State v. Morris
State v. Morris
Concurring Opinion
dissenting. There are many statements in the majority opinion with which I agree. I agree that Chapter I, Article 11 of the Vermont Constitution normally requires advance authority for covered searches by way of a warrant. I agree that expectations of privacy are not necessarily reduced by increasing governmental intrusion into people’s fives. Most of all, I agree that our decision must be guided by the facts of this case.
Except for the necessity of keeping this case within the facts on which it is based, a point that strongly indicates the opposite result, as discussed below, these principles have little to do with this case. The question before us is whether there is a search covered by Article 11, not whether a covered search must be pre-authorized by a warrant. Indeed, I think it undeniable that the majority opinion ends search of trash as an investigative tool, because there will never be probable cause to search trash, and certainly not the trash of innocent neighbors who just happen to five in the same apartment building, without there being probable cause to search the home or other structure.
Nor is this a case of “increasing governmental intrusion” into the fives of ordinary citizens. I have no doubt that examining people’s waste has been an investigative tool of law enforcement throughout recorded history.
The Court’s decision in this case tells us how the majority would have decided California v. Greenwood, 486 U.S. 35 (1988). It tells us
In staking out a leadership position in state constitutional adjudication, Justice Hayes, speaking for the Court in State v. Jewett, 146 Vt. 221, 225-27, 500 A.2d 233, 236-37 (1985), outlined the approaches available for interpretation of our constitutional provisions: (1) historical analysis; (2) textual analysis; (3) analysis of decisions of sister states with similar or identical provisions; and (4) analysis of economic or sociological materials. He cautioned, however, “[i]t would be a serious mistake for this Court to use its state constitution chiefly to evade the impact of the decisions of the United States Supreme Court. Our decisions must be principled, not result-oriented.” Id. at 224, 500 A.2d at 235. The majority decision relies little on the appropriate methodology for constitutional adjudication and even less on our decisions construing Article 11. It is a restated Greenwood dissent.
Although our analysis of Article 11 has been limited, three decisions in which we have examined the Article require a result opposite that reached by the majority. The first is State v. Wood, 148 Vt. 479, 536 A.2d 902 (1987), in which we were required to determine what interests were sufficient to confer standing on a criminal defendant to raise Article 11 rights. Relying primarily on the text of Article 11, we held:
Article Eleven itself establishes the scope of the protected right, and defines who may invoke its protection. The right of the people “to hold themselves, their houses, papers, and possessions, free from search or seizure,” defines a right dependent on a possessory interest, with equal recognition accorded to the item seized and the area intruded upon. By delineating the right as a possessory interest, Article Eleven premises the protected right upon an objectively defined relationship between a person and the item seized or place searched, as opposed to a subjective evaluation of the legitimacy of the person’s expectation of privacy in the area searched.
The third decision is State v. Brooks, 157 Vt. 490, 601 A.2d 963 (1991), along with its companion decision State v. Blow, 157 Vt. 513, 602 A.2d 552 (1991). In Blow, we held that participant electronic monitoring of a conversation in the home, transmitted from the wired informant to police in a nearby vehicle, violated Article 11 unless authorized by a warrant because of the special expectations of privacy in the home and the fact that the speaker-homeowner had not knowingly exposed the conversation to the outside world. In Brooks, we considered the same participant electronic monitoring where the wired informant and the defendant were in two adjacent vehicles in a parking lot. We held that such monitoring was not regulated by Article 11: “[W]e find that defendant, regardless of what he actually expected, did not enjoy a reasonable expectation of privacy in a public parking lot. In that setting, conversations are subject to the eyes and ears of passersby.” 157 Vt. at 493, 601 A.2d at 964.
The majority’s response, as I understand it, is that the most critical of these precedents is about standing, and the State has not claimed that defendant in this case lacks standing. This response ignores the point of the Wood decision, which was to make the concept of standing consistent with the right protected by Article 11. Thus, the analysis is about “the scope of the protected right” and the holding is that the Article delineates “the right as a possessory interest.” Wood, 148 Vt.
Defendant lived in an apartment building. He and the other tenants in the building put out their trash in plastic bags at curbside for Monday pick-up. Five or six bags were placed outside a fence which was located six feet from the apartment building.
I think it is clear from our precedents that Article 11 does not extend to the trash bags put out on the curb by defendant and other tenants. By putting them in a public place, defendant no longer had a possessory interest in the trash and had no protected interest in the area from which it was taken. The trash fell outside the protection of Article 11, as we defined it in Wood and Kirchojf, irrespective of the expectation of privacy of defendant or Vermont society as a whole.
