Donaldson v. City of Seattle
Donaldson v. City of Seattle
Opinion of the Court
The City of Seattle (City) appeals a judgment finding police negligence caused the death of Leola Washington, claiming: (1) the public duly doctrine bars liability, (2) the death was not proximately caused by the City's acts, and (3) the City is immune to liability.
Leola Washington had a long history of drug abuse and failed drug treatment. During her life she had several rela
In January 1983 Leola was so badly beaten she was taken to Harborview Medical Center. Although the medical personnel suspected domestic violence, Leola refused to discuss the situation. In January 1985 the police were dispatched to Leola's and Barnes's residence. The police could see that Leola was injured and found Barnes upstairs. In spite of Leola's protestations, Barnes was arrested and Leola was given a domestic violence information sheet.
While Leola was in drug treatment in March 1985 she met another patient, Kenny Williams. Barnes was also in treatment in another center. In May of 1985 Barnes returned to the home he shared with Leola to find Kenny Williams' clothing. Outraged, Barnes tore up the house. Leola called the police and Barnes was arrested and jailed on charges of malicious mischief. On May 29, 1985, Leola filed for a temporary order of protection against Barnes.
Barnes and Leola continued contacts following this incident, even though it was in violation of the no-contact order. On September 11,1985, the two got together and spent that
In December 1985 Barnes and Leola were together again and heavily involved with drugs. On Thursday, December 12, 1985, Barnes received a $1,800 settlement in a lawsuit. Leola and Barnes spent the money on drugs and spent the night together. On Saturday morning, December 14, Leola went to see Barnes at his mother's home. While there the two argued. They returned to Leola's house, where they continued to argue. Barnes pushed Leola to the couch, started to unbutton her pants and said he intended to "make love" to her. She told him it was not a good time since their son was still out in the car. Barnes then released Leola, she got up and went out of the house screaming. Leola ran to the neighbor's house; Barnes followed, allegedly saying "I'm going to kill you for ruining my life." Barnes then left the area.
Leola called the police. Officers Burrows and Baker answered the call. Baker got a description of Barnes and began an area search. Burrows took a statement from Leola. Leola informed Burrows of the no-contact order, but a radio check by Burrows revealed no order on the computer. Leola was unable to provide Burrows with a copy of the order. Leola gave Burrows Barnes's mother's address but told Burrows Barnes would not likely go there. Burrows also completed an area search and returned to Leola's home. Informing Leola that Barnes could not be found, Burrows offered to take her to a shelter or to a family member. Leola declined the offer.
La Vern Donaldson, administratrix of Leola's estate, brought a wrongful death action against the State, Barnes's probation officer, and the City of Seattle. The State and the probation officer were granted summary judgment on the basis of immunity. The court denied the City's motion for summary judgment. A 3-week jury trial began on November 20,1989. At the close of plaintiff's case and the conclusion of the trial the City moved to dismiss the claims. The court denied the motions, holding there was sufficient evidence the City owed Leola a statutory duty. The jury was instructed on the statutory duty to arrest and that violation of a statute is negligence per se. The jury returned a verdict in favor of the plaintiff, less 35 percent comparative negligence. The court denied posttrial motions for judgment notwithstanding the verdict and a new trial.
Public Duty Doctrine
In all negligence actions the plaintiff must prove the defendant owed the plaintiff a duty of care. "Whether the defendant is a governmental entity or a private person, to be actionable, the duty must be one owed to the injured plaintiff, and not one owed to the public in general." Taylor v. Stevens Cy., 111 Wn.2d 159, 163, 759 P.2d 447 (1988). When the defendant is a public official this negligence principle is called the "public duty doctrine". Generally, no liability will attach for a public official's negligent conduct unless the plaintiff can show that the duty was owed to her rather than to the general public.
It is well established that a statute which creates a governmental duty to protect particular individuals can be
The Domestic Violence Prevention Act (DVPA), amending RCW 10.99,
The purpose of this chapter is to recognize the importance of domestic violence as a serious crime against society and to assure the victim of domestic violence the maximum protection from abuse which the law and those who enforce the law can provide. The legislature finds that the existing criminal statutes are adequate to provide protection for victims of domestic violence. However, previous societal attitudes have been reflected in policies and practices of law enforcement agencies and prosecutors which have resulted in differing treatment of crimes occurring between cohabitants and of the same crimes occurring between strangers. . . .It is the intent of the legislature that the official response to cases of domestic violence shall stress the enforcement of the laws to protect the victim and shall communicate the attitude that violent behavior is not excused or tolerated.
