State v. Jackson
State v. Jackson
Dissenting Opinion
(dissenting) — I agree with the majority on all but one point which, in my view, would dictate affirming the convictions. Assuming the accomplice instruction is error, it is harmless. We should affirm the Jacksons’ convictions for felony murder based on assault as the predicate crime because they would have been convicted on the evidence presented even if the trial court had given the standard WPIC accomplice instruction.
Because accomplice liability is not an alternative means of committing a crime, a jury need not be unanimous about whether a defendant acted as a principal or accomplice in committing a crime. State v. Hoffman, 116 Wn.2d 51, 105, 804 P.2d 577 (1991) (" 'it matters not that some jurors may have believed that the petitioner fired the gun, while others may have believed that his only role was in aiding and abetting [the other participant], so long as all twelve agreed that he did participate’ ”) (quoting State v. Carothers, 84 Wn.2d 256, 265, 525 P.2d 731 (1974)); State v. Munden, 81 Wn. App. 192, 197, 913 P.2d 421 (1996). A defendant need not participate in each element of the crime nor need he share the same mental state as is
My quarrel with the majority is that it assumes the error on instructing the jury about the duty of foster parents to protect their children is fatal in this case. As I understand the rule, instructional error is harmless "only when the record affirmatively establishes that the manner in which the instruction was worded could have no effect on the outcome of the case.” State v. Crane, 116 Wn.2d 315, 331, 804 P.2d 10, cert. denied, 501 U.S. 1237 (1991). Under the facts of this case, the duty to protect the child was irrelevant. The evidence established beyond a reasonable doubt that Laurinda participated fully in the days of abuse that culminated in inflicting the fatal blow. Whether or not she had an affirmative duty to protect her foster child, by her active participation in the continuing and escalating course of assaults and her acquiescence in Michael’s assaults, she encouraged him to continue to beat the child. As the majority recognizes and the State argued to the jury, both parents tortured Breighonna for several days and at no time did either try to stop the other’s behavior. They were parents participating in a common enterprise, and it did not take a jury instruction on the parental duty to protect to inform the jury that by failing to stop, protest, interfere or otherwise change the course of events, each parent was participating in and encouraging the other to assault the child.
Under these circumstances, both Michael and Laurinda
Reconsideration denied October 7, 1997.
Review granted at 135 Wn.2d 1008 (1998).
Opinion of the Court
Parents have a duty to care for and protect their children.
We find no support in the accomplice statute’s plain language for the trial court’s modification to the pattern accomplice instruction. Further, the legislative history of the statute evidences an intent to reject accomplice liability for omissions. Under our statute, mere presence, in conjunction with an omission that breaches a duty to act, does not constitute aid to the perpetrator, or encouragement for the commission of a crime. Because the trial court’s accomplice instruction misstated an essential element of criminal liability, the error cannot be harmless. As a result, we reverse and remand for a new trial.
I.
FACTS
Honking incessantly as he approached, Michael Jackson drove his unconscious three-year-old foster daughter to Valley General Hospital’s emergency room. An emergency medical technician came to the car, and Michael told him that Breighonna fell from a swing, hit her head, and was
Doctors and nurses responded, calling a "code” because Breighonna was unable to breathe. They undressed her, and summoned respiratory care, laboratory and x-ray technicians. They observed an array of bruises on her forehead, ears, arm, abdomen, thighs, crotch, and buttocks. When a technician started to catheterize her, she discovered a fresh labial abrasion. Breighonna’s pupils were differently sized, neither responded to light, thus being indicative of serious brain injury. A CT scan showed massive, inoperable bleeding in her head. Her left forehead bruise enlarged during the two plus hours before Valley General transferred Breighonna to Harborview Medical Center by helicopter. After a CT scan there, the Harborview team determined that surgical intervention was futile. Breighonna died early the next evening.
