Utz v. Kijakazi
Trial Court Opinion
5 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF WASHINGTON JEREMY U., NO. 2:23-CV-0096-TOR 8 Plaintiff, ORDER DENYING PLAINTIFF’S 9 v. MOTION FOR SUMMARY JUDGMENT MARTIN J. O’MALLEY, Commissioner of the Social Security Administration, 12 Defendant.
13 BEFORE THE COURT are the parties’ cross Motions for Summary Judgment (ECF Nos. 10, 14). Plaintiff is represented by David Lybert. Defendant is represented by Special Assistant United States Attorney Benjamin J. Groebner.
16 This matter was submitted for consideration without oral argument. The Court has reviewed the administrative record and the parties’ completed briefing and is fully informed. For the reasons discussed below, the Court DENIES Plaintiff’s motion.
19 JURISDICTION 20 The Court has jurisdiction pursuant to 42 U.S. §§ 405(g), 1383(c)(3).
1 STANDARD OF REVIEW 2 A district court’s review of a final decision of the Commissioner of Social Security is governed by 42 U.S.C. § 405(g). The scope of review under § 405(g) is limited: the Commissioner’s decision will be disturbed “only if it is not supported by substantial evidence or is based on legal error.” Hill v. Astrue, 698 F.3d 1153, 1158-59 (9th Cir. 2012) (citing 42 U.S.C. § 405(g)). “Substantial evidence” means relevant evidence that “a reasonable mind might accept as adequate to support a conclusion.” Id. at 1159 (quotation and citation omitted). Stated differently, substantial evidence equates to “more than a mere scintilla[,] but less than a preponderance.” Id. (quotation and citation omitted). In determining whether this standard has been satisfied, a reviewing court must consider the entire record as a whole rather than searching for supporting evidence in isolation. Id. 13 In reviewing a denial of benefits, a district court may not substitute its judgment for that of the Commissioner. Edlund v. Massanari, 253 F.3d 1152, 1156 (9th Cir. 2001). If the evidence in the record “is susceptible to more than one rational interpretation, [the court] must uphold the ALJ’s findings if they are supported by inferences reasonably drawn from the record.” Molina v. Astrue, 674 18 F.3d 1104, 1111 (9th Cir. 2012). Further, a district court “may not reverse an ALJ’s decision on account of an error that is harmless.” Id. An error is harmless “where it is inconsequential to the [ALJ’s] ultimate nondisability determination.”
1 Id. at 1115 (quotation and citation omitted). The party appealing the ALJ’s decision generally bears the burden of establishing that it was harmed. Shinseki v. Sanders, 556 U.S. 396, 409-10 (2009).
4 FIVE-STEP SEQUENTIAL EVALUATION PROCESS 5 A claimant must satisfy two conditions to be considered “disabled” within the meaning of the Social Security Act. First, the claimant must be unable “to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than twelve months.” 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). Second, the claimant’s impairment must be “of such severity that [he] is not only unable to do [his] previous work[,] but cannot, considering [his or her] age, education, and work experience, engage in any other kind of substantial gainful work which exists in the national economy.” 42 U.S.C. §§ 423(d)(2)(A), 1382c(a)(3)(B).
15 The Commissioner has established a five-step sequential analysis to determine whether a claimant satisfies the above criteria. See 20 C.F.R. § 17 416.920(a)(4)(i)-(v). At step one, the Commissioner considers the claimant’s work activity. 20 C.F.R. § 416.920(a)(4)(i). If the claimant is engaged in “substantial gainful activity,” the Commissioner must find that the claimant is not disabled. 20 20 C.F.R. § 416.920(b).
1 If the claimant is not engaged in substantial gainful activity, the analysis proceeds to step two. At this step, the Commissioner considers the severity of the claimant’s impairment. 20 C.F.R. § 416.920(a)(4)(ii). If the claimant suffers from “any impairment or combination of impairments which significantly limits [his] physical or mental ability to do basic work activities,” the analysis proceeds to step three. 20 C.F.R. § 416.920(c). If the claimant’s impairment does not satisfy this severity threshold, however, the Commissioner must find that the claimant is not disabled. Id. 9 At step three, the Commissioner compares the claimant’s impairment to several impairments recognized by the Commissioner to be so severe as to preclude a person from engaging in substantial gainful activity. 20 C.F.R. § 12 416.920(a)(4)(iii). If the impairment is as severe or more severe than one of the enumerated impairments, the Commissioner must find the claimant disabled and award benefits. 20 C.F.R. § 416.920(d).
15 If the severity of the claimant’s impairment does meet or exceed the severity of the enumerated impairments, the Commissioner must pause to assess the claimant’s “residual functional capacity.” Residual functional capacity (“RFC”), defined generally as the claimant’s ability to perform physical and mental work activities on a sustained basis despite his or her limitations (20 C.F.R. § 20 416.945(a)(1)), is relevant to both the fourth and fifth steps of the analysis.
