State v. Davis
State v. Davis
Opinion of the Court
¶1 Repossession agent Robin Davis and two codefendants, while repossessing two cars owned by the same family, forced the driver and a passenger of one of the cars to get out at gunpoint and take them to the second car. Davis was convicted of two counts of kidnapping in the second degree and two counts of assault in the second degree. On appeal, he claims (1) the assault merged with the kidnapping for each victim, (2) the trial court erroneously gave an initial aggressor instruction, (3) the court erroneously permitted rebuttal testimony about repossession industry standards, and (4) the to-convict instruction for kidnapping omitted an essential element. We agree regarding merger and reject his remaining claims. We remand for vacation of the assault convictions and for resentencing, and otherwise affirm.
FACTS
¶2 Robin Davis and Jeffrey Saunders were partners in Allstate Recovery, an automobile repossession business. On September 10, 2010, Davis drove his truck from Auburn, Washington, to Mount Vernon to repossess a Ford Explorer on behalf of a client who had sold two cars to Rachel Valdez. Saunders and Davis’s adult son, Chet Davis,
¶3 Saunders directed Davis to a KFC restaurant in Mount Vernon, where they spotted the Explorer in the
¶4 Saunders and Davis then drove to Marysville to attempt a repossession of the second vehicle. En route, they observed Valdez’s Explorer ahead of them. Davis followed the car into the parking lot of a Burger King. Valdez and J.V. noticed the truck following them and believed it was the same one from KFC. In the parking lot, Saunders, Davis, and Chet got out of the truck and went to the Explorer. Davis aimed a shotgun at the Explorer while yelling at the occupants to get out. According to J.V. and Valdez, one of the other men had a pistol and aimed it at them while standing in front of the Explorer. J.V. and Valdez got out of the Explorer. Saunders patted down Valdez, pulled his wallet out of his pocket, and gave the wallet to Davis, saying, “Hold this in case he runs.” Verbatim Report of Proceedings (VRP) at 99-100,157. J.V. testified that a pistol was pointed at him and that he felt a gun at his back. Saunders told Valdez he was going to jail for trying to run him over and that they were going to repossess the Explorer. Saunders ordered Valdez to take them to the second car. He made J.V. get into the truck with Davis and Chet and made Valdez get into the Explorer, with Saunders driving. Two witnesses observed the incident at Burger King and called 911.
¶5 After Saunders began driving to the location of the second car, with Davis’s truck following, Valdez told Saunders he was diabetic and needed sugar. Both cars stopped at a
¶6 The State charged Davis with one count of kidnapping in the first degree, one count of kidnapping in the second degree, and two counts of assault in the second degree. The State alleged that he was armed with a firearm for each count. Saunders was charged with the same four counts, also with firearm enhancements, plus one count of unlawful possession of a firearm by a convicted felon. Chet pleaded guilty to unlawful imprisonment.
¶7 Davis and Saunders were tried together. Saunders testified that he had been in the vehicle repossession business since 1997 and had learned how to conduct repossessions on the job. He testified that there were no laws specifically governing repossessions in Washington. Several times during his testimony, he referenced repossession industry standards. At the conclusion of the defense’s case, the State sought to introduce testimony from Harlow Cody, an experienced repossession agent. Davis objected, arguing it was not relevant to the defense’s case and related to collateral matters. The court permitted Cody to testify that there were laws governing vehicle repossessions in Washington and to testify in response to Saunders’s testimony about industry standards.
¶8 At the conclusion of the State’s case, the trial court granted the defense’s motion to dismiss the charge of kidnapping in the first degree based on insufficient evidence. The court allowed the State to amend that charge to kidnapping in the second degree.
¶9 The trial court gave the jury the defense’s requested lawful use of force instruction, including a self-defense
¶10 The jury found Davis guilty of two counts of kidnapping in the second degree and two counts of assault in the second degree and also found he had been armed with a firearm for each count.
