State v. Richared E. Ladue
State v. Richared E. Ladue
Opinion of the Court
¶ 1. Defendant appeals his conviction for driving under the influence (DUI), arguing that: (1) the State's principal witness testified on a matter that violated the trial court's pretrial ruling granting defendant's motion in limine; (2) the court erred in overruling defendant's objection to the prosecutor eliciting testimony from the State's principal witness that defendant never reported to police that he was not driving his vehicle on the night in question; (3) the prosecutor made several impermissible statements during his opening statement and closing argument regarding defendant's failure to inform police that he was not the driver; and (4) in attempting to define the term "reasonable doubt," the court diminished the constitutional burden of proof imposed on the State, thereby committing structural error that requires reversal of defendant's conviction. We affirm.
I. Facts and Procedural History
¶ 2. With some notable exceptions, the facts are largely undisputed. At approximately 11:05 p.m. on January 27, 2014, Officer Richard Weinisch was dispatched to a residence in Burlington to investigate a report of a hit-and-run accident. A woman at the residence reported hearing a crash and seeing a late 1990s silver-colored Honda with loud exhaust backing away from a Subaru wagon that had been damaged. After looking for the Honda, Officer Weinisch returned to the scene of the accident and observed a silver Honda parked nearby. The witness to the accident identified the vehicle as the one involved in the accident. Officer Weinisch ran the license plate number through dispatch, identified defendant as the registered owner, and proceeded to defendant's listed address.
¶ 3. When Officer Weinisch arrived at that residence, he spoke to defendant's mother, who informed him that defendant was not home. Officer Weinisch left the residence, but as he was entering his patrol car parked across the street, he observed the same silver Honda turn into the *433driveway of the residence. Officer Weinisch proceeded up the driveway on foot as the car pulled into a parking space at the end of the driveway to the left, close to the rear of the residence. According to Officer Weinisch's trial testimony, the first question he asked defendant, in investigating the hit-and-run accident, was whether anybody else had driven his car that night, to which defendant replied, "no." Officer Weinisch did not notice any visible damage to the car, and defendant denied any knowledge of the accident.
¶ 4. During the conversation, Officer Weinisch observed that defendant's eyes were bloodshot and watery and that there was a strong odor of alcohol emanating from his breath. Upon inquiry, defendant advised the officer that he had consumed three alcoholic drinks earlier in the evening. Suspecting that defendant was impaired, Officer Weinisch asked him to perform field dexterity exercises, to which defendant agreed. Based on his experience and training, the officer concluded that defendant did not successfully perform the exercises. Defendant then agreed to submit a preliminary breath test (PBT), which revealed a blood-alcohol concentration (BAC) of .150, nearly double the legal limit. At that point, Officer Weinisch arrested defendant and brought him to the police station for DUI processing, where at 12:45 a.m. defendant produced a breath sample indicating a BAC of .122.
¶ 5. During the processing interview, defendant stated that he drove his vehicle from the site of the hit-and-run accident into the driveway of his mother's residence, where he was confronted by Officer Weinisch. Defendant signed a form acknowledging that he made those statements to the interviewing officer.
¶ 6. On February 11, 2014, defendant was charged with DUI, first offense. Defendant filed a motion to suppress, claiming that there was no legal basis for the stop that resulted in his arrest for DUI. Following an April 16, 2014 hearing, the trial court denied the motion. A jury trial was held on May 21, 2014. At the trial, defendant, his mother, and his cousin all testified that defendant's cousin, and not defendant, was driving defendant's car on the night in question. Following the presentation of evidence, the jury found defendant guilty. Defendant moved for a new trial, arguing that two questions the jury posed to the trial court after it retired to deliberate indicated that it had switched the burden of proof from the State to defendant. The court denied the motion and later sentenced defendant to six-to-twelve months incarceration, all suspended, with a probationary term under special conditions.
II. Testimony Concerning the Horizontal Gaze Nystagmus Test
¶ 7. Defendant first argues that the State's principal witness, Officer Weinisch, testified about a matter in violation of the trial court's grant of defendant's pretrial motion in limine, and that the testimony prejudiced him. We conclude that any error in admission of the testimony was harmless.
¶ 8. On the morning of the trial, defense counsel stated that she had some motions in limine, the first of which was to preclude Officer Weinisch from testifying about the horizontal gaze nystagmus (HGN) test that he had given defendant "because he's not qualified as an expert to do so." The State responded, "That's fine," and the court stated, "Okay." Later, during the direct examination of Officer Weinisch, the prosecutor asked the officer what he did after he observed that defendant exhibited indicia of intoxication, to which the officer replied: "The first thing I did *434was the horizontal gaze nystagmus test in the driveway." The prosecutor immediately asked the officer what other tests he had defendant perform, at which point the testimony focused on the other two field dexterity exercises and defendant's poor performance of those exercises. The prosecutor later asked Officer Weinisch if he formed an opinion as to defendant's level of intoxication based on his observations of defendant and defendant's performance of the exercises. The officer stated that he believed defendant to be over the legal limit to operate a vehicle, but that, to "elaborate further ... I'd have to refer to the HGN, which I believe we're not doing."