1 At step four, the Commissioner considers whether, in view of the claimant’s RFC, the claimant is capable of performing work that he has performed in the past (“past relevant work”). 20 C.F.R. § 416.920(a)(4)(iv). If the claimant is capable of performing past relevant work, the Commissioner must find that the claimant is not disabled. 20 C.F.R. § 416.920(f). If the claimant is incapable of performing such work, the analysis proceeds to step five.
7 At step five, the Commissioner considers whether, in view of the claimant’s RFC, the claimant is capable of performing other work in the national economy.
9 20 C.F.R. § 416.920(a)(4)(v). In making this determination, the Commissioner must also consider vocational factors such as the claimant’s age, education and work experience. Id. If the claimant is capable of adjusting to other work, the Commissioner must find that the claimant is not disabled. 20 C.F.R. § 13 416.920(g)(1). If the claimant is not capable of adjusting to other work, the analysis concludes with a finding that the claimant is disabled and is therefore entitled to benefits. Id. 16 The claimant bears the burden of proof at steps one through four above.
17 Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). If the analysis proceeds to step five, the burden shifts to the Commissioner to establish that (1) the claimant is capable of performing other work; and (2) such work “exists in significant numbers in the national economy.” 20 C.F.R. § 416.960(c)(2); Beltran v. Astrue, 700 F.3d 386, 389 (9th Cir. 2012).
3 ALJ’S FINDINGS 4 On December 11, 2019, Plaintiff filed an application for Title XVI supplemental security income benefits, alleging a disability onset date of June 1, 2022, which was later amended to December 11, 2019. Tr. 28, 236-45. Plaintiff’s application was denied initially, Tr. 145-47, and upon reconsideration, Tr. 153.
8 Plaintiff appeared at a telephonic hearing before an administrative law judge (“ALJ”) on January 26, 2022. Tr. 60. On February 16, 2022, the ALJ denied Plaintiff’s claim. Tr. 28-41.
11 Plaintiff previously filed an application for Title XVI benefits and Title II disability insurance benefits on July 12, 2012. Tr. 6 at 83. The ALJ in that matter denied those claims on January 9, 2015. Tr. 95. The ALJ’s decision was upheld by both the Appeals Council and the United States District Court for the Eastern District of Washington, thus rendering the ALJ’s initial determination the final decision of the Commissioner for purposes of judicial review. Tr. 28-29, 112.
17 Because the current matter involved an unadjudicated period arising under the same Title as Plaintiff’s prior application, the prior final decision gave rise to a presumption of continued non-disability beginning January 9, 2015. See Chavez v. Bowen, 844 F.2d 691, 693 (9th Cir. 1988). To overcome this presumption, Plaintiff was required to “prove ‘changed circumstances’ indicating a greater disability.” Id. (quoting Taylor v. Heckler, 765 F.2d 872, 875 (9th Cir. 1985)).
3 The ALJ here determined that the presumption of continuing non-disability was rebutted “in a threshold sense” by the addition of some new alleged non- severe impairments and updates to the musculoskeletal and mental listings. Tr. 29.
6 However, because the changes did not establish any deterioration in Plaintiff’s functioning, the ALJ “adopt[ed] the findings of [the prior] decision regarding severe impairments, residual functional capacity, ability to do past relevant work, and ability to do other work.” Id. The ALJ also noted that Plaintiff’s musculoskeletal and mental impairments would be evaluated under the current listings. Id. 12 At step one of the sequential evaluation analysis, the ALJ found Plaintiff had not engaged in any substantial gainful activity since December 11, 2019. Tr. 31.
14 At step two, the ALJ adopted the following severe impairments from the prior decision: degenerative disc disease of the cervical spine; degenerative disc disease of the lumbar spine, with protrusion and without nerve compression; depressive disorder; and alcohol, marijuana, and methamphetamine dependence. Id. The ALJ determined that the evidence did not establish any new severe impairments. Id. 19 Next, at step three, the ALJ found that Plaintiff did not have an impairment or combination of impairments that met or equaled the severity of a listed impairment. Tr. 35. The ALJ then adopted the Commissioner’s prior determination that Plaintiff had the RFC to perform light work as defined by 20 3 C.F.R. § 416.967(b), within the following limitations: 4 The claimant is able to lift and carry up to 15 pounds occasionally and up to 10 pounds frequently. He is able to sit for up to 6 hours in an 8- 5 hour day and for 1 hour interrupted each time. He is able to stand/walk for up to 30 minutes at one time for a total of 4 hours in an 8-hour 6 workday. The claimant is able to operate foot controls occasionally with the right foot and frequently with the left foot. The claimant needs 7 to avoid climbing ladders, ropes, and scaffolds, but he can occasionally climb stairs and ramps, balance, stoop, kneel, crouch, and crawl. The 8 claimant needs to avoid unprotected heights and moving mechanical parts. The claimant can occasionally operate a motor vehicle and be 9 exposed to vibrations. The claimant can have frequent exposure to humidity, extreme temperatures, and fumes, dusts, gases, and other 10 pulmonary irritants. The claimant is able to perform simple, routine, and repetitive tasks. He can have occasional interaction with co- 11 workers. He can tolerate occasional changes in the work setting.
