Everett v. Abbey
Everett v. Abbey
Opinion of the Court
The State defendants appeal an interlocutory partial summary judgment order. In an earlier criminal proceeding against Harold and Idella Everett, a court reviewed several issues, including the techniques used when interviewing children in connection with an alleged child-sex-abuse-ring investigation, and it allowed the Everetts to withdraw their guilty pleas.
FACTS
As part of an investigation of child sex abuse in Wenatchee, Harold and Idella Everett were convicted in 1995 of sexually abusing some of their five children. In December 1997, the Everetts filed personal restraint petitions based on new evidence, including evidence of improper techniques used during the investigation of abuse allegations. Division Three of this court granted the petitions and ordered the case transferred to the Chelan County Superior Court for a reference hearing.
During the seven-day reference hearing in March 1998, several witnesses testified, including: Mr. and Mrs. Everett; all of their children; Detective Robert Perez, the lead investigator; Rebecca “Kate” Carrow (f/k/a Shaw),
In its Memorandum Decision on Reference Hearing, the reference court
While the reference court also found that DSHS adopted “CPS (Child Protective Services) Child Interview Form Guidelines” published by the Harborview Sexual Assault Center, there is no evidence in the record that DSHS ever actually adopted these protocols. Over objection, the guidelines were admitted into evidence as Exhibit 47. The reference court opined that a jury likely would find that Perez did not follow the guidelines, particularly the one advocating verbatim documentation of interviews, because he did not want anyone to know of the methods he used to obtain evidence. The court stated that no rational trier of fact would believe many of the allegations of abuse.
The reference court again referred to future litigation and noted that it hoped that experts in child interview techniques would testify at retrial.
*526 The parties’ failure to call such witnesses in a Reference Hearing is understandable. There was not ample time to prepare for the hearing.[4 ] Also, this Court refused funds for the defense to hire and produce an expert on child memory, stating that it was unlikely that this would be needed at the Reference Hearing stage. It was not. It will, of course, be welcome if a retrial occurs.
Clerk’s Papers at 761.
In an unpublished opinion,
The Everetts filed a civil lawsuit in Thurston County Superior Court
The summary judgment court granted a substantial part of the Everetts’ motion. In its summary judgment order, the court ordered that “it shall be conclusively determined in this proceeding . . . that the State of Washington performed improper interview techniques” during the investigation. Clerk’s Papers at 10-11. The court precluded the State from litigating or asserting that it used proper child interview techniques during its investigation of alleged sexual abuse by the Everetts. The court specifically noted that the State was not precluded from litigating the issues of causation or damages, or from raising affirmative defenses regarding immunity.
The summary judgment court also found that the summary judgment order “effectively estops the State defendants from litigating whether a duty was breached as to the issues” regarding improper interview techniques. Clerk’s Papers at 11.
The State defendants now appeal the summary judgment order.
In the summary judgment order itself, the Thurston County Superior court ordered that:
1. The defendant State of Washington shall not be permitted to litigate in this proceeding, nor to assert in any manner, that its investigative techniques were proper with respect to its child interview techniques regarding the children interviewed during its investigation of alleged sexual abuse by Harold and Idella Everett. Instead, it shall be conclusively determined in this proceeding, based on the doctrine of collateral estoppel, that the State of Washington performed improper interview techniques with respect to the children interviewed during its investigation into allegations of child sexual abuse by Harold and Idella Everett[.]
2. However, the State shall not be precluded from litigating whether its improper conduct was either the cause in fact or the legal cause for any damages that may have arisen or may have been incurred by the plaintiffs nor shall the State be precluded from addressing whether in fact any damages have*529 been incurred by the plaintiffs or any other affirmative defenses related to causation or damages in this case. Furthermore, the State shall not be precluded from asserting the affirmative 0 defenses of Babcock [v. State, 116 Wn.2d 596, 809 P.2d 143 (1991)] immunity and/or a qualified immunity.