¶ 9. Defendant argues that this testimony, particularly this last response by Officer Weinisch, constituted reversible error because a BAC above .08 creates only a permissible inference of impairment, see 23 V.S.A. § 1204(a)(2), and does not preclude a jury from relying on other evidence to find impairment, id. § 1204(b). We find no reversible error. State v. Kinney,
¶ 10. In this case, the offending evidence had virtually no strength at all, while the State's evidence of defendant's impairment was very strong. Although it was the State's burden to prove impairment beyond a reasonable doubt, defendant did not challenge the notion that he was impaired, instead focusing exclusively on his claim that he was not driving his car. For its part, the State presented substantial, unchallenged evidence as to defendant's impairment. Officer Weinisch testified that defendant's eyes were bloodshot and watery and that a strong odor of alcohol emanated from his breath. The officer also testified, without objection, as to defendant's failure to successfully perform two field dexterity exercises. Moreover, defendant's evidentiary breath sample was well over the legal limit. Given this evidence of impairment, Officer Weinisch's brief referral to the HGN test, even given the suggestion that the results of the test indicated impairment, was harmless beyond a reasonable doubt.
III. Testimony Concerning Defendant's Silence Before Trial
¶ 11. Next, defendant argues that the trial court erred in overruling his objection to the prosecutor's final question on redirect examination of Officer Weinisch, which elicited a response that defendant never contacted police regarding his claim that he was not the driver on the night in question. Again, we conclude that any error in the admission of this testimony was harmless, if error at all.
¶ 12. The exchange at issue was as follows:
*435PROSECUTOR: And one final question, Officer. In the three months following this investigation, did the defendant or any of the defendant's friends or relatives, ever call you or the Burlington Police Department, to your knowledge, to indicate that somebody else was driving that night?
DEFENSE COUNSEL: Your Honor, I'm going to object with this question as it respects [defendant], as I believe it suggests to the jury that he had some obligation, which-
THE COURT: No-
DEFENSE COUNSEL: -under the Fifth Amendment, he does not have.
THE COURT: No, the objection is overruled.
PROSECUTOR: Can you answer the question?
OFFICER WEINISCH: So at no point in time from the beginning of my investigation that night through today, did anybody including defendant ever tell me that he was not driving that vehicle.
¶ 13. In a one-paragraph argument, defendant asserts that admission of evidence of his silence was error, citing the U.S. Supreme Court's decision in Doyle v. Ohio,
¶ 14. We conclude that defendant's reliance upon Doyle and Mosher is misplaced, given the circumstances of the instant case. But before examining the relevant case law, we emphasize two points. First, as we explain in detail in considering defendant's third argument challenging statements made by the prosecutor during his opening statement and closing argument, the State was aware that the defense witnesses, including defendant, were going to testify at trial that defendant was not driving his car on the night in question. Second, although the challenged testimony technically came in during the State's case in chief, it was admitted on redirect examination, essentially to rehabilitate the principal witness, Officer Weinisch, following defendant's cross-examination of the officer. Cf. State v. Chambers,
¶ 15. During the course of what amounts to twenty-three pages of transcript, Officer Weinisch testified on direct examination as *436to what occurred on the night in question, including that: (1) he told defendant's mother that defendant's car may have been involved in an accident and that defendant needed to call him so he could determine who, if anybody, had been driving defendant's car; (2) a few minutes later, as he walked up the driveway behind defendant's car, which had just pulled in, he lost sight of the front of the car for "two, three seconds"; (3) as he approached defendant's car, he observed defendant exiting the driver's seat from a seated position and saw no one else get out of the car; (4) the first thing he asked defendant-in connection with the reported accident and before he observed any indicia of intoxication-"was if anybody else had been driving his vehicle that night"; (5) defendant responded "no" to that question; (6) during the ensuing discussion, he observed indicia of intoxication, and his suspicion that defendant had been driving while intoxicated was confirmed by results of the field dexterity exercises defendant performed and the preliminary breath test defendant provided; (7) he then arrested defendant and advised him, among other things, that he had a right to remain silent and to speak to a lawyer; (8) defendant waived those rights and decided to speak to him; and (9) in response to questions on the DUI affidavit form defendant signed, defendant indicated that he had driven from the scene of the hit-and-run to his mother's home, where Officer Weinisch confronted him.