12 Id. 13 At step four, consistent with the underlying opinion, the ALJ found Plaintiff was not capable of performing past relevant work. Tr. 39. At step five, the ALJ found that, considering Plaintiff’s age, education, work experience, RFC, and testimony from a vocational expert (VE), there were other jobs that existed in significant numbers in the national economy which Plaintiff could perform, including as a garment sorter, inspector-packer, and table worker. Tr. 40. These findings were again based upon the Commissioner’s order in the prior determination. Tr. 39.
1 Based on the foregoing, the ALJ concluded Plaintiff was not under a disability, as defined in the Social Security Act, from December 11, 2019, through February 16, 2022, the date of the ALJ’s decision. Tr. 40. On February 9, 2023, the Appeals Council denied review, making the ALJ’s determination the final decision of the Commissioner for purposes of judicial review. Tr. 11; see 42 6 U.S.C. § 1383(c)(3).
7 ISSUES 8 Plaintiff seeks judicial review of the Commissioner’s final decision denying him supplemental security income benefits under Title XVI of the Social Security Act. ECF No. 10. Plaintiff submits the following issues for this Court’s review: 11 1. Whether the ALJ properly analyzed the severity of Plaintiff’s 12 claims; 13 2. Whether the ALJ properly applied principles of res judicata to 14 Plaintiff’s claims; 15 3. Whether the ALJ properly discounted Plaintiff’s subjective 16 symptom testimony; 17 4. Whether the ALJ impermissibly concluded Plaintiff could adjust to 18 other work in the national economy based on his RFC and the 19 underlying VE testimony; and 1 5. Whether the ALJ properly evaluated Plaintiff’s claims against the 2 longitudinal record.1 ECF No. 10 at 2.
4 DISCUSSION I. Severity of Plaintiff’s Impairments 6 Plaintiff alleges that the ALJ erred in failing to classify multiple physical and mental medical impairments as severe under step two of the sequential evaluation process. ECF No. 10 at 6-7, 14.
9 At step two, the ALJ evaluates whether any of the plaintiff’s medical impairments or combination of impairments is “severe.” To establish the existence of a medically determinable impairment, the claimant must proffer objective medical evidence thereof, meaning the abnormality “can be shown by medically
1 Plaintiff states Issue 1 as a challenge to whether the ALJ properly evaluated the medical evidence under 20 C.F.R. § 404.1520(c)(1) and (2), but instead argues that the ALJ should have found his impairments severe. See ECF No. 10 at 13-14. Accordingly, the Court has reframed the issue. Relatedly, Plaintiff did not submit Issue 3 as a discrete claim in his statement of the issues, but did argue the issue in the body of his brief. Id. at 2, 14. The Court considers the issue nonetheless.
1 acceptable clinical and laboratory diagnostic techniques.” 20 C.F.R. § 416.921. A claimant’s self-report of symptoms cannot be independently used to establish the existence of an impairment. Id. 4 A medically determinable impairment is “severe” when it “significantly limits [an individual’s] physical or mental ability to do basic work activities.” 20 6 C.F.R. § 416.920(c). However, an impairment is not severe when “medical evidence establishes only a slight abnormality or a combination of abnormalities which would have no more than a minimal effect on an individual’s ability to work.” Social Security Ruling (SSR) 85-28, 1985 WL 56856, at *3. Basic work activities include “the abilities and aptitudes necessary to do most jobs,” which generally require: (1) physical functions such as walking, standing, sitting, lifting, pushing, pulling, reaching, carrying, or handling; (2) capacities for seeing, hearing, and speaking; (3) understanding, carrying out and remembering simple instructions; (4) using judgment; (5) responding appropriately to supervision, coworkers and usual work situations; and (6) dealing with changes in a routine work setting. 20 C.F.R. § 416.922.
17 A. Mental Impairments 18 Plaintiff contends that the ALJ misevaluated his mental impairments, which had worsened from the time of the Commissioner’s first order, as either non- medically determinable or non-severe. ECF No. 10 at 5-6. He claims to suffer from intermittent explosive anger, post-traumatic stress disorder (PTSD), depression, anxiety, attention deficit hyperactivity disorder (ADHD), a traumatic brain injury (TBI), possible bipolar II, possible dissociative identity, and other potential antisocial personality disorders. Id.; see also ECF No. 10 at 14.