3. Pursuant to CR 54(b),[9 ] the Court expressly finds that there is no just reason for a delay in appealing this decision and that the adjudicated estoppel issues may be largely dispositive of plaintiff’s primary claims for negligence as to the State defendants and may affect the viability of the claims against the other named defendants. . . . [T]his order effectively estops the State defendants from litigating whether a duty was breached as to the issues set forth herein above.
Clerk’s Papers at 10-11 (emphasis added).
By its plain language, paragraph (1) of the summary judgment precludes the State — and only the State — from litigating or asserting that it used proper child interview techniques during the investigation of sexual abuse allegations against the Everetts. There is no mention in paragraph (1) of duty or breach.
In contrast, in paragraph (3), the court states that “this order effectively estops the State defendants from litigating whether a duty was breached as to the issues set forth herein above.” Clerk’s Papers at 11. Consistent with the court’s listing of parties at the beginning of the summary judgment order,
Standard of Review
When reviewing an order of summary judgment, this court engages in the same inquiry as the trial court. Wilson v. Steinbach, 98 Wn.2d 434, 437, 656 P.2d 1030 (1982).
Standing
The Everetts argue that the individually named State defendants have no standing to challenge the summary judgment order because they are not aggrieved parties. RAP 3.1. Their argument is based on the incorrect assertion that the summary judgment order applies only to the State, and not to the State defendants. Their argument is without merit because the summary judgment order applies to all the State defendants, not just to the State of Washington. The State and the individually named defendants have standing to challenge the summary judgment order precluding them from litigating whether they used improper interview techniques and the nature and scope of their duties in investigating child sex abuse allegations. The Everetts’ argument fails in this regard.
Collateral Estoppel
The doctrine of collateral estoppel, or issue preclusion, prevents relitigation of an issue after the party against whom the doctrine is applied has had a full and fair opportunity to litigate his or her case. Hanson v. City of Snohomish, 121 Wn.2d 552, 561, 852 P.2d 295 (1993).
Before a court may apply the doctrine of collateral estoppel, the party asserting the doctrine must prove that: (1) the issue decided in the prior adjudication is identical to the one presented in the second; (2) the prior adjudication ended in a final judgment on the merits; (3) the party against whom the doctrine is asserted was a party or in privity with a party to the prior adjudication; and (4) application of the doctrine will not work an injustice. Nielson v. Spanaway Gen. Med. Clinic, Inc., 135 Wn.2d 255, 262-63, 956 P.2d 312 (1998); McDaniels v. Carlson, 108 Wn.2d 299, 303, 738 P.2d 254 (1987). All four elements must be met before the court may apply collateral estoppel. Everett v. Perez, 78 F. Supp. 2d 1134, 1136 (E.D. Wash. 1999); George v. Farmers Ins. Co. of Wash., 106 Wn. App. 430, 443, 23 P.3d 552 (2001) (collateral estoppel does not apply if even one element fails).
The summary judgment court in this case addressed two issues in its order: (A) whether improper child interview techniques were used; and (B) whether the use of such improper techniques breached a duty. We discuss each of these issues separately, and we hold that not all the elements of collateral estoppel are met with regard to either of these issues.
(1) Same party/Privity. The trial court’s partial summary judgment order applies to the State and also to the individually named State defendants. We analyze separately whether each of these parties was the same or in privity with parties in the prior proceedings for purposes of collateral estoppel.
(a) Individually named State defendants.
did not have an opportunity to control any part of the litigation. She did not have the right to conduct her own examination of witnesses, choose her own theory of the case, or be represented by counsel. All decisions in the presentation of the City’s case fell within the exclusive province of the city attorney who represented the City of Bellevue, not [the officer].
Ward, 52 Wn. App. at 286.
Likewise, in the present case, some of the individually named State defendants testified at the reference hearing, but they were not, and could not have been, parties to the criminal action against the Everetts. The individually
We hold that the individually named State defendants in this case were not parties, nor in privity with the parties, to the criminal action against the Everetts. Because the Everetts have failed to prove this element, collateral estoppel may not be applied to preclude the individually named State defendants from litigating any issue that was addressed in the prior proceedings against the Everetts.