Beyond its attempt to distinguish Wood, the majority appears to have two answers to this straightforward analysis. First, relying on a law review article for the proposition that “[m]ost people today have little choice but to place their garbage at curbside for collection by public or private trash haulers,” the majority asserts that citizens cannot avoid subjecting their trash to police scrutiny unless Article 11 restricts that scrutiny. I am not surprised that the proposition comes from an article published in New York, one of the most population-dense of American states, but find it incredible that the majority would apply it to Vermont, the most rural of states, where most residences do not have curbs at all. Although modern solid waste management may have taken some of the cultural charm out of the
The second answer is that defendant, although exposing the trash to public scrutiny, retains a reasonable expectation of privacy against police scrutiny. This is the kind of selective expectation we rejected in Brooks. As Chief Justice Peters of the Connecticut Supreme Court noted:
A person’s reasonable expectations as to a particular object cannot be compartmentalized so as to restrain the police from acting as others in society are permitted or suffered to act. ... A person either has an objectively reasonable expectation of privacy or does not; what is objectively reasonable cannot, logically, depend on the source of the intrusion on his or her privacy.
State v. DeFusco, 620 A.2d 746, 752-53 (Conn. 1993). The logical extension of the majority’s argument is that all forms of police surveillance are prohibited because in a free and open society we do not want that very freedom to create police opportunities to snoop. We noted in Brooks that use of informants is “one of the basic characteristics of a totalitarian state,” but “has long been accepted as a necessary compromise between the ideals of a perfectly private society and a perfectly safe one.” 157 Vt. at 494, 601 A.2d at 965. Article 11 does not cover every instance where Vermont society might believe that individuals should have privacy rights. Whether that is a “necessary compromise,” as Brooks found, or the limitation of a constitutional provision that restricts searches and seizures rather than protecting broad privacy rights, we must acknowledge that we cannot stretch constitutional language to regulate every law enforcement tool.
We cannot build a principled and coherent construction of Article 11 out of the majority opinion in every United States Supreme Court Fourth Amendment decision with which we agree, combined with the dissent in every such decision with which we disagree. As Justice Hayes cautioned in Jewett, such a course is a “serious mistake” that inevitably leaves our jurisprudence fragmented and result-oriented. By abandoning the decisions that form the cornerstones for our Article 11 jurisprudence in order to war with a United States Supreme Court decision it finds distasteful, the majority, in my judgment, is making exactly the mistake Justice Hayes warned against.
I dissent. I am authorized to state that the Chief Justice joins in this dissent.
The majority speaks on two sides of this issue, saying, on the one hand, that “the seizure and search of trash need not be bounded by the same limitations that are applicable to the search of a dwelling,” and adding, on the other hand, that search of trash bags would require “a warrant based on probable cause.” The latter statement makes the former one illusory.
If police must show probable cause and obtain a warrant, search of trash is no longer an investigatory tool. It is available only if the police can show that evidence of the crime is in the trash, which inevitably means they can also show that evidence is likely to remain in the house or structure from which the trash is taken.
I disagree with the majority’s statement that Kirchoff found “little textual significance” to the use of the word “possessions” in Article 11. The decision enforces both the wording of Article 11 and the underlying purpose “to give meaning to the text in light of contemporary experience.” 156 Vt. at 6, 587 A.2d at 992. Thus, we found the Article protects possessory interests in land. Id. at 8, 587 A.2d at 993.
The majority calls this “nothing more than the discredited abandonment argument rejected by even the Greenwood majority.” This comment reinforces my view that the Court is dissenting to Greenwood rather than analyzing the issues and applying an independent jurisprudence. The “abandonment argument” was a federal argument relating to the federal definition of the protected interest. Since our definition of the protected.interest is different, or was until this decision was issued, the argument, whatever it was, is generally irrelevant to this decision. In any event, as noted in footnote 5, infra, I do not agree that because garbage is “abandoned” it is beyond the protection of Article 11 in all instances.
The majority puts great weight on the fact that the trash was placed in opaque bags. Given our interpretation of Article 11,1 consider this fact irrelevant.
I would consider this a different case if the police trespassed on the curtilage in order to obtain the garbage. On this point, I agree with much of the analysis of the Alaska Supreme Court in Smith v. State, 510 P.2d 793, 797-98 (Alaska), cert. denied, 414 U.S. 1086 (1973), a pre-Greenwood decision that held that .a police examination of trash in circumstances similar to those present here was not regulated by the Alaska Constitution.