5 When analyzing the severity of a claimant’s mental impairment(s), ALJs apply a two-step psychiatric review technique. 20 C.F.R. § 416.920a. First, the ALJ must determine whether there is a medically determinable impairment. 20 8 C.F.R. § 416.920a(b)(1). Second, if the ALJ determines that an impairment exists, then the ALJ must rate the degree of functional limitation resulting from the impairment according to four broad functional categories, which include the claimant’s ability to: (1) understand, remember, or apply information; (2) interact with others; (3) concentrate, persist, or maintain pace; and (4) adapt or manage oneself. 20 C.F.R. § 416.920a(c)(3). The ALJ then rates the claimant’s degree of impairment using a five-point scale: none, mild, moderate, marked, and extreme.
15 20 C.F.R. § 416.920a(c)(4). If the degree of limitation is “none” or “mild,” the ALJ will generally conclude that the impairment is not severe. 20 C.F.R. § 17 416.920a(d)(1).
18 As to the first factor, the ALJ determined that Plaintiff did not have any medically determinable conversion disorder, dissociative identity disorder, antisocial personality disorder, or traumatic brain injury (TBI). Tr. 33. Construing Plaintiff’s arguments liberally, he seems to argue that reports by Dr. Thomas Genthe, Dr. Scott Alvord, and Washington State University (WSU) Psychology staff establish the existence of these underlying impairments. ECF No. 10 at 7 (arguing that the ALJ “fail[ed] to include mental limitations outlined by the medical experts”), 8 (same).
6 The ALJ determined that Plaintiff had not established the aforementioned mental defects were medically determinable impairments, because a head CT scan did not establish Plaintiff suffered a TBI with subsequent neurological sequalae.
9 Tr. 33. The ALJ also explained that Plaintiff’s reported bipolar, antisocial, or other dissociative identity disorders were specifically referred to as “rule-out” diagnoses by the same providers that Plaintiff referenced in his opening brief. Id.; see also id. at 37-38 (discussing the opinions of Drs. Alvord, Genthe, and the WSU staff and noting that Plaintiff’s dissociative and antisocial identity disorders were rule- out diagnoses). A rule-out diagnosis “‘means there is uncertainty about the diagnosis and although there is evidence that the criteria for the diagnosis may be met, more information is needed to rule it out.’” Garner v. Comm’r of Soc. Sec., 2:17-CV-00232-LRS, 2018 WL 2224061, at *3 (E.D. Wash. May 15, 2018) (quoting Burleson v. Astrue, 3:11-cv-05063RBL-KLS, 2012 WL 195022, at *5, n.2 (W.D. Wash. 2012)). Because these alleged conditions were not diagnosed, the ALJ did not err in finding they were not medical impairments.
1 Likewise, the ALJ concluded Plaintiff’s alleged anxiety and PTSD did not qualify as medical impairments because they did not result in any additional significant functional limitations beyond those considered in the underlying opinion from 2015, and Plaintiff reported that he was getting better at managing his symptoms. Tr. 33. The ALJ also acknowledged that, while Plaintiff’s record established Plaintiff was being treated for the conditions of anxiety and PTSD, he was “cognizant of the substantial overlap in symptomology between different mental impairments.” Id. 2 9 The ALJ appropriately considered the medical opinions that Plaintiff suggests were omitted and proffered reasons for his conclusions that were bolstered by the record. Other than suggesting that the ALJ failed to acknowledge the opinions of certain providers, Plaintiff does not specifically explain how these findings of non-severity were incorrect, only that he disagreed with the conclusions thereof. See ECF No. 10 at 14 (arguing that none of the mental impairments “were found to be severe . . . despite adequate and substantial proof of their existence and The ALJ adopted the underlying order of the Commissioner classifying Plaintiff’s depressive disorder as a “severe” impairment. Tr. 31. The Court therefore declines to credit Plaintiff’s argument that his depressive disorder was categorized as non-severe. ECF No. 10 at 14.
1 recurrent and prolonged treatment efforts”). Plaintiff’s disagreement with a rational interpretation of the evidence is not sufficient to overcome the presumption that ALJ’s classification of Plaintiff’s mental disorders was correct.
4 See Batson v. Comm’r of Soc. Sec. Admin., 359 F.3d 1190, 1193 (9th Cir. 2004) (the Commissioner’s finding will be upheld “if evidence exists to support more than one rational interpretation”).
7 B. Physical Impairments 8 Plaintiff also alleges that his fibromyalgia, chronic hip pain, chronic shoulder conditions, carpal tunnel syndrome, ulnar neuropathy, irritable bowel syndrome, and worsened lumbar conditions should have been found as severe impairments. ECF No. 10 at 5-6. Again, Plaintiff identifies no specific error as to the ALJ’s reasoning, but merely alleges that there is “adequate and substantial proof of their existence” and that “recurrent and prolonged treatment efforts” were undertaken to improve his conditions. Id. at 14. The Court will not reverse the interpretation of the ALJ merely because an alternative interpretation of the evidence exists. Batson, 359 F.3d at 1193.
