In re Mahar Conditional Use Permit (Mary Lahiff, Carolyn Hallock, Susan Harritt and William Butler)
In re Mahar Conditional Use Permit (Mary Lahiff, Carolyn Hallock, Susan Harritt and William Butler)
Opinion
¶ 1. Neighbors appeal the Environmental Division's order dismissing as untimely their appeal to that court from a decision of the Town of Jericho Development Review Board (DRB) granting a conditional use permit to applicant Kevin Mahar. On appeal, neighbors argue that the appeal was timely because they did not receive proper notice of either the hearing before the DRB or the resulting DRB decision. We conclude that at least some neighbors adequately raised a sufficient basis to reopen the appeal period and timely filed an appeal. Therefore, we reverse the dismissal and remand to the Environmental Division for resolution of the motion to reopen the appeal period and, if grounds are found, an adjudication on the merits of neighbors' appeal.
¶ 2. The following facts were undisputed for purposes of summary judgment. In late April 2015, applicant sought a conditional use permit for a detached accessory structure and apartment at his single-family home in Jericho. The DRB scheduled a hearing for May 28, 2015. Notice of the hearing was published in a local newspaper on May 7, and fliers with notice of the hearing were posted fifteen days before the hearing at six public buildings in Jericho and on Front Porch Forum, an electronic community newsletter. Additional notice was sent by first-class mail to nine of appellee's neighbors whose property abuts the site of the proposed apartment. The hearing notice was not sent to neighbors Susan Harritt and William Butler, who own property that has frontage on Nashville Road across the road from applicant's property. 1
¶ 3. The DRB held the conditional use hearing as scheduled on May 28, 2015. Among other individuals, applicant and neighbors Mary Lahiff and Carolyn Hallock were present. After the hearing, the DRB voted to approve the application with conditions. On June 23, 2015, it issued a two-page written decision formalizing the approval, which the Town mailed to various Jericho residents on June 25, 2015. 2
¶ 4. On September 23, 2015, a group of applicant's neighbors, including Lahiff, Harritt, and Butler, appealed the DRB's conditional use decision to the Environmental Division. The notice of appeal stated that at least some neighbors had not received notice of the underlying DRB hearing and some neighbors were not sent or did not receive a copy of the DRB's decision. On October 14, 2015, neighbors filed a statement of questions, which raised thirteen questions, including whether neighbors' appeal was timely given the lack of notice of the DRB hearing and the DRB's failure to send a copy of the decision to some neighbors. Neighbors raised other issues concerning the merits of the conditional use permit.
¶ 5. Applicant filed a motion for summary judgment, arguing that (1) the appeal was not timely because it was filed outside the thirty-day window prescribed by Vermont Rule for Environmental Court Proceedings 5(b)(1), and (2) neighbors were not interested persons because they had not demonstrated a physical or environmental impact from the construction. See 24 V.S.A. § 4465(b)(3) (defining interested person, in part, as "person owning or occupying property in the immediate neighborhood of a property ..., who can demonstrate a physical or environmental impact on the person's interest"). Neighbors argued that the lack of notice of the hearing and decision required that the Environmental Division remand the case to the DRB for a new hearing.
