State v. MacMaster
State v. MacMaster
Concurring Opinion
(concurring)—In the view of the majority, the crime of vehicular homicide is defined such that "impairment due to alcohol must be a proximate cause of the fatal accident." Majority, at 231. This may be a correct interpretation of the crime described by RCW 46.61.520 prior to its amendment in 1983. State v. Engstrom, 79 Wn.2d 469, 475, 487 P.2d 205 (1971). In my view, however, it is not a correct construction of the current statutory provision.
(1) When the death of any person ((shall)) ensues within three years as a proximate result of injury ((received)) proximately caused)) by the driving of any vehicle by any person while under the influence of ((or affected by)) intoxicating liquor or ((drugs)) any drug, as defined by RCW 46.61.502 . . . the person so operating such vehicle ((shail~be)) is guilty of ((negligent)) vehicular homicide ((by means of a motor vehicle)).
Laws of 1983, ch. 164, § 1, p. 719. As can be seen, under the pre-1983 statutory language, the crime of "negligent homicide by means of a motor vehicle" described the act of causing mortal injury by driving "while under the influence of or affected by intoxicating liquor ..." (Italics mine.) As a result of the 1983 amendments, however, the crime is renamed "vehicular homicide", and describes the act of causing mortal injury by driving "while under the influence of intoxicating liquor ... as defined by RCW 46.61.502 . . ." (Italics mine.)
RCW 46.61.502, to which the 1983 amendments newly refer, provides four alternative definitions of driving "while under the influence of intoxicating liquor", thus establishing the crime commonly known as "DWI". Under RCW 46.61.502(1) and (2), a driver is driving while under the influence if his breath or blood alcohol content exceeds stated minima. DWI also obtains when the driver is "under the influence of or affected by" liquor or drugs or both. RCW 46.61.502(3) and (4). None of these definitions requires proof that the driver's drinking has impaired his ability to drive. See Bellevue v. Redlack, 40 Wn. App. 689, 693-95, 700 P.2d 363, review denied, 104 Wn.2d 1013 (1985). The crime of DWI consists merely of driving while "legally intoxicated"—i.e., with a certain level of intoxicant in the system, or while affected by an intoxicant.
Because it incorporates the DWI definitions, the crime of vehicular homicide similarly cannot require proof that driving ability actually is impaired. And since impairment
The majority requires a causal relationship between impairment and injury in order "to avoid a 'strict liability' result ..." Majority, at 231. This approach is exactly contrary to stated legislative intent. DWI is designedly an "illegal per se" offense. See State v. Brayman, 110 Wn.2d 183, 186, 751 P.2d 294 (1988) (discussing RCW 46.61-.502(1)); State v. Franco, 96 Wn.2d 816, 819-20, 639 P.2d 1320 (1982) (discussing precursor to what is now RCW 46.61.502(2)). The per se approach recognizes dangerous drunk driving as a problem of a severity that only clear-cut preventatives, overbroad though they may be,
In 1983, the Legislature took this disapproval of drunk driving to its logical next steps. If drinking drivers generally are culpable, the Legislature reasoned, drinking drivers who injure or kill are more culpable. See Final Legislative Bill Report, SB 3106, at 1 (1983) ("greater penalties should be imposed on a DWI defendant when his actions have caused another person serious bodily injuries."). The statutory expression of this reasoning is the incorporation of the per se DWI definitions into the renamed crime of vehicular homicide and the creation of a new crime, also described in terms of the DWI definitions, of vehicular assault. RCW 46.61.522.
To my mind, the scheme of the three DWI statutes is clear and logical: building on the basic DWI offense, the Legislature has imposed higher penalties depending on the consequences of the illegal conduct. None of the crimes requires proof of actual impairment. And, thus, none should be held to require proof of a causal relationship between impairment and injury. Cf. Micinski v. State, 487 N.E.2d 150, 153-54 (Ind. 1986). I think the legislated scheme is well described by the following passage from a decision of the Wisconsin Supreme Court, interpreting that state's vehicular homicide statute:
Under this statute there is an inherently dangerous activity in which it is reasonably foreseeable that driving while intoxicated may result in the death of an individual. The legislature has determined this activity so inherently dangerous that proof of it need not require causal connection between the defendant's intoxication and the death.
Caibaiosai, at 594; see also Micinski, at 154.