17 The ALJ’s findings as to the severity of Plaintiff’s physical impairments are supported by substantial evidence. Tr. 31-33. Contrary to Plaintiff’s arguments, the ALJ found that Plaintiff’s lumbar injuries were severe. Id. 31 (adopting severe impairments from the ALJ’s prior determination, including that Plaintiff had degenerative disc disease of the lumbar spine). Regarding Plaintiff’s complaints of left ulnar neuropathy, the ALJ noted that the medical records contained only a few complaints of pain and numbness and that Plaintiff’s physical exams yielded normal results. Id. 32. Similarly, the ALJ summarized Plaintiff’s complaints of bilateral shoulder pain, but noted that his pain had improved somewhat with physical therapy and that manual muscle testing showed no weakness or atrophy.
7 Id. Likewise, Plaintiff’s complaints of irritable bowel syndrome and bilateral foot pain were all reported to improve with relatively conservative treatment, such as physical therapy and medical prescriptions. Id. 10 The ALJ observed that Plaintiff underwent a left hip arthroscopy labral repair and chondroplasty acetabulum for his chronic hip pain in 2017. Id. 32.
12 However, he noted that post-operative records established “significant” improvement thereafter, including an improved gait and decreased pain in sport- specific activities. Id. Similarly, after Plaintiff underwent a right carpal tunnel syndrome surgery, he demonstrated a normal range of motion with grossly intact sensation post-operation. Id. Accordingly, the ALJ’s determination of the above impairments as non-severe was supported by substantial evidence in the record.
18 The ALJ also dismissed Plaintiff’s claim of fibromyalgia as a medically determinable impairment, stating that it was a rule-out diagnosis because labs and imaging were negative and the rheumatologist whom Plaintiff met with did not give a diagnosis. Tr. 33. Plaintiff, oppositely, alleges that he was diagnosed and treated for fibromyalgia. ECF No. 10 at 5-6.
3 The portions of the record which Plaintiff refers to do not support the conclusion that there was a formal diagnosis or testing performed to confirm a diagnosis. To the contrary, providers took care to report that Plaintiff was the one who presented a history and diagnosis of fibromyalgia. See, e.g., Tr. 51 (noting that Plaintiff reported a history of fibromyalgia at an initial visit), 323 (“Per Jeremy he has been diagnosed with Fibromyalgia.”) (emphasis added), 1018 (“44-year-old male presents for follow-up of . . . presumed fibromyalgia.”). Given the inconclusive nature of the record, it was not error for the ALJ to determine that Plaintiff’s fibromyalgia was not a medically determinable impairment. See Allen v. Heckler, 749 F.2d 577, 579 (9th Cir. 1984) (internal citations omitted) (“Where medical testimony is conflicting, however, it is the ALJ’s role to determine credibility and to resolve the conflict. If the evidence admits of more than one rational interpretation, we must uphold the decision of the ALJ.”).
16 Because the ALJ’s findings as to each of these alleged impairments were supported by substantial evidence in the medical record and Plaintiff does not lobby a specific challenge to that reasoning, the Court upholds the ALJ’s determination that Plaintiff’s various physical symptoms were either non-severe or did not qualify as medically determinable impairments.
1 C. Harmless Error 2 To the extent the ALJ committed any error in assessing Plaintiff’s mental and physical medically determinable impairments as non-severe, the Court finds it was harmless. A court may find harmless error at step two where the error proved ultimately “inconsequential to the ultimate non-disability determination.” Lewis v. Astrue, 498 F.3d 909, 911 (9th Cir. 2007) (failure to find impairment severe at step two was harmless error where ALJ considered the limitations posed by the impairment at step four). So long as the ALJ accounts for a non-severe impairment in formulating the Plaintiff’s RFC, any error at step two is harmless. See Joelle Herrera B. v. Comm’r of Soc. Sec., 2:20-CV-274-RMP, 2022 WL 94903, at *6 (E.D. Wash. Jan. 10, 2023) (explaining that any error in formulating the RFC itself was a question for a later step, and not a step two error).
13 The ALJ in Plaintiff’s case stated that he “considered all of the claimant’s medically determinable impairments, including those that are not severe, when assessing the claimant’s residual functional capacity.” Tr. 31. In the RFC, the ALJ accounted for Plaintiff’s alleged mental and social impairments by limiting him to “simple, routine, and repetitive tasks” and his social interactions with co- workers and changes to the workplace setting to “occasional.” Id. 35. He further accounted for Plaintiff’s physical limitations by limiting the amount he could carry, sit, or stand/walk without breaks and by finding that Plaintiff needed to avoid moving mechanical parts. Id. Accordingly, any error by the ALJ in finding that certain medically determinable impairments were non-severe was harmless.
