In re the Personal Restraint of Beito
In re the Personal Restraint of Beito
Opinion of the Court
¶1 This case involves a challenge to an exceptional sentence imposed by the trial judge following a plea of guilty to first degree murder. The trial court found Corey Scott Beito’s rape of the victim, Jessica Seim (a minor child), was the motive for and closely connected to her murder. The trial court found this fact in addition to the facts contained in the statement of probable cause, which Beito agreed could be used to determine the factual basis for his plea. Based on this additional fact finding, the trial
FACTS
¶2 In 1998, Corey Scott Beito raped and murdered Jessica Seim. Beito was charged by information with aggravated murder in the first degree. After plea negotiations, the State amended the information to charge murder in the first degree. On October 8, 2000, Beito pleaded guilty to one count of murder in the first degree. Beito also admitted to rape of a child: Jessica was 14 and Beito was 27 at the time of the rape and murder.
¶4 The standard range for Beito’s offense is 291-388 months of confinement. The State recommended an exceptional sentence of 504 months of confinement. Beito did not stipulate to an exceptional sentence; rather, he acknowledged only that the State would be seeking an exceptional sentence. In fact, Beito requested a sentence in the middle of the standard range. Verbatim Report of Proceedings, First Sentencing Hr’g (Mar. 3, 2000) at 24. In the statement of defendant on plea of guilty, subsection (g) provides, “The judge does not have to follow anyone’s recommendation as to sentence. ... If the judge goes outside the standard range, either [Beito] or the State can appeal that sentence.”
¶5 As a basis for imposing an exceptional sentence, the State argued and the trial court agreed that rape was an aggravating factor that supported imposing an exceptional sentence. In determining whether to impose the exceptional sentence of 504 months’ confinement, the trial court relied on its finding that “[t]he [r]ape was closely connected to the murder.” Court’s Written Findings of Fact (FF) and Conclusions of Law in Supp. of Exceptional Sentence (Apr. 2, 2002) at 2 (FF 4(B)). In FF 8, the court found that “[a] valid inference from the evidence is that the rape was a motive for, and factually connected to, the murder ....” Beito never stipulated to these facts; rather, the trial court found these facts in addition to the real facts for which Beito did stipulate. These facts were never put to a jury to be found beyond a reasonable doubt.
¶7 Beito appealed the exceptional sentence. The Court of Appeals remanded Beito’s sentence twice, and both times the trial court imposed the same exceptional sentence. The Court of Appeals affirmed the exceptional sentence following the second remand, and we denied review. Beito, noted at 119 Wn. App. 1056, review denied, 152 Wn.2d 1003 (2004).
¶8 In April 2005, Beito filed a personal restraint petition to challenge his exceptional sentence under Blakely, 542 U.S. 296. Blakely was issued before Beito’s judgment and sentence became final. Beito asserted, among other things, that in light of Blakely, the trial court violated his Sixth Amendment right to a jury trial. The Court of Appeals dismissed the petition, partly relying on State v. Hagar, 126 Wn. App. 320, 105 P.3d 65 (2005), rev’d, 158 Wn.2d 369, 144 P.3d 298 (2006).
¶9 Beito, now assisted by counsel, sought discretionary review in this court. The petition was initially stayed pending our decision in Hagar. The petition was again stayed pending our decision in State v. Recuenco, 163 Wn.2d 428, 180 P.3d 1276 (2008).
ISSUE
¶10 In light of Blakely, is it error for the trial court to impose an exceptional sentence based on unstipulated facts or those not proved to a jury beyond a reasonable doubt?
ANALYSIS
¶11 The Sixth Amendment guarantees a criminal defendant the right to a jury trial. When a court imposes an exceptional sentence predicated on an unstipulated fact not found by a jury beyond a reasonable doubt, the court violates the defendant’s Sixth Amendment (Blakely) right. Hagar, 158 Wn.2d at 374. After Blakely, a jury must find beyond a reasonable doubt that factual bases for establishing the aggravating factor existed.
¶12 Where a Blakely error occurs, the defendant may challenge the imposition of an exceptional sentence pursuant to Blakely without first having to withdraw his or her plea. Hagar, 158 Wn.2d at 374 (defendant need not challenge his or her stipulation in order to establish that a Blakely violation occurred). In Hagar, the defendant stipulated to certain facts but did not stipulate that the crimes constituted a “major economic offense.” There, the trial court imposed an exceptional sentence based on a finding that Hagar committed a major economic offense. We held this sentence violated Blakely because the exceptional sentence was predicated on an unstipulated fact that was not found by a jury beyond a reasonable doubt.
