State v. Michael Grace
State v. Michael Grace
Opinion
¶ 1. Defendant appeals from a judgment of conviction of driving under the influence, *125 third offense, in violation of 23 V.S.A. §§ 1201(a) and 1210(d). Among other claims, defendant contends the trial court committed prejudicial error by proceeding with a motion-to-suppress hearing in defendant's absence. We agree, and therefore reverse the order denying the motion to suppress.
¶ 2. This case arose out of a motor vehicle stop that occurred on the evening of November 19, 2013, in the Town of Bristol, and resulted in a charge against defendant of driving under the influence. Prior to trial, defendant moved to suppress all evidence resulting from the stop and detention. The court held a hearing on the motion in March 2015. At the start of the hearing, the court inquired about defendant's absence, and defense counsel informed the court it was "my fault, or at least my office's fault" for failing to inform defendant that he should be there "in person for this." The court inquired whether there was "any issue of the defendant not being here today?" The prosecutor responded, "[a]s far as going forward with the hearing, no, your Honor." The court then reviewed Vermont Rule of Criminal Procedure 43 to "just [to] be sure," noted that it provided that a defendant's presence is not required "at a conference or argument on a question of law," and concluded, "So I don't see any issue." Defense counsel then stated that defendant, "for what it's worth ... is under waiver of appearance." The court acknowledged the waiver, and proceeded with the hearing. Defense counsel did not object to the hearing proceeding.
¶ 3. Officer Duplissis, a sergeant with the Vermont State Police, was the only witness to testify at the hearing. The officer explained that, on the night in question, he had just finished executing a search warrant at a residence on Route 116 in Bristol when he saw a truck drive by going "clearly in excess of the speed limit" and well over the center line into the other lane. The officer testified that he and another officer entered his cruiser and effected a motor vehicle stop. They then spoke with the driver-later identified as defendant-who acknowledged that he was speeding but explained that he had been followed by another vehicle through town.
¶ 4. Defense counsel cross-examined the officer briefly, questioned him about his location at the time he observed defendant's vehicle, and confirmed that his observation of the vehicle's speed was "purely visual" and not based on the use of a radar gun. Defense counsel then argued that a visual estimate of the vehicle's speed was inadequate to justify the stop, and posited that it was reasonable for a driver, observing several police cruisers on the side of the road, to cross the center line to give them "a little bit of space." The trial court denied the motion, finding on the record that the officer's training allowed him to make a reasonably accurate estimate of a vehicle's speed, and that there was no basis to support an inference that the vehicle crossed the center line to avoid the parked police cruisers.
¶ 5. The case proceeded to trial, where Officer Duplissis's account of the stop was largely consistent with his earlier testimony. He recalled further that, following the stop, the officers observed a "furtive movement" by defendant and, based on that, ordered him to exit the vehicle. As defendant opened the car door, Officer Duplissis "heard the clink of something metallic landing on the ground" and, concerned that it was a firearm, ordered defendant to show his hands. When he arrived at the vehicle, the officer observed that the object was a black box cutter.
¶ 6. Officer Duplissis then spoke with defendant, who told of being tailgated through Bristol and speeding to get away *126 from the following vehicle. While they were conversing, the officer observed that defendant's eyes were bloodshot and watery. In response to further questioning, defendant initially denied that he had consumed any alcoholic beverages that evening, but later acknowledged that he had a glass of wine. Based on these observations, the officer administered a number of field sobriety exercises, and subsequently arrested defendant for DUI and transported him to the police barracks for processing and blood alcohol testing. The test result was 0.099, which a State chemist calculated to be 0.121 at the time of operation.
¶ 7. Officer Neary, a trooper with the Vermont State Police, assisted with the stop. His account of the stop, detention, and arrest was largely consistent with that of Officer Duplissis, although he also recalled detecting an odor of alcohol from defendant's breath.
¶ 8. Defendant testified on his own behalf. He explained that he was a resident of Ohio but had been visiting his son and brother in Bristol on the day in question. He recalled that he had spent the day hunting but had eaten nothing and had one glass of wine with his son that evening. He stated that, as he was returning through town, he sped up to avoid another vehicle that was tailgating him. He denied, however, that he was speeding or that he had crossed the center line. At the time of the stop, defendant recalled that his vehicle had an Ohio license plate, that he was wearing a flannel with a vest, and had bushy hair.
