code. 1 V.I.C. § 41.
See Judith G. McMullen, Why Do We Need A Lawyer?: An Empirical Study of Divorce Cases, 12 J. L. & Fam. Stud. 57,60 (2010) (“For much of American history, divorce was rare and available only to a wealthy few.”).
While we recognize that many courts have disapproved of second-parent adoptions by same-sex partners specifically, those cases appear to have uniformly dealt with statutes expressly allowing stepparent adoptions at a time when those jurisdictions did not recognize same-sex marriages. See, e.g., In re Adoption of T.K.J., 931 P.2d 488, 493 (Colo. App. 1996); S.J.L.S. v. T.L.S., 265 S.W.3d 804, 821-28 (Ky. Ct. App. 2008); In re Adoption of Doe, 130 Ohio App. 3d 288, 719 N.E.2d 1071, 1072-73 (1998); In re Adoption of Luke, 263 Neb. 365, 640 N.W.2d 374, 382-83 (2002); In re Angel Lace M„ 184 Wis. 2d 492, 516 N.W.2d 678, 682-83 (1994). None of these courts dealt with a statute — like ours — that does not speak to stepparent or second-parent adoptions at all.
Because the Superior Court may grant the partner’s petition to adopt L.O.F. and N.M.F. without terminating the biological mother’s legal rights if it is in the best interests of the children to do so — regardless of the appellants’ marital status — we decline to address here whether the Virgin Islands must recognize the appellants’ foreign same-sex marriage. Nor do we comment on the constitutionality of 16 V.I.C. § 141, providing that only a “husband and wife [may] adopt jointly,” or of 16 V.I.C. § 31, which defines marriage as “a civil contract which may be entered into between a male and a female.” See Bryan v. Fawkes, 61 V.I. 416, 465 n.27 (V.I. 2014) (“[T]his Court has held that the doctrine of constitutional avoidance cautions against gratuitously deciding constitutional issues.”) (citing Azille v. People, 59 V.I.
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