State v. Williams
State v. Williams
Dissenting Opinion
(dissenting) — I respectfully dissent. Because the statute defines criminal harassment in part as commission of an act intended to cause substantial harm to a person’s “mental health,” the statute is unconstitutionally vague on its face.
The majority correctly notes that a statute is facially void for vagueness if it fails to define a criminal offense with sufficient definiteness that ordinary people can understand what conduct is prohibited. The majority then concludes that the subject statute is not vague because “it contains specific conditions that collectively give the ordinary citizen adequate notice of what type of threats it prohibits.” But none of the four reasons cited by the majority in support of this conclusion address the fatal flaw with the statute, namely, the lack of definition concerning the term “mental health.”
The majority first states that the statute prohibits “only acts intended by the defendant to cause substantial harm to another’s mental health.” While that may be true, it begs the question concerning the lack of any definition of mental health. Nor is that definition provided by the majority’s second point, which notes that “the threat must be made knowingly and maliciously.” The same flaw exists regarding the majority’s third point, which notes that “the threat must be to do an act that is intended to cause substantial harm to another’s mental health.”
Finally, the majority notes that the victim must have a
In short, none of the reasons set forth by the majority addresses, much less cures, the problem of the vagueness of the term “mental health.”
In its briefing and argument to this court, the State struggled to save the statute from unconstitutional vagueness by contending that the term “mental health” is readily understood by a person of ordinary intelligence. That it is not seems clear from the State’s utilization of a combination of dictionary definitions for the words “mental” and “health” to provide a strained definition of the term “mental health” as “a state whereby one’s mind is free from disease or defect and functions normally.” The Legislature did not explicitly set forth this strained definition, and to the majority’s credit, it did not accept the argument.
Given that the term “mental health” is neither statutorily defined nor sufficiently definite that ordinary people can understand what conduct is prohibited, I would reverse. The lack of definition concerning the term “mental health” renders the statute facially void.
Review granted at 141 Wn.2d 1001 (2000).
Opinion of the Court
Chris Williams was charged in King County District Court with harassment in violation of two provisions of the state harassment statute, RCW 9A.46-.020(l)(a)(i) and (iv). After a jury found him guilty, Williams appealed to the King County Superior Court, which affirmed the conviction. This court granted discretionary review. On appeal, Williams contends that (1) the statute under which he was convicted is overbroad and void for vagueness, (2) there was insufficient evidence to convict him, and (3) he received ineffective assistance of counsel.
On January 2, 1995, Michael Cannizzaro, the general manager at the Sleep Country USA store in Kent, informed Williams, a store employee, that he had been terminated. Later that day when Williams returned to the store and asked Cannizzaro for his paycheck, Cannizzaro told him it would be available on the next scheduled payday, January 12.
On January 11, Williams returned to the store with a friend and told Sandra Marsh, the bookkeeper, that he had come to get his check. Marsh told Williams he would have to speak with Cannizzaro. When Williams approached Cannizzaro’s desk and asked him for his paycheck, Cannizzaro said the checks could not be distributed until the next day. Williams replied that some employees were paid before the scheduled payday, but Cannizzaro explained that was a special exception for the night crew. Williams responded by saying, “Motherfucker, you better give me my check.” At that point either Williams or his friend said, “Don’t make me do what I want to do,” and Williams shifted his body sideways and put his hand on his hip. Cannizzaro saw something in Williams’s pants and was certain it was a gun. He testified that Marsh then mouthed the words, “He has a gun.” Cannizzaro was scared and gave Williams his paycheck. As Williams and his friend walked out of the store laughing, Williams said, “Don’t make me strap your ass.” Cannizzaro called the police.
DISCUSSION
RCW 9A.46.020(l)(a)(iv) Is Not Substantially Overbroad
Williams contends that one of the two prongs of the criminal harassment statute under which he was convicted, RCW 9A.46.020(l)(a)(iv), is unconstitutionally overbroad on its face and as applied in this case. That portion of the statute reads: “A person is guilty of harassment if . . . the person knowingly threatens [ ] . . . [m]aliciously to do any other act which is intended to substantially harm the
A party bringing a constitutional challenge to a statute bears the burden of proving its unconstitutionality beyond a reasonable doubt.
The first task in an overbreadth analysis is to determine if a statute reaches constitutionally protected activity.
Because RCW 9A.46.020(1)(a)(iv) prohibits protected speech, we must next examine whether the statute prohibits a “real and substantial” amount of protected activity in contrast to the statute’s plainly legitimate sweep.
Williams argues that RCW 9A.46.020(l)(a)(iv) prohibits a substantial amount of protected speech for two reasons. First, he claims the statute criminalizes “any and all intentional conduct causing another person mental harm.” Second, he contends the term “mental health” is a “definitional mystery” because it is not clearly defined in Washington law and is given very broad dictionary definitions. We disagree and hold that RCW 9A.46.020(l)(a)(iv) is not substantially overbroad because the statute, when read as a whole, contains limiting factors that sufficiently restrict its scope.
