In re Guardianship of C.H.
In re Guardianship of C.H.
Opinion
¶ 1. Petitioner Michele Boulet appeals the trial court's decision dismissing her petition for modification of the guardianship of C.H. We hold that the trial court's interpretation of the statute defining who has standing to petition for a modification of guardianship is inconsistent with the plain language and purpose of Vermont's guardianship provisions. Accordingly, we reverse and remand for proceedings consistent with this opinion.
¶ 2. On May 1, 2017, petitioner filed a petition for modification of the guardianship of C.H., a developmentally disabled adult who has had a guardian since 2009. C.H.'s first guardian, a member of her immediate family, was removed in 2015 after being substantiated for financial exploitation of C.H. The Commissioner of the Department of Disabilities, Aging, and Independent Living (DAIL) was subsequently appointed as C.H.'s guardian. DAIL remains in place as C.H.'s current guardian. Petitioner is a friend of C.H.'s family. In her memorandum in support of her petition to modify C.H.'s guardianship, petitioner stated that she is C.H.'s godmother, has known C.H. since birth and been friends with C.H.'s mother since the two were young children, and that C.H. is petitioner's "honorary niece." She also stated that she provided significant care for C.H. during C.H.'s childhood and had seen C.H. frequently over the years. Petitioner wrote on her petition for modification of C.H.'s guardianship that she "care[d] very much what happens to [C.H.] throughout her life, and want[ed] her to have a quality of life that makes life worth living."
¶ 3. Shortly after petitioner filed her petition for modification of guardianship, C.H. filed a motion through counsel to dismiss on grounds that petitioner did not have standing to petition the court for modification of C.H.'s guardianship. In October 2017, the trial court granted the motion to dismiss, deciding, in accordance with C.H.'s argument, that petitioner lacked standing to petition for modification of the guardianship. The trial court did not hold an evidentiary hearing on either the petition for modification or the motion to dismiss. Petitioner now appeals the trial court's dismissal of her petition. She raises several arguments in favor of reinstating her petition; as one of her arguments resolves this appeal, we address it alone.
¶ 4. We begin by defining the issue on appeal. The trial court's decision exclusively addressed the issue of standing, which is a jurisdictional matter and therefore a prerequisite to a decision on the merits of the petition. Standing is a component of subject matter jurisdiction, and standing to initiate a guardianship proceeding, or to petition for modification or termination of an existing guardianship, is conferred by statute. "Any interested person with knowledge of the facts alleged may request the State's Attorney having jurisdiction to file a petition with the Family Division of the Superior Court alleging that person is developmentally disabled and in need of guardianship." 18 V.S.A. § 9305. Likewise, "[t]he Commissioner [of DAIL], the person with developmental disabilities, or any interested person may petition ... to modify or terminate the judgment pursuant to which the Commissioner is providing guardianship." Id . § 9316(b). These statutes confer standing for such actions to an "interested person," which in turn is defined as "a responsible adult who has a direct interest in a person with developmental disabilities and includes the person with developmental disabilities, a near relative, guardian, public official, social worker, or clergy." Id . § 9302(4). Taken together, these statutes mean that only "a responsible adult who has a direct interest in a person with developmental disabilities" may initiate a guardianship proceeding for a developmentally disabled person, or petition for modification or termination of such a guardianship.
¶ 5. The issue in this case, then, is narrow. Whether petitioner is well-suited to serve as C.H.'s guardian is not at issue, nor are C.H. or DAIL's positions on the merits of modifying the existing guardianship. The sole issue presented here is whether petitioner meets the statutory definition of an "interested person," such that she has standing to petition the court for a modification of C.H.'s guardianship. The merits of her modification petition have not been addressed by the trial court, and we do not reach them here.
¶ 6. This case is an appeal from the trial court's decision granting a motion to dismiss. Because the motion to dismiss was premised on lack of standing, which, as noted above, is jurisdictional, we apply the standard of Vermont Rule of Civil Procedure 12(b)(1), under which a court may dismiss an action for lack of subject matter jurisdiction. Our review under Rule 12(b)(1) is "de novo, with all uncontroverted factual allegations of the complaint accepted as true and construed in the light most favorable to the nonmoving party."
Inman v. Pallito
,
¶ 7. In this context, the plain meaning of "direct interest" suggests a primary, as opposed to derivative, concern with a developmentally disabled person's welfare. Webster's New International Dictionary 738 (2d ed. 1959) (defining "direct" as "[i]mmediate; marked by the absence of an intervening agency or influence; making contact or effected without an intermediary"); Webster's New International Dictionary 1294 (defining "interest" as "[t]o involve the ... welfare of"). An "interested person," then, is a person with personal knowledge regarding the well-being of a developmentally disabled person who is concerned about the welfare of that person. This definition is consistent with caselaw in other states, the purpose of Vermont's guardianship statutes, and other provisions of those statutes. We begin with the caselaw of other states.
