State v. Bergen
State v. Bergen
Opinion of the Court
¶1 Robert Bergen appeals the trial court’s order denying him a less restrictive alternative (LRA) placement as a sexually violent predator (SVP). Bergen contends that by allowing the State to defeat a proposed LRA by showing that it is not in his “best interests,” RCW 71.09.090 violates his right to due process because it is not narrowly tailored to justify commitment of violent sex offenders. He also challenges as unconstitutionally vague the statutory requirements that an LRA be in the SVP’s “best interests” and “adequately protect the community.” He contends the trial court erred by failing to give the jury his proposed instruction defining “adequate community safety.” Finally, he asserts the trial court erred by allowing testimony that he participated in annual reviews because it encouraged the jury to speculate that the previous reviews did not support conditional release. We hold the statute does not deny Bergen’s right to due process and is not unconstitutionally vague. The stated legislative intent of the SVP statute indicates that the “best interests” standard applies to the mental health treatment needs of a violent sex offender, a standard which must be met to justify release to an LRA. And the terms “best interests” and “adequate community safety” can be understood by persons of common intelligence and reasonably applied within the statute’s intent. Finally, evidence of Bergen’s annual reviews was relevant foundation evidence. We therefore affirm.
¶2 On November 2, 2001, Robert Bergen was found to be an SVP and ordered committed to the Special Commitment Center (SCC). He was 74 years old at the time and was anticipating release on a 1997 conviction for communicating with a minor for immoral purposes. Bergen’s sex offense history spans 50 years, from 1947 through 1997, and includes convictions for indecent liberties, contributing to the delinquency of a minor, second degree assault, and communicating with a minor for immoral purposes, all of which involved minors, both male and female. The most recent offense occurred at his home, approximately 150 feet from an elementary school. At that time, witnesses reported Bergen talked to children passing by his home and parked his car by the school to offer to fix children’s bicycles.
¶3 In 2005, Bergen retained an independent forensic psychologist, Dr. Robert Prentky, to evaluate a plan for conditional release to an LRA placement. Based on the results of this evaluation, Bergen petitioned for an LRA under RCW 71.09.090. In support of the petition, Dr. Prentky advised that given Bergen’s advanced age, an LRA would be in his best interest and the proposed plan would adequately protect the community. On April 27, 2006, the trial court entered an order finding cause to schedule a jury trial to determine whether Bergen should be granted conditional release to an LRA.
¶4 At trial, Bergen presented his proposed conditional release plan, which returned him to the home where he committed the most recent offense. He proposed to reside there with his wife, follow the conditions of his sentence imposed on the 1997 conviction, and attend sex offender treatment. His plan also provided that he would register as a sex offender, agree to Global Positioning System (GPS) surveillance, not drive, not use the Internet, and comply with all conditions imposed by his supervising corrections officer.
¶6 The State presented testimony from Dr. Paul Spizman, who conducted three statutorily required annual review evaluations
¶7 Dr. Jonathon Allison, a forensic evaluator at the SCC, also testified for the State about an interview he conducted with Bergen in 2006 during an annual review. During that interview, Bergen said that he refused to participate in treatment at the SCC and that treatment was an indication of weakness. He also told Allison that he never hurt anyone “except to knock them unconscious,” described how he could do that with a “choke hold,” and said that his hand “was classified as a lethal weapon.” He denied the 1996 offense and said that if he was in a car and saw the victim, he would press his foot on the accelerator. He also told Allison, “ T would have been better off if I had killed the boy in my residence. My only mistake was to let him go.’ ”
¶8 The State also called Randy Green, the treatment provider Bergen suggested in his release plan. Green testified that he interviewed Bergen in December 2005 and that he was willing to treat Bergen if he was conditionally released. He also testified that the LRA was “as good as it’s
¶9 Additional witnesses for the State included Randall Griffith, Bergen’s nurse practitioner at the SCC; Joseph Beard, a detective who oversees and conducts registration of sex offenders in Snohomish County; and Tela Wilson, a community corrections officer. Griffith testified that aside from mild arthritis, Bergen was “very fit for his age” and “very mobile.” Beard testified that the Department of Corrections asked him to investigate Bergen’s proposed LRA, including the proposed release address. He said a day care, elementary school, soccer field, and parks were in close proximity to Bergen’s home, and school bus stops were visible from his home. Wilson testified that GPS surveillance monitors whether an offender is within 75 to 200 feet of the home and alerts a corrections officer once the offender leaves that vicinity.
