State v. Arth
State v. Arth
Opinion of the Court
Appellant Ronald F. Arth appeals his conviction of first degree malicious mischief. He contends the trial
FACTS
On February 5, 2002, Dean Savelli left a gas station in Renton, Washington. He allegedly blocked the entrance with his car and inadvertently prevented Arth from entering the station. Arth backed up his car, entered through a different driveway, and dropped off his passenger, Scott Thiessen, who went into the gas station’s convenience store. Both Savelli and Arth got out of their cars and began to argue about their respective driving skills. The argument was heated and involved profane language and gestures. Eventually, Savelli ended the argument by getting back in his car.
According to Savelli, when he got back in his car, Arth began kicking the side panel and then jumped on the car and pounded it with his fists. Savelli testified that he believed Arth was trying to get in the car to hit him so he put his car in reverse, knocking Arth to the ground, and drove away. According to Arth, Savelli threatened him with a gun during the initial verbal argument. When Savelli returned to his car, Arth began walking away, thinking the altercation was over. Savelli then backed up his car, hitting Arth in the leg.
The State charged Arth with one count of malicious mischief in the first degree. At trial, Arth admitted that he damaged the car but said he did so only because he was afraid and wanted to prevent Savelli from injuring him. Accordingly, Arth requested the following self-defense instruction at trial:
It is a defense to a charge of malicious mischief in the first degree that the force used was lawful as defined in this instruction.
The use of force upon or toward the person or property of another is lawful when used by a person who reasonably believes that he or she is about to be injured in preventing or attempting to prevent an offense against the person and when the force is not more than is necessary.
The person using the force may employ such force and means as a reasonably prudent person would use under the same or similar conditions as they appeared to the person, taking into consideration all of the facts and circumstances known to the person at the time and prior to the incident.
The State has the burden of proving beyond a reasonable doubt that the force used by the defendant was not lawful. If you find that the State has not proved the absence of this defense beyond a reasonable doubt, it will be your duty to return a verdict of not guilty
The State objected to the instruction because Arth was charged with malicious mischief and the State asserted self-defense is not available to defend against that charge. Although the trial court ruled initially that it would give the instruction, it later reversed its ruling and refused to give it, concluding that the malicious mischief instruction and accompanying definition of the term “malice” were sufficient to allow Arth to argue his theory of the case. Arth appeals.
I. Self-defense as an affirmative defense to malicious mischief
While it is undisputed that self-defense may be asserted in cases involving crimes against persons such as assault
First, the plain language of RCW 9A.16.020(3) does not limit self-defense to crimes against a person, but permits the defense when force is used toward a person. The statute states:
The use, attempt, or offer to use force upon or toward the person of another is not unlawful in the following case[ ]:
(3) Whenever used by a party about to be injured, or by another lawfully aiding him or her, in preventing or attempting*210 to prevent an offense against his or her person, or a malicious trespass, or other malicious interference with real or personal property lawfully in his or her possession, in case the force is not more than is necessary.[6 ]
Statutes must be interpreted according to their plain meaning to give effect to legislative intent.
The State’s position limiting the defense to crimes against persons raises public policy concerns. Under the State’s reasoning, a person who defends himself could not assert self-defense if he used the least possible amount of force to prevent an attack by damaging the weapon rather than the person, while a person who used the greater amount of force to injure the person would have the defense available to him. In Boget, the Court of Criminal Appeals of Texas was confronted with very similar facts. In rejecting the State’s position, the court observed:
For instance, assume a person is about to be run down by a speeding car. If she brandishes her pistol and fires at the front tires of the car to stop the vehicle, she will not receive a charge on self-defense should she be indicted for criminal mischief. On the other hand, if she shoots the driver she is entitled to a charge on self-defense in a murder prosecution.[8 ]
Third, the Washington statute’s location in the criminal code suggests the legislature did not intend to limit its application to crimes against a person.
Finally, we note that if the State had charged Arth with assault under this precise set of facts, self-defense would have been available to him. There is no logical or legal reason why the right to protect oneself should turn on the State’s charging decision in a particular case. This is particularly true when a defendant like Arth is denied the right to claim self-defense simply because he directed the force toward an alleged aggressor like Savelli who was protected by the very weapon he was wielding.
In sum, self-defense may be available to a person charged with malicious mischief when the damage arises out of the accused’s use of force against another.
We must now determine whether there is sufficient evidence in the record supporting Arth’s theory of self-defense.
III. Harmless error
An error affecting a defendant’s self-defense claim is constitutional in nature and requires reversal unless it is harmless beyond a reasonable doubt.
Under RCW 9A.48.070(l)(a), “a person is guilty of malicious mischief in the first degree if he knowingly and maliciously . . . [clauses physical damage to the property of another in an amount exceeding one thousand five hundred dollars.” RCW 9A.04.110(12) defines malice:
“Malice” and “maliciously” shall import an evil intent, wish, or design to vex, annoy, or injure another person. Malice may be inferred from an act done in wilful disregard of the rights of another, or an act wrongfully done without just cause or excuse,*214 or an act or omission of duty betraying a willful disregard of social duty....
The trial court concluded and the State argues here that a self-defense instruction was not necessary because the jury instruction defining “malice” was sufficient to allow Arth to argue his theory. The trial court ruled:
I find that the malice instruction does, WPIC [Washington Pattern Jury Instructions: Criminal] 2.13 gives you a great opportunity to argue [a] theory that it wasn’t an evil intent to annoy or injure [the] other person, but it was a different intent, a different reaction.
