City of Seattle v. McKenna
City of Seattle v. McKenna
Concurring Opinion
¶21 (concurring) — I agree with the majority that the attorney general has statutory authority to challenge the constitutionality of the recently enacted federal health care statute on behalf of the State of Washington. I also acquiesce in the majority’s decision to “assume, without deciding, that the city of Seattle has standing to pursue the present action.” Majority at 555.
¶22 I write separately simply to express my view that if we had addressed the standing issue, I am doubtful that Seattle could have established standing to maintain this action under any of the four doctrines that could have
Seattle contends that we can take judicial notice that the city is a taxpayer under WAC 458-20-189. This regulation “discusses the business and occupation (B&O), retail sales, use, and public utility tax applications to sales made to and by the state of Washington, counties, cities, towns, school districts, and fire districts.” WAC 458-20-189(1).
Concurring Opinion
¶23 (concurring) — I agree with the majority that the attorney general’s powers include initiation of the suit at issue. I write separately, however, to note this result, which was based solely on the constitution and statute, not
¶24 The Taylor court held the attorney general was authorized to enforce a charitable trust without express statutory authorization. Taylor, 58 Wn.2d at 255; YAF, 91 Wn.2d at 209. In Taylor we stated, “It has long been recognized that at common law the Attorney General has the duty of representing the public interest in securing the enforcement of charitable trusts.” Taylor, 58 Wn.2d at 255. We also acknowledged that the Washington Constitution and former RCW 43.10.030 (1951) “certainly d[id] not embody a clear command to the Attorney General to enforce charitable trusts.”
¶25 Thereafter in 1978 the YAF court adopted Taylor’s rejection of “the requirement of express statutory authorization.” YAF, 91 Wn.2d at 209. In YAF we held the attorney general was authorized to file an amicus brief on behalf of the State of Washington even though not “specifically
¶26 I concur.
Justice Richard Sanders is serving as a justice pro tempore of the Supreme Court pursuant to Washington Constitution article IV, section 2(a).
I need not address the misprinted version of former RCW 43.10.030 quoted in Taylor, 58 Wn.2d 252, because we found, in the context of charitable trusts, former RCW 43.10.030 did not grant authority to the attorney general to enforce such trusts.
Opinion of the Court
¶1 The attorney general of Washington made the State a plaintiff in a multistate lawsuit in federal court challenging the constitutionality of the health care reform legislation recently passed by Congress.
¶2 We hold that a writ of mandamus is not available because the attorney general has no clear duty to withdraw the State of Washington from the federal litigation. Statu
FACTS
¶3 Few facts are relevant to our disposition of the case. On March 23,2010, President Barack Obama signed the Patient Protection and Affordable Care Act (PPACA), Pub. L. No. 111-148, 124 Stat. 11 (2010), amended by Health Care and Education Reconciliation Act of 2010, Pub. L. No. 111-152, 124 Stat. 1029, into law. That same day, the attorneys general of 13 states, including Washington, filed a complaint in the United States District Court for the Northern District of Florida challenging the constitutionality of the PPACA and seeking to enjoin its enforcement. Included in the complaint as a plaintiff is “STATE OF WASHINGTON, by and through ROBERT M. McKENNA, ATTORNEY GENERAL OF THE STATE OF WASHINGTON.” Agreed Statement of Facts, Attach. 1, at 2. On April 10, 2010, the city of Seattle filed a petition requesting that this court issue a writ of mandamus to compel Attorney General McKenna to withdraw the State of Washington from the litigation. On May 7, 2010, Governor Christine Gregoire wrote to Attorney General McKenna, indicating her objection to the federal litigation and requesting that he amend the designation of the party to “ ‘Robert M. McKenna, Attorney General of
¶4 In May 2010, the plaintiffs in the federal litigation amended their complaint, adding eight additional states, a nonprofit corporation, and two individuals. The caption still included the State of Washington, by and through Robert M. McKenna, Attorney General of the State of Washington. Since that time, a number of developments have taken place in the federal litigation, none relevant to the city of Seattle’s petition for a writ of mandamus. The federal litigation is ongoing and the State of Washington remains a party.
ANALYSIS
A. Standing
¶5 The city of Seattle asserts that it has standing based on its status as a taxpayer and as a representative of its residents. We assume, without deciding, that the city of Seattle has standing to pursue the present action.