(b) The State of Washington. The State concedes that it was the same party or in privity with the prosecutor’s client in the prior criminal action. See State v. Williams, 132 Wn.2d 248, 257, 937 P.2d 1052 (1997) (DSHS in administrative proceeding and prosecutor in criminal proceeding are in privity because they both represent the State); see also State v. Dupard, 93 Wn.2d 268, 273, 609 P.2d 961 (1980) (State is the same party in two related proceedings even when represented by prosecutor in one action and by attorney general in the other).
(2) Finality of judgment. The reference court noted
Because the Everetts have failed to establish at least two of the elements necessary for the application of collateral estoppel, we hold that none of the defendants are precluded from litigating the issue of whether improper child interview techniques were used. See George, 106 Wn. App. at 443. We do not address whether the other elements of collateral estoppel were proved as to this issue.
(B) Whether the use of improper child interview techniques breached a duty.
In addition to the factual issue of whether improper interview techniques were used, the summary judgment order also encompasses the legal issue of whether the State defendants had some duty toward the Everetts and, if so,
Identity of issue. There was discussion during the reference hearing about interview protocols, whether DSHS had adopted them, and whether Perez was aware of them. But there was no testimony or other evidence defining the State’s duties (or any other defendant in this case), and no determination of whether the State (or any other defendant in this case) breached any duty with regard to child interview techniques.
We hold that the Everetts have failed to establish that the issue of duty and breach thereof with regard to improper child interview techniques was litigated in the prior criminal proceeding. Therefore, collateral estoppel may not be applied to preclude the defendants from litigating this issue. See George, 106 Wn. App. at 443. Because the Everetts have failed to prove the element of identity of issue as to breach of duty, we do not consider the other elements of collateral estoppel as they apply to this issue. See Ludeman v. Dep’t of Health, 89 Wn. App. 751, 762-63, 951 P.2d 266 (1997). We hold that the summary judgment court erred in precluding the State defendants from litigating this issue.
CONCLUSION
The Everetts have failed to prove the elements necessary for the proper application of collateral estoppel. We hold that the doctrine of collateral estoppel does not preclude the State or any of the State defendants in this case from litigating the issue of whether improper interview techniques were performed with respect to the children interviewed during the investigation of child sexual abuse by the
Hunt, A.C.J., and Seinfeld, J., concur.
Reconsideration denied November 2, 2001.
The Everetts entered Alford pleas of guilt. North Carolina v. Alford, 400 U.S. 25, 91 S. Ct. 160, 27 L. Ed. 2d 162 (1970).
In its Memorandum Decision on Reference Hearing, the reference court mistakenly noted that Carrow did not testify.
Because this opinion refers to several related cases, the court presiding at the reference hearing is referred to herein as the “reference court” and the court that issued the Order for Partial Summary Judgment is referred to herein as the “summary judgment court.”
The reference hearing was held nearly three months after it was ordered by Division Three.
In re Pers. Restraint of Harold E., Nos. 16682-1-III, 16683-0-III (Wash. Ct. App. Sept. 15, 1998).
Any claim against the state of Washington may be commenced in Thurston County Superior Court. RCW 4.92.010(5).
The individually named defendants, with the exception of the Shipmans, were State employees during the investigation. The State and the former State employees (except Andrews) are referred to collectively as the “State defendants” in the Order for Partial Summary Judgment, the parties’ briefs, and this opinion. Dr. Shipman was an employee of Central Washington Health Association. Neither Detective Perez nor his employer, the City of Wenatchee, is a party to this action. But see infra note 8.
In addition to the Thurston County case involved in this appeal, there are several related cases in other courts that cross-reference each other:
Everett v. Perez, 78 F. Supp. 2d 1134 (E.D. Wash. 1999) involved the same plaintiffs but different defendants than the present case, and addressed nearly identical issues. The federal district court denied the Everetts’ motion for summary judgment and it declined to collaterally estop Perez and the City of Wenatchee from litigating whether improper child interview techniques were used. The court based its decision primarily on a lack of privity between the defendants in the federal case and the prosecution in the earlier criminal case.