(Italics ours.)
This statute does not create new laws prohibiting domestic violence, but requires the police and other law enforcement bodies to better enforce the current laws in order to protect the victims of domestic violence.
Proximate Cause
Proximate cause requires proof that the defendant's breach was both the "cause in fact" and "legal cause" of the plaintiff's injury.
Legal causation is intertwined with the question of duty, determining whether liability should attach even in the face of causation in fact.
Thus, it may be immaterial whether we analyze the County's and State's liability on the basis of duty or legal causation. Policy considerations and common sense dictate whether the connection of the County and State with the collision is too remote or insubstantial to impose liability.
Duty To Arrest for Assault The statutory provisions applicable to this appeal read as follows:
(2) The primary duty of peace officers, when responding to a domestic violence situation, is to enforce the laws allegedly violated and to protect the complaining party.
(3) (a) When a peace officer responds to a domestic violence call and has probable cause to believe that a crime has been committed, the peace officer shall exercise arrest powers with reference to the criteria in RCW 10.31.100.
(Italics ours.) RCW 10.99.030, in part.
(2) A police officer shall arrest and take into custody, pending release on bail, personal recognizance, or court order, a person without a warrant when the officer has probable cause to believe that:
(b) The person is eighteen years or older and within the preceding four horns has assaulted that person's spouse, former spouse, or a person eighteen years or older with whom the person resides or has formerly resided and the officer believes: (i) A felonious assault has occurred; (ii) an assault has occurred which has resulted in bodily injury to the victim, whether the injury is observable by the responding officer or not; or (iii) that any physical action has occurred which was intended to cause another person reasonably to fear imminent serious bodily injury or death. Bodily injury means physical pain, illness, or an impairment of physical condition.
(Italics ours.) RCW 10.31.100, in part.
The plaintiff's expert, Van Blaricum, was permitted to testify that in his opinion the officer had reasonable grounds to believe that a felony had been committed and accordingly a mandatory duty to arrest under RCW 10.31.100(2)(b)(i).
Based on the testimony of its expert, Professor Boemer, the City urges that even if Barnes had been present, there was no duty to arrest based on the facts known to the officers. We disagree. RCW 10.31.100(2)(b)(iii) creates a proper basis for arrest. Barnes's pushing Leola to the couch, starting to unbutton her pants, in conjunction with his threats after she tricked him into letting her leave the house, would permit a jury to find that the officer was reasonably entitled to believe that a "physical action has occurred which was intended to cause another person reasonably to fear imminent serious bodily injury or death". RCW 10.31.100(2)(b)(iii). Although the issue is close, we
Duty To Continue Investigation
While the DVPA clearly establishes a mandatory duty to arrest, this case presents a question as to what the scope of that duty is. Statutory interpretation is for the court and it is proper for the court to consider public policy in defining the scope of the duty created in the statute.
The most important consideration is that the act does not so provide. Nowhere in the original act, nor any of the subsequent amendments, did the Legislature create a special duty to conduct follow-up investigations after the initial response where the violator is absent. Washington does not recognize the tort of negligent investigation.
There is a vast difference between a mandatory duty to arrest and a mandatory duty to conduct a follow-up investigation. In the arrest situation the officer is on the scene, the arrest is merely a matter of deciding to do so and a few minutes to physically effectuate the arrest. A mandatory duty to investigate, on the other hand, would be completely open ended as to priority, duration and intensity. Would it
It is true that in this case Donaldson complains only of a failure to go to Barnes's mother's home, but such duty must be part of a general duly applicable in other similar situations. What if Barnes's mother gave the police another address and so on ad infinitum?
The act's focus on the immediate situation and prompt removal of an abuser from the home is apparent in the 4-hour time limitation contained in RCW 10.31.100(2)(b).
The emphasis of the statute is on prompt intervention and removal of the abuser, not on long-term protection. The statute recognizes that the abuser may be released on personal recognizance or on other terms
It is not necessary to attempt to precisely define the scope of the mandatory duty to arrest in responding to a domestic violence call when the abuser is no longer present. Here, the officers did conduct a search of the immediate area and reported to Leola that they were unable to locate Barnes. Although the officers secured a possible address for Barnes, Leola told them that he would not be present at that address.
Police responsibility in regard to any further investigation becomes part of their overall law enforcement function and does not generate a right to sue for negligence.
