State v. Pappas
State v. Pappas
Opinion of the Court
¶1 Nicholas Pappas challenges the Court of Appeals’ decision affirming an exceptional sentence for vehicular assault based on the severity of the victim’s injuries. We hold that our case law and the language of RCW 9.94A.535(3)(y) authorize an exceptional sentence when the jury finds the victim’s injuries substantially exceed “substantial bodily harm.” Accordingly, we affirm the Court of Appeals.
FACTS AND PROCEDURAL HISTORY
¶2 On August 12,2008, Pappas gave Melanie Thielman a ride on his motorcycle. While driving, Pappas passed another car and that driver observed Pappas to be driving at a high rate of speed. Pappas drove off the road when it curved, and he hit a utility pole. Thielman and Pappas were thrown from the motorcycle. Thielman suffered several injuries, including bruising, fractures, and a severe and likely permanent brain injury. As a result, she is unable to walk or speak, unable to feed herself without assistance, and has trouble with bodily functions. She will likely require care for the rest of her life, which may be shortened due to the risk of infection.
¶3 The State charged Pappas with vehicular assault under the reckless manner and disregard for the safety of
¶4 Pappas appealed the trial court’s imposition of an exceptional sentence, arguing that the sentence was invalid because the factor of injury severity “inheres in the verdict for vehicular assault.” Br. of Appellant at 3 (capitalization omitted). Relying on case law interpreting an older version of the vehicular assault statute, Pappas argued that the legislature necessarily contemplated this level of injury when it set the standard range for the offense. The Court of Appeals rejected this argument and affirmed the sentence, relying on the language of RCW 9.94A.535(3)(y) and this court’s recent ruling in State v. Stubbs, 170 Wn.2d 117, 240 P.3d 143 (2010).
ANALYSIS
¶5 Pappas argues that an exceptional sentence cannot be imposed for a vehicular assault conviction under RCW 9.94A.535(3)(y), as a matter of law. To reverse an exceptional sentence, we must find either that “the reasons supplied by the sentencing court are not supported by the record which was before the judge or that those reasons do
¶6 A trial court can impose an exceptional sentence under RCW 9.94A.535(3)(y) when the jury finds that the “ ‘victim’s injuries substantially exceed the level of bodily harm necessary to satisfy the elements of the offense’ ” and the court is satisfied that this is a “ ‘substantial and compelling reason’ ” to justify an exceptional sentence. Stubbs, 170 Wn.2d at 124 (quoting RCW 9.94A.535). The “substantially exceed” aggravating factor was codified when the legislature amended RCW 9.94A.535 to conform with Blakely v. Washington, 542 U.S. 296, 305, 124 S. Ct. 2531, 159 L. Ed. 2d 403 (2004). In doing so, the legislature recognized “the need to restore the judicial discretion that has been limited as a result of the Blakely decision.” Laws of 2005, ch. 68, § 1 (codified as RCW 9.94A.535).
¶7 We noted in Stubbs that RCW 9.94A.535(3)(y) “create [d] a somewhat different test than we have employed in the past” when considering a victim’s injuries for purposes of an exceptional sentence. 170 Wn.2d at 128. Previously, we considered whether the victim’s injuries fit within the definition of the statute’s required element of harm; however, RCW 9.94A.535(3)(y) now requires comparison of the victim’s injuries against the minimum injury necessary to satisfy the offense. Id. at 128-29. As an example of “substantially exceed,” we said that “[s]uch a leap is best understood as the jump from ‘bodily harm’ to ‘substantial bodily harm,’ or from ‘substantial bodily harm’ to ‘great bodily harm.’ ” Id. at 130. While the jump between statutory categories of harm necessarily meets the “substantially exceed” test, injuries can “substantially exceed” one category of harm without reaching the severity of the next category. This is supported by the language of RCW
¶8 Here, Thielman’s injury substantially exceeds the minimum element of harm necessary for vehicular assault, “substantial bodily harm,” under RCW 9.94A.535(3)(y). “Substantial bodily harm” is defined as “bodily injury which involves a temporary but substantial disfigurement, or which causes a temporary but substantial loss or impairment of the function of any bodily part or organ, or which causes a fracture of any bodily part.” RCW 9A.04.110(4)(b). Thielman’s permanent and severe brain injury is substantially more severe than the minimum temporary injuries required for “substantial bodily harm.” By the plain language of the factor, her injury “substantially exceeds” and meets the requirements of the RCW 9.94A.535(3)(y). Additionally, the injury is also sufficiently severe as to jump to the next category of harm, “great bodily harm.”
¶9 Pappas contends, however, that the “substantially exceeds” aggravator cannot apply because prior case law does not allow an exceptional sentence based on the severity of injury in a vehicular assault charge. In support of this argument, he relies on two cases decided under a prior version of the vehicular assault statute, State v. Nordby, 106 Wn.2d 514, 519, 723 P.2d 1117 (1986), and State v. Cardenas, 129 Wn.2d 1, 6, 914 P.2d 57 (1996).
¶10 Both Nordby and Cardenas were decided under the pre-2001 version of the vehicular assault statute that required a higher level of harm, i.e., that the defendant proximately caused “serious bodily injury” while acting in a reckless manner or under the influence of alcohol or drugs.