Four medical professionals catalogued Breighonna’s extensive injuries. Using a process known as iron staining, two of those professionals, the medical examiner and Dr. Kenneth Feldman (the prosecution’s expert), gave opinions as to when they occurred. During the last three weeks of her life, Breighonna suffered bruises on her left arm, abdomen, the left side of her crotch, her buttocks, right forearm, and right scalp. Furthermore, a host of other inflicted injuries were less than three days old (or less than one and a half, depending on the expert’s interpretation): two brain injuries (one of which was fatal and probably occurred the morning of the day Michael brought Breighonna to the hospital) evidenced by subdural hematomas (caused by blunt impact), a labial abrasion (extremely painful because young girls are not estrogenized), retinal hemorrhaging (likely caused by shaking), tin ear syndrome on both sides (an injury common to boxers, caused by blows to the head), lacerations and abrasions inside her mouth on skin other than her lips, and some buttocks bruises so deep that they hemorrhaged into
In the days that followed, the Jacksons continued to maintain that Breighonna’s injury occurred when she fell from a swing. But other points also emerged. Breighonna was incontinent of urine and bowel movements, and Laurinda spanked her 12-15 times for it on Wednesday (three days before Breighonna died). That night, when Breighonna had a bowel movement in her pants, Laurinda and Michael fought over who would help her change into her pajamas. It turned into a tug of war, with each of them tugging one of her arms. Then Michael eventually pushed Laurinda and they fell down, one of them on top of Breighonna. In a later interview, Michael also admitted that he once spanked Breighonna.
After consenting to a search and some interviews with police, the Jacksons fled to Florida. They were arrested and returned to Washington. The State charged each of them with felony murder, predicated on second degree assault and first degree criminal mistreatment. The State also charged Michael with one count of first degree rape of a child. The jury acquitted Michael on the first degree rape charge, but found both defendants guilty of felony murder. By special interrogatory, they unanimously
II.
DISCUSSION
A.
Criminal Mistreatment
Both defendants argue that insufficient evidence supported the predicate felony of criminal mistreatment.
A person commits the crime of criminal mistreatment in the first degree when he recklessly causes great bodily harm to a child by withholding any of the basic necessities of life.
Strong evidence demonstrates that someone withheld medical care. The prosecution’s expert witness, Dr. Kenneth Feldman, concluded that Breighonna died from a head injury inflicted with blunt trauma impact. Based on a high serum sodium, a low blood count, and CT scan, Dr. Feldman opined that Breighonna’s injury occurred several hours before she was brought to the hospital. Therefore, the evidence supports the element of withholding medical care.
Another element of first degree criminal mistreatment is that the parent "recklessly causes great bodily harm to a child ... by withholding any of the basic necessities of life.”
Yet, after reviewing the testimony of an emergency medical technician, two nurses, three treating doctors, the medical examiner, a neurologist asked by the medical examiner to examine Breighonna’s brain, and the prosecu
B.
Jury Instruction: Accomplice Liability
This case involves a heinous crime against a defenseless child. The State’s theme highlighted the Jacksons’ contractual and legal obligations as parents. In becoming foster parents, they promised in writing to "not use any type of physical discipline.”
After the prosecutor marshaled this array of contractual and legal duties, the court agreed to modify the standard accomplice instruction. The court’s twelfth instruction, largely modeled on WPIC 10.51, added lan
Participant means an accomplice. A person is an accomplice in the commission of a crime if, with knowledge that it will promote or facilitate the commission of the crime, he or she either:
(1) solicits, commands, encourages, or requests another person to commit the crime or
(2) aids or agrees to aid another person in planning or committing the crime.
The word "aid” means all assistance whether given by words, acts, encouragement, support or presence. A person who is present at the scene and ready to assist by his or her presence is aiding in the commission of the crime. Unless there is a legal duty to act, more than mere presence and knowledge of the criminal activity of another must be shown to establish that a person present is an accomplice; a legal duty exists for a parent to come to the aid of their small children if physically capable of doing so.[13 ]
The Jacksons argue that Washington State does not allow accomplice liability for omitting to perform a legal duty. The State argues that a person who breaches a duty to act by omission is liable under Washington’s accomplice statute.