Unfortunately, a majority of this court is not convinced by my arguments, but subscribes to Justice Pearson's view that vehicular homicide occurs only when a proximate causal relationship is demonstrated between a defendant's impairment from alcohol and a fatal automobile accident. Thus, that is the law applicable to this case, and to the cases of future defendants. Considering then the adequacy
Callow, C.J., and Brachtenbach and Andersen, JJ., concur with Durham, J.
In addition to the reference to RCW 46.61.502, textual evidence supportive of this construction can be found in the 1983 Legislature's decision to rename the crime RCW 46.61.520 defines. Formerly, the crime was called "negligent homicide by means of a motor vehicle". Now, it is simply "vehicular homicide". The deletion of the element of fault is consistent with the adoption of the DWI approach. See Final Legislative Bill Report, SB 3106, at 1 (1983) ("the term 'vehicular homicide' is more descriptive of the crime than 'negligent homicide'.").
A common criticism of the per se definitions is that they fail to recognize that some individuals may be able to drive well even while their system alcohol content exceeds the legal limits. This criticism has already been answered. See State v. Brayman, 110 Wn.2d 183, 751 P.2d 294 (1988); State v. Franco, 96 Wn.2d 816, 639 P.2d 1320 (1982).
Dissenting Opinion
(dissenting)—The majority holds that the trial court's instruction on the elements of vehicular homicide is a misstatement of the law and that this constitutes reversible error. I disagree. The instruction, since it reflects the language of the vehicular homicide statute and implies a causal connection between defendant's drinking and the injury, is not a misstatement of the law. Even if the instruction interpreting the elements of vehicular homicide was erroneous, the error is harmless. Therefore, I would uphold the jury's conviction of Mr. MacMaster for vehicular homicide.
RCW 46.61.520(1) provides:
When the death of any person ensues within three years as a proximate result of injury proximately caused by the driving of any vehicle by any person while under the influence of intoxicating liquor or any drug, as defined by RCW 46.61.502, or by the operation of any vehicle in a reckless manner or with disregard for the safety of others, the person so operating such vehicle is guilty of vehicular homicide.
The trial court issued instruction 5 which in pertinent part provides:
To convict the defendant of the crime of vehicular homicide, each of the following elements of the crime must be proved beyond a reasonable doubt:
(1) That on or about the 22nd day of April, 1985, the defendant operated a motor vehicle;
(2) That at the time, the defendant:
(a) operated the motor vehicle and was under the influence of, or affected by intoxicating liquor, and thereby proximately caused injury to Rhonda Raber, or
Furthermore, instruction 9 defines the term "proximate cause" to mean that cause "which, in a direct sequence, unbroken by any new independent cause, produces the death," and further instructs the jury of the necessity of a causal connection between the act' and the death of the person involved. Instructions 5 and 9 make it implicit that the operation of the vehicle in an intoxicated condition must be the proximate cause of the death. I find that the instructions contained a proper statement of the law.
Jury instructions are considered sufficient when they contain a proper statement of the law and the instructions read as a whole allow counsel to argue their theory of their case. Smith v. McDaniel, 53 Wn.2d 604, 610, 335 P.2d 582 (1959); State v. Wanrow, 88 Wn.2d 221, 236, 559 P.2d 548 (1977).
The majority suggests that the trial court's oral ruling on the causation element precluded defendant from arguing his theory of the case. However the prosecutor did not feel so constrained and argued the causal requirement was required in order to convict defendant of vehicular homicide in his closing argument. His argument, then, notwithstanding the trial court's ruling, opened the door for the defendant to argue that the facts in this case did not establish causation. Furthermore, the instructions combined with the prosecutor's closing argument, which preceded defendant's closing argument, did not put defendant in the improper position of trying to convince the jury on what the law was, as the majority claims.
In light of the instructions' language and the prosecutor's closing argument, the defendant was not limited in arguing any causation theory he wanted to make. Further, the
In sum, the instructions adequately advised the jury of the rule of law applicable to the issue of the case and allowed defense counsel to argue his theory of the case. Consequently, the trial court did not err when it gave instructions 5 and 9.
In any event, any alleged error from the instructions that the majority finds to exist is not prejudicial. In order for error to be prejudicial it must affect the outcome of the trial. Brown v. Spokane Cy. Fire Protec. Dist. 1, 100 Wn.2d 188, 196, 668 P.2d 571 (1983); Wanrow, 88 Wn.2d at 237. Here, the prosecutor argued the necessity for a causal connection between the victim's death and the defendant's drinking by stating in pertinent part:
The other element that's also involved in number 2 was that the reckless driving, the driving while under the influence or the disregard for the safety of others was the proximate cause of the injuries. And the state would answer that question for you by asking another question. Why did Mrs. Raber die? Why did she receive those injuries? ... To that the state says we have produced evidence to you beyond a reasonable doubt that Mr. MacMaster was driving under the influence, disregard for the safety of others or recklessly.