Cross Appeal
Donaldson urges on cross appeal that the court erred in limiting her negligence claims. We disagree.
Donaldson asserts the court erred in preventing the juiy from considering the City's failure to enter a protective order on the Washington Criminal Information System, and the resulting failure of the police in arresting Barnes for violating the order. We disagree. The undisputed testimony before the court was that it is impossible to enter such orders on the state-controlled system without the proper information. It was not error for the court to conclude, as a matter of law, the City did not breach a duty in failing to enter the order.
The only relevant record cited on the issue of the Value Village robbery demonstrates this negligence theory is highly speculative and could properly be kept from the jury on that basis. Second, while the City clearly owed Leola a duty pursuant to the DVPA, the Value Village robbery was not
Donaldson speculates that had the police returned Leola's gun, after it was confiscated in July 1985, following her arrest for shoplifting, she would have defended herself and would still be alive. It was not improper to prevent the jury from such speculation. Additionally, there is apparently some dispute as to whether Leola was entitled to have a gun permit, and whether, therefore, the City had a duty to return the gun.
Finding, as a matter of law, the City had no ongoing duty to conduct a mandatory investigation, we reverse.
Kennedy, J., concurs.
Since argument in this case the Supreme Court has resolved this issue adversely to the City in Roy v. Everett, 118 Wn.2d 352, 359, 823 P.2d 1084 (1992). The court held "An interpretation of RCW 10.99.070 that protects law enforcement agencies which fail to enforce the laws defeats the stated purpose of the statute as a whole."
See RCW 10.99.030(4).
It is unclear from the record whether this order was separate from the malicious mischief prosecution or whether she sought the order pursuant to the civil remedy found in RCW 26.50.
See RCW 10.99.050(1), (3).
Taylor, at 163.
Baerlein v. State, 92 Wn.2d 229, 232, 595 P.2d 930 (1979).
bSee Taylor, at 164; Bailey v. Forks, 108 Wn.2d 262, 268, 737 P.2d 1257 (1987); Baerlein, at 232; Halvorson v. Dahl, 89 Wn.2d 673, 676, 574 P.2d 1190 (1978).
Laws of 1984, ch. 263.
Roy v. Everett, 118 Wn.2d 352, 358, 823 P.2d 1084 (1992).
While not specifically addressed by the court, one may infer from the decision in Roy that the Supreme Court agrees with this holding.
Christen v. Lee, 113 Wn.2d 479, 507, 780 P.2d 1307 (1989).
Whether the City believed testimony as to a possible release would have been unfavorable or whether, for practical reasons, the City merely decided not to offer such evidence is unclear. The fact remains that the City neither sought an instruction from the trial court unequivocally placing the burden on Donaldson to establish the likelihood of release nor attempted to establish it by its own evidence. A jury decision should be overturned only if there is no competent evidence or reasonable inference that would sustain the verdict. Douglas v. Freeman, 117 Wn.2d 242, 814 P.2d 1160 (1991).
See Hartley v. State, 103 Wn.2d 768, 698 P.2d 77 (1985).
policy considerations:
15 'It is quite possible, and often helpful, to state every question which arises in connection with "proximate cause" [legal causation] in the form of a single question: was the defendant under a duty to protect the plaintiff against the event which did in fact occur? Such a form of statement does not, of course, provide any answer to the question, or solve anything whatever; but it does serve to direct attention to the policy issues which determine the extent of the original obligation and of its continuance, rather than to the mechanical sequence of events which goes to make up causation in fact.' Hartley, at 779-80 (quoting W. Prosser, Torts 244-45 (4th ed. 1971))."
A jury cannot decide probable cause in the abstract. Indeed, whether certain facts constitute probable cause is a matter of law for the court. The jury should be instructed as to what facts an officer is entitled to reasonably believe in order to ascertain whether he has probable cause to make a given arrest for a given crime. The City failed to submit proper instructions outlining the crimes and facts necessary to constitute such crimes and did not except to the plaintiff's failure to submit such instructions. Accordingly, the error is not a basis for reversal.
RCW 9A.44.060(2): "Rape in the third degree is a class C felony." RCW 9A.28-.020 mandates that an attempt to commit a class C felony is a gross misdemeanor.
See Taylor, at 168.
Dever v. Fowler, 63 Wn. App. 35, 44-45, 816 P.2d 1237, 824 P.2d 1237 (1991).