¶13 Similarly, Beito challenges his exceptional sentence, arguing that the trial court violated Blakely by imposing such a sentence. The trial court found the rape was motive for and closely connected to the murder and that such a finding supported imposing an exceptional sentence. But Beito did not stipulate to this fact or the imposition of an
¶14 Having conceded the Blakely error, the State argues that, because Beito waived his right to a jury, the question before us is whether the trial court’s error was harmless. But, with respect to resolving harmless error claims for crimes occurring before 2005, we have held that, where a defendant did not waive his right to a jury trial, a Blakely error could not be deemed harmless because, under the statutes existing at the time, it would have been procedurally impossible to submit the aggravating facts to a jury for determination. In re Pers. Restraint of Hall, 163 Wn.2d 346, 181 P.3d 799 (2008). The State argues Hall is distinguishable because, unlike Hall, Beito waived his right to a jury trial. But this claim may prove too much in Beito’s case.
115 In Hall, the sentencing court imposed an exceptional sentence based on its own factual finding that the aggravating factors were present. The United States Supreme Court has held that any fact that increases the penalty for a crime beyond the prescribed statutory maximum, besides the fact of a prior conviction, must be submitted to a jury and proved beyond a reasonable doubt. Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000). The United States Supreme Court noted in Blakely that the “ ‘statutory maximum’ for Apprendi purposes is the maximum sentence a judge may impose solely on the basis of the facts reflected in the jury verdict or admitted by the defendant.” Blakely, 542 U.S. at 303. In Hall, relying on Apprendi and Blakely, we left for another day the “issue of whether harmless error analysis applies in [Hall’s] circumstances because ‘we [were] convinced the error [in Hall’s
¶16 In Suleiman, we held that a defendant’s stipulation to facts that support imposing an exceptional sentence would survive Blakely requirements only where the defendant stipulated specifically to the aggravating factor at issue and agreed the record supported the factor. State v. Suleiman, 158 Wn.2d 280, 292, 143 P.3d 795 (2006). Put otherwise, it is not enough to stipulate to facts from which the trial court could find additional facts, the existence of which would support finding the aggravating factor was present and provides support for imposing an exceptional sentence.
¶17 Here, like in Hall, the trial court engaged in fact finding to support imposing Beito’s exceptional sentence. Under Suleiman, because Beito did not stipulate to the facts relied on by the trial court to support the exceptional sentence, Beito did not waive his Apprendi/Blakely Sixth Amendment right to have a jury find beyond a reasonable doubt that the aggravating factor supporting an exceptional sentence existed. Because Beito did not stipulate to such facts, the State’s harmless error argument is not persuasive in light of Hall, so that issue remains an open question.
¶18 The State concedes that a Blakely error occurred, which recognizes that the trial court did engage in imper
¶19 Finally, the State argues in favor of remanding the case for the trial court to impanel a jury to determine if the aggravating factors existed in Beito’s case. But the applicable statutes and our cases do not support the State’s position.
¶20 In Hall, we determined that under the exceptional sentencing provisions applicable to Hall (at the time of sentencing), no procedure existed whereby the jury could have been asked to determine whether aggravating circumstances were present. “The exceptional sentencing provisions in effect when Hall committed his offense directed that the trial court find aggravating circumstances by a preponderance of the evidence.” Hall, 163 Wn.2d at 351-52 (emphasis added). This legislative directive precluded requiring proof beyond a reasonable doubt to be found by a jury. As such, it follows that this directive made it procedurally impossible to obtain a constitutionally valid jury finding with respect to the existence of any aggravat
¶21 Since Beito’s conviction, the Sentencing Reform Act of 1981 (SRA), chapter 9.94A RCW, has been amended twice. In response to Blakely, the legislature first amended the SRA by adding a statute, former RCW 9.94A.537 (2005), which allows juries to decide whether aggravating factors existed, the Blakely-fix. Laws of 2005, ch. 68, § 4. But we have found this amendment does not apply to any cases decided before its 2005 enactment. State v. Pillatos, 159 Wn.2d 459, 150 P.3d 1130 (2007). In Pillatos, we held trial courts did not possess inherent authority to impanel juries on remand to cure a Blakely error. As a result, under Pillatos, the 2005 amendments do not apply here (Beito pleaded guilty in 2000). Because the 2005 amendments do not apply, without more, our holding in Pillatos requires the trial court to impose a standard range sentence on remand.
¶22 Following Pillatos, the legislature amended the SRA, former RCW 9.94A.537 (2005), to allow trial courts to impanel juries to decide aggravating factors in cases that had been previously decided. Laws of 2007, ch. 205, § 1.