3 II. Res Judicata 4 Plaintiff argues that the ALJ should not have adopted the Commissioner’s prior determination of non-disability because there have been several changes to his mental and physical health and an increase in the severity of his symptoms.
7 ECF No. 10 at 12.
8 “The principles of res judicata apply to administrative decisions, although the doctrine is applied less rigidly to administrative proceedings than to judicial proceedings.” Chavez, 844 F.2d at 693 (citing Lyle v. Sec'y of Health and Human Servs., 700 F.2d 566, 568 n.2 (9th Cir. 1983)). Under the doctrine of res judicata, a prior, final determination of non-disability bars re-litigation of that claim through the date of the prior decision. Lester v. Chater, 81 F.3d 821, 827 (9th Cir. 1995).
14 In the Ninth Circuit, a prior final determination of non-disability “create[s] a presumption that [the claimant] continued to be able to work after that date.” Id. (citation and internal quotation marks omitted). However, the “authority to apply res judicata to the period subsequent to a prior determination is much more limited.” Lester, 81 F.3d at 827 (emphasis in original). “The claimant, in order to overcome the presumption of continuing nondisability arising from the first administrative law judge's findings of nondisability, must prove ‘changed circumstances’ indicating a greater disability.” Chavez, 844 F.2d at 693 (citation omitted). Examples of changed circumstances include “[a]n increase in the severity of the claimant's impairment,” “a change in the claimant's age category,” and a new issue raised by the claimant, “such as the existence of an impairment not considered in the previous application.” Lester, 81 F.3d at 827-28 (citations omitted); see also Acquiescence Ruling (AR) 97-4(9), 1997 WL 742758 at *3.
7 However, even where the claimant rebuts the presumption of continuing non- disability by showing changed circumstances, the ALJ must continue to adopt certain findings from the prior final order “unless there is new and material evidence relating to such a finding or there has been a change in the law, regulations or rulings affecting the finding or the method for arriving at the finding.” AR 97-4(9) at *3.
13 In Plaintiff’s case, the ALJ found Plaintiff had rebutted Chavez only “in a threshold sense” by alleging that he had new non-severe impairments and that there had been changes to the musculoskeletal and mental listings. Tr. 29.
16 However, because “no new and material evidence show[ed] a deterioration in the claimant’s functioning since the last . . . decision,” the ALJ adopted the prior order’s analysis of Plaintiff’s severe impairments, RFC, ability to do past relevant work, and ability to adapt to other work. Id. 1 Plaintiff broadly alleges that the ALJ’s application of Chavez is inappropriate because he has been afflicted with multiple new conditions since the time of that decision and because his impairments should have been categorized as severe. ECF No. 10 at 12. The Court already reviewed these arguments in Part I and will not rehash its analysis here as to why the ALJ’s determination was supported by substantial evidence. As such, the Court finds the ALJ’s application of Chavez was appropriate.
8 III. Plaintiff’s Symptom Testimony 9 Plaintiff alleges that the ALJ improperly rejected his subjective symptom testimony based on his activities of daily living. ECF No. 10 at 15-18.
11 The Commissioner undertakes a two-step analysis to determine whether a claimant's subjective symptom testimony can be reasonably accepted as consistent with the objective record evidence. SSR 16-3p, 2016 WL 1119029, at *2. “First, the ALJ must determine whether there is ‘objective medical evidence of an underlying impairment which could reasonably be expected to produce the pain or other symptoms alleged.’” Molina, 674 F.3d at 1112 (quoting Vasquez v. Astrue, 572 F.3d 586, 591 (9th Cir. 2009)). “The claimant is not required to show that [the claimant's] impairment ‘could reasonably be expected to cause the severity of the symptom [the claimant] has alleged; [the claimant] need only show that it could reasonably have caused some degree of the symptom.’ ” Vasquez, 572 F.3d at 591 (quoting Lingenfelter v. Astrue, 504 F.3d 1028, 1035-36 (9th Cir. 2007)).
2 Even if a plaintiff meets the first prong of the two-step test, the ALJ will only proceed to the second part of the analysis absent evidence of malingering.
4 When affirmative evidence of malingering exists, the ALJ is not required to provide clear and convincing reasons to reject the claimant's testimony. Carmickle v. Comm'r, Soc. Sec. Admin., 533 F.3d 1155, 1160 (9th Cir. 2008). Instead, the ALJ may reject the claimant’s symptom testimony merely upon identifying some evidence of malingering in the record. Benton ex rel. Benton v. Barnhart, 331 F.3d 9 1030, 1040 (9th Cir. 2003).