. . . while [MacMaster] was ... at [the tavern]—we know that Marian Pittser was in the lounge and was engaged in a conversation with him and we think that this conversation is an indication of affecting either his driving or intoxication . . .
... So we know Mr. MacMaster, according to Mr. Garza, is going 80 miles an hour. That's just 2 miles before the turn around, the cut-off.
. . . one of the most important pieces of evidence that exists is . . . the testimony of Mr. and Mrs. Laib and that was that they saw the light, they saw the light from at least a half a mile back. They came and they slowed down and they made the pass without any problem. Mr. Laib was of course disturbed*242 about it, but he acted as a reasonable person. He said he was in a hurry to get home to watch a T.V. program. He was in a hurry. But, he was not drinking, he did what I think a common person would have done and what the law expects. You come on a situation that is unanticipated, maybe cause you some problems. You just don't go ahead and drive through something you don't know what's about, you slow up. And when he slowed up, apprised the situation, there was no problem.
. . . We would concede in many cases at night, if you're driving, you have a moving light it can cause some problems. I mean there's no argument about that. But, the Oldsmobile was not moving. It sat there. It was not in any way deceiving anybody.
In other words, if Mr. MacMaster's vision acuity had not been affected by his alcohol, there shouldn't have been any particular problem.
... if you were driving the legal speed limit and if you were not intoxicated or under the influence, there would still be more than adequate time to avoid taking another person's life and that's just exactly what he did.
Now, [MacMaster] says that he thought the Oldsmobile was an one-eyed bandit making a pass and so he headed for the ditch. Members of the jury, how can that be when we know that the Oldsmobile was not moving? The one-eyed bandit. We submit that if that's the way he thought it was, he can blame it upon his drinking. The testimony is that one of the first things, one of the things your visual acuity, your perception and your response time is affected by the alcohol.
Closing Arguments of Counsel, at 6-20. Thus, the "causal connection" element was argued to the jury. Therefore, this error, if any, in the instruction could not have affected the outcome of the trial since the prosecutor persuasively argued the causal connection element.
Finally, there is sufficient evidence that the jury could find that the defendant operated his vehicle in an intoxicated condition which was the proximate cause of the fatal accident. The evidence demonstrates that Mr. MacMaster had several beers before the accident. Subsequent to the accident he was belligerent and using profane language on the people helping him. Further, the one person who was charged with his care for the first hour after the accident
Conclusion
The jury received adequate instructions informing them of the crime of vehicular homicide. These instructions reflected the language of RCW 46.61.520(1) and implied the requirement of a causal connection between defendant's intoxication and the resulting accident. Even if the instructions were erroneous, the defendant was not prejudiced. The prosecutor argued proximate cause in his closing argument and the defendant could have similarly argued.
I would affirm defendant's conviction.
Opinion of the Court
Defendant seeks reversal of the Court of Appeals decision affirming his conviction for vehicular homicide, contending the jury instruction failed to require a causal connection between his drinking and the fatal accident. In order to support a conviction under the vehicular homicide statute, we are asked whether there must be a causal link between a defendant's drinking and a victim's death and, if so, whether the jury instruction in this case was sufficient to support the defendant's conviction. We adhere to our consistent application of the rule that a causal connection is required and, accordingly, reverse the Court of Appeals.
Disputed in this case is (1) the speed of defendant's automobile at the time of the accident; (2) the extent to which, if at all, the parked vehicles protruded into the lane of travel; (3) the angle at which the Oldsmobile's headlights confronted oncoming traffic; (4) whether the Raber vehicle was displaying any lights while it sat disabled; (5) the amount of alcoholic beverages consumed by the defendant; and (6) the accuracy of the gas chromatography reading of defendant's blood alcohol level. In essence, the factual dispute is: what was the proximate cause of the accident that resulted in Mrs. Raber's death?
State evidence placed defendant's blood alcohol level at .13. Expert testimony, based upon the extent of damage to the vehicles, placed defendant's speed immediately prior to the accident at anywhere from 65 to 80 m.p.h. in a maximum 55 m.p.h. zone. The State also contended there was no evidence supporting a conclusion that the parked vehicles protruded over the fog line.