¶10 The trial court instructed the jury that the State had to prove beyond a reasonable doubt that Bergen’s proposed LRA was not in his best interests or did not include conditions that would adequately protect the community.
I. “Best Interests” Standard
A. Due Process
¶11 Bergen first argues that the statutory provision that allows the State to defeat a LRA based on proof that it is not
f 12 A statute is presumed constitutional, and the party challenging it bears the burden of proving it is unconstitutional beyond a reasonable doubt.
¶13 Bergen asserts that he has a fundamental liberty interest in his conditional release because “[i]nvoluntary civil commitment and indefinite detention are serious infringements of an individual’s liberty interest.”
¶14 Liberty interests may arise from either of two sources: the due process clause and state laws.
¶15 But state statutes or regulations can create due process liberty interests where none would have otherwise existed.
¶16 In In re Personal Restraint of Cashaw, the court held that certain procedural regulations for parole hearings did
¶17 Similarly, in In re Detention of Enright, this court held that an SVP does not have a liberty interest in a hearing on his classification as a level III sex offender.
f 18 Here, as in Enright, the due process clause does not create a liberty interest in a conditional release to an LRA because an SVP offender does not have a liberty interest in being released before a court determines that the SVP is entitled to such a release. But RCW 71.09.090, the statute that provides for an LRA, contains “substantive predicates” and “specific directives” from which “a particular outcome must follow.” The statute provides that an SVP who petitions for an LRA is entitled to a show cause hearing in which the court determines whether probable cause
¶19 Thus, unlike the parole procedures in Cashaw or the classification procedures in Enright, this determination is not based on discretionary assessments or subjective appraisals by nonjudicial entities or law enforcement, but involves a judicial determination of probable cause and requires the State to affirmatively defeat the LRA by proof beyond a reasonable doubt of one of two statutory factors. The statute further provides that at this hearing, the SVP shall be entitled “to the benefit of all constitutional protections that were afforded to the person at the initial commitment proceeding.”
¶20 In reviewing substantive due process challenges to the SVP statute, our courts have recognized that “the State has a compelling interest both in treating sex predators and protecting society from their actions.”
¶21 The stated legislative intent of RCW 71.09.090 includes the following findings about the appropriateness of LRAs:
[C]ivil commitment pursuant to chapter 71.09 RCW address [es] the “very long-term” needs of the sexually violent predator population for treatment and the equally long-term needs of the community for protection from these offenders. The legislature finds that the mental abnormalities and personality disorders that make a person subject to commitment under chapter 71.09 RCW are severe and chronic and do not remit due solely to advancing age or changes in other demographic factors.
... [A] mere advance in age or a change in gender or some other demographic factor after the time of commitment does not merit a new trial proceeding under RCW 71.09.090. [A] new trial ordered under [such] circumstances . . . subverts the statutory focus on treatment and reduces community safety by removing all incentive for successful treatment participation in favor of passive aging and distracting committed persons from fully engaging in sex offender treatment.
. . . The legislature has, under the guidance of the federal court, provided avenues through which committed persons who successfully progress in treatment will be supported by the state in a conditional release to a less restrictive alternative that is in the best interest of the committed person and provides adequate safeguards to the community and is the appropriate next step in the person’s treatment.[26]
¶22 Bergen cites O’Connor v. Donaldson
¶23 Bergen also argues that because a treatment plan is a prerequisite for any conditional release plan, an additional “best interests” element does not ensure that an SVP receives treatment. But the “best interests” determination does not simply require a treatment program; it ensures that the proposed treatment plan is an appropriate one and will further “successful treatment participation.” Bergen further contends the “best interests” standard also results
B. Vagueness
¶24 Bergen also argues that the term “best interests” is “so subjective that submitting instructions on this element violated procedural due process.”
¶25 Here, Bergen’s vagueness challenge is based on the trial court’s failure to define “best interests” in the jury instructions. Bergen argues that the question of what might be in his best interest was “so amorphous and subjective,” speculating that some jurors might have believed continued confinement was in his best interest because he was not at risk to reoffend against a minor, while others might have believed that community notification requirements might pose threats to his safety if released to his proposed LRA placement, and still others might have believed that continued confinement would be in his best interest because he was unlikely to succeed in his LRA placement and would be more angry when returned to the SCC than if he were never released at all.