B. Mandamus
¶6 The city of Seattle seeks a writ of mandamus. Under our state constitution, this court has “original jurisdiction in . . . mandamus as to all state officers.” Wash. Const, art. IV, § 4. Mandamus is available only to compel an official to do a nondiscretionary (i.e., “ministerial”) act. Seattle Times Co. v. Serko, 170 Wn.2d 581, 589, 243 P.3d 919 (2010). The nondiscretionary act may be to undo an action unlawfully done. State ex rel. Burlington N., Inc. v. Wash. Utils. & Transp. Comm’n, 93 Wn.2d 398, 410-11, 609 P.2d 1375 (1980) (issuing writ of mandate compelling repayment
C. Authority of the Washington State Attorney General
1. Constitutional Authority
¶7 Attorney General McKenna contends that the Washington Constitution vests him with authority to initiate litigation on behalf of the State. The appropriate starting place is the text of the Washington Constitution. The attorney general is mentioned in six provisions. Article III, section 1 identifies the offices of the executive department and provides for their election but creates no powers. Article III, section 3 specifies the term of office for all the executive officers, including the attorney general, other than the governor. Article IV, section 9 provides for removal of the attorney general. Article III, section 10 identifies the attorney general as fourth in line to perform the duties of the governor, should necessity arise. Under article III, section 24, the attorney general is charged with the duty of keeping “the public records, books and papers relating to” the office at the seat of government. Finally, and most pertinent to the present case, article III, section 21 provides, in relevant part:
The attorney general shall be the legal adviser of the state officers, and shall perform such other duties as may be prescribed by law.
¶8 Article III, section 21 has a plain meaning. It establishes one power of the attorney general (i.e., to “be the legal
¶9 Importantly, there are no common law or implied powers of the attorney general under our constitution. This court has always insisted on finding an enumerated constitutional or statutory basis for the powers of executive officers, including the attorney general. One of the earliest cases relating to the attorney general’s authority was Seattle Gas & Electric. In Seattle Gas & Electric, the attorney general brought a quo warranto action against a Washington corporation. 28 Wash, at 490. By statute, the legislature had given the prosecuting attorney the authority to institute quo warranto actions. Id. at 495. The issue before the court was whether the attorney general possessed authority to bring that action. This court concluded that he did not. Id. at 502-04. The Seattle Gas & Electric court’s reasoning is instructive. It stated:
The attorney general of the state, although bearing the same title as the attorney general of England, is not a common-law officer. . .. Every office under our system of government, from the governor down, is one of delegated powers.
... To the constitution, therefore, and the laws enacted in pursuance thereof, we must look for these powers, and not to the common law.
Id. at 495-96. The Seattle Gas & Electric court clearly rejected the notion that the Washington Constitution vests the attorney general with common law powers.
¶10 Attorney General McKenna argues that the Seattle Gas & Electric court limited its holding in a statement it made in the course of its denial of a petition for rehearing. There, the Seattle Gas & Electric court stated that it was
¶11 On every occasion that this court has been called upon to determine the authority of the attorney general, it
¶12 In sum, the text of the Washington Constitution and our consistent interpretation of the attorney general’s constitutional authority make clear that the Washington Constitution does not vest the attorney general with any common law powers. The attorney general’s authority is solely to “be the legal adviser of the state officers” and to perform those duties prescribed by statute. Wash. Const, art. Ill, § 21. The Washington Constitution, therefore, does not directly give the attorney general the authority to sue on behalf of the State of Washington, at least when not done on behalf of another state officer. Attorney General McKenna does not claim to be acting in his capacity as legal adviser to
2. Statutory Authority
113 Attorney General McKenna notes several statutes that he contends vest him with the authority to initiate litigation on behalf of the State. We find RCW 43.10.030 to be dispositive of the present action. RCW 43.10.030 sets forth a number of powers and duties of the attorney general. That statute provides, in relevant part:
The attorney general shall:
. . . [a]ppear for and represent the state before the supreme court or the court of appeals in all cases in which the state is interested.
RCW 43.10.030(1). Interpretation of this statute is not a matter of first impression. Precedent establishes that this statute confers broader authority than the plain text indicates.
¶14 In Taylor, we held that an earlier version of RCW 43.10.030(1) provided the attorney general with the authority to institute a legal proceeding to enforce a public trust in a trial court. 58 Wn.2d at 255-56. The Taylor court relied on an erroneous codification of the law. The operative session law provided that “[t]he attorney general shall have the power and it shall be his duty . . . [t]o appear for and represent the state before the supreme court in all cases in which the state is interested.” Laws of 1929, ch. 92, § 3 (codified as Rem. Rev. Stat. ch. 9, § 112). However, the incorrect codification relied on by the Taylor court stated that “ £[t]he attorney general shall . . . [a]ppear for and represent the state before the courts in all cases in which the state is interested.’ ” 58 Wn.2d at 256 (emphasis added) (quoting former RCW 43.10.030(1) (1951) (codified incorrectly from Rem. Rev. Stat. ch. 9, § 112)). The Taylor court held that this provision vested the attorney general with the authority to act whenever (1) the matter was one in
¶15 Four years after Taylor was decided, in 1965, the legislature enacted legislation correcting the Revised Code of Washington by replacing “the courts” with “the supreme court.”