¶24 Here, the trial court imposed Beito’s exceptional sentence based on its finding that the victim’s rape was motive for and closely connected to her murder. The finding of “rape closely connected to and motive for murder” is not a factor in RCW 9.94A.535(3), nor is anything of that nature listed there. Significant here is that “deliberate cruelty” and victim “vulnerability” are aggravating factors listed in RCW 9.94A.535(3)(a) and (b), respectively. But the trial court specifically rejected deliberate cruelty and victim vulnerability as aggravating factors. Because the factor relied on by the trial court is not found in the statute’s exclusive list, we hold that the 2007 amendments are not applicable in Beito’s case.
CONCLUSION
¶25 We reverse and remand for resentencing within the standard range.
Recodified, as RCW 9.94A.530 (Laws of 2001, ch. 10, § 6).
Recodified as RCW 9.94A.535 (Laws of 2001, ch. 10, § 6).
The holding in Recuenco is not applicable to this case.
Additionally, the State does not argue to the contrary.
Dissenting Opinion
¶26 (dissenting) — On the night of January 21, 1998, Corey Beito raped 14-year-old Jessica Seim and then strangled her to death using his hands and a belt. He subsequently stuffed her body and other evidence of his crimes into a garbage can, which he locked inside a backyard tool shed. Beito confessed to these events several days later in a taped statement made to the police. He ultimately pleaded guilty to a murder charge (thereby avoiding a jury trial) and expressly acknowledged the State would seek an exceptional sentence.
¶27 Nevertheless, the majority would overturn Beito’s exceptional sentence because of the State’s failure to submit to a jury the aggravating factor upon which the sentencing court relied in imposing the 504-month exceptional sentence. I conclude that this was not error where Beito chose to avoid a jury trial by pleading guilty to murder and stipulating to the relevant facts. If error is found, it is clearly harmless and not such error to merit overturning Beito’s exceptional sentence. I dissent.
¶28 Although Beito was originally charged with first degree aggravated murder, the State amended the information to the lesser charge of first degree murder after plea negotiations pursuant to which Beito agreed to plead guilty. In the plea agreement for the lesser murder charge, Beito acknowledged that he understood that the State would seek an exceptional sentence. Beito also stipulated to facts establishing the elements of first and second degree rape, stipulated that he committed third degree rape of a child, and acknowledged the facts upon which the sentencing court relied in imposing an exceptional sentence on three separate occasions.
¶29 The majority concludes that harmless error analysis does not apply to errors such as the one that allegedly occurred in Beito’s sentencing. Majority at 500. It bases this conclusion on the fact that the exceptional sentencing statute at the time of Beito’s offense required the trial court, not a jury, to find aggravating factors by a preponderance of the evidence. In re Pers. Restraint of Hall, 163 Wn.2d 346, 355, 181 P.3d 799 (2008). This requirement, the majority reasons, conflicts with the Blakely ¡Apprendi rule that a jury, not the trial court, must find beyond a reasonable doubt any aggravating factors that justify any upward departure from standard sentencing ranges. See id. at 348 n.l (citing Blakely v. Washington, 542 U.S. 296, 301, 124 S. Ct. 2531, 159 L. Ed. 2d 403 (2004); Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000)); id. at 351 (quoting Washington v. Recuenco, 548 U.S. 212, 222, 126 S. Ct. 2546, 165 L. Ed. 2d 466 (2006) (Recuenco II)). Relying on language from this court that indicates that “it can never be harmless to sentence someone for a crime not charged, not sought at trial, and not found by a jury,” State v. Recuenco, 163 Wn.2d 428, 442, 180 P.3d 1276 (2008) (Recuenco III), the majority concludes that harmless error analysis does not apply here.
¶30 However, it bears emphasis that Beito was not sentenced “for a crime not charged.” Id. The second amended information to which Beito pleaded guilty included a charge of first degree murder. He was sentenced for that crime. As part of his plea agreement, Beito agreed that “[t]he Court may consider the certificate of probable cause as well as the terms of Appendix C to form a basis for ... my sentencing.” Clerk’s Papers at 79. The certificate
¶31 The majority also relies on Hall, 163 Wn.2d 346. Majority at 504. The application of the Blakely/Apprendi rule in Hall is easily distinguishable. In Hall, the defendant did not enter a guilty plea like Beito here; rather, Hall was convicted by a jury. Hall, 163 Wn.2d at 349. The holding in that case applies only to cases in which the defendant has not waived his right to a jury trial by stipulating to the relevant facts or consenting to judicial fact finding. The court in Hall conceded this limitation. Id. at 352 n.6 (“we do not decide ... the effect of a procedural inability to obtain a constitutionally valid jury finding when a defendant expressly waived his or her Apprendi/Blakely Sixth Amendment rights [to a jury trial]”); see also Recuenco III, 163 Wn.2d at 442 (concluding only that harmless error analysis does not apply when a defendant has not waived those rights, not concluding that harmless error is not appropriate when the defendant has waived a jury).