¶ 9. Defendant's recollection of the events that occurred after the stop differed in several respects from that of the officers. He testified that the officers ordered him to put his hands up and exit the vehicle, and that their guns were drawn as they approached. He recalled that one of the officers then explained that they had just "come off a drug bust," and that the officer then asked defendant "where's the drugs?" and sought permission to search his vehicle. Before performing the field sobriety tests, defendant stated that he informed the officers that he had a bad back. He also testified that his eyes were always bloodshot and watery due to a crushed lumbar in his back for which he was taking medication. Defendant's son testified, as well, corroborating defendant's account of his activities that day, including his claim that he had only a glass of wine before leaving. Called to testify in rebuttal, Officer Duplissis denied that he had ever suspected defendant of possessing drugs or asked him where he kept his drugs, and offered that he had a certified "drug dog" with him during the stop which had stayed in the police cruiser.
¶ 10. As noted, a jury found defendant guilty as charged. He was sentenced to a term of one to three years, ten days to serve, and probation. This appeal followed.
¶ 11. Defendant contends that the trial court erred in proceeding with the suppression hearing in his absence. Absent an objection on this basis, we examine the claim for plain error, which requires the showing of a "glaring error so grave and serious that it strikes at the very heart of the defendant's constitutional rights."
State v. Yoh
, 2006 VT 49A, ¶ 39,
¶ 12. "One of the most basic rights guaranteed by the [Sixth Amendment] Confrontation Clause is the accused's right to be present in the courtroom at every stage of his trial."
Illinois v. Allen
,
¶ 13. Although we have not addressed the issue, these considerations have persuaded the vast majority of courts, state and federal, to hold that a suppression hearing constitutes a critical stage of a criminal trial in which the defendant enjoys a constitutional right to be present. See, e.g.,
United States v. Law
,
There is no justification for distinguishing between the defendant's right to "be present" in connection with testimony elicited at a trial on the propriety of a search and seizure and this same right in connection with testimony taken at a suppression hearing. ... The significance of the suppression hearing is such that the rationale for requiring the defendant's presence at the trial applies with equal force to require his presence at the suppression hearing. A denial of a motion to suppress evidence is a crucial step in a criminal prosecution: it may often spell the difference between conviction or acquittal..... [T]he defendant alone may be able to inform his attorney of inconsistencies, errors and falsities in the testimony of the officers or other witnesses. In such a circumstance to hold that his presence is not essential is to deprive him of the opportunity to defend a denial of due process....
People v. Anderson
,
¶ 14. These decisions demonstrate overwhelmingly that, where a court is asked to make factual findings based on the evidence presented at a suppression hearing, a defendant must be accorded the right to be present in order to confront the witnesses arrayed against him or her, to assist counsel in formulating a defense, and ultimately to ensure a fair hearing and reliable result. Here, the trial court conducted a full evidentiary suppression hearing, heard testimony, and entered findings. This was not a case where the only issue was one of law and the outcome could not have been affected by defendant's absence. Cf.
Johnson
,
¶ 15. Nor does the record support a finding that defendant voluntarily waived his right to be present. See
Dalli
,
¶ 16. The question thus remains whether, notwithstanding the absence of an objection, the trial court's decision to proceed without defendant's presence was an error so grave as to "strike[ ] at the very heart of the defendant's constitutional rights."
Yoh
, 2006 VT 49A, ¶ 39,
¶ 17. As discussed above, the court's decision to proceed without defendant's voluntary waiver of his right to be present was a fundamental violation of defendant's constitutional right to confront the witnesses against him and constituted a patent and obvious error. Also as discussed, the court's decision affected a substantial right. As noted, a suppression hearing represents a critical stage in a criminal prosecution. It can, and often does, "spell the difference between conviction or acquittal," and the defendant's presence may be crucial "to inform his [or her] attorney of inconsistencies, errors and falsities in the testimony of the officers or other witnesses."
Anderson
,
¶ 18. The record here shows that defendant's testimony at trial differed markedly from, and in several respects directly contradicted, that of the State's only witness at the suppression hearing. Had defendant been present at the suppression hearing, he could have testified to the same effect. In addition, defendant could have provided counsel with useful and potentially critical information in counsel's cross-examination of the witness. We cannot conclude with any confidence, therefore, that defendant's absence did not prejudicially affect the outcome of the proceeding. See
Grey
,
¶ 19.
*130
Finally, we conclude that the error "seriously affects the fairness, integrity or public reputation" of the judicial process.
Yoh
, 2006 VT 49A, ¶ 39,
The order denying defendant's motion to suppress is reversed, and the case is remanded for a new suppression hearing with defendant present unless he voluntarily waives that right. The judgment of conviction remains in effect unless and until the court on remand should decide to grant the motion to suppress, in which case we order the judgment reversed and a new trial afforded. If the motion to suppress is again denied, and the judgment thereby remains in effect, defendant may renew his appeal of the claims that were previously raised but not addressed by the Court in this opinion, by filing a notice with the Court within thirty days of the trial court ruling.
Reference
- Full Case Name
- STATE of Vermont v. Michael GRACE
- Cited By
- 4 cases
- Status
- Published