But Washington’s accomplice statute does not address a failure to act within its plain words:
(3) A person is an accomplice of another person in the commission of a crime if:
*811 (a) With' knowledge that it will promote or facilitate the commission of the crime, he
(i) solicits, commands, encourages, or requests such other person to commit it; or
(ii) aids or agrees to aid such other person in planning or committing it; . . .
RCW 9A.08.020. Washington’s accomplice liability statute largely mirrors the Model Penal Code formulation.
(3) A person is an accomplice of another person in the commission of an offense if:
(a) with the purpose of promoting or facilitating the commission of the offense, he
(i) solicits such other person to commit it; or
(ii) aids or agrees or attempts to aid such other person in planning or committing it; or
(iii) having a legal duty to prevent the commission of the offense, fails to make proper effort so to do;[16 ]
It therefore appears that the Legislature’s rejection of omission liability was deliberate.
C.
Harmless Error
The sixth amendment guarantees the right to a jury .
If the jury is instructed in a manner to relieve the state of its burden to establish every element of guilt, automatic reversal is sometimes required.
In some appeals that involve omissions or misstatements of elements in jury instructions, however, a harmless error analysis may be undertaken.
But in other cases, an erroneous instruction on an element of guilt allows the jury to return a verdict without necessarily deciding the element.
Under our statute, to be guilty as an accomplice, the state must prove (1) mens rea; and, (2) that the defendant either (a) solicited, commanded, encouraged, or requested the other person to commit a crime, or (b) aided or agreed to aid such other person in planning or committing it; and (3) a completed crime.
The word "aid” means all assistance whether given by words, acts, encouragement, support or presence. A person who is present at the scene and ready to assist by his or her presence is aiding in the commission of the crime. Unless there is a legal duty to act, more than mere presence and knowledge of the criminal activity of another must be shown to establish that a person present is an accomplice; a legal duty exists for a parent to come to the aid of their small children if physically capable of doing so.[42 ]
This instruction excused the jury from the necessity of finding something more than mere presence and knowledge of another’s criminal activity in order to convict either defendant as an accomplice. Although the jury may have found the statutory elements, and also found breach of a duty to intervene, neither the verdict, nor the instruc
D.
Sufficiency of the Evidence: Second Degree Assault
Michael Jackson contends that insufficient evidence supports the second degree assault predicate felony. Specifically, he argues that the prosecution failed to establish one means of committing assault upon which the jury was instructed: knowingly inflicting bodily harm that "by design causes such pain or agony as to be the equivalent of that produced by torture.”
Only one published Washington case construes this statute.
In this case, the evidence is substantially stronger. Breighonna suffered two brain injuries. That type of injury
E.
Sufficiency of the Evidence: Causation
Laurinda Jackson argues that the evidence was insufficient to convict her of felony murder either as a principal or an accomplice.
The State focused on accomplice liability. In this regard, it had to prove the underlying crime (second degree assault during which a participant caused the death of a nonparticipant),
Instead, a person is an accomplice if, with knowledge that it will promote or facilitate the commission of the crime, she aids, agrees to aid, or encourages any other person in planning and committing it.
Laurinda’s argument implicitly concedes that a second degree assault occurred, during which the perpetrator caused a nonparticipant’s death. Thus, the issue is whether sufficient evidence supported the jury finding that she aided in the commission of, or encouraged, that assault. Here, the evidence established that Laurinda and/or Michael inflicted numerous injuries on the three-year-old victim in the three days prior to her death. Laurinda was gone only once during that three-day period — to work a four-hour shift. During that shift, her employer noticed
We reverse the convictions, and remand for a new trial.
Becker, J., concurs.
In re Hudson, 13 Wn.2d 673, 712, 126 P.2d 765 (1942); In re Potter, 85 Wash. 617, 620, 149 P. 23 (1915); State v. Williams, 4 Wn. App. 908, 915, 484 P.2d 1167 (1971).