¶11 In Nordby, this court concluded that the severity of the victim’s injuries was a factor “already considered in setting the presumptive sentence range for vehicular assault,” relying on the former version of the vehicular assault statute. Nordby, 106 Wn.2d at 519. There, the victim’s injuries, including broken legs and an arm requiring surgery, extreme pain, and the possibility of permanent injury, fell within the definition of “serious bodily injury.” Id. Although the injuries were severe, they were the type of injuries contemplated within the statute.
¶[12 Similarly, Cardenas was decided under the higher “serious bodily injury” standard. Cardenas, 129 Wn.2d at 6. As in Nordby, the victim’s injuries were severe, including fractures, a potentially permanent loss of memory and cognitive functions, and a likelihood of being unable to walk without a cane or walker. However, these injuries fell within the definition of “serious bodily injury.” Id. In Cardenas, we said that “[a]lthough particularly severe injuries may be used to justify an exceptional sentence, the injury must be greater than that contemplated by the Legislature in setting the standard range.” Id. We also distinguished the case from State v. George, 67 Wn. App. 217, 834 P.2d 664 (1992), overruled on other grounds by State v. Ritchie, 126 Wn.2d
¶13 Pappas relies primarily on these past holdings and argues that any element of harm in the statute necessarily shows that all levels of harm were contemplated by the legislature. As a result, Pappas contends that an exceptional sentence for vehicular assault can never be based on the severity of injuries. This argument misinterprets our holdings in Cardenas and Nordby. There, we rejected considerations of severity because the victims’ injuries matched the element of harm defined in the statute, not because any level of harm at all was indicated. See Stubbs, 170 Wn.2d at 127-28. As discussed, those cases were decided under the former “serious bodily injury” standard and no level of injury short of death could have fallen outside the defined element of harm, as was the case in Stubbs when we considered whether injuries could exceed “great bodily harm ” Id. at 128 (stating that “we cannot imagine an injury that exceeds ‘great bodily harm’ but leaves the victim alive” in the context of first degree assault). Had Cardenas and Nordby been decided under the current vehicular assault statute, we may have reached a different result because the victims’ injuries were significantly greater than the present statute’s lower level of harm, “substantial bodily harm.”
¶14 Cardenas and Nordby do not preclude an exceptional sentence where the injuries are greater than those contemplated by the legislature in setting the standard range. This interpretation is also consistent with RCW 9.94A.535(3)(y) because the statute necessarily contemplates a comparison of the injuries sustained with the level
¶15 Pappas also argues that applying the “substantially exceed” aggravating factor to vehicular assault cases expands the existing statutory aggravating circumstances.
¶16 Finally, Pappas argues that case law forbids an exceptional sentence where the aggravating circumstance is inherent in the offense, citing several cases for this conclusion. State v. Dunaway, 109 Wn.2d 207, 218-19, 743 P.2d 1237, 749 P.2d 160 (1987) (planning is inherent in premeditation of attempted first degree murder); State v. Armstrong, 106 Wn.2d 547, 550-51, 723 P.2d 1111 (1986) (burns inflicted on a baby were accounted for in the offense of second degree assault); State v. Baker, 40 Wn. App. 845, 700 P.2d 1198 (1985) (planning inherent in attempted first degree escape). Unlike the aggravating factor here, these cases all involve acts that were necessary to commit the offense, rather than acts causing injury exceeding that which is necessary to prove elements of the offense. Thus,
¶17 Pappas contends, though, that the rationale underlying these cases is that the legislature necessarily considered the potential for variances in conduct and that here, the legislature would have enacted additional degrees of vehicular assault to account for harms up until death if it intended a harsher penalty based on the severity of harm. This argument runs contrary to our decision in State v. Fisher, 108 Wn.2d 419, 423-24, 739 P.2d 683 (1987). There, we said an exceptional sentence was justified based on a victim’s vulnerability due to extreme youth, despite age being an element of the statute. Id. at 424. We reasoned that while the legislature may have determined that victims under age 14 were more vulnerable than children 14 or older, it could not have considered specific vulnerabilities since victims range widely in age. Id. at 423-24. Similarly, the legislature may not have considered the particular injuries in each case of vehicular assault, recognizing that injuries may range from substantial, but temporary, to permanent and life threatening. Because a severe permanent injury is not inherent in a vehicular assault conviction, an exceptional sentence may be imposed where the injury is sufficiently severe.
CONCLUSION
¶18 We conclude that the “substantially exceed” aggravating factor can justify an exceptional sentence for vehicular assault, based on RCW 9.94A.535(3)(y) and case law. We affirm the Court of Appeals.
“Great bodily harm” is defined as “bodily injury which creates a probability of death, or which causes significant serious permanent disfigurement, or which causes a significant permanent loss or impairment of the function of any bodily part or organ.” RCW 9A.04.110(4)(c).
When the vehicular assault statute was first adopted, the legislature had not defined the three levels of bodily harm currently in use; however, “serious bodily injury” would most likely mirror “great bodily harm” under the current code.
The legislature stated that its intent was “to codify existing common law aggravating factors, without expanding or restricting existing statutory or common law aggravating circumstances,” and that it did not “intend the codification of common law aggravating factors to expand or restrict currently available statutory or common law aggravating circumstances.” Laws of 2005, ch. 68, § 1 (codified as ROW 9.94A.535).
Reference
- Full Case Name
- The State of Washington v. Nicholas Anthony Pappas
- Cited By
- 15 cases
- Status
- Published