State v. Maynard
State v. Maynard
Dissenting Opinion
¶27 (dissenting) — Eleven months after Christopher Maynard was arrested on suspicion of malicious mischief, the State charged him in juvenile court. Though the stated reason for the delay in bringing charges was to gather more information on the case, the prosecutor relied entirely on the probable cause statement prepared at the time of the arrest when filing charges. Twenty days after he first appeared in juvenile court, Maynard turned 18. No party mentioned his impending birthday to the court, nor did any party move to extend juvenile jurisdiction before he turned 18. As a result, Maynard lost the benefit of having his case adjudicated in juvenile court.
ANALYSIS
¶28 There is a “fundamental difference between juvenile courts and adult courts — unlike wholly punitive adult courts, juvenile courts remain[ ] rehabilitative.” State v. Saenz, 175 Wn.2d 167, 173, 283 P.3d 1094 (2012). Prosecutors and defense attorneys both bear a duty to ensure that criminal offenders are not unfairly denied juvenile court jurisdiction. Prosecutors must not engage in intentional or negligent delay when deciding when to charge an offender. See State v. Norby, 122 Wn.2d 258, 262-63, 858 P.2d 210
¶29 The right to counsel — including the right to effective assistance of counsel — exists “to assure fairness in the adversary criminal process.” United States v. Morrison, 449 U.S. 361, 364, 101 S. Ct. 665, 66 L. Ed. 2d 564 (1981). In Morrison, the United States Supreme Court recognized that conduct on behalf of the government can have a negative effect on counsel’s ability to provide effective assistance.
¶30 In this case, the prosecutor interfered with counsel’s effective assistance by unnecessarily delaying the prosecution at every opportunity. First, after the prosecutor requested more information from the police to prepare for diversion consideration, the prosecutor delayed one month after receiving the requested information before turning the case over for diversion. Next, the prosecutor delayed for
¶31 The majority asserts that the prosecutor bears no responsibility for the loss of juvenile jurisdiction because he filed charges before juvenile jurisdiction expired and thus Maynard had a (brief) chance to extend it. But as I explained above, prosecutors do not have unfettered discretion to delay filing charges, even if they ultimately file charges before the statutory deadline. State v. Oppelt, 172 Wn.2d 285, 288-89, 257 P.3d 653 (2011). Instead, we ask whether the delay “ Violate [d] those fundamental conceptions of justice which lie at the base of our civil and political institutions, and which define the community’s sense of fair play and decency,’ ” which requires the court to make a qualitative assessment of the reasons for and effects of the delay. Id. at 289 (internal quotation marks omitted) (quoting Lovasco, 431 U.S. at 790). We do not know the reasons, but we know the effects: the prosecutor’s lengthy and repeated delays significantly contributed to the loss of Maynard’s juvenile jurisdiction.
¶32 I do not mean to excuse defense counsel’s performance in this case. Defense counsel’s actions fell below an objective standard of reasonableness and prejudiced Maynard’s ability to receive fair treatment in the criminal justice process. See State v. McFarland, 127 Wn.2d 322, 334-35, 899 P.2d 1251 (1995) (describing the analysis for claims of ineffective assistance of counsel (citing Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984))).
¶33 I am mindful of the competing interest in this case — i.e., the State’s interest in enforcing its criminal laws. But the State effectively waived that interest by delaying prosecution for 11 months. The fundamental conceptions of justice would be violated by allowing the prosecution to proceed. See Oppelt, 172 Wn.2d at 287, 289-90 (describing the “core question” that must be answered when analyzing claims of preaccusatorial delay). I would hold that the combined effect of both unjustified preaccusatorial delay and ineffective assistance of counsel in this case denied Maynard fair treatment in the adversary criminal process in violation of his constitutional rights. The only meaningful remedy is to dismiss.
¶34 I respectfully dissent.
The majority concludes that courts can reinstate juvenile jurisdiction after a defendant has turned 18. This is contrary to RCW 13.40.300(l)(a), which states that a juvenile court may retain jurisdiction over a defendant past his or her 18th birthday “only if prior to the juvenile’s eighteenth birthday... the court by written order setting forth its reasons extends jurisdiction of juvenile court over the juvenile beyond his or her eighteenth birthday.” (Emphasis added.) As the majority suggests no reason why this statute would not apply, I must respectfully dissent to that holding as well.
The defendant in Morrison was improperly contacted by federal agents after she was indicted on several drug charges. 449 U.S. at 362. The agents spoke to her alone and made comments that potentially interfered with her representation. Id. The Court ultimately dismissed the claim for lack of prejudice. Id. at 366-67.