Opinion of the Court
Today, we hold that the Vermont Constitution protects persons from warrantless police searches into the contents of secured opaque trash bags left at curbside for garbage collection and disposal. In our view, because persons have an objectively reasonable privacy interest in the contents of such containers, police must obtain a warrant before searching through them. In this case, absent the evidence obtained from the unlawful search of defendant’s trash, the warrant permitting the search of his house was not supported by probable cause; accordingly, we reverse defendant’s conviction for possession of marijuana.
I.
Sometime before March 1993, a confidential informant told an officer of the Brattleboro Police Department that defendant was selling marijuana from his apartment and from the parking lot of a certain grocery store. On March 1,1993, a regularly scheduled trash collection day, two police officers went to the apartment building where defendant resided and seized the five or six opaque trash bags that had been set out for collection near the curb about five or six feet from the building. From the exterior of the bags, there was no way to identify which tenant had deposited which bags. All of the bags were transported to the police station and searched without a warrant. Inside defendant’s bags, which were identified through discarded pieces of mail, the police found marijuana seeds and stems and baggies containing flakes of marijuana.
Based on the items found in the trash, the information supplied by the confidential informant, and an unidentified neighbor’s report that defendant had received many different visitors during the past month, the police sought and obtained a warrant to search defendant’s residence. Approximately four ounces of marijuana were found, and defendant was charged with possession of marijuana. Defendant moved to suppress all evidence seized from his apartment on the ground that the search warrant was defective because it was based primarily on evidence discovered during an illegal warrantless search of his garbage. The district court denied defendant’s motion to suppress, ruling that defendant had no expectation of privacy in his discarded garbage.
On appeal, following his conviction based upon a conditional plea of no contest, defendant argues that the Vermont Constitution prohibits the warrantless search of opaque trash bags placed at curbside for collection on a regularly scheduled trash pick-up day. In response, the
II.
Our task is to discover and protect the core value of privacy embraced by Chapter I, Article 11 of the Vermont Constitution.
Of course, Article 11 does not “protect areas or activities that have been willingly exposed to the public.” Kirchoff, 156 Vt. at 7 587 A.2d at 993. In determining whether persons have a privacy interest in any given area or activity, we examine both private subjective expectations and general social norms. State v. Blow, 157 Vt. 513, 517-18, 602 A.2d 552, 555 (1991). The manifested privacy interest must be a reasonable one, but as we have cautioned before, constitutional rights are not limited by waning expectations of privacy resulting from increased governmental intrusion into people’s lives. See Kirchoff, 156 Vt. at 12, 587 A.2d at 995-96. Ultimately, the question is “‘whether, if the particular form of surveillance practiced by the police is permitted to go unregulated by. constitutional
Given the facts of this case, we believe that defendant manifested a privacy interest recognized by society, and we conclude that unconstrained government inspection of people’s trash is not consistent with a free and open society. As Justice Brennan stated in his dissent in California v. Greenwood, 486 U.S. 35 (1988), “Scrutiny of another’s trash is contrary to commonly accepted notions of civilized behavior.” Id. at 45 (Brennan, J., dissenting). While at first blush there may be a tendency to accept the notion that a person has no reasonable privacy interest in discarded trash, that attraction vanishes when one contemplates the “prospect of police officers, without any cause whatever, opening a securely tied and opaque trash bag, the contents of which are hidden from public view, and then searching the bag to determine the activities, behavior, habits, and lifestyles of persons who deposited the trash in front of their home for disposition by a trash collector.” People v. Hillman, 834 P.2d 1271, 1278 (Colo. 1992) (Quinn, J., dissenting).
Because “almost every human activity ultimately manifests itself in waste products,” it is understandable that persons would want to maintain privacy in the contents of their refuse. Smith v. State, 510 P.2d 793, 798 (Alaska 1973). An individual’s trash will often reveal intimate details of that person’s financial obligations, medical concerns, personal relationships, political associations, religious beliefs, and numerous other confidential matters. See State v. Tanaka, 701 P.2d 1274, 1276-77 (Haw. 1985) (“Business records, bills, correspondence, magazines, tax records, and other telltale refuse can reveal much about a person’s activities, associations, and beliefs.”); see also People v. Edwards, 458 P.2d 713, 718 (Cal. 1969) (half truths leading to rumor and gossip may readily flow from attempt to “read” contents of another’s trash). As Justice Brennan so cogently stated in his Greenwood dissent:
A search of trash, like a search of the bedroom, can relate intimate details about sexual practices, health, and personal hygiene. Like rifling through desk drawers or intercepting phone calls, rummaging through trash can divulge the target’s financial and professional status, political affiliations and inclinations, private thoughts, personal relationships,*117 and romantic interests. It cannot be doubted that a sealed trash bag harbors telling evidence of the “intimate activity associated with the ‘sanctity of a man’s home and the privacies of life,”’ which the Fourth Amendment is designed to protect.