¶ 16. At no time during this direct examination of Officer Weinisch-the State's only witness other than a state chemist who testified about the breath test result-did the prosecutor question the officer as to whether defendant had ever informed police after his arrest and DUI processing of his claim that his cousin had actually been the driver of the car.
¶ 17. On cross-examination, defense counsel immediately attacked Officer Weinisch's reliability and credibility as to who was driving defendant's car that night. Defense counsel got Officer Weinisch to acknowledge that he could not see who was driving the car while it was moving up the driveway toward the parking area behind the house.
Q: Okay. And you did lose sight of the vehicle, I believe you said for a matter of two or three seconds?
A: I did.
Q: Okay.
A: Just the passenger compartment of the vehicle. I could still see the ... trunk area of the vehicle. But ... I could not see the doors of the vehicle.
Q: So you don't really know whether [defendant] was the only person in the car.
A: No. I do.
Q: Well, you said that you couldn't see the whole vehicle and you lost sight of most of the vehicle for two to three seconds.
A: Two or three seconds, while the vehicle was pulling into a parking spot.
Q: So you don't know what happened during those two or three seconds, do you?
A: The vehicle parked.
Q: But you couldn't see it?
A: I could see the vehicle moving into a parking spot, so-*437Q: You could not see the entirety of the vehicle. Is that what you testified before?
A: Yes.
¶ 18. In response to this line of questioning attacking Officer Weinisch's reliability and credibility as to who was driving defendant's car, the prosecutor attempted to rehabilitate the officer's prior direct testimony by asking him two questions on redirect examination: (1) whether he saw anybody else around defendant's car after he made contact with defendant; and (2) whether, to his knowledge, in the three months since that night, either defendant or his relatives called police to indicate that someone other than defendant had been driving defendant's car that night. It is the latter question, and defendant's response to that question, to which defendant objects.
¶ 19. As noted, defendant relies primarily on Doyle to support his claim of error. In that case, the U.S. Supreme Court considered "whether a state prosecutor may seek to impeach a defendant's exculpatory story, told for the first time at trial, by cross-examining the defendant about his failure to have told the story after receiving Miranda warnings at the time of his arrest."
¶ 20. The Court explicitly noted, however, that it was not considering if the prosecution's cross-examination of a defendant on his or her general pretrial silence regarding an exculpatory story presented at trial amounts to constitutional error, stating that such "averments of error present different considerations from those implicated by cross-examining ... defendants as to their silence after receiving Miranda warnings at the time of arrest."
¶ 21. Over the ensuing years, the U.S. Supreme Court has clarified, and in some respects narrowed, the scope of the holding in Doyle. On multiple occasions, the Court has reiterated that the Doyle holding "rests on 'the fundamental unfairness of implicitly assuring a suspect that his silence will not be used against him and then using his silence to impeach an explanation subsequently offered at trial.' " Wainwright v. Greenfield,
¶ 22. As noted, in the instant case, defendant was given Miranda rights, but elected to waive them and speak to police. After doing so, he informed the officer during DUI processing that he had driven his car from the scene of the hit-and-run accident "into [the] driveway" of his mother's residence, where Officer Weinisch confronted him. At trial, however, he testified that he told Officer Weinisch at the time the officer confronted him in his driveway that he had not been driving his car-which is directly inconsistent not only with Officer Weinisch's testimony, but also with his statement to Officer Weinisch during DUI processing after waiving his Miranda rights, as reflected on a DUI statement form that defendant signed.
¶ 23. In Wainwright, in contrast to the instant case, the defendant exercised his right to remain silent after being read his Miranda rights.
¶ 24. For similar reasons, we find unavailing defendant's reliance on State v. Mosher, which in turn relied upon Doyle. In Mosher, we found reversible error in the prosecution's use in its case in chief of the defendant's silence after being confronted with inculpatory evidence during a police interview. In that case, however, we concluded that the prosecution was foreclosed from presenting substantive evidence of the defendant's conduct at the end of the interview because the eighteen-year-old defendant "effectively reasserted" his Miranda rights, including his right to *439remain silent, by walking out of the interview. See Mosher,
¶ 25. To be sure, in Mosher we found "no authority for the proposition that it is not error for the State to use defendant's silence as substantive evidence of guilt."
¶ 26. In short, neither Doyle nor Mosher are controlling, given the circumstances of this case. In fact, no U.S. Supreme Court decision supports the proposition, as argued by defendant, that the prosecution cannot reference in its case in chief defendant's silence regarding an exculpatory defense leading up to trial where the defendant had waived his Miranda rights at the time of the arrest and made inculpatory statements inconsistent with that defense. Nor does any decision support the proposition that the prosecution cannot present rehabilitative testimony regarding such silence on redirect examination following defense counsel's attack during cross-examination on the reliability and credibility of the prosecution's principal witness concerning the inconsistent exculpatory defense. Indeed, neither proposition is supported by the rationale of Doyle and its progeny.