And I guess it would be self-defense. So I think you have the opportunity to argue that there. So I think we will not give your WPIC 17.02 [on self-defense].
The jury was instructed that “malice” is an “evil intent, wish, or design to vex, annoy, or injure another person. Malice may be, but is not required to be, inferred from an act done in willful disregard of the rights of another.” But these instructions fail to tell the jury that it must consider all the facts and circumstances as they appeared to Arth at the time of the incident. Proper instructions also would have informed the jury that if Arth proved he acted in self-defense, his use of force is lawful and his mental state is irrelevant. Without a proper instruction, the jury could have concluded that because Arth intended to vex and annoy Savelli, it was obligated to convict him of the crime despite his claim of self-defense.
In addition, the self-defense instruction was necessary to inform the jury that the State has the burden of proving the absence of self-defense. Washington cases clearly require that self-defense instructions tell the jury the State has the burden of proving the elements of the crime charged and the absence of self-defense.
Grosse and Schindler, JJ., concur.
Thiessen also testified at trial that he saw Savelli hit Arth with his car.
Arth dented the car with his foot and shattered the sun roof with his fist.
See generally State v. Acosta, 101 Wn.2d 612, 683 P.2d 1069 (1984) (defendant asserted self-defense in a second degree assault case).
See generally State v. Janes, 121 Wn.2d 220, 850 P.2d 495 (1993) (defendant asserted self-defense in a second degree murder case); State v. McCullum, 98 Wn.2d 484, 656 P.2d 1064 (1983) (defendant asserted self-defense in a first degree murder case).
74 S.W.3d 23 (Tex. Crim. App. 2002).
Emphasis added.
Gallo v. Dep’t of Labor & Indus., 119 Wn. App. 49, 81 P.3d 869 (2003).
Boget, 74 S.W.3d at 30-31.
Id. at 28 (citing Wayne R. LaFave & Austin W. Scott, Jr, Criminal Law 455 n.2 (2d ed. 1986) (suggesting that self-defense is appropriate only for crimes committed against a person in defending oneself); Jerome Hall & Gerhard Mueller, Cases and Readings on Criminal Law and Procedure 663 (2d ed. 1965) (suggesting that a person can claim self-defense to justify other offenses, including property crimes.)).
The Texas court refused to find any one case dispositive because they “cut[ ] both ways.” Boget, 74 S.W.3d at 30. However, our review of these cases suggests that is not an accurate characterization of the cases, which either permit self-defense in property crimes or do not reach the issue. Nor does the State in this case cite cases in any jurisdiction that explicitly reject self-defense in property crime cases. See United States v. Young, 464 F.2d 160, 164 n.6 (5th Cir. 1972) (analogizing an intentional act of damage or destruction to assault in that it may be justified by necessity or self-defense, stating that “[s]uch justification for the act of destruction would negate the criminal mens rea”); Seibold v. State, 959 P.2d 780, 781-82 (Alaska Ct. App. 1998) (defendant charged with malicious mischief for destroying a handgun he took from a woman arguing with her husband was entitled to jury instructions on necessity); People v. Pons, 68 N.Y.2d 264, 501 N.E.2d 11, 508 N.Y.S.2d 403 (1986) (limiting self-defense to cases involving use of force, but not discussing whether it applies in property crimes); People v. Grass, 126 Ill. App. 3d 540, 467 N.E.2d 393, 395-97, 81 Ill. Dec. 693 (5th Dist. 1984) (defendant charged with felony criminal damage to property, who asserted self-defense and presented self-defense instructions to the jury, was also entitled to a jury instruction informing jury that it must fix his financial responsibility according to his criminal responsibility). The Boget court also cites two unpublished cases. (One suggests that self-defense is permitted in property crimes to negate the mens rea of intent. The other limits self-defense to cases involving force against a person without addressing whether the force must actually reach the person it is directed against.).
Boget, 74 S.W.3d at 31.
The Texas malicious mischief statute states in relevant part:
(a) A person commits an offense [of criminal mischief] if, without the effective consent of the owner:
(1) he intentionally or knowingly damages or destroys the tangible property of the owner ....
Tex. Penal Code § 28.03 (emphasis added).
The Washington statute provides in relevant part:
*212 A person is guilty of malicious mischief in the first degree if he knowingly and maliciously . .. [clauses physical damage to the property of another in an amount exceeding one thousand five hundred dollars ....
RCW 9A.48.070(l)(a) (emphasis added).
Arth argues this is consistent with the manifest purpose of the statute, but notably absent in this case is evidence about the purpose of the Washington self-defense statute. Better evidence of legislative intent was presented in Boget. But, absent evidence that the legislature had any other intent, it would be absurd to hold that the legislature intended a result inconsistent with encouraging the least amount of force in self-defense cases.
In re Pers. Restraint of Percer, 150 Wn.2d 41, 52, 75 P.3d 488 (2003) (a court may look to a statute’s location in the criminal code as one indication of the legislature’s intent).
We reject the State’s argument that because Arth did not concede all the elements of the crime, he cannot assert self-defense. The State does not cite any authority supporting this contention. In addition, proving self-defense negates the mens rea of a crime, so whether or not Arth conceded he acted with malice would he irrelevant.
See State v. Williams, 132 Wn.2d 248, 259, 937 P.2d 1052 (1997) (a party is entitled to an instruction on his theory of the case when there is evidence in the record to support the theory).
McCullum, 98 Wn.2d at 488.
Acosta, 101 Wn.2d at 621.
Reference
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