4 Wn. App. at 912; State v. Morgan, 86 Wn. App. 74, 936 P.2d 20 (1997); RCW 9A.42.020-.030.
RCW 9A.42.020.
RCW 9A.42.010(1).
Webster’s Third New International Dictionary 2093 (1986).
RCW 9A.42.020(1); State v. Creekmore, 55 Wn. App. 852, 859, 783 P.2d 1068 (1989).
EMT Penquite, Nurses Keith and Leith, Drs. Bigler, Newman, and Winch, M.E. Dobersen, Dr. Alvord, and Kenneth Feldman, M.D.
Compare Dr. Feldman’s testimony in this case ("A child with brain injury of her severity is virtually never going to wake up after the event. Or if she had survived for many years or many days might’ve had sort of a vegetative state for her.”), with State v. Bartlett, 74 Wn. App. 580, 589, 875 P.2d 651 (1994) (expert testified that the risk of permanent brain damage was increased because the victim did not receive prompt care).
Ex. 41(c).
WAC 388-73-048(1), 388-73-050.
RCW 26.44.030(1), 26.44.080; Exs. 41(c), 65.
See footnote 1.
Jury Instruction No. 12 (emphasis added).
To see how other jurisdictions have addressed this issue, compare Massachusetts v. Raposo, 413 Mass. 182, 595 N.E.2d 773 (1992), and Vermont v. Kemp, 160 Vt. 647, 640 A.2d 1 (1993), with Mobley v. Indiana, 227 Ind. 335, 85 N.E.2d 489, 492-93 (1949); Kansas v. Smolin, 221 Kan. 149, 557 P.2d 1241, 1245-46 (1976); North Carolina v. Walden, 306 N.C. 466, 293 S.E.2d 780, 787 (1982); Wisconsin v. Williquette, 125 Wis. 2d 86, 370 N.W.2d 282, 284-85 (Ct. App. 1985), aff’d on other grounds, 129 Wis. 2d 239, 385 N.W.2d 145 (1986); and Illinois v. Stanciel, 153 Ill. 2d 218, 606 N.E.2d 1201, 1211 (1992).
Revised Washington Criminal Code (RWCC) 44-45 cmt. (1) to proposed RCW 9A.08.060 (Legis. Council’s Judicial Comm. 1970) Gater adopted as RCW 9A.08.020); Washington State Criminal Justice Training Commission, Revised Criminal Code Training and Seminar Manual 9A.08.020-2 (Gordon A. Golob ed., 1976) (Model Penal Code 2.06 was "primary source” for RCW 9A.08.020); State v. Rodriguez, 78 Wn. App. 769, 773 n.1, 898 P.2d 871 (1995), review denied, 128 Wn.2d 1015, 911 P.2d 1343 (1996).
I Model Penal Code 2.06(3)(i)-(iii) (1985) (emphasis added).
RWCC 44-47 cmt. to proposed RCW 9A.08.060; see also RCW 9A.32.010 (including omission within definition of homicide), and RCW 9A.08.030(2)(a) (corporations liable for omitting to discharge legal duties).
Ala. Code § 13A-2-230) (1975); Ark. Code Ann. § 41-303(a)(3) (Michie 1975); Del. Code Ann. tit. 11, § 271(2)(c) (1953); Haw. Rev. Stat. § 702-222(1)(c) (1972); Ky. Rev. Stat. Ann. § 502.020(2)(c) (Michie 1974); N.J. Stat. Ann. § 2C:2-6c(1)(c) (West 1978); N.D. Cent. Code § 12.1-03-01(1)(b) (1973); Or. Rev. Stat. § 161.155(2)(c) (1971); Tenn. Code Ann. § 39-11-402(3) (1989); Tex. Penal Code Ann. § 7.02(a)(3) (West 1973).
Wisconsin v. Williquette, 129 Wis. 2d 239, 385 N.W.2d 145, 156 (1986) (Heffernan, C.J., dissenting).
See, e.g., Minn. Stat. § 609.378(2) (1993) (making reasonable apprehension of substantial bodily harm an affirmative defense to knowingly permitting physical or sexual abuse of a child).