486 U.S. at 50 (Brennan, J., dissenting) (quoting Oliver v. United States, 466 U.S. 170, 180 (1984)). Given the intimate details of people’s lives that may be revealed by searching through their refuse, we conclude that persons have a reasonable interest in keeping private the contents of their sealed trash containers. See State v. Hempele, 576 A.2d 793, 803 (N.J. 1990) (undoubtedly, most people would be upset to see another person sifting through their garbage, perusing their discarded mail, reading their bank statements, looking at their empty pharmaceutical bottles, and checking receipts to see what videotapes they rent).
Further, that privacy interest is not lost merely because people follow the customary practice of depositing their garbage in closed containers at curbside for collection and disposal. First, the placement of trash in closed, opaque bags manifests an intent that the contents of the bags not be subjected to examination by the public in general or the police in particular. The State’s point that opaque bags are used merely because they are the most common type of bag available only reinforces our point that most people would prefer the type of bag that will keep their trash private until it is commingled with other trash and loses its identity. See Note, California v. Greenwood: A Proposed Compromise to the Exploitation of the Objective Expectation of Privacy, 38 Buff. L. Rev. 647, 663 (1990) (nearly exclusive availability of opaque trash bags is result of consumers’ desire for privacy). There is a privacy interest in opaque trash bags just as there is in any other closed container whose contents are not in plain view. See Savva, 159 Vt. at 89-90, 616 A.2d at 782 (“unworthy container” doctrine rejected; privacy interest exists in closed containers, regardless of their worth).
Second, by placing trash bags at curbside for collection and disposal, one does not evince an intent to allow unregulated governmental intrusion into private materials that one chooses to discard. As a practical matter, the regulated collection of garbage is necessary for the proper functioning of our complex society. Most people today have little choice but to place their garbage at curbside for collection by public or private trash haulers. Note, supra, at 662-63 (tracing evolution of American trash collection practices). It is often unrea
Persons should not be denied protection from unregulated police intrusion into their affairs merely because they are discarding rather than transporting their private effects. Cf. Greenwood, 486 U.S. at 49 (Brennan, J., dissenting). Although a person placing trash at curbside for collection and disposal undoubtedly relinquishes a proprietary interest in the trash, it does not necessarily follow that the person intends to renounce a privacy interest in it. See Hempele, 576 A.2d at 809 (far from relinquishing their expectation in discarded items, people sometimes throw things out in order to maintain their privacy). “A justified expectation of privacy may exist as to items
This focus is consistent with our prior case law on Article 11, in which we have emphasized that the core value of privacy is the quintessence of Article 11, and that we must determine in such cases whether those persons searched have a reasonable expectation of privacy in the affairs or possessions intruded upon. See Savva, 159 Vt. at 87-88, 616 A.2d at 781 (recognizing separate and higher expectation of privacy for containers used to transport personal possessions than for objects exposed to plain view within automobile’s interior); Blow, 157 Vt. at 517-19, 602 A.2d at 555-56 (recognizing reasonable privacy interest in being free from warrantless electronic participant monitoring in home); State v. Brooks, 157 Vt. 490, 493, 601 A.2d 963, 964 (1991) (refusing to recognize reasonable privacy interest in being free from warrantless electronic participant monitoring in parking lot open to public); Kirchoff, 156 Vt. at 6-7, 10, 587 A.2d at 992, 994 (recognizing reasonable expectation of privacy in posted open fields). Indeed, in Kirchoff, we found little textual significance in the word “possessions” in Article 11, and instead emphasized that our task was not to honor mere words but to discover and protect the core value of privacy embraced by Article 11.156 Vt. at 4-6, 587 A.2d at 991-92; see Savva, 159 Vt. at 85, 616 A.2d at 779.
Nor is State v. Wood, 148 Vt. 479, 536 A.2d 902 (1987), upon which the dissent relies so heavily, inconsistent with our decision today. In Wood, a warrantless search was challenged by a defendant residing temporarily at a summer camp at the time police entered the camp and seized documents and other evidence related to a robbery. The trial court ruled that the defendant had no standing to challenge the search because he had no expectation of privacy in the camp grounds. This Court reversed and remanded the ease for further proceedings, holding that the defendant had standing to challenge the search under the Vermont Constitution. Id. at 480, 536 A.2d at 903. After a
Stripped of its suggestion of standing,
Here, we conclude that respondents exposed their garbage to the public sufficiently to defeat their claim to Fourth Amendment protection. It is common knowledge that plastic garbage bags left on or at the side of a public street are readily accessible to animals, children, scavengers, snoops, and other members of the public. See [People v. Krivda, 486 P.2d 1262, 1269 (Cal. 1971)]. Moreover, respondents placed their refuse at the curb for the express purpose of conveying it to a third party, the trash collector, who might himself have sorted through respondents’ trash or permitted others, such as the police, to do so. Accordingly, having deposited their garbage “in an area particularly suited for public inspection and, in a manner of speaking, public consumption, for the express purpose of having strangers take it,” United States v. Reicherter, 647 F.2d 397, 399 (CA3 1981), respondents could have had no reasonable expectation of privacy in the inculpatory items that they discarded.