DISCUSSION
¶11 Davis claims that (1) the kidnapping and assault of each victim merged, (2) the trial court erred in giving the initial aggressor instruction, (3) the court erred in permitting rebuttal testimony about repossession industry standards, and (4) the to-convict instruction for kidnapping omitted an essential element of the crime.
¶12 Merger issues involve questions of law reviewed de novo.
¶13 Merger is a doctrine of statutory interpretation used to determine whether the legislature intended to impose multiple punishments for a single act that violates several statutory provisions.
“where the Legislature has clearly indicated that in order to prove a particular degree of crime (e.g., first degree rape) the State must prove not only that a defendant committed that crime (e.g., rape) but that the crime was accompanied by an act*461 which is defined as a crime elsewhere in the criminal statutes (e.g., assault or kidnapping).”
Id. at 51 (quoting State v. Vladovic, 99 Wn.2d 413, 421, 662 P.2d 853 (1983)). If the doctrine applies, we presume the legislature intended to punish both offenses through a greater sentence for the greater offense. Freeman, 153 Wn.2d at 772-73. Even if charges appear to merge, however, they may be punished separately if there is an independent purpose or effect to each. Id. at 773.
¶14 Although unlawful imprisonment is not specifically designated by statute as a lesser degree of kidnapping, for several reasons, we conclude that for purposes of the merger analysis, it should be considered as such.
to restrict a person’s movements without consent and without legal authority in a manner which interferes substantially with his or her liberty.
RCW 9A.40.010(6). One means of abducting a person, i.e., committing the crime of second degree kidnapping, is to restrain the person by “using or threatening to use deadly force.” RCW 9A.40.010(1). But when the restraint is accomplished without the use of such force, the result is the lesser offense of unlawful imprisonment. Assault in the second degree is committed, among other ways, by assault with a deadly weapon. RCW 9A.36.021(l)(c). Thus, in certain cases an assault with a deadly weapon can constitute the use or threatened use of deadly force that raises unlawful imprisonment to kidnapping in the second degree. We conclude that the merger doctrine is not precluded here simply because unlawful imprisonment is not a lesser degree of kidnapping in the second degree.
¶15 The State asserts the merger doctrine does not apply because, to prove kidnapping in the second degree, it was not required to prove assault in the second degree.
¶16 The State’s reliance on State v. Taylor, 90 Wn. App. 312, 950 P.2d 526 (1998), a case decided in Division Two of our court, is misplaced. In Taylor, the court rejected the
¶17 Taylor is inapposite for two reasons. First, the court did not address the issue presented here: whether the State had to prove the act that constituted the assault in order to elevate a lesser crime to kidnapping in the second degree. Thus, in determining legislative intent, the court did not consider whether the presumption that the legislature intended to punish both offenses through a greater sentence for the greater offense applied. See Freeman, 153 Wn.2d at 772-73. Second, in cases after Taylor, courts discussing merger have focused on the manner in which the offenses were charged and proved in a particular case and asked whether the State was required to prove the act constituting the merging crime to elevate the other crime. That is, courts have not simply looked at the crimes in the abstract, as the court did in Taylor.
¶18 In Freeman, the Washington Supreme Court considered whether, in the consolidated case of State v. Zumwalt, convictions for robbery in the first degree and assault in the second degree merged. Freeman, 153 Wn.2d at 770 (citing State v. Zumwalt, 119 Wn. App. 126, 129-32, 82 P.3d 672 (2003)). Zumwalt had punched the victim in the face and robbed her. Id. The robbery was based on the infliction of bodily injury alternative means, and the assault was based on the reckless infliction of bodily harm alternative means. Zumwalt, 119 Wn. App. at 129-32. The court stated that to prove robbery in the first degree as charged and proved, the
¶19 Similarly, in State v. Esparza, 135 Wn. App. 54, 143 P.3d 612 (2006), this court looked at how the offenses at issue — assault in the second degree and attempted robbery in the first degree — were charged and proved. We noted that the State had to prove only that the defendant was armed with a deadly weapon to elevate attempted robbery to attempted robbery in the first degree, and that it was charged and proved that the defendant was so armed. Id. at 66. We explained, “Since it was unnecessary under the facts of this case for the State to prove that Beaver engaged in conduct amounting to second degree assault in order to elevate his robbery conviction, and because the State did prove conduct not amounting to second degree assault that elevated Beaver’s attempted robbery conviction, the merger doctrine does not prohibit Beaver’s conviction for both attempted first degree robbery and second degree assault.” Id.