10 Assuming that the claimant meets the first prong and lacking record evidence of malingering, the ALJ will proceed to the second step of the test. “[T]he ALJ can only reject the claimant's testimony about the severity of the symptoms if she gives ‘specific, clear and convincing reasons’ for the rejection.” Ghanim v. Colvin, 763 F.3d 1154, 1163 (9th Cir. 2014) (citations omitted). General findings are insufficient; rather, the ALJ must identify what symptom claims are being discounted and what evidence undermines these claims. Id. 17 Factors to be considered in evaluating the intensity, persistence, and limiting effects of a claimant's symptoms include: (1) daily activities; (2) the location, duration, frequency, and intensity of pain or other symptoms; (3) factors that precipitate and aggravate the symptoms; (4) the type, dosage, effectiveness, and side effects of any medication an individual takes or has taken to alleviate pain or other symptoms; (5) treatment, other than medication, an individual receives or has received for relief of pain or other symptoms; (6) any measures other than treatment an individual uses or has used to relieve pain or other symptoms; and (7) any other factors concerning an individual's functional limitations and restrictions due to pain or other symptoms. SSR 16-3p, 2016 WL 1119029, at *7-*8; 20 7 C.F.R. § 416.929(c). The ALJ is instructed to “consider all of the evidence in an individual’s record” in determining “how symptoms limit ability to perform work- related activities.” SSR 16-3p, 2016 WL 1119029, at *2.
10 The ALJ rejected Plaintiff’s subjective symptom testimony based upon the objective medical evidence and Plaintiff’s own self-reports of improvement. Tr.
12 35-36. The ALJ also expressed concern as to whether Plaintiff was malingering.
13 Id. 36 (“I also note a prominent secondary-gain motivation in the file.”). Plaintiff does not specifically challenge these findings, but instead limits his focus to the ALJ’s emphasis on his self-activities of daily living. ECF No. 10 at 15-18. In the opinion, the ALJ wrote that Plaintiff’s daily activities “continue to be high- functioning,” noting that “he cares for children, cares for pets, cooks meals, dusts, does laundry, goes outside many times per day, goes out alone, drives, rides [the] bus, shops in stores” and “had been working on a roof, planning a trip to New Mexico, camping, swimming, and spending time with family.” Id. 1 According to Plaintiff, it was error for the ALJ to rely upon these justifications because they are routine activities which do not easily transfer to the demands of the workplace. ECF No. 10 at 16-17. He also claims that some of the symptoms of his fibromyalgia tend to wax and wane, which sometimes allows him to participate in more taxing activities than he otherwise would be able to partake of during a flare-up. Id. at 16.
7 Contradiction with a claimant’s activities of daily living is a clear and convincing reason for rejecting a claimant's testimony. Tommasetti v. Astrue, 533 9 F.3d 1035, 1039 (9th Cir. 2008). There are two circumstances under which an ALJ may rely upon a claimant’s daily activities to support an adverse credibility determination: (1) when activities meet the threshold for transferable work skills and (2) when activities contradict a claimant’s other testimony. Orn v. Astrue, 495 13 F.3d 625, 639 (9th Cir. 2007). In order to impact a claimant's credibility, the activity has to be “inconsistent with claimant’s claimed limitations.” Reddick v. Chater, 157 F.3d 715, 722 (9th Cir. 1998). The ALJ cannot mischaracterize statements and documents in the record or take these out of context in order to reach his conclusion on the claimant's credibility. Id. at 722-23. In addition, the claimant’s ability to perform limited basic daily activities is not a clear and convincing reason to reject a claimant’s testimony. See id. at 722 (“[D]isability claimants should not be penalized for attempting to lead normal lives in the face of their limitations.”); Webb v. Barnhart, 433 F.3d 683, 688 (9th Cir. 2005) (“The mere fact that a plaintiff has carried on certain daily activities, such as grocery shopping, driving a car, or limited walking for exercise, does not in any way detract from [his] credibility as to [his] overall disability. One does not need to be utterly incapacitated in order to be disabled.”) (internal quotation omitted).
6 Here, as the ALJ recounted, Plaintiff’s daily activities go beyond mere acts of self-care or necessity. Plaintiff assumed childcare and pet care responsibilities and was able to independently shop, perform chores, and go on other outings. Tr.
9 36. Even if these activities were not transferrable to a work environment, Plaintiff’s analysis ignores his participation in more high-functioning, extracurricular engagements, such as working on a roof, planning a vacation, camping, and swimming. As the ALJ described, these activities do not support Plaintiff’s alleged degree of impairment. Orn, 495 F.3d at 639.
14 Plaintiff’s reliance on his fibromyalgia is also misplaced. Plaintiff argues that his engagement in certain high-level activities is due to the fact that his symptoms of fibromyalgia wax and wane. ECF No. 10 at 16. As discussed above in Part I., however, the ALJ appropriately determined that Plaintiff’s fibromyalgia had not been formally diagnosed and thus was not a medically determinable impairment. And even assuming, arguendo, that Plaintiff’s fibromyalgia was professionally diagnosed, Plaintiff has not explained to this Court how or whether at all his participation in the activities mentioned above wane during flare-ups of his condition.