"The person is eighteen years or older and within the preceding four hours has assaulted . . The dissent argues that this language places a 4-hour limit from the time of the incident on the duty to investigate and try to locate an absent offender. Such an interpretation would mitigate, but not eliminate, the concerns about an open-end mandatory duty to investigate. However, in context of the statutory policy, we find the purpose to be to limit the mandatory duty to "fresh complaints". In other words, the focus is on the time between the incident and police response. The dissent's view would yield a strange result that if the incident occurs at 1 a.m. and the police arrive at 2 a.m. they have a mandatory duty to search for the absent offender for 3 hours whereas if they arrive at 4 a.m., their mandatory duty extends only for a period of 1 hour.
RCW 10.31.100(2) reads in part:
"A police officer shall arrest and take into custody, pending release on bail, personal recognizance, or court order, a person without a warrant . . .".
See U.S. Attorney General's Task Force on Family Violence, Final Report 12 (1984).
RCW 10.99.010. See also Roy, at 358.
The dissent notes Officer Burrows may have gone to Barnes's mother's house if he believed there was a duty to arrest. Officer Burrows's speculation as to what he would have done if he believed he had a mandatory duty to arrest, is irrelevant. The officer's duty to arrest and his duty to search, if there is such a duty, are to be measured by objective standards not the subjective belief of the officer. See Scott v. United States, 436 U.S. 128, 138, 56 L. Ed. 2d 168, 98 S. Ct. 1717 (1978).
RCW 10.99.030(5) states:
"The peace officer may offer, arrange, or facilitate transportation for the victim to a hospital for treatment of injuries or to a place of safety or shelter."
Fowler, at 45.
Finding a basis to reverse the judgment below, it is unnecessary for this court to consider the City's other grounds for appeal. There is also no need to consider the cross appeal issue of contributory negligence.
See Re v. Tenney, 56 Wn. App. 394, 399, 783 P.2d 632 (1989).
Dissenting Opinion
(dissenting) — The majority recognizes that the Domestic Violence Prevention Act (DVPA) imposes a duty on the City to protect victims of domestic violence. A statute which by its terms creates a governmental duty to protect particular individuals can be the basis for a negligence action where the statute is violated and the injured party was one of the persons designed to be protected by the statute. Baerlein v. State, 92 Wn.2d 229,232,595 P.2d 930 (1979). The majority holds, however, that the provisions of the act do not impose a mandatory duty to conduct a follow-up search for an abuser who flees the scene. The majority, therefore, concludes that the statute was not violated. Majority, at 671. However, by declaring that it is unnecessary under the facts of this case to define the precise scope of the mandatory arrest duty, the majority leaves us with two possible interpretations — one being that the act imposes no follow-up duty whatsoever in case of the absent violator and the other that under these specific facts, further follow-up activity was not required. Inasmuch as I am in disagreement with both approaches, I respectfully dissent.
This simply does not follow. It is more logical to conclude that the 4-hour provision was intended to impose outer limits on the mandatory duty to act. Thus, if the abuser can be located through a reasonable police search within 4 hours following the incident, an arrest must be made. If more than 4 hours have elapsed, the provisions of the statute relating to mandatory arrests no longer apply.
As to the other concerns raised by the majority relating to the scope and intensity of the investigation these must, by necessity, be resolved on a case-by-case basis as in any other action in tort alleging breach of duty. Depending upon the facts, some issues may be decided as a matter of law while others may require submission to a jury. This case is unique only in that the Legislature has imposed certain duties which have not heretofore existed. I do not dispute that these mandatory requirements may create enforcement problems. However, any rectification of those concerns is within the province of the Legislature, not the judiciary.
Inasmuch as the majority relies upon certain facts to justify part of its analysis, I will address whether this court can, under those facts, determine as a matter of law that the officers did all that was required under the provisions of the DVPA. Because Leola declined the officers' invitation to take her to a place of safety, the majority holds that the special relationship created by the statute terminated. I
However, the majority concludes that taking the victim to a place of safety serves the same function of protecting domestic violence victims when the violator is not present. That latter conclusion is not supportable and, in itself, is insufficient to satisfy the officers' duties under the act. Further, it overlooks the effect that an arrest may have. In the first place, while the suspect is in custody the victim is safe. If the suspect is to be released, conditions of release may be imposed, including supervision. Moreover, an arrest emphasizes to the arrestee the gravity of the situation and may, in and of itself, serve a deterrent function. Simply taking the victim to a safe place does not effectively accomplish the purposes intended by the DVPA. As noted in RCW 10.99.010,
[t]he purpose of this chapter is to recognize the importance of domestic violence as a serious crime against society and to assure the victim of domestic violence the maximum protection from abuse which the law and those who enforce the law can provide. ... It is the intent of the legislature that the official response to cases of domestic violence shall stress the enforcement of the laws to protect the victim and shall communicate the attitude that violent behavior is not excused or tolerated. . . .