Furthermore, as we have held, the police cannot reasonably be expected to avert their eyes from evidence of criminal activity that could have been observed by any member of the public. Hence, “[w]hat a person knowingly exposes to the public, even in his own home or office, is not a subject of Fourth Amendment protection.” Katz v. United States, [389 U.S. 347, 351 (1967)].
Greenwood, 486 U.S. at 40-41 (footnotes omitted).
We decline, as have the California, Hawaii, New Jersey, and Washington state supreme courts, to follow this abbreviated analysis. See People v. Krivda, 486 P.2d 1262, 1268-69 (Cal. 1971) (disallowing warrantless search of curbside trash), vacated and remanded on other grounds by 409 U.S. 33, 35 (1972); Tanaka, 701 P.2d at 1276-77 (accord); Hempele, 576 A.2d at 804-07 (accord); State v. Boland, 800 P.2d 1112, 1117 (Wash. 1990) (accord). Broken down into its component parts, the Greenwood analysis states that there is no objectively reasonable expectation of privacy in the contents of opaque garbage bags placed at curbside for collection because (1) animals, scavengers and snoops might get at them; (2) the bags are relinquished to third
The primary rationale relied on by the Court is the first one — because dogs, raccoons, children, scavengers, and snoops may get into curbside trash bags, people have no reasonable expectation of privacy in the contents of the bags, and therefore the government is free to search them without reason or warrant. We do not find this rationale persuasive. What a person “seeks to preserve as private, even in an area accessible to the public, may be constitutionally protected.” Katz v. United States, 389 U.S. 347, 351-52 (1967) (emphasis added). The fact that leaving garbage for collection may entail privacy risks “hardly means that government is constitutionally unconstrained in adding to those risks.” Amsterdam, supra, at 406. One may accept the possibility that one’s garbage is susceptible to invasion by raccoons or other scavengers, and yet at the same time reasonably expect that the government will not systematically examine one’s trash bags in the hopes of finding evidence of criminal conduct. See Hempele, 576 A.2d at 805 (there is constitutionally significant difference between assuming risk that scavenger or trash collector will search trash bags for objects of interest and assuming risk that police officer will scrutinize contents of garbage for incriminating materials); State v. Stanton, 490 P.2d 1274, 1279 (Or. Ct. App. 1971) (person may not expect privacy in backyard against children at play or parents looking for tardy children, yet at same time be entitled to expect privacy against police dragnet search of neighborhood backyards), overruled in part on unrelated grounds by State v. Walle, 630 P.2d 377 (Or. Ct. App. 1981); Boland, 800 P.2d at 1116 (while defendants may expect that children, scavengers, or snoops will sift through their garbage, average persons would find it reasonable to believe that they have privacy interest in being protected from warrantless governmental intrusion into their refuse); State v. Stevens, 367 N.W.2d 788, 800 (Wis. 1985) (“[T]he fact that non-state instrumentalities, even the elements, may act free of constitutional restraints does not confer on the state any rights it would not otherwise possess.”).