¶ 6. On July 13, 2016, the Environmental Division issued an order granting applicant's motion for summary judgment and dismissing the neighbors' conditional use appeal. The court divided neighbors into three groups depending on the factual assertions being made. As to each group, the court considered whether the individuals were interested persons and whether the appeal was timely filed. In sum, the court concluded that all neighbors either had actual or constructive notice of the DRB decision more than thirty days before they filed their appeal, that this actual or constructive notice triggered the appeal period to start, and that all groups had failed to timely appeal. The court also concluded that some neighbors did not demonstrate they were interested persons. The more particular facts related to the neighbors who appealed to this Court are as follows. 3
¶ 7. First, the court considered Mary Lahiff. It was undisputed that she was present at the DRB hearing, but it was disputed whether she was sent or received notice of the resulting DRB decision. Due to her participation in the hearing below, the court concluded that she was an interested person, 24 V.S.A. § 4471, but that the appeal was untimely filed. The court recognized that there was a disputed fact about whether she received actual notice of the DRB decision. The court explained that the thirty-day appeal period began to run when she had notice of the DRB decision, either actual or constructive. The court surmised that because Lahiff had appealed the grant of applicant's zoning permits to the DRB in July 2015, she must have known about the DRB decision on the conditional use approval more than thirty days before September 23, 2015, and therefore the appeal was untimely. The court also explained that although she alleged she did not receive notice of the DRB decision, she had failed to seek permission to reopen the appeal period under Vermont Rule of Appellate Procedure 4, and in any event, such motion would have been more than seven days after she had constructive notice of the decision.
¶ 8. Next, the court considered Harritt and Butler, who it was undisputed did not attend the DRB hearing and did not receive notice of the DRB hearing. The court concluded as a matter of law that Harritt and Butler were adjoining landowners under 24 V.S.A. § 4464(a)(1)(C), which entitled them to mailed notice of the DRB hearing. The court concluded that the lack of notice did not warrant a remand because reasonable efforts were made to provide notice. See 24 V.S.A. § 4464(a)(5) ("No defect in the form or substance of any requirements in subdivision (1) or (2) of this subsection shall invalidate the action of the appropriate municipal panel where reasonable efforts are made to provide adequate posting and notice."). Additionally, the court concluded that Harritt and Butler were not interested persons because they did not participate in the DRB hearing and did not request interested-person status under 10 V.S.A. § 8504(b)(2). And, even if such permission had been sought, they "failed to demonstrate a physical or environmental impact on [their] interest."
¶ 9. Finally, the court considered Carolyn Hallock, who received notice of the DRB hearing and a copy of the DRB decision. The court concluded that her appeal was untimely because it was filed more than thirty days after the decision issued. Neighbors filed this appeal.
¶ 10. "We review motions for summary judgment de novo, applying the same standard of review as the trial court."
In re All Metals Recycling, Inc.
,
¶ 11. The threshold question is whether the Environmental Division had jurisdiction over neighbors' appeal. To properly invoke this jurisdiction, neighbors had to have standing as interested persons and had to timely file a notice of appeal.
I. Timeliness of Appeal
¶ 12. Appeals to the Environmental Division from an act or decision of "an appropriate municipal panel pursuant to 24 V.S.A. §§ 4471, 4472" must be filed "within 30 days of the date of the act, decision, or jurisdictional opinion appealed from, unless the court extends the time." V.R.E.C.P. 5(a)(1), (b)(1). A party's failure to timely appeal deprives the Environmental Division of subject-matter jurisdiction over the appeal. See
In re Gulli
,
¶ 13. To decide whether an appeal was timely filed, it is critical to determine when the thirty-day appeal period begins to run. The Environmental Division held that the appeal period does not begin to run until the individual seeking to appeal had constructive or actual notice of the municipal panel's decision, citing
Town of Hinesburg v. Dunkling
,
¶ 14. In this case, the undisputed facts indicate that the DRB issued its decision on June 23, 2015. Therefore, the notice of appeal, filed on September 23, 2015, was beyond the thirty-day filing period.
¶ 15. Neighbors assert that the notice of appeal should be accepted as timely filed because Harritt and Butler were adjoining property owners and were not sent the required statutory notice of the DRB hearing or the resulting DRB decision. Neighbors' arguments about the deficiencies in the proceedings before the DRB could be addressed by the Environmental Division only after the jurisdiction of the Environmental Division was established. Neighbors' lack of notice of the DRB hearing and decision does not automatically provide neighbors with a right to appeal. As set forth above, to invoke the jurisdiction of the Environmental Division, there must be a timely filed notice of appeal by interested persons. There is no automatic exception to this statutory requirement based on a lack of notice of the underlying proceeding or decision. See V.R.C.P. 77(d) (explaining that lack of notice by clerk "does not affect the time to appeal or relieve or authorize the court to relieve a party for failure to appeal").