¶20 In light of these cases, to the extent Taylor can be read for the holding that kidnapping in the second degree and assault in the second degree may never merge, we disagree. As in Freeman, we will look at how the offenses here were charged and proved. Here, the act constituting assault in the second degree (i.e., assault with a deadly weapon) was Davis’s act in pointing the gun at the victims. That same act constituted the threatened use of deadly force that was the means by which the State charged and proved that Davis committed kidnapping in the second degree: by restraining Valdez and J.V. through the threat
¶21 Even if crimes would otherwise merge, they can be punished separately if they had an independent purpose or effect. Freeman, 153 Wn.2d at 773. Davis argues that the firearms were used to stop Valdez’s car and effectuate the kidnapping, thus there was no independent purpose or effect. The State does not argue otherwise, and we agree with Davis. We hold the assault merged with the kidnapping as to each victim and remand for (1) vacation of the assault convictions
¶22 The remainder of this opinion has no precedential value. Therefore, it will be filed for public record in accordance with the rules governing unpublished opinions.
Review denied at 179 Wn.2d 1025 (2014).
For ease of reference, Chet Davis will be referred to by his first name.
Both firearms were tested and determined to be operable.
The jury found Saunders guilty of two counts of kidnapping in the second degree while armed with a firearm and acquitted him of two counts of assault in the second degree and unlawful possession of a firearm. Saunders appealed separately. See State v. Saunders, 177 Wn. App. 259, 263-71, 311 P.3d 601 (2013).
Because each crime was violent, it counted as 2 in computing the offender score.
A double jeopardy challenge is a constitutional claim that may be raised for the first time on appeal. State v. Freeman, 153 Wn.2d 765, 770, 108 P.3d 753 (2005). Davis did not waive this claim by failing to raise it below.
Although there are several steps to determine the existence of a double jeopardy violation, Davis argues that only merger applies. Therefore, we will focus on the merger doctrine.
There is no lesser degree of kidnapping than kidnapping in the second degree.
The State also argues that the court need not employ the merger doctrine because the legislature indicated in RCW 9.94A.533 that it intended multiple punishments for each firearm enhancement found by the jury. This argument presupposes that the assaults did not merge with the kidnappings. The State is correct to the extent that if the counts did not merge, the trial court properly imposed four consecutive terms for the firearm enhancements under RCW 9.94A.533. But this does not answer the question as to whether the assaults and kidnappings merged.
The jury instructions included only the “using or threatening to use deadly force” alternative means of abducting, not the “secreting” alternative means.
The State concedes that if an offense is vacated, the associated firearms enhancement must be vacated. We accept the concession. When a court finds convictions for two offenses violate the double jeopardy proscription against multiple punishments it must vacate one of the convictions. State v. Turner, 169 Wn.2d 448, 463-66, 238 P.3d 461 (2010). If an offense is vacated and the defendant is not sentenced for it, RCW 9.94A.533 does not provide a basis for imposing a term for the corresponding firearm enhancement. See RCW 9.94A.533(3)(e) (making firearm enhancements mandatory “for all offenses sentenced under this chapter”).
Davis suggests that prevailing on his merger claim (i.e., having two of the four firearm enhancements vacated) requires his sentence to be reduced to 6 years from 12. We disagree and remand for resentencing. The trial court imposed no time for the substantive offenses, and it is unclear how it would have sentenced Davis had it found merger.
Reference
- Full Case Name
- The State of Washington v. Robin Lee Davis
- Cited By
- 15 cases
- Status
- Published