Opinion of the Court
¶1 The State charged Christopher Nelson Maynard in juvenile court with six counts of malicious mischief. Less than one month later, he turned 18 years old. Maynard’s counsel did not move for an order to extend the court’s statutory jurisdiction as provided in RCW 13.40-.300(l)(a) before Maynard turned 18. As a result, the juvenile court ruled that it had lost jurisdiction and dismissed the case without prejudice. The State then filed the case in superior court. Maynard moved to dismiss, arguing that preaccusatorial delay and ineffective assistance of counsel deprived him of the benefits of juvenile court jurisdiction, including the opportunity to accept a plea offer from the State. The trial court agreed and dismissed the case with prejudice.
¶2 On appeal, the Court of Appeals reversed, holding that ineffective assistance of counsel, not preaccusatorial delay, caused the loss of jurisdiction. We agree. The court, however, determined that remand to adult trial court for a new trial was the proper remedy. We vacate that order and, instead, direct the State to reoffer the plea proposal of deferred disposition and remand the case for further proceedings consistent with the Juvenile Justice Act of 1977 (JJA), chapter 13.40 RCW.
¶3 On August 18, 2010, Woodland City police officers arrested Maynard on suspicion of malicious mischief after he went to take photographs of a skate park that he recently tagged with graffiti. Maynard gave a signed confession. He admitted that he defaced several local properties with graffiti and also provided the names of other participants. Maynard had just turned 17 years old on August 1.
¶4 On September 14, the Woodland City police finished their investigation in the case and turned over their reports and supporting documents to Cowlitz County Juvenile Court. These documents included a probable cause statement, which gave amounts for each victim’s property damage along with Maynard’s confession. The prosecutor assigned to the case requested more information from police. The prosecutor received the requested information on November 17, and turned the case over to the juvenile court for consideration of diversion. The juvenile court denied diversion on December 10.
¶5 On July 7, 2011, the prosecutor formally charged Maynard by filing an information in juvenile court. Maynard received a summons to appear in court on July 12 — 19 days before his 18th birthday. The prosecutor delayed filing in juvenile court in order to seek “ ‘more information, specifically in regards to restitution amounts owed to the victims.’ ” Clerk’s Papers at 108. On July 12, Maynard appeared in court and the court appointed him an attorney. The court scheduled arraignment for the following week.
¶6 On July 19, Maynard appeared for arraignment with his attorney and entered a plea of not guilty. Maynard’s attorney did not notice that her client would soon turn 18, even though the information clearly stated her client’s date of birth. She also did not ask her client about his birthday. Consequently, Maynard’s attorney did not move at the
¶7 On July 25, the prosecutor sent Maynard’s attorney a plea proposal that included a recommendation of deferred disposition if Maynard pleaded guilty to two of the charges. The offer stated that it expired on August 9, and Maynard intended to accept the offer.
¶8 After the prosecutor sent the plea proposal, she noticed that Maynard would turn 18 on August 1, so she e-mailed Maynard’s attorney and informed her about his impending birthday. Maynard’s attorney, however, did not read this e-mail before he turned 18. Without an extension of jurisdiction, the juvenile court lost authority over the case and dismissed the charges without prejudice.
¶9 The prosecutor then filed charges in Cowlitz County Superior Court. Maynard appeared with new representation. He moved to dismiss the charges with prejudice based on two arguments. First, he argued that negligent preaccu-satorial delay violated his due process rights because the delay resulted in the loss of juvenile jurisdiction. Second, he argued that he received ineffective assistance of counsel because his attorney failed to extend juvenile court jurisdiction before he turned 18. The trial court dismissed the charges with prejudice, finding both arguments provided a separate and distinct basis to dismiss.
¶10 The Court of Appeals reversed in a partially published opinion. State v. Maynard, 178 Wn. App. 413, 418-19, 315 P.3d 545 (2013). The court held that ineffective assistance, not preaccusatorial delay, caused Maynard to lose the benefits of juvenile court jurisdiction. Id. As a remedy, the court concluded that remand for trial as an adult would adequately resolve the harm caused by counsel’s ineffective assistance.
ANALYSIS
¶12 We review de novo whether preaccusatorial delay violated a defendant’s right to due process and whether a defendant received ineffective assistance of counsel. State v. Oppelt, 172 Wn.2d 285, 290, 257 P.3d 653 (2011) (reviewing the issue of preaccusatorial delay de novo); State v. Sutherby, 165 Wn.2d 870, 883, 204 P.3d 916 (2009) (reviewing ineffective assistance of counsel claim de novo).
Preaccusatorial Delay
¶13 The State argues that preaccusatorial delay did not violate Maynard’s right to due process because he had an opportunity to extend jurisdiction before he turned 18. We agree.
¶14 A court will dismiss a prosecution for preaccusatorial delay if the State’s intentional or negligent delay violates a defendant’s due process rights. Oppelt, 172 Wn.2d at 288-89. To determine if preaccusatorial delay violated a defendant’s due process rights, we apply a three-pronged test: (1) the defendant must show he or she was actually prejudiced by the delay, (2) if the defendant shows actual prejudice, the court must determine the reasons for the delay, and (3) the court must weigh the reasons for delay and the prejudice to determine whether fundamental conceptions of justice would be violated by allowing the prosecution. Id. at 295.