¶ 27. The dissent contends that our affirmance of defendant's conviction violates "clear" and "plain" precedent prohibiting the prosecution from commenting on silence, as opposed to prior inconsistent statements. Post,¶¶ 51, 61. In fact, there is no such clear and plain precedent. Indeed, the case law cited by the dissent in support *440of this proposition demonstrates that the right on which the dissent relies is far more conditional and limited than the dissent recognizes.
¶ 28. Several of the cases the dissent cites are distinguishable from the instant case because they involved situations in which the prosecution commented on silence when there were no prior inconsistent statements and/or no waiver of Miranda rights. For example, the dissent cites multiple times to United States v. Canterbury,
¶ 29. Another case cited by the dissent, Grieco v. Hall,
¶ 30. In this case, following his arrest, defendant told police during DUI processing that he had driven to his residence on the night in question. As the U.S. Supreme Court stated in Charles: "Each of two inconsistent descriptions of events may be said to involve 'silence' insofar as it omits facts included in the other version. But Doyle does not require any such formalistic understanding of 'silence'...." Charles,
¶ 31. In any event, given the unique circumstances of this case, we need not determine if admission of the challenged testimony was error, insofar as we conclude that any error was harmless beyond a reasonable doubt. As noted, "error in the admission of evidence does not compel reversal of a criminal conviction where it is clear beyond a reasonable doubt that the error was harmless, considered in light of the strength of the State's case apart from the offending evidence and the strength of the offending evidence itself."
*441Kinney,
¶ 32. Officer Weinisch testified that in walking up the twenty-yard-long driveway behind defendant's car as it was pulling into the driveway, he lost sight of all but the rear of the car for only two to three seconds while the car turned into a parking spot behind the house. Moreover, Officer Weinisch testified that he actually observed defendant exiting the driver's seat of the car. The jurors would have had to suspend disbelief to conclude that in those two to three seconds defendant got out of the passenger side of the car, ran around the front of the car, took the car keys from his cousin exiting the driver's seat (who was somehow unseen by the officer as he entered the residence), and then appeared to be getting out of the driver's seat as Officer Weinisch regained a full view of the car.
¶ 33. Officer Weinisch also testified that defendant told him immediately after being confronted at the end of the driveway that no one else was driving his car that night. When Officer Weinisch asked defendant if anyone else had driven his car, the officer was investigating the hit-and-run accident, not a DUI. Defendant's response to the officer was consistent with the statements defendant made shortly thereafter during DUI processing after he waived his Miranda rights. Thus, although defendant testified at trial that he told Officer Weinisch he was not the driver, this is not a pure credibility contest. Cf. Kinney,
¶ 34. The most probative evidence on driver identity in this case, aside from Officer Weinisch's testimony, was defendant's own statement during DUI processing after waiving his Miranda rights indicating that he was driving his car on the night in question.
¶ 35. Moreover, defendant's Doyle argument is essentially based on the timing of Officer Weinisch's challenged trial testimony. Defendant, as well as his mother and cousin, testified at trial that the cousin was driving defendant's car on the night in question-and defense counsel cross-examined those witnesses on that testimony without objection. The defense presented the testimony of defendant's cousin, defendant's mother, and then defendant, each of whom repeated on direct examination the same story-in the two to three seconds that the officer could not see the passenger compartment of defendant's car as it was pulling into the parking spot behind the house, defendant exited the front passenger seat of his car and went around the front of the car to take his keys from his cousin, who had been driving the car but felt sick and rushed into the house to throw up. Apart from the question of how this could have happened in the two or three seconds that Officer Weinisch lost sight of the front of the car as it was pulling into the parking space, the story is directly inconsistent with Officer's Weinisch's testimony that he observed defendant exiting the driver's seat of the car. Defendant also testified-contrary to Officer Weinisch's testimony-that he told Officer Weinisch that his cousin had been driving the car and not him. But, as noted, that testimony was inconsistent with defendant's own statement made shortly after the stop during DUI processing that he was driving the car.
¶ 36. The prosecutor was entitled to cross-examine defendant by impeaching his prior testimony that he told Officer Weinisch he was not the driver that night. See Charles,
¶ 37. Because the only defense in this case was the "I was not the driver" defense, the jury was going to hear, through cross-examination of the defense witnesses, evidence of defendant's inconsistent contemporaneous statement that he was driving, as well as Officer Weinisch's rebuttal testimony. This is not a situation, like the one in Mosher, where defendant's decision to testify may well have been influenced by Officer Weinisch's answer to the one challenged question on redirect. See
¶ 38. For all of the above reasons, we conclude that any error in allowing the challenged question on redirect examination of Officer Weinisch was harmless beyond a reasonable doubt.