¶32 Here, in contrast to the defendants in both Hall and Recuenco III, Beito did waive his right to a jury. Rather than risk facing a jury trial with these facts, Beito stipulated that he strangled Ms. Seim to death and that he committed third degree rape of a child against her. Beito further agreed that the sentencing court could consider facts as described in the certificate of probable cause, multiple witness statements, and the autopsy report, as well as lists and photos of physical evidence. As agreed, the sentencing court relied on these stipulated and acknowl
¶33 I would conclude that harmless error analysis does apply to cases in which a criminal defendant has waived his right to a jury trial by stipulating to the relevant facts or consenting to judicial fact finding. The United States Supreme Court has held that “the commission of a constitutional error at trial alone does not entitle a defendant to automatic reversal.” Recuenco II, 548 U.S. at 218. Reversal is warranted only when such an error “necessarily render [s] a criminal trial fundamentally unfair or an unreliable vehicle for determining guilt or innocence.” Neder v. United States, 527 U.S. 1, 9, 119 S. Ct. 1827, 144 L. Ed. 2d 35 (1999) (emphasis omitted) (failure to submit an element to the jury did not “ ‘seriously affect the fairness, integrity, or public reputation of judicial proceedings’ ” when evidence supporting the element was “ ‘overwhelming’ ” (internal quotation marks omitted) (quoting Johnson v. United States, 520 U.S. 461, 470, 117 S. Ct. 1544, 137 L. Ed. 2d 718 (1997))). That is, “ ‘a constitutional error is harmless: [if] it appears beyond a reasonable doubt that the error complained of did not contribute to the verdict obtained.’ ” Recuenco III, 163 Wn.2d at 448 (Fairhurst, J., dissenting) (alteration in original) (internal quotation marks omitted) (quoting State v. Brown, 147 Wn.2d 330, 341, 58 P.3d 889 (2002)).
¶34 If the failure of the State to submit to a jury the aggravating factor at issue in this case was error,
¶35 Adding support to this conclusion is an examination of the history of the application of harmless error analysis in Washington as laid out in Recuenco III by Justice Fairhurst in her dissent. 163 Wn.2d at 444-45 (Fairhurst, J., dissenting) (tracing the application of harmless error analysis in Washington all the way back to the Territorial Code of 1881 and concluding that “the jury trial right does not prohibit applying harmless error analysis to . . . the failure to submit a sentencing factor to the jury”). This historic assessment is complete, and it seems inconsistent to hold that the jury trial right can prohibit applying harmless error analysis to the failure to submit a sentencing factor to the jury when a defendant has waived that right to jury by stipulating as to his guilt, as is the case here, but not when a defendant has not waived that right, as was the case in Recuenco III. Even if Justice Fairhurst’s appraisal is incorrect, though, independent consideration of the harmless error doctrine, as articulated by the United
Conclusion
¶36 The alleged error here does not merit including this case in the small group of “rare cases” in which an error renders a judgment so fundamentally unfair as to require reversal. Recuenco II, 548 U.S. at 218. The State’s failure to submit the aggravating sentencing factor to a jury, where Beito chose to avoid the jury by his guilty plea, did not render sentencing inherently unreliable or fundamentally unfair. Any error is harmless and not grounds for reversing the exceptional sentence, which the trial court was justified imposing on the stipulated facts of this crime. For these reasons, I respectfully dissent.
Reconsideration denied February 10, 2010.
As part of the plea agreement, “Real and Material facts establishing the elements of a Rape First and Second Degree, and Rape of a Child Third Degree to be considered at sentencing are specifically stipulated to [by the defendant].” Clerk’s Papers at 86 (App. C to Plea Agreement). Beito also stipulated that “Rape of a Child Third Degree was committed.” Id. at 87. Finally, Beito acknowledged the facts contained in “[s]tatements of the defendant included in the case discovery,” id. at 86, which, in turn, included his own confession of the facts upon which the sentencing court relied in imposing the exceptional sentence. See Suppl. Br. in
To call the State’s failure to submit a sentencing factor to a jury when the defendant has already stipulated to that factor an “error” stretches the concept. Such a broad definition of “error” would render the failure to submit a defendant’s guilt to a jury when the defendant has pleaded guilty. This absurd outcome would eviscerate the benefits of the plea-bargaining process. The Apprendi/Blakely rule does not extend to this absurd result. If any error occurred here, it was Beito’s, that is, his choice to waive his rights to a jury by pleading guilty.
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