Alishio v. Department of Social & Health Services
Alishio v. Department of Social & Health Services
Opinion of the Court
Collateral estoppel does not prohibit a party from asserting an issue that was not decided in an earlier proceeding. Since Alishio and the Department of Social and Health Services (DSHS) agreed to an order of dependency based on a ground other than neglect, the issue of whether Delaura Whitson Alishio neglected her son was not decided in a dependency proceeding. Because the issue of neglect was not decided in the dependency proceeding, DSHS is not collaterally estopped to assert neglect in a later administrative hearing.
FACTS
In June 2000, DSHS notified Alishio that it had received reports and made investigative findings that she neglected her son, M.W., by allowing unsupervised contact between him and his uncle, an admitted child molester. DSHS reviewed its findings at Alishio’s request, and it affirmed
In October 2000, DSHS moved to dismiss Alishio’s request for a hearing on the ground of collateral estoppel, arguing that Alishio admitted facts that established neglect in an August 2000 dependency proceeding. In response to DSHS’s motion, Alishio moved for summary judgment on the alternative grounds of res judicata and collateral estop-pel. Alishio noted that in the earlier dependency proceeding the court found M.W. dependent on the basis that he had no parent, guardian, or custodian capable of providing adequate care, a so-called “(c) dependency,” not on the basis of neglect, or “(b) dependency.”
The administrative law judge granted Alishio’s motion based on collateral estoppel; it did not address her res judicata argument. DSHS petitioned for review of the administrative law judge’s decision, arguing that Alishio failed to establish the elements of collateral estoppel.
The reviewing judge reversed the administrative law judge’s decision because Alishio failed to establish two elements of collateral estoppel. First, the dependency order did not constitute a final adjudication on the merits of the issue of neglect. Second, the issue decided in the dependency proceeding was not identical to the one involved in the administrative hearing. Alishio filed this appeal after the superior court affirmed the reviewing judge’s decision.
Alishio contends that the reviewing judge erred by concluding that the doctrine of collateral estoppel does not apply against DSHS. Our sole task is to determine whether the reviewing judge erred in interpreting or applying the law.
A. Collateral Estoppel
Alishio maintains that the dependency order decided the issue of neglect in her favor, and that DSHS is collaterally estopped to reassert neglect in an administrative hearing to contest its investigative findings. DSHS responds that the court did not actually decide the issue of neglect in the dependency proceeding, and thus collateral estoppel does not apply.
“The doctrine of collateral estoppel differs from res judicata in that, instead of preventing a second assertion of the same claim or cause of action, it prevents a second litigation of issues between the parties, even though a different claim or cause of action is asserted.”
Here, Alishio admits that she and DSHS agreed to a (c) dependency order. She further admits that she “would not have agreed to a finding of abuse and neglect and would have gone to trial... on the dependency had DSHS insisted on a finding of abuse and neglect.” We can only conclude from this statement that the parties did not actually litigate the issue of neglect. Rather, it appears that the parties deliberately avoided the issue by agreeing to resolve the matter based on the finding of a (c) dependency.
At most, the dependency order’s silence on the issue of neglect makes it unclear whether the trial court actually decided the issue. But again, collateral estoppel does not apply when it is unclear that an issue was previously determined.
For these reasons, Alishio failed to show that the issue of neglect was actually litigated and decided in the dependency proceeding. Consequently, the reviewing judge correctly concluded that collateral estoppel does not bar DSHS from asserting neglect and litigating it in an administrative hearing.
Although Alishio relies on Miles v. Child Protective Services Department
B. Res Judicata
Alishio also assigns error to the conclusion that res judicata does not apply against DSHS.
A party asserting res judicata must establish “a concurrence of identity” in (1) subject matter, (2) cause of action, (3) persons and parties, and (4) quality of the persons for or against whom the claim is made.
Alishio argues that the causes of action are identical because her rights and interests in the order of dependency would be destroyed if DSHS’s investigative findings were upheld in the administrative hearing. We disagree. Assuming that Alishio is correct that she has a right to parent her children without being unjustly and maliciously labeled a child abuser, she fails to show how the order of dependency established this right. Far from establishing a right, the
We also disagree with Alishio that the dependency proceeding and the administrative hearing involve the infringement of the same right. At a certain level of abstraction, Alishio’s argument has some appeal because the statutes that established the dependency and administrative proceedings generally share the purpose of securing the rights of parents and children.
For these reasons, Alishio failed to show that the causes of action were identical, and therefore her res judicata argument fails.
We affirm the reviewing judge’s decision and order.
Ellington, A.C.J., and Becker, J., concur.
Review denied at 153 Wn.2d 1013 (2005).
The relevant statute, since amended, provided: “ ‘Dependent child’ means any child: (a) Who has been abandoned . . .; (b) Who is abused or neglected as defined in chapter 26.44 ROW by a person legally responsible for the care of the child; or (c) Who has no parent, guardian, or custodian capable of adequately caring for the child, such that the child is in circumstances which constitute a danger of substantial damage to the child’s psychological or physical development.” Former ROW 13.34.030(4) (1999).
Tapper v. Employment Sec. Dep’t, 122 Wn.2d 397, 402, 858 P.2d 494 (1993); Aponte v. Dep’t of Soc. & Health Servs., 92 Wn. App. 604, 615, 965 P.2d 626 (1998); see RCW 34.05.570(3).
Waste Mgmt. of Seattle, Inc. v. Utils. & Transp. Comm’n, 123 Wn.2d 621, 632, 869 P.2d 1034 (1994).
RCW 34.05.570(l)(a).
Seattle-First Nat’l Bank v. Kawachi, 91 Wn.2d 223, 225-26, 588 P.2d 725 (1978).
Hanson v. City of Snohomish, 121 Wn.2d 552, 562, 852 P.2d 295 (1993).
46 Am. Juk. 2d Judgments § 542 (1994); see Krikava v. Webber, 43 Wn. App. 217, 222, 716 P.2d 916 (1987) (where the issue of negligence was dismissed under a settlement agreement, collateral estoppel does not apply because the issue was not litigated).
Estate of Sly v. Linville, 75 Wn. App. 431, 435, 878 P.2d 1241 (1994).
Miles v. Child Protective Servs. Dep’t, 102 Wn. App. 142,153,6 P.3d 112 (2000).
Although neither the administrative law judge nor the reviewing judge analyzed the res judicata issue, we address it because the parties have briefed the issue in every stage of the proceedings below, and it remains a potential basis upon which we may affirm the administrative law judge’s decision.
Hisle v. Todd Pac. Shipyards Corp., 113 Wn. App. 401, 410-11, 54 P.3d 687 (2002), review granted, 149 Wn.2d 1017, 72 P.3d 761 (2003).
Hisle, 113 Wn. App. at 412.
RCW 13.34.020.
See RCW 13.34.020; RCW 26.44.010.
See RCW 26.44.100(2)(c).
Reference
- Full Case Name
- Delaura Whitson Alishio v. The Department of Social and Health Services
- Cited By
- 4 cases
- Status
- Published