RCW 9A.46.020(l)(a)(iv) proscribes only threats to do an act that is intended to substantially harm another’s physical or mental health or safety. In addition, the threat must
Williams’s claim that a specific intent element cannot cure an overbreadth defect is based on a misunderstanding of this court’s analysis in City of Seattle v. Ivan, where we held that Seattle’s coercion ordinance was overbroad.
The overbreadth doctrine is strong medicine we should use sparingly and only as a last resort.
Williams also contends that RCW 9A.46.020(l)(a)(iv) is unconstitutionally vague on its face and as applied in this case.
As with Williams’s overbreadth challenge, we analyze the vagueness issue under federal constitutional law because Williams offers no Gunwall analysis.
Williams argues that the statute is vague because there is no established meaning of “mental health” in dictionaries or in Washington law. He also contends the statute fails to provide proper notice of what behavior the statute prohibits because whether a threat harms another’s “mental health” depends on the victim’s threshold tolerance for a threat and is therefore inherently subjective. In addition, Williams asserts it invites a law enforcement officer’s “subjective determination” about whether a threat is intended to harm another’s mental health because the statute provides no guidelines for its application.
The State contends that “mental health” has a common meaning understood by persons of ordinary intelligence and relies on dictionary definitions of “mental” and “health” to support its claim that “mental health” means “a state whereby one’s mind is free from disease or defect and functions normally.” Thus, in the State’s view, while annoying or angering another would not substantially harm that person’s mental health, committing an act that causes a significant depression would. The State also argues that the statute has objective standards which protect against arbitrary enforcement: First, the statute criminalizes only threats to do acts intended by the defendant to cause substantial harm, and criminality therefore does not depend on the victim’s subjective reaction; second, the victim must be placed in reasonable fear.
We conclude that RCW 9A.46.020(1)(a)(iv) is not unconstitutionally vague because, when read in its entirety, it contains specific conditions that collectively give the ordinary citizen adequate notice of what type of threats it prohibits. First, criminality under RCW 9A.46.020(1)(a)(iv) does not depend on the victim’s subjective reaction, as Williams claims, because it prohibits only acts intended by the defendant to cause substantial harm to another’s mental health. The harm that the victim actually suffers, if any, is irrelevant.
When viewed together, these limitations support our conclusion that RCW 9A.46.020(l)(a)(iv) is not vague and clarify any ambiguity in the term “mental health.” Viewing the statute as a whole, the ordinary person would know that harm to mental health does not include the incidental annoyances or upsets of everyday life, such as anger or sadness, in response to another person’s speech. Rather, the statute precludes only threats that are made in a particular manner (knowingly and maliciously), to do an act that is calculated to cause significant injury (substantial harm to
Contrast this statute with Everett’s harassment ordinance which we held was void for vagueness in City of Everett v. Moore.
There Was Substantial Evidence to Find That Williams Knowingly Threatened to Cause Bodily Injury in the Future
Evidence is sufficient if, viewing it in the light most favorable to the State, any rational trier of fact could find each of the essential elements of the charged crime beyond
Williams claims there was insufficient evidence for the jury to conclude that he threatened to cause future bodily injury. Former RCW 9A.46.020(l)(a)(i), the other provision of the statute under which Williams was convicted, required a threat to cause bodily injury in the future:
(1) A person is guilty of harassment if:
(a) Without lawful authority, the person knowingly threatens:
(i) To cause bodily injury in the future to the person threatened or to any other person; or[35 ]
Viewing the evidence in a light most favorable to the State, a rational trier of fact could have found Williams guilty of threatening to cause bodily injury in the future. Both Cannizzaro and Karen Carney, another Sleep Country employee, testified that, after Cannizzaro gave Williams his paycheck and as Williams was leaving the store, Williams said, “Don’t make me strap your ass.” The State had the burden of proving that this statement was a threat to cause bodily injury at a different time or place.
Williams Did Not Receive Ineffective Assistance of Counsel
Review of an ineffective assistance claim begins with a strong presumption that counsel’s conduct fell within the wide range of reasonable professional assistance.
Williams contends that defense counsel inferred Williams’s guilt to the jury by stating that Williams was invoking his “right not to self incriminate himself.” In front of the jury after all of the evidence was presented and before closing arguments, counsel said:
Your honor based on the evidence presented by the State at*778 this point the defense will waive opening argument and at this point also based on the evidence presented by the State Mr. Williams will be deserving or I guess uh, (unintelligible 388) he will be using his Fifth Amendment right not to self incriminate himself and at this point the defense rests.
Williams claims ineffective assistance of counsel because it was “simply unreasonable for counsel to suggest to the jury that his client did not testify to avoid self-incrimination” and that, but for this comment, “the outcome of the trial would have been different.” The State counters that defense counsel’s purpose in making this statement was to emphasize the inadequacy of the State’s proof, i.e., Williams did not need to testify because the State had not proven its case.