Thus, the mere possibility that unwelcome animals or persons might rummage through one’s garbage bags does not negate the expectation of privacy in the contents of those bags any more than the possibility of a burglary or break-in negates an expectation of privacy in one’s home or car, or the possibility that an operator or party-line caller will listen in on a telephone conversation negates an expectation
The Supreme Court’s second rationale — that garbage is turned over to third-party trash collectors who may do with it as they please — is even less persuasive than the first rationale. As Justice Brennan pointed out in his dissent, “the voluntary relinquishment of possession or control over an effect does not necessarily amount to a relinquishment of a privacy expectation in it”; otherwise, “a letter or package would lose all Fourth Amendment protection when placed in a mailbox or other depository with the ‘express purpose’ of entrusting it to the postal officer or a private carrier.” Greenwood, 486 U.S. at 55 (Brennan, J., dissenting). In addition, as the New Jersey Supreme Court noted, the third-party rationale is predicated on three assumptions: (1) that garbage collectors have the right to look through closed garbage bags; (2) that garbage collectors have sufficient authority over the bags to consent to a police search; and (3) that because garbage collectors can consent to a search, the police need neither a warrant nor consent to search the garbage themselves. Hempele, 576 A.2d at 805. We agree with the New Jersey Supreme Court’s assessment that the first assumption is debatable, the second is dubious, and the third is disturbing. Id. In an analogous situation, a landlord who has the right to enter a tenant’s house to view waste does not have the authority to consent to a police search of the premises. Chapman v. United States, 365 U.S. 610, 616-17 (1961); see Stoner v. California, 376 U.S. 483, 489 (1964) (implicit consent to janitorial personnel to enter motel room does not amount to consent to police search of room). Apart from Greenwood, the Supreme Court
Placing opaque garbage bags at curbside for collection and disposal is not comparable to knowingly and voluntarily communicating information or selling contraband to a third party who turns out to be a police informer or agent. See Zaccaro, 154 Vt. at 91, 574 A.2d at 1261 (“Article 11 does not protect one who, by opening up his or her home to those who wish to take part in illegal activity, exposes such activity to undercover police officers.”); cf. Brooks, 157 Vt. at 493, 601 A.2d at 964 (Article 11 allows warrantless electronic monitoring of face-to-face conversation between suspect and police informant in public place). Here, defendant did not expose the contents of his' garbage to anyone, including the garbage collector. Note, The Supreme Court — Leading Cases, 102 Harv. L. Rev. 143, 196 (1988) (“[EJxposure of concealed garbage is neither required nor anticipated in the case of garbage collection.”). Thus, there was no voluntary consent to search that served to waive defendant’s constitutional right to be free from governmental intrusion into his private affairs.
The Supreme Court’s third rationale — that police cannot be expected to avert their eyes from evidence exposed to the public — appears to be a misguided attempt to bootstrap the plain view doctrine into its analysis. In cases where animals or scavengers actually rummage through a person’s trash bags and expose the contents of those bags to public view, the police, to be sure, need not avert their eyes. But this principle is not relevant here. The issue is not whether police must avert their eyes, but rather whether they can sift through curbside garbage bags whose contents are concealed from the public eye.
For the above reasons, we decline to follow the Greenwood majority’s decision allowing warrantless trash searches. We recognize, however, that the privacy interest in one’s trash is not equivalent, for example, to the privacy interest in one’s home. Accordingly, the seizure and search of trash need not be bounded by the same limitations that are applicable to the search of a dwelling. 1 W LaFave, supra, § 2.6(c), at 603-04. Although people have an interest in keeping the contents of their garbage bags private, they have no privacy or possessory interest in keeping the bags in any particular location. As long as the contents remain private, it does not matter whether the trash bags are at the landfill or the police station.
We acknowledge that today’s decision limits, to some extent, tactics that police may use in investigating reports of criminal activity. But improving the efficiency of law enforcement cannot come at the expense of the protection provided by Article 11 against unconstrained governmental intrusion into our private lives. See id. at 92, 616 A.2d at 783 (“Article 11 is the balance struck between liberty for the individual (privacy and a sense of security) and the convenience of unchecked crime detection.”). We will not countenance under Article 11 a society in which authorities require citizens to dispose of their personal effects in a manner that is then deemed unworthy of protection from arbitrary governmental monitoring without judicial oversight. See Greenwood, 486 U.S. at 55-56 (Brennan, J., dissenting).
In this ease, defendant exposed to public view only the exterior of opaque trash bags, and in doing so, he sought to dispose of his personal possessions in the accepted manner that normally would result in commingling them inextricably with the trash of others. Nevertheless, without probable cause or judicial oversight, police searched through defendant’s trash, as well as the trash of other apartment dwellers who had the misfortune of placing their garbage bags alongside those of someone suspected of having committed a crime. Such unconstrained governmental intrusion into people’s private lives is inconsistent with Article 11 and a free and open society. Because the warrantless search of defendant’s trash violated Article 11, the evidence obtained from that search, which was used to obtain a warrant to search defendant’s home, must be suppressed and expunged from the affidavit supporting the search warrant.