IV. Opening and Closing Statements
¶ 39. Defendant also argues that the prosecutor made a number of impermissible comments during his opening statement and closing argument. Because defendant did not object to any of these comments at trial, we examine them for plain error. State v. Fellows,
¶ 40. Defendant first points, once again, to comments made by the prosecutor with respect to defendant's failure to tell police prior to trial that he was not driving his car on the night in question. To fully explain why we find no plain error as to these comments, we set forth the origin of defendant's driver-identity defense and reiterate how it unfolded at trial.
¶ 41. Defendant first raised the "I was not the driver" defense at a hearing on his motion to suppress held approximately one month before trial. Although his motion was directed at the alleged unreasonableness of the stop, his principal trial defense became clear. Towards the end of defense *444counsel's cross-examination of Officer Weinisch at the motion hearing, the officer explained the length and layout of the driveway and confirmed his previous testimony on direct examination that he saw only defendant exit defendant's car and that defendant told him that he was the only person who had driven the car that evening. Defendant then presented the testimony of his mother, who stated, as she later did at trial, that defendant's cousin, not defendant, was driving defendant's car on the night in question. The prosecutor cross-examined defendant's mother as to why she did not tell Officer Weinisch that defendant's cousin was driving the car the night of the accident. On rebuttal, Officer Weinisch reiterated that defendant was the only person who exited the car, that defendant told him no one else had driven the car that evening, and that defendant never indicated that his cousin was driving the car. Defendant neither objected to this testimony nor filed a motion in limine to exclude the testimony at trial.
¶ 42. Thus, one month later at the trial, the State was aware that defendant's three witnesses, including defendant, were going to testify that defendant had not been driving his car at the time of his encounter with Officer Weinisch. In his opening statement, the prosecutor explained to the jurors that he wanted to give them "some picture of the evidence" they were to hear that day. Toward the end of his statement, the prosecutor told the jury that defense witnesses were going to testify that in the few seconds that Officer Weinisch lost sight of defendant's car, notwithstanding that the officer would testify he observed defendant exit the vehicle, "somebody else actually jumped out of the driver's seat and ran inside the house before Officer Weinisch made it all the way up the driveway." The prosecutor then stated: "The evidence will show that neither on that night, nor in the months that have passed since the arrest, until about one month ago, at no time did the defendant or his mother call the Burlington Police Department to tell them that somebody else was driving." The prosecutor told the jury that it was their "job as jurors to assess the credibility of all of the witnesses you see here today."
¶ 43. Rather than objecting to any of these comments, defense counsel reiterated to the jurors in her opening statement that, as the prosecutor had just told them, they would hear inconsistent accounts of what happened on the night in question, and specifically, that they would hear why none of the defense witnesses reported to police that it was actually defendant's cousin who was driving that night.
¶ 44. During closing argument following the presentation of evidence, the prosecutor referred to Officer Weinisch's testimony that he observed defendant in the process of exiting the driver's seat and that defendant told him he had driven his car from the scene of the hit-and-run accident to his mother's house and that nobody else had driven his car that night. The prosecutor acknowledged the defense witnesses' exculpatory story, but stated: "You heard Officer Weinisch testify that neither on that night nor in the months following the incident, did the defendant or any of defendant's family tell him that anybody besides the defendant was driving the vehicle." The prosecutor further acknowledged defendant's testimony that he told Officer Weinisch he was not driving that night, but noted that defendant did not complain to "the Burlington Police Department regarding the alleged misconduct of Officer Weinisch."
¶ 45. Again, given the unique circumstances of this case and for the reasons set forth above, we find no plain error in the prosecutor's comments. Although a *445suspect is not required to provide an exculpatory explanation to police, that does not mean that the State is "precluded from using a suspect's lack of explanation prior to arrest to rebut an explanation offered by the defense at trial." State v. Longley,
¶ 46. Defendant also cites as impermissible the prosecutor's comments suggesting to the jury that defendant did not want to be accountable for his actions and questioning what motivation Officer Weinisch would have for lying under the circumstances. The prosecutor's accountability statements were both extremely brief and followed immediately by a summation of the evidence regarding driver identity. As for the motivation comment, the prosecutor cited the evidence and asked the jurors to ask themselves what motive Officer Weinisch would have had for indicating in his report that defendant had acknowledged he was driving if in fact he had told the officer that his cousin was driving. The prosecutor was suggesting that Officer Weinisch should be believed because of the evidence presented at trial-which included defendant's contemporary written acknowledgment of being the driver-not because he was a police officer. Immediately before summarizing the evidence, the prosecutor told the jurors that it was their "job as jurors to assess the credibility of all the witnesses you see here today. It's in your hands to decide what you believe and what you don't believe." Again, we find no plain error.
