State v. Gantt
State v. Gantt
Dissenting Opinion
¶39 (dissenting) — Eric Gantt failed to develop the record to support the majority’s view of the facts. He also did not establish that he was seized before the officers had cause to do so. Because the trial court correctly determined there was no seizure until after the falsified trip permit was discovered, the convictions should be affirmed.
¶40 Record Development. The initial problem with this case comes from the inadequately developed record. The majority refers to Officer Tony Valencia’s “emergency lights” having been turned on when he pulled up behind the improperly
¶41 None of the police reports that were filed as the record for the suppression hearing make mention of any lights being turned on. Clerk’s Papers at 39-44. Instead, information about the lights became part of the record by agreement of counsel. Both counsel stipulated that the officer “activated his lights” when he parked behind the van. Report of Proceedings at 4. The problem with this stipulation is that police officers typically have several combinations of lights that can be displayed. Defense counsel in argument repeatedly referred to the activation of the officer’s “emergency lights” as the moment of seizure. While that may be an accurate description of which lights were used, it is not a foregone conclusion, and it is beyond what the parties stipulated. The officer may well have activated simply his yellow “wig-wag” lights to alert traffic to his presence, or he may have displayed lights other than the
¶42 It was Mr. Gantt’s burden to establish that he was seized. State v. Thorn, 129 Wn.2d 347, 354, 917 P.2d 108 (1996), overruled on other grounds by State v. O’Neill, 148 Wn.2d 564, 571, 62 P.3d 489 (2003). Because he did not establish that the officer used the emergency lights, his own theory of seizure, now adopted by the majority, is without support in the record.
¶43 This case is similar to Thorn in several respects. There, like here, a suppression hearing was held on the basis of the police reports. Id. at 349. Like this case, the dispositive issue in Thorn was when the defendant was seized. Id. at 350. The Supreme Court ruled that the written record did not provide an adequate basis for answering that question because, with a stipulated record, “the encounter is capable of varying intepretations.” Id. at 353. Given that situation, the court reversed the trial court’s suppression order. Id. at 354. We should do the same here.
¶44 The defendant did not prove the factual basis for his theory that he was seized when the officer parked behind his already parked van. We should decline to speculate about the facts. Instead, we should agree with the trial court’s factual and legal determinations that Mr. Gantt was
¶45 Mr. Gantt did not establish that he was seized before probable cause to arrest had been discovered. On that basis alone, we should affirm. Thorn, 129 Wn.2d at 354.
¶46 Timing of Seizure. Even if we assume that Officer Valencia used his “emergency lights” upon parking his patrol car, the record does not establish that Mr. Gantt was seized before the discovery of the invalid trip permit. A “show of authority” directed against a parked car does not seize a pedestrian standing near a house.
¶47 Because searches and seizures disturb private affairs, article I, section 7
¶49 It is rather axiomatic that, in the seizure context, there is a significant distinction to be drawn from the occupant of a moving vehicle and a pedestrian. O’Neill, 148 Wn.2d at 579. The distinction is removed once the vehicle is parked: “where a vehicle is parked in a public place, the distinction between a pedestrian and the occupant of a vehicle dissipates.” Id. Here, there is no question that Mr. Gantt’s van was parked, and that he was away from it when Officer Valencia arrived. Thus, the proper way to view this case is by regarding it as a pedestrian stop. Id.
¶50 Since we must view the case as a pedestrian stop, any reliance upon DeArman is not apropos since that case involved a motor vehicle stop. The distinction is not only required by our case law, but necessary, since an individual driving a motor vehicle is required to submit to a police officer where the officer signals that individual to pull over. RCW 46.61.020(1).
¶51 When viewed in this manner, the majority’s reliance upon Young and Stroud fails to persuade. Young stands for the proposition that where a uniformed officer “spotlights” a pedestrian and asks him questions, there was an insufficient show of authority to constitute a seizure. Young, 135 Wn.2d at 513-514. In Stroud, the officer pulled behind an occupied parked car, activated his emergency lights, and turned on his high beam headlights. Stroud, 30 Wn. App. at 393. The court held that the driver was seized at that point. Id. at 396. In adopting these cases, the majority analysis misses a crucial distinction to be drawn between Stroud and Young and this case. In Young, the spotlight was pointed directly at the defendant. In Stroud, the defendant was a passenger in a parked car when the officer pulled directly behind the vehicle and activated emergency lights and high beam headlights. In each case, the show of authority was unmistakably directed at the defendant, though of course the resulting outcome differed.