(Italics mine.) In those cases where it is reasonably possible to locate the suspect and effectuate an arrest, taking a victim to a place of safety — while commendable and to be encouraged — does not assure the victim of domestic violence the maximum protection from abuse which the law can provide. Likewise, offering a safe haven for the victim is not enough in itself to demonstrate an official response to domestic violence aimed at enforcing the laws to protect the victim.
As an additional justification for excusing the officers from any further duty to search for Barnes, the majority relies on testimony that Leola told the officers that Barnes would not
It is of greater significance to me, however, that Officer Burrows himself attached little, if any, importance to Leola's statement when he assessed his follow-up responsibilities.
While I appreciate the majority's desire to determine limits in a difficult area, neither the facts nor the law supports the conclusion reached here. In short, I would affirm the judgment entered by the Superior Court.
Review dismissed at 120 Wn.2d 1031 (1993).
With the exceptions noted in this dissent, I am otherwise in accord with the majority's disposition of the issues. I would further note that if we had been able to conclude that the mandatory arrest provisions of the act were not invoked by Leola's complaint, then the majority's resolution would be proper. However, having resolved that issue against the City, I cannot agree with the majority's duty analysis.
Although not specifically stated in the majority opinion, it is undisputed that Barnes, following the incident with Leola, did in fact return to his mother's house where he was living at the time.
Officer Burrows testified as follows:
"Q: I'm going to hand you what has been marked Exhibit 34 and ask you whether that was the incident report that was made up by you?
"A: Are you referring to the first two pages?
"Q: Yes, the first two pages?
"A: Yes, that is a copy of the incident report I wrote concerning that incident.
"Q: Was that made up on the 14th after contact with Leola?
"A: Yes. After Leola, yes, it was.
"Q: Under the name of Steven Allen Barnes where it says 'relationship to the victim, ex-boyfriend,' what address is listed there?
"A: 8631-39th Avenue South.
"Q: And at that time was that the address that Leola Washington provided to you for Barnes?
"A: We used that for there was no other address to use. She said that was a mailing address for him, but not where he actually lived.
"Q: She said that she was over there earlier to pick up Christmas presents at his mother's house and she drove over there where he was with the Christmas presents?
"A: She said she drove over to his mother's house where he was.
"Q: Where he was. And you’re saying that she told you that he did not stay over there? It was only a mailing address?
"A: That's correct.
"Q: You do not in that first statement on the 14th of December say that anywhere in a narrative that you wrote; is that correct?
"A: It's not in the page, or report. It's in my officer's statement.
"Q: But the officer's statement came December 15th after she was killed; did it not?
"A: That's correct.
"Q: I'm talking about before she was killed when things were being justified — I'm asking for before on the 14th. Is there any indication in your report that she said that he lives in Edmonds and his mother's address was only a mailing address?
"A: I don't believe it is in the major report anywhere.
"Q: At that time she told you — what else did she tell you about that address?
"A: Which address?
"Q: His mother's address?
"A: That's basically all. She told me it was a mailing address for Mr. Barnes. He did not live there. He lived in Edmonds.
"Q: She told you he would not be going there?
"A: That's what she told me."
I may be of the view that this omission is insignificant and does not bear upon the witnesses' credibility, but I am not the trier of fact.
0fficer Burrows testified as follows:
"Q: Let me ask you something. If you have an address of a [suspect] of domestic violence and so forth, apart from this, in the ordinary course of events if you have a specific address, do you normally check it out?
"A: It depends if it's a mandatory arrest under the domestic violence law or not. "Q: So if it's a mandatory arrest, then you would go to the address?
"A: Yes.
"Q: If it's not a mandatory arrest, then you wouldn't go?
"A: Well, it depends on the circumstances."
Reference
- Full Case Name
- La Vern Donaldson, as Administratrix, Respondent, v. the City of Seattle, Appellant
- Cited By
- 49 cases
- Status
- Published