RCW 9A.04.020(1)(c).
RCW 9A.42.020, .030 (criminal mistreatment) (enacted in 1986).
Sullivan v. Louisiana, 508 U.S. 275, 278, 113 S. Ct. 2078, 124 L. Ed. 2d 182 (1993).
In re Winship, 397 U.S. 358, 361, 90 S. Ct. 1068, 25 L. Ed. 2d 368 (1970).
United States v. Gaudin, 515 U.S. 506, 115 S. Ct. 2310, 2319, 132 L. Ed. 2d 444 (1995).
State v. Allen, 101 Wn.2d 355, 358, 678 P.2d 798 (1984); State v. Eastmond, 129 Wn.2d 497, 503, 919 P.2d 577 (1996).
State v. Smith, 131 Wn.2d 258, 266, 930 P.2d 917 (1997).
State v. Byrd, 125 Wn.2d 707, 714, 887 P.2d 396 (1995).
508 U.S. 275.
Sullivan, 508 U.S. at 280.
Carella v. California, 491 U.S. 263, 269, 109 S. Ct. 2419, 105 L. Ed. 2d 218 (1989) (Scalia, J., concurring).
California v. Roy, 519 U.S. 2, 117 S. Ct. 337, 339, 136 L. Ed. 2d 266 (1996) (Scalia, J., concurring).
Pope v. Illinois, 481 U.S. 497, 502-03, 107 S. Ct. 1918, 95 L. Ed. 2d 439 (1987).
481 U.S. at 503; Yates v. Evatt, 500 U.S. 391, 405, 111 S. Ct. 1884, 114 L. Ed. 2d 432 (1991).
Yates v. Evatt, 500 U.S. at 404; California v. Roy, 519 U.S. 2, 117 S. Ct. 337, 339-40, 136 L. Ed. 2d 266 (1996) (Scalia, J., concurring) ("The error in this present case can be harmless only if the jury verdict on other points effectively embraces this one or if it is impossible, upon the evidence, to have found what the verdict did find without finding this point as well.”).
Sullivan, 508 U.S. 275, 181.
Byrd, 125 Wn.2d at 715.
Eastmond, 129 Wn.2d 497, 503-04.
California v. Roy, 117 S. Ct. 337, 339 (Scalia, J., concurring).
State v. Williams, 22 Wn. App. 197, 201, 588 P.2d 1201 (1978); State v. Hutchinson, 85 Wn. App. 726, 742, 938 P.2d 336 (1997).
RCW 9A.08.020(3).
Jury Instruction no. 12 (emphasis added).
State v. Salas, 74 Wn. App. 400, 407, 873 P.2d 578 (1994); State v. Roberts, 88 Wn.2d 337, 344, 562 P.2d 1259 (1977).
Byrd, 125 Wn.2d at 716.
RCW 9A.36.021(g).
State v. Brown, 60 Wn. App. 60, 67, 802 P.2d 803 (1990).
RCW 9A.32.050(1)(b); State v. Peterson, 54 Wn. App. 75, 78-79, 772 P.2d 513 (1989).
RCW 9A.08.020(1)-(2).
State v. Boast, 87 Wn.2d 447, 455, 553 P.2d 1322 (1976).
WPIC 10.51.
RCW 9A.08.020(3)(a)(i)-(ii).
In re Wilson, 91 Wn.2d 487, 491, 588 P.2d 1161 (1979).
State v. Davis, 101 Wn.2d 654, 658, 682 P.2d 883 (1984).
United States v. Greer, 467 F.2d 1064, 1069 n.4 (7th Cir. 1972).
State v. Peterson, 54 Wn. App. 75, 78.
State v. Ferreira, 69 Wn. App. 465, 472, 850 P.2d 541 (1993).
Reference
- Full Case Name
- The State of Washington, Respondent, v. Michael A. Jackson, Et Al., Appellants
- Cited By
- 19 cases
- Status
- Published