¶52 In contrast here Officer Valencia pulled his cruiser in behind Mr. Gantt’s car, which was parked next to the
¶53 Nor does Officer Valencia’s questioning, even in conjunction with the emergency lights, constitute a seizure. It is well established that a uniformed police officer who is armed does not seize a citizen by merely approaching that individual on the street or in another public place, or by engaging him or her in conversation. State v. Belanger, 36 Wn. App. 818, 820, 677 P.2d 781 (1984). Such encounters are known as a so-called “social contact.”
¶54 In its briefing, the State relied upon Harrington to support its argument that Officer Valencia was conducting a social contact. The majority analysis distinguishes Harrington by citing it for the proposition that a social contact between an officer and a citizen “ ‘does not suggest an investigative component.’ ” Majority at 142 (quoting Harrington, 167 Wn.2d at 664). The majority then finds that since Officer Valencia asked Mr. Gantt what he was doing, an investigative element was present; therefore the conversation was not a social contact. However, this conclusion stems from a faulty reading of Harrington and serves only to alleviate Mr. Gantt’s burden upon appeal.
¶55 The Harrington court noted that the plain meaning of the phrase “social contact” does not suggest an investí
¶56 Here, Officer Valencia engaged Mr. Gantt in conversation by asking him what he was doing there. It is clear that the question itself would not constitute a stop, since the officer is free to make that inquiry.
¶57 In sum, there was nothing coercive about Officer Valencia’s emergency lights, since they were not directed at Mr. Gantt. There was nothing coercive about the questioning. Each taken individually passes constitutional muster. Even when taken together, the officer’s actions did not constitute an intrusion upon Mr. Gantt’s privacy such that a reasonable pedestrian in his position would not have felt
¶58 Officer Valencia’s decision to turn on his vehicle’s lights when he parked his patrol car at 10:00 p.m. on a spring evening is too ambiguous to amount to a seizure. The trial court properly focused on the consequences of a contrary ruling. Is a disabled car seized when an officer stops to give aid and turns on the emergency lights? Is every car on a highway seized when an officer races to an accident site with emergency lights activated? Presumably the majority would answer “no” to both questions, but the answer would be inconsistent with its declaration that Officer Valencia seized Mr. Gantt at the time he activated his emergency lights. Majority at 144.
¶59 The veteran trial judge correctly observed that the officer engaged in good police work when he suspected Mr. Gantt of “casing” the neighborhood for houses to burglarize. It would have been a dereliction of duty not to investigate what the van’s occupants were up to. The van clearly was not visiting the residence; it was parked in front of the driveway and one of the occupants was in the passenger seat. Why the van kept stopping in the area was a worthy topic of investigation.
¶60 The emergency lights were not directed at Mr. Gantt and were not sufficient to constitute a seizure. There simply is too much ambiguity in this fact pattern to conclude that a seizure occurred before probable cause existed.
¶61 Mr. Gantt has not established his claim that the “emergency lights” were activated or that he was seized before probable cause existed for arrest. The trial court should be affirmed. I respectfully dissent.
The agreed-upon facts establish that Mr. Gantt’s van was parked in front of the driveway.
The trial court repeatedly referenced the officer’s “lights” and did not use the term “emergency lights.” This is a case that would have benefited from entry of the appropriate findings required by CrR 3.6. Where an evidentiary hearing is not held, the trial court is required to enter a written order explaining why. CrR 3.6(a). Where an evidentiary hearing is held, the trial court is required to enter findings of fact and conclusions of law. CrR 3.6(b). In either circumstance, regardless of which side prevails, the defendant’s trial counsel has a significant incentive to make sure that the findings are entered because it is the defense’s burden to show that a warrantless seizure occurred.
Now codified at RCW 46.16A.320.
“No person shall be disturbed in his private affairs, or his home invaded, without authority of law.” Wash. Const. art. I, § 7.
“It is unlawful for any person while operating or in charge of any vehicle . . . to refuse or neglect to stop when signaled to stop by any police officer.” Accord RCW 46.61.021(1) (“Any person requested or signaled to stop by a law enforcement officer for a traffic infraction has a duty to stop”).