In the dissent’s view, our decision is an unprincipled, result-oriented opinion that forgoes textual and historical analysis for the purpose of evading the result reached by the majority of the United States Supreme Court in Greenwood. This view has no basis in law or fact. We are a sovereign state, and this Court is entitled to take issue with any constitutional decision of the United States Supreme Court,
Apparently, the dissent would have us analyze some unidentified historical and legislative materials to support our holding. We have already recognized that the Vermont Constitution was adopted with little recorded debate, that Article 11 was not a provision unique to Vermont but rather was copied practically verbatim from other jurisdictions, and that the paucity of the historical record requires us “to look elsewhere when determining the breadth of those individual rights the Vermont Constitution was drafted to protect.” Kirchoff, 156 Vt. at 5, 587 A.2d at 991. In short, we do not need a unique state source to justify our difference with the most recent majority opinion of the United States Supreme Court, and yet it behooves us to consider the reasoning of all courts that have addressed similar issues and fact patterns. Points made by Justice Brennan, or other judges or courts deciding this issue, inform our analysis and aid in our resolution of the question at hand.
III.
The State contends that even if the search of defendant’s trash was illegal and the evidence found in the trash is expunged from the supporting affidavit, the affidavit still established probable cause for issuance of the warrant to search defendant’s home. We recognize that a
search warrant is not invalid merely because it is supported in part by an affidavit containing unlawfully obtained information. Where the affidavit includes allegations based on*129 illegally obtained evidence as well as independent and lawfully obtained information, a valid search warrant may issue if the lawfully obtained information, considered by itself, is sufficient to establish probable cause to issue the warrant.
State v. Moran, 141 Vt. 10, 16, 444 A.2d 879, 882 (1982) (citations omitted). Further, while it is not normally the function of appellate review to make a de novo determination of probable cause, State v. Maguire, 146 Vt. 49, 53, 498 A.2d 1028,1030 (1985), in cases where we have ruled that some of the evidence presented in the supporting affidavit must be expunged, we may determine whether the remaining information contained in the excised affidavit established probable cause for issuance of the warrant. See Moran, 141 Vt. at 16, 444 A.2d at 882.
Probable cause to search exists when the information set forth in the affidavit is such that a judicial officer would reasonably conclude that a crime had been committed and that evidence of the crime will be found in the place to be searched. State v. Ballou, 148 Vt. 427, 433-34, 535 A.2d 1280, 1284 (1987); see State v. Towne, 158 Vt. 607, 614, 615 A.2d 484, 488 (1992) (rejecting “more-likely-than-not” standard for probable cause to search; stating that probable cause more closely approximates “reasonable” cause). If any of the information comes from a confidential informant, V.R.Cr.P. 41(c) requires that the information meet the two-prong test set forth in the United States Supreme Court’s decisions in Aguilar v. Texas, 378 U.S. 108 (1964), and Spinelli v. United States, 393 U.S. 410 (1969). Under that test, there must be “a substantial basis for believing the source of the hearsay to be credible and for believing that there is factual basis for the information furnished.” V.R.Cr.P. 41(c).
Here, the excised affidavit stated the following information: (1) the confidential informant told police that defendant was selling eighth- and quarter-ounce bags of marijuana from his apartment and from the parking lot of a local grocery store; (2) the informant stated that he was present during some of the drug transactions and that he was familiar with marijuana because he had smoked it before; (3) the informant’s statement that defendant sold marijuana in a certain grocery store parking lot was consistent with a different police officer’s observations of suspicious activity by defendant and another man one night five months earlier in the same parking lot; and (4) an unidentified neighbor recently informed police that many different people had visited defendant’s apartment during the last few weeks.
The State argues that the information was reliable because (1) the confidential informant made statements against penal interest — that he had smoked marijuana and had been present during some drug transactions; (2) the police corroborated the informant’s claim that defendant sold drugs in a certain grocery store parking lot; and (3) a second informant, the neighbor, provided information that tended to corroborate the first informant’s claim that defendant was selling drugs from his apartment. None of these facts, either independently or together, satisfies the reliability prong of Rule 41. First, the informant’s statements that he had smoked marijuana at some point in the past and that he had been present during drug transactions are hardly admissions against penal interest. Acknowledgments that merely create a suspicion of the informant’s involvement in criminal activity, such as that the informant was present during a drug transaction, will not suffice as admissions against penal interest. Id. § 3.3(c), at 134-35. Moreover, admissions against penal interest imply that police could elect to use the statements to prosecute the informant; because one can be prosecuted only for possession or deliverance of marijuana, a statement of past use cannot, in and of itself, result in prosecution. Cf. Ballou, 148 Vt. at 435 n.3, 535 A.2d at 1284 n.3 (informants’ statements that they had purchased drugs from defendant were admissions against penal interest that had some bearing, but not controlling weight, regarding informants’ reliability).
Second, the officer’s retrospective corroboration of the information was minimal and stale. The fact that defendant and another man had remained in the named grocery store parking lot for a few minutes one night five months earlier can hardly support a warrant to search defendant’s apartment. This is true even considering the unidentified
Reversed and remanded.
