State v. Juan Villar
State v. Juan Villar
Opinion
¶ 1. This case addresses whether the government may dismiss an indictment or information pursuant to Vermont Rule of Criminal Procedure 48(a) while the case is pending on appeal. We conclude that it may. Accordingly, we hold that the trial court erred in denying the state's attorney's notice of dismissal. Pursuant to Rule 48(a), we vacate the conviction and dismiss the underlying charges.
¶ 2. In 2015, a jury found defendant guilty of operating a motor vehicle on a public highway while under the influence of intoxicating liquor, in violation of 23 V.S.A. § 1201(a)(2). The trial court sentenced defendant to six months to three years, all suspended except for fifteen days to serve, and placed him on probation. Defendant appealed his judgment to this Court in November 2015. Defendant's sentence was not stayed pending appeal.
¶ 3. The appeals process was slow. We granted several requests for additional time in which to file briefs, including time for supplemental briefs to address a recently decided U.S. Supreme Court case related to one of defendant's arguments. In August 2016, before the parties completed their briefing, they agreed to a stipulation and plea agreement. On the parties' request, this Court remanded the case to the trial court to consider the agreement, which the trial court denied. The case then returned to this Court. We again granted additional time for briefing, and then we granted another stipulated remand request, this time for dismissal without prejudice pursuant to Vermont Rule of Criminal Procedure 48(a). The trial court denied the notice of dismissal in March 2017 and denied a motion to reconsider in April 2017.
¶ 4. In denying the notice of dismissal, the trial court reasoned that Rule 48(a)"does not expressly authorize dismissal ... outside the timeframe of the prosecution," and it interpreted "prosecution" to mean pre-appellate proceedings:
Here, the State's "prosecution," involving numerous proceedings, including the trial of Defendant, sentencing, a violation of probation merits hearing and revocation of probation, has ended. There is, in effect, no prosecution, criminal proceeding, or trial to "terminate."
Consequently, the court held that Rule 48(a) did not "apply at this point in time."
¶ 5. We heard oral arguments in September 2017. By that time, both parties were focused solely on the Rule 48(a) dismissal issue, and they agreed that the trial court had erred in denying the state's attorney's notice of dismissal. Defendant began his oral argument by stating, "The trial court in this case rejected the prosecution's notice of dismissal when there was no rule, no statute, and no case law permitting it to do so, and the parties in this case agree that this is a threshold issue, and that the State should have been permitted to dismiss." The attorney for the State began his argument by stating, "I agree with everything that [defendant's attorney] just stated .... From the State's perspective, punishment has been met, the rehabilitation has been met, and we do have the authority to dismiss a case at any junction ...."
¶ 6. The legal issue in this case is whether Vermont Rule of Criminal Procedure 48(a) authorizes the state's attorney to dismiss a case with the defendant's consent not only during trial, but also after conviction and pending direct appeal. This is a question of law that is reviewed de novo.
State v. Amidon
,
¶ 7. In construing a procedural rule, we look first to the rule's plain language, just as with statutory construction.
Id.
¶ 16 ("In interpreting rules of procedure and evidence, we employ tools similar to those we use in statutory construction. ... [W]e consider its plain language and the purpose it was designed to serve."). The "plain, ordinary meaning" of the words control,
State v. Yudichak
,
¶ 8. Rule 48(a) states, "The attorney for the state may file a written dismissal of an indictment or information and the prosecution shall thereupon terminate. Such a dismissal may not be filed during the trial without the consent of the defendant." V.R.Cr.P. 48(a). On its face, Rule 48(a) authorizes the state's attorney to dismiss an indictment during the "prosecution" of a case. The rule's language limits the state's attorney's discretion by requiring the defendant's consent after trial has started. But nothing in the rule indicates that the prosecution's authority to dismiss a case is limited to pre-appellate proceedings. Because the government continues as a party to a criminal case during the appeals process, it logically continues its "prosecution" until all appeals are exhausted.