We previously have found that asking a citizen what he or she is doing does not rise to the level of a seizure. See State v. Ellwood, 52 Wn. App. 70, 757 P.2d 547 (1988).
Opinion of the Court
¶1 Eric Gantt appeals his convictions for residential burglary, second degree possession of stolen property, and five counts of second degree identity theft. Mr. Gantt asserts (1) that he was unlawfully seized when an officer pulled behind his van, activated his emergency lights, and asked Mr. Gantt what he was doing and (2) that the subsequent warrantless search of his vehicle was invalid.
¶2 Because these facts are similar to the facts in State v. DeArman, 54 Wn. App. 621, 774 P.2d 1247 (1989), we
FACTS
¶3 At approximately 9:50 p.m. on May 7, 2009, Officer Tony Valencia of the Selah Police Department was patrolling westbound on Goodlander Road. The officer saw a minivan stopped on the street a few yards north of Goodlander Road on Goodlander Drive. Officer Valencia saw two people standing on the passenger side of the van.
¶4 A few minutes later, Officer Valencia returned eastbound on Goodlander Road. He saw the same van moved to an area in front of a driveway at the corner of Crestview Drive and Goodlander Road. Officer Valencia saw a man walking toward a residence. Officer Valencia decided to make a social contact. He activated his emergency lights and pulled up behind the van. The man returned to his van.
¶5 A woman was sitting in the van. Officer Valencia contacted the man. Officer Valencia asked the man, later identified as Mr. Gantt, what he was doing there. Mr. Gantt appeared nervous and stated that he was looking for a friend. Officer Valencia asked the name of the friend, and Mr. Gantt provided a name similar to “Elaine.” Clerk’s Papers at 39. The officer told Mr. Gantt that he had just seen the van stopped on the next block over and that he did not believe what Mr. Gantt was telling him.
¶6 While talking to Mr. Gantt, Officer Valencia noticed that there was an expired trip permit in the rear window of the van that had been altered from the original dates. Observing that Mr. Gantt was becoming increasingly nervous, Officer Valencia requested backup. Officer Rich Brumley contacted Officer Valencia while en route and told him that he was familiar with Mr. Gantt.
¶7 Shortly after his arrival, Officer Brumley walked over to the minivan and looked into the rear window of the
¶8 When Officer Brumley looked through the van’s side windows, he saw two large-sized duffle bags, a small ice chest, and a pearl necklace. When he looked in the open front windows, Officer Brumley saw a laptop computer between the two seats. He also noticed a small plastic bag, containing a green vegetable matter, lying on the passenger side.
¶9 Mr. Gantt denied the officers’ request to search the van. Officer Brumley contacted the Yakima County Sheriff’s Office to run a check on the name on the item of mail. The dispatch officer advised Officer Brumley that a woman with the same name had reported a burglary earlier that evening. Officer Brumley requested that a deputy respond to his location. When Deputy Jim Frye arrived, the officers gave Mr. Gantt Miranda
¶10 The State charged Mr. Gantt with one count of residential burglary, one count of possession of stolen property, and five counts of second degree identity theft.
¶11 A suppression hearing was held on stipulated facts contained in Officer Valencia’s report. The parties also stipulated that Officer Valencia had activated his patrol car emergency lights.
¶12 No findings of fact were entered. The court issued an oral ruling finding that Officer Valencia initiated a social contact even though the circumstances were somewhat suspicious, that this contact was an exercise of the community caretaking function, that the activation of the patrol car lights at night did not change the contact into a detention or an illegal detention, that the expired trip
¶13 At a stipulated facts trial, Mr. Gantt was found guilty on all counts. This appeal follows.
ANALYSIS
¶14 Seizure. The Fourth Amendment to the United States Constitution states:
The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no warrants shall issue, but upon probable cause, supported by oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.
¶15 Washington Constitution article I, section 7 states, “No person shall be disturbed in his private affairs, or his home invaded, without authority of law.” This provision provides greater protection than the Fourth Amendment because it focuses on the disturbance of private affairs rather than focusing on unreasonable searches and seizures. State v. Harrington, 167 Wn.2d 656, 663, 222 P.3d 92 (2009).