¶ 47. The other statements that defendant cites on appeal were the prosecutor's suggestions that defendant's membership in the Vermont National Guard and the fact that he lived with his mother and paid some of the household expenses may have motivated him and his mother to fabricate the story about the cousin driving. The prosecutor suggested, while acknowledging that he did not know, that defendant might be concerned about how a conviction could affect his status in the Vermont National Guard and that his mother might be concerned that a conviction could affect her son's support for the household.
¶ 48. Although defendant testified on direct examination that he was a member of the Vermont National Guard, and his mother testified that defendant lived with her and paid some household expenses, it was speculative for the prosecutor to suggest that these facts may have motivated them to fabricate the driver-identity story. See State v. Reynolds,
¶ 49. "A defendant seeking reversal of a conviction based on an allegedly improper closing argument must show not only that the prosecutor's argument was improper, but also that it impaired the defendant's right to a fair trial." State v. Hemond,
V. Reasonable Doubt Instruction
¶ 50. Finally, defendant argues that the trial court's attempt to define reasonable doubt by stating in part that the jury must have "great certainty"-as opposed to "utmost certainty"-amounted to structural error that requires reversal. We recently rejected the same argument with respect to the same instruction given by the same judge. State v. Levitt,
Affirmed.
Defendant did not object to either response in which Officer Weinisch mentioned the HGN test. "Once the court makes a definitive ruling on the record admitting or excluding evidence, either at or before trial, a party need not renew an objection or offer of proof to preserve a claim of error for appeal." V.R.E. 103(a)(2). But when the trial court makes "only a preliminary ruling denying the defendant's motion in limine to exclude the testimony," then a defendant must object to the testimony at trial when it is presented. See State v. Brink,
In relevant part, the Fifth Amendment provides that no person "shall be compelled in any Criminal Case to be a witness against himself [or herself] ... without due process of law." U.S. Const. amend. V. In relevant part, the Fourteenth Amendment provides that no state "shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law." U.S. Const. amend. XIV, § 1.
During the April 16, 2014 motion hearing, the State presented Officer Weinisch's unchallenged testimony, which is apparent from exhibit photographs, that the driveway was about twenty yards long, at the end of which there were parking spots just to the left behind the house.
We do not suggest, as the dissent implies, that this standard is the equivalent of determining whether the jury "could have" rendered a guilty verdict absent the claimed constitutional error. Post, ¶ 63.
The dissent seeks to downplay this evidence, which severely undercut defendant's story at trial that he was not driving his car. In response to the officer's questions asking defendant where he was driving from and to, defendant answered from Maple Street (the scene of the accident) into his driveway, thereby acknowledging that he was operating his vehicle on the night in question. The dissent states that these answers did not amount to an admission that he was operating his car at the time it was stopped. Even defendant does not make such an argument. Construing defendant's responses as not acknowledging he was driving his car would "artfully blur[ ] the facts." Post , ¶ 65 n.15.
Dissenting Opinion
¶ 51. The majority improperly conflates a prosecutor's ability to impeach a defendant using the defendant's post- Miranda statements with prosecutorial comments intended to elicit meaning from a defendant's post- Miranda silence. No caselaw supports this conflation; rather, all of the relevant precedent makes clear that commenting on a defendant's post- Miranda silence in this manner is a violation of due process. In this case, moreover, the use of defendant's silence was especially egregious because the State employed it as evidence of guilt in its opening statement, case in chief, and closing argument. Such an error is not harmless. Not only did the evidence of defendant's silence directly attack the only disputed element of the charge, but every court that has confronted a similar constitutional error has concluded that it was not harmless, including this Court. I dissent.
I. Defendant's Fifth and Fourteenth Amendment Rights
¶ 52. A defendant's post- Miranda silence generally cannot be used. See United States v. Moore,
*447¶ 53. In the foundational case examining the use of silence for impeachment, Doyle v. Ohio, the U.S. Supreme Court held that a prosecutor could not use a defendant's post- Miranda silence to impeach the defendant.
¶ 54. Subsequently, the Supreme Court made clear that the due process concerns articulated in Doyle do not preclude prosecutors from impeaching defendants with their post- Miranda statements in certain limited circumstances.
¶ 55. In the following years, the circuit courts refined the application of this rule, uniformly concluding that, although a prosecutor may cross-examine a defendant *448about the subject matter of his statements made post- Miranda, the prosecutor may not draw meaning from the defendant's post- Miranda silence, even if the defendant spoke after receiving Miranda warnings.
¶ 56. In addition to the importance of determining if the prosecutor intended to infer guilt from the defendant's silence, subsequent precedent also makes clear that the State's use of a defendant's post- Miranda silence as affirmative proof is an especially offensive violation of due process rights. In Wainwright v. Greenfield, the prosecution attempted to use the defendant's post- Miranda silence as substantive evidence of the defendant's sanity.