Expert evidence offered by the defendant, based upon mathematical computation, placed his vehicle's speed at a maximum of 56.7 m.p.h. and a minimum speed of 40 m.p.h. immediately preceding the accident. In addition, numerous witnesses established that between 4 p.m. and 7:30 p.m. on that day, defendant had consumed one can of low alcohol beer, a burrito, 2 Ms 10-ounce glasses of beer and two tuna
Defendant testified that as he traveled east along SR 170 that evening, it was dark and had just started to rain. He saw what was actually the front right headlight of the Daggy vehicle appear in his lane of travel, and he assumed that the vehicle was a "one-eyed bandit" displaying only its front left headlight while passing another automobile. Defendant testified that he down-shifted and pulled onto the righthand shoulder so as to allow the passing vehicle more room to pass. He next remembers waking in the hospital the following morning. Defendant contends that as a result of the blinding effect of the Daggy headlight, and the lack of light on the Rabers' Datsun, he never saw Rhonda Raber nor the Raber vehicle.
Defendant was convicted of vehicular homicide by a jury that was instructed as follows:
To convict the defendant of the crime of vehicular homicide, each of the following elements of the crime must be proved beyond a reasonable doubt:
(1) That on or about the 22nd day of April, 1985, the defendant operated a motor vehicle;
(2) That at the time, the defendant:
(a) operated the motor vehicle and was under the influence of, or affected by intoxicating liquor, and thereby proximately caused injury to Rhonda Raber, or
(b) operated the motor vehicle in a reckless manner and thereby proximately caused injury to Rhonda Raber, or
(c) operated the motor vehicle with disregard for the safety of others and thereby proximately caused injury to Rhonda Raber;
(3) That Rhonda Raber died as a proximate result of the injuries; and
(4) That the injury occurred in Grant County, Washington.
Instruction 5. Defendant took timely exception to this instruction. In its place, defendant proposed an instruction which stated in part:
*230 (2) That at that time the defendant
(a) was under the influence of or affected by intoxicating liquor and that condition caused the Defendant to operate his vehicle in such a manner as to proximately cause injury to another person . . .
(Italics ours.) In denying the giving of this instruction, the trial court stated:
The fact that the legislature has said, in my view, that if you drive over, with a blood alcohol of over .10, there is an accident and as a result of that driving an accident the death ensues as a proximate cause thereof, then the Defendant is guilty of the crime. That's a change in what the history of the legislature and legislation has been and a change in the interpretation of the cases. It changed at the time that we went to the rule that over .10 you're guilty of driving while under the influence. It doesn't matter about the nature of the driving. That's what has been taken out. We don't have the question of negligent driving or reckless driving; it's assumed by the law, the legislature, that you are affected and contributed to the accident, I guess. I don't like this law, by the way, but I think it is the law.
(Italics ours.) Following this improper ruling, defendant took timely exception to the court's failure to give his proposed instruction regarding causation. Nevertheless, as defense counsel stated at oral argument, he knew exactly where the trial court stood following this ruling.
The vehicular homicide statute, standing alone, understandably creates confusion:
(1) When the death of any person ensues within three years as a proximate result of injury proximately caused by the driving of any vehicle by any person while under the influence of intoxicating liquor or any drug, as defined by ROW 46.61-.502, or by the operation of any vehicle in a reckless manner or with disregard for the safety of others, the person so operating such vehicle is guilty of vehicular homicide.
(Italics ours.) RCW 46.61.520. The statute was in this form at the time of the accident, having been last amended in 1983.
In Mearns, the court reversed the conviction based on the following jury instruction that required no causal connection between impairment due to alcohol and the fatal accident:
To convict the defendant of the crime of negligent homicide . . . the state must prove beyond a reasonable doubt:
(2) That the defendant then operated this motor vehicle while under the influence of, or affected by intoxicating liquor; and
(3) That the operation of the motor vehicle by defendant was the proximate cause of the injury . . .
Mearns, 7 Wn. App. at 819. In contrast, an instruction in Orsborn stating, "at that time, the defendant (a) was under the influence of or affected by intoxicating liquor and that condition was a proximate cause of injury to another person" was upheld as properly stating the law. Orsborn, 28 Wn. App. at 115 n.2. Unfortunately, the jury instruction in this case ambiguously defines the offense and falls somewhere in between these two examples, because it does not specifically require a causal connection between the defendant's alcohol consumption and the victim's death.