¶16 Whether an encounter with police is permissive or a seizure is a mixed question of law and fact, but whether the facts may be characterized as a seizure is a legal question that the court reviews de novo. State v. Rankin, 151 Wn.2d 689, 709, 92 P.3d 202 (2004). Mr. Gantt bears the burden of establishing that he was illegally seized. State v. Young, 135 Wn.2d 498, 510, 957 P.2d 681 (1998). If a warrantless search or seizure occurred, the State has the burden of justifying it. State v. Jackson, 82 Wn. App. 594, 601-02, 918 P.2d 945 (1996).
¶18 Display of Authority. The first question here is whether Officer Valencia’s display of his emergency lights constituted a display of police authority.
¶19 In Young, an officer was patrolling an area with a high incidence of drug activity when he observed Kevin Young standing on a street corner talking to a young woman. The officer saw nothing suspicious but stopped his patrol car, got out, and asked Mr. Young how he was doing. The officer learned Mr. Young’s name, then left the scene and radioed for Mr. Young’s criminal history. Mr. Young had an extensive criminal history. While driving away, the officer saw Mr. Young walk out to the street, apparently watching where the officer was going. The officer turned around and drove back. When Mr. Young started walking away, the officer shined his patrol car’s spotlight on him. Mr. Young walked behind a tree, crouched down, and tossed a small package near the tree. The officer asked Mr. Young to stop and retrieved the package, which appeared to contain crack cocaine. Young, 135 Wn.2d at 503. Mr. Young argued that he was seized when the deputy illuminated him with the spotlight. Id. at 510.
¶20 The court determined that “[t]he illumination by the spotlight did not amount to such a show of authority a reasonable person would have believed he or she was not
“the threatening presence of several officers, the display of a weapon by an officer, some physical touching of the person of the citizen, or the use of language or tone of voice indicating that compliance with the officer’s request might be compelled. ... In the absence of some such evidence, otherwise inoffensive conduct between a member of the public and the police cannot, as a matter of law, amount to a seizure of that person.”
Id. at 512 (alteration in original) (quoting United States v. Mendenhall, 446 U.S. 544, 554-55, 100 S. Ct. 1870, 64 L. Ed. 2d 497 (1980)).
¶21 In DeArman, the court concluded that a motorist was seized when a police officer pulled up behind his or her car and activated full emergency lights. DeArman, 54 Wn. App. at 624. In DeArman, an officer observed a vehicle stopped at a stop sign for 45 to 60 seconds. The officer became concerned that the vehicle might be disabled because he could not tell whether the vehicle was moving. Id. at 622. The officer pulled in behind Mr. DeArman’s vehicle and activated his emergency lights. Id. Mr. DeArman then drove through the intersection and pulled over 50 feet beyond the intersection. Id. at 623. At this point, the officer became suspicious, contacted Mr. DeArman, and asked for his identification. Id. The officer arrested Mr. DeArman on an outstanding warrant and discovered cocaine during a search of Mr. DeArman. Id.
¶22 The court concluded that Mr. DeArman was seized when the officer pulled up behind him and activated his emergency lights. Id. at 624. The court explained that the seizure was unreasonable because the officer did not have a reason to stop the vehicle once Mr. DeArman pulled through
¶23 Similarly, in State v. Stroud, 30 Wn. App. 392, 396, 634 P.2d 316 (1981), the court determined that a legally parked car was seized when police pulled in behind the vehicle and activated their emergency lights and headlight high beams. The court concluded that the use of emergency and headlight high beams “constituted a show of authority sufficient to convey to any reasonable person that a voluntary departure from the scene was not a realistic alternative.” Id.
¶24 Here, Officer Valencia saw a minivan on the street with two people standing on the passenger side. A few minutes later, Officer Valencia observed the same vehicle stopped in front of a driveway. The officer saw a man walking from the van to the residence. Officer Valencia decided to make a social contact. The officer stopped behind the van, activated his emergency lights, got out of the patrol car, and asked the man what he was doing there. Mr. Gantt, appearing nervous, answered that he was looking for a friend. When asked, Mr. Gantt provided a name. At this point, Officer Valencia told Mr. Gantt that he had just seen the van one block over and that he did not believe what Mr. Gantt was saying. The officer then noticed that the van had an expired permit that had been altered.
¶25 The activation of a patrol car’s emergency lights constitutes a display of authority similar to that described in DeArman. We conclude that Mr. Gantt was seized when Officer Valencia activated his emergency lights and asked Mr. Gantt what he was doing.