¶16 In 1978, this court decided YAF and gave new life to Taylor. In YAF, the plaintiffs challenged the attorney general’s filing of an amicus curiae brief in the United States Supreme Court in the case of Regents of the University of California v. Bakke, 438 U.S. 265, 98 S. Ct. 2733, 57 L. Ed. 2d 750 (1978), a case concerning affirmative action. YAF, 91 Wn.2d at 205-06. This court identified two alternative sources of the attorney general’s authority to file the amicus curiae brief: first, his role as “legal adviser” to state officials and state agencies under the Washington Constitution and RCW 28B.10.510, 43.10.030(2), and 43.10.040, id. at 206-09; and second, the authority granted to the attorney general by RCW 43.10.030(1), id. at 209. The YAF court adopted the Taylor court’s interpretation of RCW 43.10.030(1) and found that “the State had an adequate interest in the outcome of the Bakke litigation” and that “the filing of an amicus curiae brief is cognizable both at common law and by authorized court rule.” Id. at 209-10.
The attorney general shall:
. . . [a]ppear for and represent the state before the supreme court or the court of appeals in all cases in which the state is interested.
Former RCW 43.10.030(1) (1975). RCW 43.10.030(1) has not been amended since our decision in YAF.
¶17 Under our decisions in Taylor and YAF, RCW 43.10-.030(1) grants the attorney general discretionary
¶18 In the present case, Attorney General McKenna made the State of Washington a party to a lawsuit against the United States challenging the constitutionality of the PPACA. The PPACA is unquestionably a matter of public concern in which the State has an interest; its provisions directly affect residents of the state in numerous ways,
¶19 The final issue raised in this case is whether Attorney General McKenna properly made the State of Washington a party to the multistate action, as opposed to acting in his individual, official capacity. The general rule is that where the attorney general is authorized to bring an action, he or she is authorized to do so in the name of the State. State v. Asotin County, 79 Wash. 634, 638, 140 P. 914 (1914). In her amicus curiae brief to this court, Governor Gregoire argues that where the governor and attorney general disagree, the attorney general may not proceed in the name of the State. This argument is not wholly without merit, as article III, section 2 of the Washington Constitution vests in the governor “[t]he supreme executive power of this state.” Moreover, we have previously interpreted this language to accommodate the governor’s superior authority where the attorney general and governor disagree on the correct course of action. State ex rel. Hartley v. Clausen, 146 Wash. 588, 592-93, 264 P. 403 (1928) (holding that the governor may initiate an action to restrain the unlawful expenditure of state funds where the attorney general fails or refuses to act). However, the governor is not a party to the present action; Governor Gregoire neither initiated this petition for mandamus nor intervened. As the city of Seattle points out in its brief, “[i]f [the attorney general] possessed statutory authority to join the State as a plaintiff in the Florida case and the Governor objected, that would
CONCLUSION
¶20 The framers of the Washington Constitution designed an executive branch of government that dispersed authority among several officers. In addition to assigning certain duties to each officer, the framers left additional duties to be determined by future generations in the exercise of self-government. The people of the state of Washington have, by statute, vested the attorney general with broad authority, and Attorney General McKenna’s decision to sue to enjoin the enforcement of the PPACA falls within that broad authority. As such, Attorney General McKenna has no mandatory duty to withdraw the State from the multistate litigation. The city of Seattle’s petition for a writ of mandamus must, accordingly, be denied.
The relevant legislation is the Patient Protection and Affordable Care Act, Pub. L. No. 111-148,124 Stat. 119 (2010), amended by Health Care and Education Reconciliation Act of 2010, Pub. L. No. 111-152, 124 Stat. 1029.
An explanatory note following the legislation states that this change was made “to restore session law language.” Laws of 1965, ch. 8, at 748.
Though the term “shall” generally creates a mandatory duty, see Goldmark, 172 Wn.2d at 576, case law has established that, in the context of RCW 43.10.030, the use of “shall” creates only a discretionary duty. Berge, 88 Wn.2d at 761; Boe, 88 Wn.2d at 775.
Reference
- Full Case Name
- The City of Seattle, Petitioner, v. Robert M. McKenna, as Attorney General, Respondent
- Cited By
- 13 cases
- Status
- Published