Devereaux v. Perez, 218 F.3d 1045, reh’gen banc granted, 235 F.3d 1206 (9th Cir. 2000). The rehearing en banc is pending. The Everetts were not parties in Devereaux; defendants Abbey, Alexander, Carrow, and DSHS in the present case were also defendants in Devereaux. The propriety of techniques used to interview one of the Everetts’ daughters, D.E., was a determining issue in the Devereaux opinion. The panel of the United States Court of Appeals for the Ninth Circuit held that the use of questionable interview techniques failed to show a violation of a constitutional right for the purposes of an action based on an alleged violation of 42 U.S.C. § 1983.
In re Pers. Restraint of Rodriguez, No. 17600-2-III, 1999 Wash. App. LEXIS 3750, 1999 WL 1314781, (Wash. Ct. App. Dec. 9, 1999); No. 95-1-00196-4 (Chelan County). Division Three granted Hidalgo-Rodriguez’s personal restraint petition, finding that the State improperly influenced the testimony of M.E. and D.E., the Everetts’ daughters, who were Hidalgo-Rodriguez’s accusers. The entire record of the Everetts’ personal restraint petition proceedings was included in the record in Rodriguez.
CR 54(b) addresses judgment upon multiple claims or involving multiple parties (footnote added).
This is also consistent with the State defendants’ self-identification as such in their Answer to the Complaint.
In their Response Brief, the Everetts argue that Hanson supports their argument that collateral estoppel should apply in this case. In Hanson the criminal court held, and the Court of Appeals affirmed, that the identification procedures used by police were not impermissibly suggestive. State v. Hanson, 46 Wn. App. 656, 664-68, 731 P.2d 1140 (1987). At the subsequent civil trial, the trial
We note that under a narrow reading, paragraph (1) of the partial summary judgment order precludes only the State from litigating this issue. But because the order is inconsistent with respect to which parties it applies to, we include this discussion as part of a broader interpretation of the summary judgment order.
Although the State conceded that it was the same party in both proceedings, it has argued that an inconsistent and absurd outcome could result if collateral estoppel precludes the State from litigating this issue because it is in privity with the prosecution in the prior proceedings but that the individually named State defendants may litigate this issue because they are not in privity with those parties. This is particularly true because the individual defendants and Perez were treated as a unit in the reference action, and Perez’s status during the various stages of the investigation is unclear. Perez was both a Detective with the City of Wenatchee and a foster parent. The capacity in which he acted was not relevant to the review conducted by the criminal reference court but is material to this case as are numerous other issues. These issues include, but are not limited to: (1) Which individuals, if any, used improper child interview techniques? (2) In what manner were the techniques improper? (3) Which children were interviewed improperly? (4) In what capacity did each of those individuals act? (5) Did the individuals, in their personal or professional capacities, have a duty to use proper interview techniques? (6) Did the State have a duty to use proper interview techniques? (7) If any party had a duty to use proper interview techniques, what is the nature of the duty and was it breached?
The reference court’s findings that “it is more probable than not that a unanimous verdict of guilty will not be obtained if there is a retrial” (Clerk’s Papers at 701); “[t]his will no doubt be the subject of expert testimony if there is a new trial in the criminal cases or at the trial of the pending civil case” (Clerk’s Papers at 718); “[i]f [D.E.] testifies in the same manner in a future trial, she will not be an effective witness” (Clerk’s Papers at 720-21); “[t]he validity and believability of both confessions will rest a great deal on whether a trier of fact believes [the allegations by others]” (Clerk’s Papers at 729); and “[a]s to the February 9, 1995, confession, this will depend on proof of the charges.” (Clerk’s Papers at 730) further indicate that the court anticipated a retrial.
We do not today determine whether there is such a duty or whether it was breached. We hold only that collateral estoppel does not bar determination of these issues in the current action.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.