Chapter I, Article 11 of the Vermont Constitution provides:
That the people have a right to hold themselves, their houses, papers, and possessions, free from search or seizure; and therefore warrants, without oath or affirmation first made, affording sufficient foundation for them, and whereby by any officer or messenger may be commanded or required to search suspected places, or to seize any person or persons, his, her or their property, not particularly described, are contrary to that right, and ought not to be granted.
In Vermont, both state air quality and solid waste regulations restrict residents’ options for disposal of trash. 7 Code of Vermont Rules, Agency of Natural Resources, Air Pollution Control Division 5-201(1) (no person shall engage in open burning except in conformity with 5-202) and 5-202(7)(d) (permit may be obtained for open burning of combustible materials for which there is no other feasible method of disposal); id., Solid Waste, 6-302(a) (prohibiting open burning of solid waste except untreated wood) and 6-302(c) (prohibiting disposal of solid waste outside certified facility). The Town of Brattleboro makes it unlawful for persons to dispose of solid waste on private property without the owner’s consent or on their own property except in a receptacle designated for collection and disposal by curbside pickup. See Town of Brattleboro, Ordinance Regulating the Collection and Disposal of Solid Waste (April 20,1993), Article VII, (1) and (2). The Town of Brattleboro also prohibits the burning of any solid waste by open fire or incineration, except for the open burning of natural wood by permit. Id. Article IX.
The dissent states that persons who want to keep their discarded papers private may either move to a residence where garbage can be placed outside within the curtilage or take the papers to the dump and dispose of them themselves. The first suggested option makes the incredible assumption that all persons could afford a single-family home with sufficient curtilage to protect their privacy interests. Like the majority in California v. Greenwood, 486 U.S. 35 (1988), the dissent assumes that the reasonableness of one’s expectation of privacy decreases as the garbage is placed farther from the curtilage of the home, or as the number of residents using a communal receptacle increases. Under this reasoning, persons living in single-family dwellings have a higher expectation of privacy in garbage left next to the house for pickup than do apartment dwellers leaving trash in a communal curbside receptacle because their refuse is in a location less accessible to scavengers and snoops. See United States v. Hedrick, 922 P.2d 396, 400 (7th Cir. 1991) (proper focus under Greenwood is whether garbage was readily accessible to public); People v. Whotte, 317 N.W.2d 266, 268 (Mich. Ct. App. 1982) (at one end of continuum is trash located close to single-family dwelling, and at other end of continuum is trash located off premises of multiple-unit dwelling). While most probably there is a greater risk that the garbage bags of those using curbside service, particularly apartment dwellers using communal receptacles, will be disturbed by unwanted meddlers, this is hardly a sound reason for concluding, in effect, that the police have carte blanche to subject to detailed scrutiny anyone’s trash that has been conveniently placed in such a location for pickup. Many people live in apartments because they cannot afford to own their own homes. Making the protection of Article
The dissent’s second suggested option also ignores the difficulties that the elderly or infirm might have in making a trip to the dump to discard private papers. Further, assuming that such an option is possible in all communities in this state, a fact not contained in the record or otherwise known to us, the people of this state should not have to take extraordinary measures to assure that authorities will be prevented from searching through private papers and effects that they choose to discard in the normal and customary manner of our modern society.
Under Greenwood and its progeny, even shredding papers will not ensure protection from the government’s reach. See United States v. Scott, 975 F.2d 927, 930 (1st Cir. 1992) (no privacy interest in shredded documents placed in trash).
The dissent asserts that we should be asking whether there is a search covered under Article 11, not whether a covered search must be pre-authorized by a warrant. The dissent is impliedly arguing that we have overlooked a review of defendant’s standing to raise the protection of Article 11, an issue that was not contested before either the trial court or this Court. Defendant’s alleged lack of standing flies in the face of our holding in Wood and can only be based on the ground that defendant abandoned his trash when he placed it outside for pickup, an argument we reject in our discussion in the text. See supra and infra at 120-21, 680 A.2d at 96-97. If we were to employ Wood to make it more difficult for persons to challenge police intrusions into their private affairs, we would reach precisely the opposit result intended by Wood, which sought to broaden the ability of defendants to challenge police searches merely by asserting a privacy interest. See State v. Wood, 148 Vt. 479, 490, 536 A.2d 902, 908 (1987) (test adopted here ensures that defendant with protected interest may challenge search intruding on that interest; “preliminary inquiry into the defendant’s standing looks no further than to determine whether the protected interest exists”).
Reference
- Full Case Name
- State of Vermont v. Richard Morris
- Cited By
- 75 cases
- Status
- Published