See
Korematsu v. United States
,
¶ 9. Federal case law interpreting the Federal Rule of Criminal Procedure 48(a) further supports our interpretation. Where state rules are based on or closely correspond with federal rules, federal interpretations of the rules are instructive. See Reporter's Notes, V.R.Cr.P. 1 ("Decisions of the federal courts interpreting the Federal Rules ... are an authoritative source for the interpretation of identical or closely similar provisions of the Vermont rules."); Reporter's Notes, V.R.Cr.P. 48 ("This rule is based on Federal Rule 48....");
Rule v. Tobin
,
¶ 10. Federal cases interpreting Federal Rule 48(a) acknowledge that the government's authority to dismiss an indictment, information, or complaint extends throughout the prosecution, and a prosecution includes appellate proceedings. As Korematsu v. United States stated:
As the Rule provides that upon the court's approval of a nolle prosequi , 1 the prosecution will terminate, it clearly contemplates action by the prosecuting agency only while control of the prosecution still lies, at least in part, with it .... [T]he prosecutor has no authority to exercise his nolle prosequi prerogatives at common law or to invoke Rule 48(a) after a person has been subject to conviction, final judgment, imposition of sentence and exhaustion of all appeals .... At that stage, there is no longer any prosecution to be terminated.
Korematsu
,
¶ 11. A substantial body of federal law joins in
Korematsu
's conclusion. For example, in
Rinaldi v. United States
, the U.S. Supreme Court held that a Federal Rule 48(a) motion to dismiss should have been approved, even though the motion was not made "until after the trial had been completed."
¶ 12. We also note that Vermont Rule 48(a) is not a statutory grant of power to the prosecution. Common law established the prosecution's authority; the rule merely changed the law's limitation on that authority. See Reporter's Notes, V.R.Cr.P. 48 (describing how Vermont Rule 48(a) changed "prior Vermont practice"); see also
State v. Dopp
,
¶ 13. Finally, we point out that the prosecution's right to dismiss an indictment is rooted in the executive branch's duty to execute the law. "[D]ismissal is a possibility while the case is still being actively prosecuted ... because Rule 48(a) and the right of
nolle prosequi
emanate from the Executive's power to initiate a criminal prosecution and to terminate a pending prosecution."
Korematsu
,
¶ 14. We need not determine whether the court may ever deny a notice of dismissal to which the defendant has consented. However, we note that even in the federal court system, where the government may never dismiss a prosecution without court approval, the court's discretion to deny dismissal is severely circumscribed. Where the defendant consents to dismiss, a federal court may deny dismissal only if the government is "motivated by considerations clearly contrary to the manifest
public interest."
Hamm II
,
¶ 15. In this case, the trial court read Vermont Rule 48(a) as restricting the prosecution's authority to pre-appellate proceedings only. The plain language of Vermont Rule 48(a) and federal case law interpreting Federal Rule 48(a) indicate that the timeframe of a "prosecution" extends through the "exhaustion of all appeals."
Korematsu
,
Defendant's conviction is vacated and the underlying charge is dismissed pursuant to Vermont Rule of Criminal Procedure 48(a) .
Nolle prosequi, a Latin term meaning "not to wish to prosecute," is a common-law rule that preceded Rule 48(a). See
Nolle prosequi
, Black's Law Dictionary (10th ed. 2014); 3B C. Wright et al., Federal Practice and Procedure Criminal § 802 (4th ed. 2017). It granted prosecutors the right to "abandon" a prosecution. See Nolle prosequi,
supra
. Courts often discuss Rule 48(a) and nolle prosequi together. See
United States v. Salinas
,
Note that under the federal rule, the prosecution must obtain the court's consent throughout the proceeding, including before trial. F.R.Cr.P. 48(a). In contrast, the Vermont rule requires only the defendant's consent, and only after trial has started. V.R.Cr.P. 48(a).
Reference
- Full Case Name
- STATE of Vermont v. Juan VILLAR
- Cited By
- 12 cases
- Status
- Published