3 Regardless, any error by the ALJ in considering Plaintiff’s activities of daily living was harmless because the ALJ relied on other evidence to discredit Plaintiff’s reported symptoms, including Plaintiff’s own inconsistent admissions of improvement, Tr. 35, the objective medical evidence, and potential malingering, id. 36. See Stout v. Comm’r Soc. Sec. Admin., 454 F.3d 1050, 1055 (9th Cir. 2006) (an error is harmless if it is nonprejudicial or inconsequential to the ALJ’s ultimate non-disability determination). Plaintiff does not challenge these conclusions.
10 Accordingly, the Court does not find the ALJ erred in disregarding Plaintiff’s subjective symptom testimony.
12 IV. Adjustment to Other Work 13 Plaintiff challenges the ALJ’s determination that he could adjust to other work in the national economy, asserting that the ALJ impermissibly relied upon (1) an incomplete RFC which did not account for all of Plaintiffs’ severe impairments and (2) an incomplete hypothetical question posed to the VE during the 2015 hearing. ECF No. 10 at 18.
18 Regarding the RFC, Plaintiff summarily argues that the ALJ excluded evidence of more severe impairments as well as other, newer impairments. Id. As discussed in Part I., however, many of Plaintiff’s new conditions, such as fibromyalgia, TBI, and others, do not qualify as medically determinable impairments that the ALJ was required to include in the RFC. See Tr. 33. As to Plaintiff’s medically determinable impairments, the ALJ made clear that he took those impairments into account when assessing the RFC, despite finding some of those conditions non-severe. See Tr. 31-32 (“I considered all of the claimant’s medically determinable impairments, including those that are not severe, when assessing the claimant’s residual functional capacity.”). Thus, Plaintiff has not shown that the ALJ erred in excluding certain conditions or medically determinable impairments from the RFC. Tr. 35.
10 Plaintiff’s arguments as to the VE hypothetical and testimony are not different in any substantial respect. Plaintiff maintains that the ALJ’s reliance on the underlying vocational testimony from 2015 was improper because the hypothetical posed to the VE in the initial case did not encompass all of his current limitations. ECF No. 10 at 18. Specifically, Plaintiff contends that the ALJ erred “in adopting the vocational testimony from 2015 with all the conditions that are now severe impairment[s].” Id. 17 A hypothetical posed to a qualifying VE does not need to include all of a claimant’s asserted impairments. Hahn v. Berryhill, 722 F. App’x 602, 603-4 (9th Cir. 2017). Rather, the hypothetical only needs to include those “limitations [which] the ALJ found to be credible and supported by substantial evidence.” Id. at 604. As discussed, the ALJ’s findings regarding Plaintiff’s functional limitations and credibility determinations were supported by substantial evidence in the record and aligned with the underlying determination of the Commissioner from 2015. Therefore, the ALJ’s failure to pose a hypothetical to a different VE on the basis of Plaintiff’s newly asserted or worsened impairments was not an error requiring reversal.
7 V. Longitudinal Evaluation 8 Plaintiff’s final challenge submits that the ALJ failed to consider his fibromyalgia and mental health conditions in a longitudinal fashion. ECF No. 10 at 19.
11 Plaintiff does not explain how the ALJ failed to consider the longitudinal record or specify what evidence contained in the longitudinal record was overlooked by the ALJ. Therefore, Plaintiff’s challenge is actually an argument to reinterpret the evidence in his favor. The Court will not reverse the ALJ’s decision based on Plaintiff’s disagreement with the ALJ’s interpretation of the record or supplement arguments on his behalf. See Tommasetti, 533 F.3d at 1038. To the contrary, as Defendant observes, the ALJ explicitly stated that his opinions were informed by the longitudinal record or entire record. See Tr. 31 (noting he “careful[ly] consider[ed] the entire record”), 35 (same), 37 (considering mental status exams “in the longitudinal record”), 38 (finding the opinions of WSU psychology staff to be inconsistent with the longitudinal record). Accordingly, the ALJ did not err by failing to conduct a longitudinal review of the record.
3 CONCLUSION 4 Having reviewed the record and the ALJ’s findings, this Court concludes the 5|| ALJ’s decision is supported by substantial evidence and free of harmful legal error.
6|| ACCORDINGLY, IT IS HEREBY ORDERED: 7 1. Plaintiffs’ Motion for Partial Summary Judgment (ECF No. 10) is 8 DENIED. Defendant’s cross motion (ECF No. 14) is GRANTED.
9 2. Summary Judgment is granted in favor of Defendant.
10 The District Court Executive is directed to enter this Order and Judgment, 11]| furnish copies to counsel, and CLOSE the file.
12 DATED January 16, 2024. oN Hy A. oS Hear 0. Kies 14 WOE THOMAS O. RICE <=> United States District Judge
Case-law data current through December 31, 2025. Source: CourtListener bulk data.