¶ 57. Thus, to summarize the current law, the prohibition against using a defendant's post- Miranda silence grew from the core privilege against self-incrimination guaranteed by the Fifth Amendment, Griffin,
¶ 58. Given this precedent, the State's use of defendant's post- Miranda silence in this case was error for several reasons. First, the State raised defendant's post- Miranda silence during its case in chief, on redirect examination of the officer.
¶ 59. Moreover, even if the majority is correct that, because redirect examination is rehabilitative in nature, it is legally distinct from producing evidence on direct examination, the State did not confine its "rehabilitative" question to the statements defendant made during his DUI processing.
*450Instead, the prosecutor's question "was designed to suggest an inference of guilt from ... defendant's post-arrest silence" during the months leading up to trial. See Canterbury,
¶ 60. On redirect examination of Officer Weinisch, the State asked the officer, "In the three months following this investigation, did the defendant or any of the defendant's friends or relatives, ever call you or the Burlington Police Department, to your knowledge, to indicate that somebody else was driving that night?" Plainly, this question was intended to draw meaning from defendant's silence and was not focused on the statements defendant made during his DUI processing. A similarly improper question occurred in Laury,
¶ 61. Despite this plain precedent, the majority position allows the State unfettered use of a defendant's silence as long as the defendant spoke after receiving Miranda warnings. This is simply not the law.
II. Harmless Error
¶ 62. Further, this error was not harmless because the error affected defendant's substantial rights. See V.R.Cr.P. 52(a) ("Any error, defect, irregularity or variance which does not affect substantial rights shall be disregarded."). Error is harmless if we can say beyond a reasonable doubt that the jury would have convicted absent the error. See State v. Lynds,
¶ 63. To begin, contrary to the majority's claim, the appropriate standard for considering whether a Doyle violation was harmless error does not depend solely on "the strength of the State's case apart from the offending evidence and the strength of the offending evidence itself." State v. Kinney,
1. The use to which the prosecution puts the postarrest silence.
2. Who elected to pursue the line of questioning.
....
4. The intensity and frequency of the reference.
5. The availability to the trial judge of an opportunity to grant a motion for mistrial or to give curative instructions.
Canterbury,
¶ 64. In this case, because the "mere great weight of evidence of guilt will not obviate a constitutional error,"
¶ 65. Most important, the State frequently used defendant's silence to guide the jury's consideration of the core issue disputed at trial: the driver's identity. To convict defendant of driving under the influence, the State needed to prove that defendant operated his vehicle. See 23 V.S.A. § 1201(a)(1). Most of the evidence cited by the majority, circumstantial or otherwise, did not point to the vehicle's operator. The only evidence the State submitted to prove that defendant drove the car was the testimony of the investigating officer and the DUI affidavit.
¶ 66. To bolster the officer's credibility, the State attempted to discredit defendant's exculpatory version of the events by commenting on defendant's silence. Specifically, the State made four direct references to defendant's silence.
¶ 67. First, the State told the jury in its opening statement that "neither on that *453night, nor in the months that have passed since the arrest, until about one month ago, at no time did the defendant ... call the Burlington Police Department to tell them that somebody else was driving."
¶ 68. Next, after defendant's cross-examination of the officer established that the officer did not actually see the car's operator and that he lost sight of the vehicle for several seconds on defendant's driveway, the State used defendant's pretrial silence to attack defendant's claim that defendant's cousin drove the car that night. Specifically, the prosecutor asked the investigating officer if defendant had ever, in the months leading up to the trial, called the officer or the Burlington Police Department to "indicate that somebody else was driving that night?" Defendant objected to this line of questioning, pointing out that defendant had no obligation under the Fifth Amendment to provide an exculpatory story to the police. The trial court overruled defendant's objection, and the officer testified that defendant never told him that someone else was driving the vehicle or contacted the police department.
¶ 69. Third, while cross-examining defendant, the State focused on defendant's failure to further protest his arrest and his failure to tell the police during the months leading up to trial that his cousin drove the car. In particular, the State asked whether, "after that night, and the last three months ... [defendant] ever file[d] a complaint with the Burlington Police Department" and pointed out that the trial was "the first time that [defendant] ..., made any kind of public statement." At this point, defendant objected again and the trial court sustained the objection, apparently recognizing the constitutional rights the majority erroneously rejects.
¶ 70. Finally, in the closing arguments, the State highlighted the officer's testimony and again noted "that neither on that night, nor in the months following that incident, did the defendant or any of defendant's family tell [the officer] that anybody besides the defendant was driving the vehicle."