¶26 But all of these scenarios fall reasonably within the “best interests” determination contemplated by the statute. As discussed above, the legislative intent indicates that the “best interests” standard relates to the appropriateness of treatment for an SVP who has been found to be both mentally ill and dangerous, and all of these examples implicate treatment concerns of a mentally ill and dangerous sex offender. And when read in context of the legislative intent and his proposed LRA, which included a treatment plan, an ordinary person would understand that determining whether an LRA is in his “best interests” involves considering whether it would adequately serve his treatment needs as an SVP. Bergen fails to establish that the term “best interests” is “ ‘so loose and obscure that [it] cannot be clearly applied in any context.’ ”
¶27 Bergen further contends that even if the “best interests” standard is not vague, it became superfluous to the
II. “Adequate Community Safety”
¶28 Bergen next contends that the term “adequate community safety” is unconstitutionally vague. He also argues that the trial court erred by refusing his proposed jury instruction that defined “adequate community safety” as a risk of reoffense less than 50 percent.
¶29 The language that is the subject of a vagueness challenge does not require exact specificity; rather it “must be susceptible to understanding by persons of ordinary intelligence.”
¶31 Bergen further argues that the trial court erred by refusing his definition of “adequate community safety.” The specific language of jury instructions is a matter left to the trial court’s discretion.
¶32 Bergen asserts that because an SVP finding must be based on proof that the probability of reoffense exceeds 50 percent, the court should have defined the “adequate community safety” element of the LRA determination to mean that the LRA placement lowers the offender’s risk to below 50 percent. But as the State correctly contends, the question of recidivism risk is an issue when the SVP contests the commitment criteria and seeks an unconditional release, which is not the case here. Rather, Bergen seeks only a conditional release and does not challenge the finding that he meets the commitment criteria, including the fact that he is more likely than not to reoffend if released. Thus, the “adequate community safety” determination necessarily assumes that Bergen is likely to reoffend and the question then becomes whether the proposed LRA will prevent an otherwise-likely offense if he is released. The focus of this determination is therefore on the plan, not the person, and it would have been error for the trial court to instruct the jury that the “adequate community safety” element related
¶33 Nor do principles of statutory construction support the proposed instruction, as Bergen contends. Rules of statutory construction require courts to give effect to the legislature’s intent and purpose.
III. Evidence of Annual Reviews
¶34 Finally, Bergen contends the trial court abused its discretion by denying his motion to exclude evidence of the annual reviews conducted during his time at the SCC. He argues that the witnesses’ references to “annual reviews” allowed the jurors to infer that he had been previously deemed unsuitable for conditional release to an LRA and to assume that if they denied his LRA petition he could petition again the following year. Thus, Bergen asserts, this evidence encouraged the jury to improperly consider matters outside the record.
¶35 We review the trial court’s ruling on the admissibility of evidence for an abuse of discretion.
¶36 Bergen moved in limine to exclude evidence of his annual reviews, arguing that it was not relevant to whether his proposed LRA is in his best interests or adequately protects the community and that it was prejudicial because it allowed the jury to speculate that previous reviews did not support a conditional release. The trial court denied the motion, ruling that the State should not be prohibited from mentioning that the evaluations are a result of annual reviews. The court stated that it was not persuaded by Bergen’s concerns about the jury speculating that he had been denied an LRA in the past and suggested that concern could be addressed by Bergen’s testimony that he has never petitioned for release before.
¶37 At trial, State experts Dr. Allison and Dr. Spizman both testified that they did annual reviews of Bergen at the SCC. Allison testified that he did a review of Bergen in August 2006, and Bergen made some statements during the review that demonstrated that he was not an appropriate candidate for conditional release. Spizman testified that he conducted three annual reviews of Bergen, the last of which was completed March 9, 2006. Spizman testified that, to his knowledge, Bergen had never “productively engaged in a treatment program” or “substantially learned to control his risk factor.”
¶38 Thus, as the State argues, the references to the annual reviews provided the basis for the experts’ opinions on the appropriateness of the proposed LRA and were properly admitted as relevant evidence. Bergen fails to establish that any prejudice outweighed this relevance.
¶39 We affirm the order denying conditional release to an LRA.
Review denied at 165 Wn.2d 1041 (2009).
See ROW 71.09.070.
See ROW 71.09.090(3)(e).
In re Pers. Restraint of Young, 122 Wn.2d 1, 26, 857 P.2d 989 (1993).
U.S. Const. amends. V, XIV; Const. art. I, § 3.
State v. Mertens, 148 Wn.2d 820, 826, 64 P.3d 633 (2003).