¶ 8. We have been unable to find any other states that grant standing in a guardianship proceeding to a person with a "direct interest" in the subject of the putative proceeding. But several states grant standing to a person "interested in the welfare" of the subject of a guardianship proceeding. See, e.g., Mass. Gen. Laws ch. 190B § 5-303(a) ("An incapacitated person or any person interested in the welfare of the person alleged to be incapacitated may petition for ... appointment of a guardian ....");
¶ 9. For example, in
In re Guardianship of Barnhart
,
a neighbor, an old friend, the child of an old friend, a member of the clergy, a banker, a lawyer, a doctor, or someone else who has been professionally acquainted with the person needing such help ... com[ing] forward out of simple charity [to] bring the matter to the attention of the local probate court.
¶ 10. As the Nebraska court explained, the degree of "personal attentiveness," or "direct interest" in Vermont's statutory terms, is measurable by whether the person seeking standing can provide testimony or other evidence by which the court can determine whether an initial guardianship is necessary, or an existing guardianship should be modified or terminated. The court explained that the petitioner must be able to "present[ ] evidence that the ward's welfare [is] in danger."
Barnhart
,
¶ 11. Whether a petitioner can demonstrate such a relation is heavily fact
dependent. In
In re Conservatorship of Kloss
,
¶ 12. Other states have also been guided by the legislative purpose of their guardianship provisions when interpreting related statutes. In
Guardianship of B.V.G.
,
¶ 13. This brings us to the animating purpose of Vermont's guardianship statutes. The stated purpose of Vermont's guardianship provisions is "to assure that citizens with developmental disabilities receive such protection and assistance as is necessary to allow them to live safely within the communities of this State." 18 V.S.A. § 9301. A broad reading of "direct interest" and "interested person" best supports this purpose. As a practical matter, a developmentally disabled person without near relatives, who has no relationship with a "public official, social worker, or clergy," should not be out of reach of the guardianship statutes because no one has standing to petition for appointment of a guardian.
¶ 14. We find persuasive the Nebraska court's emphasis on a putative petitioner's ability to provide testimony or other evidence regarding the need for a guardianship, or modification or termination of an existing guardianship.
Barnhart
,
¶ 15. The Nebraska court's interpretation is likewise consistent with 18 V.S.A. § 9302(4)'s examples of the kinds of people that the statute presumes have a "direct interest." This category "
includes
the person with developmental disabilities, a near relative, guardian, public official, social worker, or clergy."
¶ 16. We turn now to the facts of this case. The trial court ruled, without taking any evidence, that the facts alleged in petitioner's memorandum in support of
her petition for modification of guardianship did not support a conclusion that she had standing to file such a petition. But rather than the test we adopt in this case, the trial court applied a more restrictive legal test, which relied on petitioner's lack of an "ongoing relationship" with the subject of the guardianship proceeding, to reach this conclusion. We conclude that the facts alleged in petitioner's memorandum are inconclusive regarding whether the motion to dismiss should be granted. See
Murray v. City of Burlington
,
¶ 17. In her memorandum in support of her petition, petitioner alleged that she had known C.H. throughout C.H.'s life, she was C.H.'s godmother, and had seen C.H. regularly and frequently during the course of C.H.'s life. She further alleged that she is close to C.H.'s mother and that C.H. is her "honorary niece." These facts could suggest an immediate relationship between petitioner and C.H., such that petitioner could have standing as an interested person. See
¶ 18. Accordingly, we remand to the trial court for an evidentiary hearing concerning whether petitioner satisfies the test outlined herein-namely, whether she has the kind of immediate relationship with C.H. that would enable her to provide testimony or other evidence regarding whether to modify or terminate the public guardianship of C.H. 3
Reversed and remanded .
The standing provisions in the Montana statutes governing conservatorship and guardianship proceedings are substantially similar. Compare
This presumption is also a limitation. Petitioner argues that she has standing as a "public official" because she is a notary. We need not reach the question of whether a notary is a public official because we do not read 18 V.S.A. § 9302(4) to grant standing to any person who could fall within the category of public officials. Instead, the statutory presumption of standing indicates that only public officials operating in a capacity that enables professional contact with a developmentally disabled person, such that the official is in a position to provide testimony or other evidence concerning the person's welfare, fall within the category of "public official" for purposes of the guardianship statutes.
Barnhart
is persuasive on this point; there, the Nebraska court adopted the reasoning of a 2003 lower court decision holding that a health and human services agency had standing to challenge an existing guardianship because the agency's "primary function [was] to care for those whose health and welfare needs protection," and, because of that function, the agency could produce testimony and other evidence regarding the welfare of the subject of the guardianship.
We note that not every case will require an evidentiary hearing to resolve standing. Whether a petitioner satisfies the requirements of standing in this context will likely often be clear from the petitioner's petition or memorandum in support of that petition. A trial court need only hold an evidentiary hearing where the filings leave open the question of standing, as they did here.
Reference
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- In Re Guardianship of C.H.
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