¶ 71. Together these statements demonstrate that defendant's post- Miranda silence was a central theme of the State's case and aimed at influencing the jury's credibility determination. The State's comments about defendant's post- Miranda silence were extensive, continued throughout the proceeding, and were a direct attack on defendant's credibility. The State implied, in all of these instances, that defendant was guilty because defendant failed to provide his exculpatory story at arrest and in the months prior to his trial. As described above, these comments violated settled law. See, e.g., Canterbury,
¶ 72. Despite this clear precedent, the majority concludes that the error was harmless because defendant's post- Miranda statements ultimately would have been admitted to impeach the statements defendant made during his arrest or to rebut the other witnesses' testimony.
¶ 73. I am authorized to state that Justice Robinson joins this dissent.
Critically, the Doyle decision rested on due process grounds, not on the Fifth Amendment privilege against self-incrimination. See Wainwright v. Greenfield,
Use of defendant's prearrest silence for impeachment purposes is permissible. See Jenkins v. Anderson,
This is a formulation adopted by all of the circuit courts. See, e.g., United States v. Ware,
The specific question to the defendant was as follows: "[I]sn't it-I'll just rephrase it. Isn't it a fair statement that at no time after your arrest on August 29, either at the Burger King or at the police station, did you ever state to the police officer I've been set up?" Canterbury,
As described above, a prosecutor may impeach a defendant using the inconsistent statements he or she made after receiving Miranda warnings. See Jenkins,
The majority claims, without citing to any precedent, that, because defendant's counsel raised the exculpatory version of events in a suppression hearing prior to trial, the State was aware of defendant's trial strategy and, as a result, at trial, could comment on defendant's silence prior to defendant presenting his exculpatory story. But defendant did not testify at the suppression hearing and, thus, any comments regarding his silence were first raised by the State in its opening statement. Second, even if defendant did testify at the suppression hearing, it is well-settled that "when a defendant testifies in support of a motion to suppress evidence ... his testimony may not thereafter be admitted against him at trial on the issue of guilt unless he makes no objection." Simmons v. United States,
In fact, the State did attempt to pursue the same improper questioning in its cross-examination of defendant:
STATE. You never protested, correct?
DEFENDANT. Correct
STATE. And after that night, and the last three months, you-did you ever file a complaint with the Burlington Police Department?
DEFENDANT. I had not.
STATE. Did you ever call the Burlington Police Department to complain about Officer Weinisch's conduct?
DEFENDANT. No.
STATE. And in fact, today is the first time that you, yourself had made any kind of public statement?
At this point, defense counsel objected on Doyle grounds, and the court sustained defendant's objection.
Even the majority relies on precedent that explicitly acknowledges this fundamental distinction between the improper use of a defendant's post-Miranda silence as affirmative proof and the limited exceptions that allow the use of a defendant's post-Miranda statements as impeachment evidence. For example, in Brecht v. Abrahamson, the Supreme Court noted that the State could impeach defendant on the basis of the defendant's silence prior to receiving Miranda warnings, but that once the defendant received Miranda warnings, "the State's references to petitioner's silence after that point in time, or more generally to petitioner's failure to come forward with his version of events at any time before trial, crossed the Doyle line."
The majority claims that, given the evidence, the State's comments were harmless error because defendant's story was not "reasonably plausible." Ante, ¶ 31. This argument depends on a questionable assumption: the majority assumes the officer testified truthfully and accurately regarding the driver's identity and that the other three witnesses testified falsely. By making this assumption, moreover, the majority improperly conducts its own credibility determination in lieu of the jury and opines on the persuasive effect of the witnesses and testimony. Cf. State v. Parker,
The majority claims that defendant admitted to driving the car, but this statement artfully blurs the facts. Ante, ¶ 22. The officer testified that defendant answered three questions listed on the DUI affidavit: "Where were you driving to?", "Where were you driving from?", and "How long ago did you drive from that location?" As the officer acknowledged, none of the questions specifically asked whether defendant operated the vehicle and defendant never actually said that he operated the car, although defendant's oral answers to the written questions suggested that he had driven the car. Moreover, the officer and defendant disagreed about the oral statements defendant made pre-Miranda warnings: the officer claimed defendant admitted to driving the car, but defendant testified that he responded negatively when the officer asked him if he operated the car.
In addition to the other errors described, this argument ignores precedent from this Court explicitly rejecting this "relation-back doctrine" of impeachment. In Mosher, we noted that such an argument "assumes without basis that the defendant would inevitably have taken the stand in his own defense" and thus concluded that the State's early introduction of the evidence could have compelled the defendant to testify and defend himself in violation of the Fifth Amendment.
Reference
- Full Case Name
- STATE of Vermont v. Richard E. LADUE
- Cited By
- 6 cases
- Status
- Published