Williams relies on an isolated statement to show ineffective assistance and has made no showing as to how the statement inferred to the jury that he was guilty. Further, the record strongly supports the State’s interpretation of defense counsel’s statement. During closing argument defense counsel pointed out:
The State thought this case was so easy. He just mentioned the gun and then jury is going to find him guilty of this charge. Well I suggest to you folks that the State hasn’t proven anything and again I’ll note to you the jury instruction that’s given to you with respect to the defendant not testifying. It’s a very short paragraph. “The defendant is not compelled to testify and the fact that the defendant does not testify cannot be used to infer guilt or prejudice him in any way.” He is not testifying because the State has not proven anything. There is no need for him to testify. The State hasn’t proven their case beyond a reasonable doubt. . . .[42 ]
This argument confirms the State’s theory that the statement upon which Williams bases his ineffective assistance claim was probably intended to convey to the jury that Williams did not testify because the State had not proven its case and it was therefore unnecessary for Williams to
Appelwick, J., concurs.
State v. Halstien, 122 Wn.2d 109, 118, 857 P.2d 270 (1993).
City of Tacoma v. Luvene, 118 Wn.2d 826, 827 P.2d 1374 (1992).
City of Seattle v. Huff, 111 Wn.2d 923, 925, 767 P.2d 572 (1989).
106 Wn.2d 54, 720 P.2d 808, 76 A.L.R.4th 517 (1986).
See State v. Talley, 122 Wn.2d 192, 212, 858 P.2d 217 (1993). Williams does not offer a Gunwall analysis.
Halstien, 122 Wn.2d at 122.
See City of Seattle v. Ivan, 71 Wn. App. 145, 150, 856 P.2d 1116 (1993).
Watts v. United States, 394 U.S. 705, 707, 89 S. Ct. 1399, 22 L. Ed. 2d 664 (1969).
United States v. Khorrami, 895 F.2d 1186, 1192 (7th Cir.), cert. denied, 498 U.S. 986 (1990); see also United States v. Orozco-Santillan, 903 F.2d 1262, 1265-66 (9th Cir. 1990) (equating a “true threat” with a situation “where a reasonable person would foresee that the listener will believe he will be subjected to physical violence upon his person . . . .”).
Halstien, 122 Wn.2d at 123.
Id.; see also State v. Dana, 84 Wn. App. 166, 175, 926 P.2d 344 (1996), review denied, 133 Wn.2d 1021 (1997).
Halstien, 122 Wn.2d at 123.
RCW 9A.04.110(12).
71 Wn. App. 145, 154, 856 P.2d 1116 (1993).
RCW 9A.46.020(1)(a).
Halstien, 122 Wn.2d at 122.
Williams may challenge the statute on its face because it implicates First Amendment rights. If those rights were not involved, he would be limited to challenging it as applied to the facts of his case. See City of Spokane v. Douglass, 115 Wn.2d 171, 182, 795 P.2d 693 (1990).
See Douglass, 115 Wn.2d at 176-77.
State v. Crediford, 130 Wn.2d 747, 766, 927 P.2d 1129 (1996).
Halstien, 122 Wn.2d at 117.
Id.
Id. at 118.
Douglass, 115 Wn.2d at 179 (quoting Burien Bark Supply v. King County, 106 Wn.2d 868, 871, 725 P.2d 994 (1986)).
Halstien, 122 Wn.2d at 118.
Huff, 111 Wn.2d at 929.
Cf. City of Spokane v. Fischer, 110 Wn.2d 541, 544-45, 754 P.2d 1241 (1988) (holding that an ordinance was void for vagueness because whether a violation occurs “depend[s] solely on the subjective feeling of annoyance or disturbance by a particular person or neighborhood”).
37 Wn. App. 862, 683 P.2d 617 (1984).
State v. Green, 94 Wn.2d 216, 221, 616 P.2d 628 (1980); State v. Bradley, 96 Wn. App. 678, 685, 980 P.2d 235, 240 (1999).
State v. Salinas, 119 Wn.2d 192, 201, 829 P.2d 1068 (1992).
The Legislature amended this section in 1997 to require a threat of bodily injury “immediately or in the future.”
City of Seattle v. Allen, 80 Wn. App. 824, 831, 911 P.2d 1354 (1996) (analyzing a provision in the Seattle Municipal Code identical to former RCW 9A.46.020(l)(a)(i)).
M. at 832.
In re Personal Restraint of Pirtle, 136 Wn.2d 467, 487, 965 P.2d 593 (1998).
State v. Sherwood, 71 Wn. App. 481, 483, 860 P.2d 407 (1993), review denied, 123 Wn.2d 1022, 875 P.2d 635 (1994) (citations omitted) (emphasis added).
(Emphasis added.)
Reference
- Full Case Name
- The State of Washington, Respondent, v. Chris Williams, Petitioner
- Cited By
- 10 cases
- Status
- Published