In re Pers. Restraint of Meyer, 142 Wn.2d 608, 615, 16 P.3d 563 (2001); In re Pers. Restraint of Cashaw, 123 Wn.2d 138, 143, 866 P.2d 8 (1994).
Washington v. Glucksherg, 521 U.S. 702, 722, 117 S. Ct. 2258, 138 L. Ed. 2d 772 (1997); City of Bremerton v. Widell, 146 Wn.2d 561, 580, 51 P.3d 733, cert. denied, 537 U.S. 1007 (2002).
The State fails to adequately contest this assertion. While the State contends in a footnote that strict scrutiny analysis “should not be presumed,” it cites no supporting authority. See State v. Dennison, 115 Wn.2d 609, 629, 801 P.2d 193 (1990) (refusing to consider issues raised without citation to authority).
Reply Br. of Appellant at 4 (citing Young, 122 Wn.2d at 26).
Cashaiv, 123 Wn.2d at 144.
In re Det. of Enright, 131 Wn. App. 706, 714, 128 P.3d 1266 (2006), review denied, 158 Wn.2d 1029 (2007).
Cashaw, 123 Wn.2d at 144.
123 Wn.2d 138, 147, 866 P.2d 8 (1994).
Id. at 146 (quoting Ky. Dep’t of Corr. v. Thompson, 490 U.S. 454, 463, 109 S. Ct. 1904, 104 L. Ed. 2d 506 (1989)).
Id. (quoting In. re Pers. Restraint of Ayers, 105 Wn.2d 161, 165-66, 713 P.2d 88 (1986)).
131 Wn. App. 706, 715, 128 P.3d 1266 (2006), review denied, 158 Wn.2d 1029 (2007).
Id.
RCW 71.09.090(2)(a).
RCW 71.09.090(3)(c).
RCW 71.09.090(3)(a).
Young, 122 Wn.2d at 26.
26 Laws of 2005, ch. 344, § 1.
422 U.S. 563, 95 S. Ct. 2486, 45 L. Ed. 2d 396 (1975).
Br. of Appellant at 19 (quoting O’Connor, 422 U.S. at 575).
422 U.S. at 575.
Reply Br. of Appellant at 9 (citing In re Det. of Ambers, 160 Wn.2d 543, 158 P.3d 1144 (2007)).
Br. of Appellant at 21.
State v. Riles, 135 Wn.2d 326, 348, 957 P.2d 655 (1998).
State v. White, 97 Wn.2d 92, 98-99, 640 P.2d 1061 (1982).
City of Spokane v. Douglass, 115 Wn.2d 171, 179, 795 P.2d 693 (1990) (citing Kolender v. Lawson, 461 U.S. 352, 361, 103 S. Ct. 1855, 75 L. Ed. 2d 903 (1983)).
Id. at 182 n.7 (quoting Basiardanes v. City of Galveston, 682 F.2d 1203, 1210 (5th Cir. 1982)).
Id. at 182.
Id. at 182-83.
Id. at 182 n.7 (quoting Basiardanes, 682 F.2d at 1210).
Young, 122 Wn.2d at 49 (citing City of Seattle v. Eze, 111 Wn.2d 22, 26-27, 759 P.2d 366 (1988)).
Petersen v. State, 100 Wn.2d 421, 440, 671 P.2d 230 (1983).
State v. Cromwell, 157 Wn.2d 529, 534, 140 P.3d 593 (2006).
State v. Alvarez, 128 Wn.2d 1, 11, 904 P.2d 754 (1995).
State v. McCraw, 127 Wn.2d 281, 288, 898 P.2d 838 (1995) (internal quotation marks omitted) (quoting Sidis v. Brodie/Dohrmann, Inc., 117 Wn.2d 325, 329, 815 P.2d 781 (1991)).
State v. Finch, 137 Wn.2d 792, 810, 975 P.2d 967, cert. denied, 528 U.S. 922 (1999).
State v. Stenson, 132 Wn.2d 668, 701-02, 940 P.2d 1239 (1997), cert. denied, 523 U.S. 1008 (1998).
State v. Weber, 159 Wn.2d 252, 276,149 P.3d 646 (2006), cert. denied, 551 U.S. 1137 (2007).
Dr. Prentky referred to “the annual review by Dr. Judd, the annual review by Dr. Spizman, the annual review by Dr. Allison,” and testified that “[t]hose were all in 2005 and 2006.”
Reference
- Full Case Name
- In the Matter of the Detention of Robert Bergen. The State of Washington v. Robert Bergen
- Cited By
- 13 cases
- Status
- Published