¶ 16. The applicable procedural rules have deadlines and specific exceptions that attempt to balance the tension between fairness and the finality of judgments that exists in all types of cases. See
Hinsdale v. Vill. of Essex Junction
,
¶ 17. Having set forth the applicable law, we turn to the facts of this case. We begin with the undisputed facts related to the second set of neighbors, Harritt and Butler, who did not receive notice of the DRB decision. In their notice of appeal, Harritt and Butler asserted this fact, but they did not make a formal motion to the Environmental Division seeking to reopen the appeal period under Appellate Rule 4(c). Nonetheless, we conclude that the notice of appeal filed by Harritt and Butler was sufficient to be construed as a motion to reopen the appeal period. The notice of appeal put the court and other parties on notice that they were asserting a right to appeal based on lack of notice. See 16A Wright,
supra
, § 3950.6 (urging courts to "be willing to construe liberally a would-be appellant's request to reopen appeal time" and that "a lack of formality in the request should not prove fatal so long as the request makes clear that the would-be appellant failed to receive notice of entry of judgment and seeks to reopen the appeal time"); see also
United States v. Akinkoye
,
¶ 18. Ordinarily, we would remand to the Environmental Division to make factual findings pertaining to the requirements of the rule. In this case, however, because the facts were undisputed, we examine the requirements directly to determine if the undisputed facts resolve the issues. See
Towns v. N. Sec. Ins. Co.
,
¶ 19. The first requirement is that Harritt and Butler filed the motion within ninety days of entry of judgment or within seven days of receiving notice, whichever is earlier. The seven-day time period is triggered by notice provided under Vermont Rule of Civil Procedure 77(d). 5 Under Rule 77, this can include service by another party provided in a manner consistent with the service requirements. V.R.C.P. 77(d). The undisputed facts are that Harritt and Butler did not receive notice of the order, either from the court or from another party. Therefore, the seven-day time period did not begin to run. In addition, the undisputed facts indicate that they filed the motion-here, the notice of appeal asserting the necessary facts-within ninety days of the order on appeal. Therefore, the first requirement was met.
¶ 20. The second requirement is more complicated than the first. It is undisputed that Harritt and Butler did not receive notice of the decision, but the difficulty for them is showing that they were entitled to receive that notice. Pursuant to statute, the DRB was required to send copies of the decision to applicant and "every person or body appearing and having been heard at the hearing." 24 V.S.A. § 4464(b)(3). Having failed to receive notice of the hearing, Harritt and Butler did not appear, and therefore were not entitled to notice of the decision under this statutory section.
¶ 21. We conclude that in this case this shortcoming is not fatal. The rule's limitation to those who are "entitled" to notice is essentially a standing requirement. It limits application of the rule allowing reopening of the appeal period to those individuals who would have been entitled to appeal the decision, if they had had notice. As explained more fully below, the Legislature provided an expanded basis to obtain standing to appeal decisions of municipal boards, particularly where, as here, a defect prevented participation in the hearing. To preclude these individuals from being able to reopen the appeal period because they did not attend the hearing would create an impossible situation-they could not attend the hearing because a procedural defect prevented their attendance and although they could obtain standing to appeal on this basis, they could not seek to reopen the appeal period without participation in the hearing. Thus, if Harritt and Butler had standing to appeal to the Environmental Division, they also have satisfied the standing requirement of Appellate Rule 4(c)(2).
¶ 22. The undisputed facts are insufficient to determine the final requirement-a demonstration that there is no prejudice to another party. Prejudice to another party " 'means some adverse consequence other than the cost of having to oppose the appeal and encounter the risk of reversal, consequences that are present in every appeal.' " 16A Wright, supra , § 3950.6 (quoting Federal Advisory Committee Note from Federal Rule of Appellate Procedure 4 ). The undisputed facts did not address whether any prejudice existed in this case. On remand, the Environmental Division must evaluate whether Rule 4(c)(3) was met.