Despite the trial court error, the Court of Appeals nevertheless affirmed defendant's conviction and held the defendant failed to preserve the error for appeal. The Court of Appeals implicitly held the defendant should have argued his legal theory to the jury, in spite of the trial court's ruling. MacMaster, 51 Wn. App. at 237-38. The court reasoned that the instruction as worded did not specifically prohibit defense counsel's argument that causation is a required element. In fact, the opinion stressed that in its closing argument the prosecution had discussed proximate cause and the evidence pertaining to defendant's consumption of alcohol. MacMaster, 51 Wn. App. at 237 n.3. Were we to affirm the Court of Appeals, not only would a new duty be imposed upon criminal defense counsel, but counsel would be placed in both the precarious and ethically questionable position of arguing to the jury in flagrant disobedience of the trial court's ruling. Such is not the law.
Thus, the test of an instruction's sufficiency is an additional safeguard to be applied only where the instruction given is first found to be an accurate statement of the law. Furthermore, it would be illogical to apply such a test to erroneous instructions—of what significance is it that counsel may or may not be able to argue his theory to the jury when the jury has been misinformed about the law to be applied?
Wanrow, 88 Wn.2d at 237.
More recently in State v. Acosta, 101 Wn.2d 612, 683 P.2d 1069 (1984), the jury instructions failed to inform the jury which party had the burden of proving the element of self-defense. Parallel to the situation here, the contention was made in Acosta that the instructions as given did not preclude argument from defense counsel regarding the defendant's theory of the case. There, we rejected such reasoning:
The jury should be informed in some unambiguous way that the State must prove absence of self-defense beyond a reasonable doubt. The defendant is entitled to a correct statement of the law, and should not be forced " to argue to the jury that the State [bears] the burden of proving absence of self-defense."
Acosta, 101 Wn.2d at 621-22 (quoting State v. Savage, 94 Wn.2d 569, 582, 618 P.2d 82 (1980)). We went on to hold, "the defense attorney is only required to argue to the jury
When an instruction contains an erroneous statement of the law, we have consistently applied the following test to determine whether the error constitutes reversible error:
When the record discloses an error in an instruction given on behalf of the party in whose favor the verdict was returned, the error is presumed to have been prejudicial, and to furnish ground for reversal, unless it affirmatively appears that it was harmless. . . .
A harmless error is an error which is trivial, or formal, or merely academic, and was not prejudicial to the substantial rights of the party assigning it, and in no way affected the final outcome of the case.
State v. Wanrow, 88 Wn.2d at 237 (quoting State v. Golladay, 78 Wn.2d 121, 139, 470 P.2d 191 (1970)); accord, State v. McCullum, 98 Wn.2d 484, 656 P.2d 1064 (1983); State v. Savage, supra.
As a result, there is a presumption that the error of law was prejudicial to the defendant. Only if it can be said that the error "in no way affected the final outcome of the case" may this court affirm defendant's conviction.
In this case, as seen in instruction 5, one of three alternative means would have supported a conviction of vehicular homicide. Unfortunately, there is no way to discover whether the jury relied upon the intoxication prong of the instruction to reach its verdict.
One argument would be that if a verdict is supportable under the two prongs that did not improperly state the law, then the error did not affect the outcome. Such reasoning, however, requires substitution of this court's judgment for that of the jury's. We do not know whether this
Directly on point is our decision in State v. Green, 94 Wn.2d 216, 616 P.2d 628 (1980). In that case, the defendant was convicted of aggravated murder. The jury was not required to disclose whether it was the rape or kidnapping allegation that had supported its finding of the aggravation element. When this court determined there was not sufficient evidence to support the kidnapping charge, it was then unclear whether the aggravation element was still supported. Consequently, a remand was required. The result in Green is compelling in the case at hand.
The trial court's instruction 5 in this case only required the defendant's driving to have been the cause of the accident. In order to convict, the jury merely had to find that, coincidentally, defendant was also under the influence. This is not a proper statement of the law. For defendant to be guilty of vehicular homicide, the condition of impairment due to alcohol must have been a proximate cause of the fatal accident. It cannot be said that this error "in no way affected the outcome of the case." As a result, the Court of Appeals decision is reversed, and the case is remanded for a new trial consistent with this opinion.
Utter, Dolliver, and Smith, JJ., concur.
Prior to the 1983 amendment, the statute read as follows:
"When the death of any person shall ensue within three years as a proximate result of injury received by the driving of any vehicle by any person while under the influence of or affected by intoxicating liquor or drugs, or by the operation of any vehicle in a reckless manner or with disregard for the safety of others, the
Reference
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- The State of Washington, Respondent, v. Michael S. MacMaster, Petitioner
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