¶26 Social Contact. The State argues that Officer Valencia’s initial contact was not a seizure, but, rather, a social contact. The State relies on Harrington to support its argument that Officer Valencia was conducting a social contact when he approached Mr. Gantt. This argument is unpersuasive.
¶28 The circumstances here involved an investigative component. Officer Valencia activated his emergency lights and asked Mr. Gantt what he was doing there. Moreover, in Harrington, the absence of a police car and emergency lights was one reason why the Washington Supreme Court found that the contact by the officer was, initially, a social contact. Id. at 665.
¶29 When Officer Valencia contacted Mr. Gantt, both men were out of their vehicles. In fact, both men were so close to the van that Officer Valencia could read the expiration date on the trip permit. The State argues that DeArman is distinguishable because it involved a traffic stop. This distinction is not helpful. Young did not involve a traffic stop. The inquiry is the same — was the display of authority sufficient to constitute a seizure? Here, the use of emergency lights and the officer’s conversation constituted a display of authority by the officer. A reasonable person standing next to his or her vehicle would not believe that he or she was free to leave. As we conclude above, Mr. Gantt was seized when Officer Valencia stopped behind the van, made a show of authority by turning on the patrol car’s emergency lights, and then questioned Mr. Gantt.
¶30 Community Caretaking. The State does not mention the term “community caretaking.” Instead, the State contends, “While the circumstances may have been suspicious, the officer’s social contact would have been independently justified in trying to determine whether [Mr.] Gantt was lost, or needed assistance.” Resp’t’s Br. at 6. The State cites no authority to support this argument.
¶32 “ [Rendering aid or assistance through a health and safety check is a hallmark of the community caretaking function exception.” Id. at 389. It is in the public interest to allow police officers to approach citizens and permissively inquire whether they will answer questions. Id. at 388. When considering the applicability of the community caretaking provision, the proper inquiry is “whether totality of the circumstances indicate ‘a reasonable person would have felt free to leave or otherwise decline the officer’s requests and terminate the encounter.’ ” Id. (quoting State v. Thorn, 129 Wn.2d 347, 352, 917 P.2d 108 (1996), overruled on other grounds by O’Neill, 148 Wn.2d 564).
¶33 There is no objective evidence demonstrating that Officer Valencia was performing a community care-taking function when he stopped Mr. Gantt. Officer Valencia pulled behind Mr. Gantt’s vehicle and activated his emergency lights even though the officer had not seen a traffic infraction or any criminal activity. Officer Valencia asked Mr. Gantt what he was doing there. The officer did not ask whether Mr. Gantt was lost or needed assistance or
¶34 Reasonableness. Assuming Mr. Gantt was seized, the next question is whether the seizure of Mr. Gantt was reasonable. If a contact constitutes a seizure, that seizure is reasonable only if the officer had an objectively reasonable suspicion that the person was involved in criminal activity. DeArman, 54 Wn. App. at 624 (quoting State v. Larson, 93 Wn.2d 638, 644, 611 P.2d 771 (1980)). At the time Officer Valencia activated his emergency lights, he had no reason to suspect that Mr. Gantt was involved in criminal activity. The seizure was unreasonable.
¶35 Suppression. Mr. Gantt asserts that all of the evidence seized from the van must be suppressed.
¶36 If a person is seized in violation of the Fourth Amendment or article I, section 7, the evidence subsequently obtained must be suppressed under the exclusionary rule. Harrington, 167 Wn.2d at 664. Officer Valencia unlawfully seized Mr. Gantt by activating the patrol car’s emergency lights. The evidence discovered as a result of this seizure must be suppressed including the “open view” evidence discovered by Officer Brumley. See State v. Jesson, 142 Wn. App. 852, 858, 177 P.3d 139 (2008). “Under the open view doctrine, when an officer is lawfully present in an area, his detection of items by using one or more of his senses does not constitute a search within the meaning of the Fourth Amendment.” Id. Officer Brumley was present only because Officer Valencia had unlawfully seized Mr. Gantt.
¶37 Because we conclude that Mr. Gantt was unlawfully seized, we need not reach his additional assertions of error.
Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966).
Case-law data current through December 31, 2025. Source: CourtListener bulk data.