II. Standing
¶ 23. "The statute qualifies which individuals may appeal, and dismissal is
appropriate when the statutory requirements are not met."
In re Verizon Wireless Barton Permit
,
¶ 24. In
Verizon Wireless
,
¶ 25. In this case, the issue of party status was sufficiently raised and there was no danger that the resources would be wasted. Harritt and Butler in their notice of appeal to the Environmental Division expressly claimed party status on the basis that they "did not receive the required pre-hearing notice of the proceeding." They further reiterated in their statement of questions that they were asserting a right to appeal based on lack of notice. Although Harritt and Butler did not file a formal motion under 10 V.S.A. § 8504(b)(2), these filings put the court and other parties on notice that they were affirmatively claiming a right to appeal based on lack of notice. We decline to extend Verizon Wireless to instances where an appellant's failure to use specific language would result in dismissal of a potentially meritorious appeal. Such a rigid interpretation of our precedent places the form of the appeal over its substance. We therefore hold that Harritt and Butler have carried their burden in this instance of affirmatively claiming party status under § 8504(b)(2). Further, the undisputed facts demonstrate that Harritt and Butler meet the requirements of § 8504(b)(2)(A) because a procedural defect-the Town's failure to provide them with notice of the DRB hearing-prevented them from participating in the proceeding and obtaining interested-person status.
¶ 26. To establish interested-person status-and therefore standing-under § 8504(b)(2), a party must make two additional showings: (1) that the person owns or occupies property "in the immediate neighborhood of [the] property that is the subject of any decision or act taken" by a municipal regulatory panel; and (2) that the person "can demonstrate a physical or environmental impact on the person's interest." 24 V.S.A. § 4465(b)(3). The first requirement is met because as discussed, on appeal, applicant does not challenge the Environmental Division's conclusion that Harritt and Butler are adjacent property owners.
¶ 27. As to the second requirement, the Environmental Division concluded that Harritt and Butler had not alleged "a physical or environmental impact" on their interest. Citing this Court's nonprecedential decision in
In re Two Bad Cats LLC Conditional Use Permit
, No. 2015-238, slip op. at 2,
¶ 28. The Environmental Division abused its discretion in determining that neighbors' "only assertion" of an environmental or property impact was a "generalized statement." In their statement of questions, Harritt and Butler alleged that the project would have an adverse impact, citing the effect on the surrounding neighborhood, the location and layout of the structure, the existence of a second curb cut, and the size of the structure, among other things. This was sufficient to satisfy the statutory requirement that a person seeking party status must be able to "demonstrate a physical or environmental impact on the person's interest." 24 V.S.A. § 4465(b)(3). This is especially the case where the lack of notice of the initial hearing may have deprived Harritt and Butler of the opportunity to include in their notice of appeal additional information concerning the proposal. Therefore, Harritt and Butler had standing. This means they also met the requirements to reopen the appeal period under Appellate Rule 4(c)(2).
¶ 29. In sum, we conclude that the undisputed facts demonstrate Harritt and Butler met the requirements of Appellate Rule 4(c)(1) and (2) and that on remand the Environmental Division must evaluate whether there is prejudice to another party under Appellate Rule 4(c)(3). In addition, we note that the trial court has discretion to deny a motion to reopen even where all of the requisite criteria are met. See V.R.A.P. 4(c) (stating that "court
may
, upon motion, reopen the time to file an appeal" (emphasis added) );
Benavides
, 79 F.3d at 1214 ("The rule by its terms authorizes the district court to grant relief; it does not direct the court to do so."). In exercising its discretion, the trial court should consider that "the purpose of the rule was to ease strict sanctions on litigants who had failed to receive notice of the entry of judgment in order to file a timely notice of appeal, whether the fault lay with the clerk or other factors beyond the litigants' control, such as the Postal Service," not to give relief when "the fault lies with the litigants themselves."
In re WorldCom, Inc.
,
¶ 30. On remand, the Environmental Division should exercise its discretion and weigh any relevant factors. If the Environmental Division grants the motion by neighbors Harritt and Butler to reopen the appeal period, then it need not evaluate the facts relative to the other groups of neighbors. Because Harritt and Butler filed a notice of appeal along with their motion, the other neighbors could also appeal once Harritt and Butler timely filed a notice of appeal. V.R.A.P. 4(a)(6) ("If one party timely files a notice of appeal, any other party may file a notice of appeal within 14 days after the date when the first notice was filed, or within the time otherwise prescribed by this rule, whichever period ends later.").
¶ 31. Because the question may arise again on remand, we briefly address the Environmental Division's holding that the lack of notice to Harritt and Butler of the DRB hearing was not error because reasonable efforts were made to provide notice. The relevant statutory section provides that "[n]o defect in the form or substance" of notice required under § 4464(a)(1) and (a)(2)"shall invalidate the action of the [DRB] where reasonable efforts are made to provide adequate posting and notice" unless "the defective posting or notice was materially misleading in content." 24 V.S.A. § 4464(a)(5). The court concluded that because "reasonable efforts were made to provide adequate notice and posting," the failure to send written notice to Harritt and Butler was a defect in form or substance that was not materially misleading in content and the DRB's decision was therefore valid. In interpreting the phrase "defect in the form or substance" in § 4464(a)(5), we employ the familiar tools of statutory interpretation. "We will enforce the plain meaning of the statutory language where the Legislature's intent is evident from it, but, if doubts exist, the real meaning and purpose of the Legislature is to be sought after and, if disclosed by a fair and reasonable construction, it is to be given effect."
In re Carroll
,
Reversed and remanded .
The Environmental Division concluded that they were adjoining property owners entitled to notice and that conclusion is not challenged on appeal.
While applicant was seeking conditional use approval, he also was applying for zoning permits. On July 7, 2015, applicant sought and received zoning permits for the accessory apartment and structure. On July 20, 2015, neighbor Mary Lahiff appealed the grant of applicant's zoning permits to the DRB.
Although there were other members of the groups, we specifically reference only those who have appealed to this Court.
The Environmental Division concluded that the appeals were untimely filed and therefore it lacked jurisdiction but went on to enter judgment for applicant. Having concluded that there was no jurisdiction over the appeal, the court's only recourse was to dismiss the appeals. See
In re McMahon Children
,
Federal Rule of Appellate Procedure 4 specifies that the trigger is "notice under Federal Rule of Civil Procedure 77(d)." F.R.A.P. 4(a)(6)(B). The Vermont rule has not incorporated this language, but it is evident from the Reporter's Notes written at the time the provision was added that Rule 77 notice starts the time period. Reporter's Notes-1996 Amendment, V.R.A.P. 4 (explaining that Rule 4 was amended concurrently with Vermont Rule of Civil Procedure 77(d) and applies when party does not timely receive Rule 77(d) notice). This is further confirmed by the fact that Rule 77 references Appellate Rule 4. V.R.C.P. 77(d)(1) ("Lack of notice of the entry by the clerk does not affect the time to appeal or relieve or authorize the court to relieve a party for failure to appeal within the time allowed, except as permitted in Rule 4 of the Rules of Appellate Procedure."). Therefore, the seven-day window "is opened only if and when a party receives notice of the entry of the judgment or order" from the clerk or from a party; it is not triggered by inquiry notice.
Benavides v. Bureau of Prisons
,
Reference
- Full Case Name
- In RE MAHAR CONDITIONAL USE PERMIT (Mary Lahiff, Carolyn Hallock, Susan Harritt and William Butler, Appellants)
- Cited By
- 24 cases
- Status
- Published