¶15 Although a defendant has no constitutional right to be tried as a juvenile, we have recognized that juvenile court offers an offender important benefits. See State v. Dixon, 114 Wn.2d 857, 860, 792 P.2d 137 (1990). For example, an adjudication as a juvenile avoids the stigma of
¶16 In this case, Maynard cannot meet the first prong — actual prejudice — because preaccusatorial delay did not cause the loss of juvenile jurisdiction. We agree with the Court of Appeals that preaccusatorial delay does not cause the loss of jurisdiction when the State files charges before juvenile jurisdiction expires and the defendant has an opportunity to extend it. See Maynard, 178 Wn. App. 413; see also Oppelt, 172 Wn.2d at 290. Maynard appeared for arraignment on July 19 — 12 days before he turned 18 years old on August 1. Maynard’s attorney did not move to extend jurisdiction at that time or at any time before he turned 18, but she could have. This failure and the consequential loss of jurisdiction were not the result of the State’s actions.
Ineffective Assistance of Counsel
¶17 To prove ineffective assistance of counsel, a defendant must show (1) that counsel’s conduct fell below an objective standard of reasonableness and (2) that this deficient conduct resulted in prejudice to the defendant— that there is a reasonable probability that, but for the deficient conduct, the outcome of the proceeding would be different. State v. Reichenbach, 153 Wn.2d 126, 130, 101 P.3d 80 (2004). Although courts strongly presume that defense counsel’s conduct was not deficient, a defendant rebuts this presumption when no conceivable legitimate tactic exists to explain counsel’s performance. Id.
¶18 Here, the conduct of Maynard’s counsel fell below objective standards of reasonableness. She did not notice her client’s impending birthday, even though the informa
¶19 Maynard also suffered prejudice because of counsel’s deficient conduct: he lost the benefits of being prosecuted as a juvenile. If counsel had moved to extend jurisdiction, the juvenile court could have entered an appropriate order.
¶20 We now must determine the remedy for the harm caused by the ineffective assistance of counsel. The Court of Appeals erred when it concluded that a new trial in adult court would adequately remedy the harm in this case.
¶22 A juvenile defendant has the statutory right to be prosecuted under the provisions of the JJA if the State files charges before the defendant turns 18, subject to limited exceptions.
¶23 Our decision in Posey II provides guidance. There, we upheld the trial court’s application of the JJA to an adult improperly denied juvenile jurisdiction. Posey II, 174 Wn.2d at 133. The State charged 16-year-old Posey with three counts of second degree rape and one count of first degree assault. Id. By statute, the charge of first degree assault required the juvenile court to automatically decline juvenile jurisdiction, and the case proceeded to trial in superior court. Id. at 134. The jury convicted Posey of two counts of second degree rape but acquitted Posey on the count of first degree assault — the charge that automatically transferred the case from juvenile court to superior court. Id. The trial judge then sentenced Posey under adult sentencing guidelines. Id. We affirmed the convictions but held that the trial judge should have remanded the case to juvenile court for a declination hearing and possible sentencing, presuming the juvenile court would not decline jurisdiction. See State v. Posey, 161 Wn.2d 638, 647, 167 P.3d 560 (2007), aff’d, Posey
¶24 Similarly, to remedy the harm caused by the ineffective assistance of counsel in this case, we remand for further proceedings in accordance with the JJA. We also direct the State to reoffer the plea proposal of deferred disposition. This remedy will put Maynard in the same position he was in before the statutory time to extend juvenile court jurisdiction elapsed. As in Posey II, if Maynard is convicted, the trial court may still impose a juvenile sentence. See id.
CONCLUSION
¶25 Preaccusatorial delay did not cause the loss of juvenile jurisdiction under RCW 13.40.300. The State filed charges before Christopher Maynard’s 18th birthday, and he had an opportunity to extend jurisdiction. Therefore, the State did not violate Maynard’s right to due process. Instead, the violation of Maynard’s Sixth Amendment right to effective assistance of counsel caused Maynard to lose the benefits of being prosecuted as a juvenile. If defense counsel had recognized her client’s impending 18th birthday, as an attorney representing a child in juvenile court should, she could have properly moved to extend jurisdiction pursuant to the statute.
¶26 To remedy the harm caused by the ineffective assistance of counsel, we remand for further proceedings in accordance with the JJA. We also direct the State to reoffer the plea proposal of deferred disposition that lapsed after the juvenile court lost statutory authority.
The Court of Appeals relied on In re Personal Restraint of Dalluge, 152 Wn.2d 772, 100 P.3d 279 (2004), and concluded that it should remand to adult court for a new trial. Maynard, 178 Wn. App. at 419. But Dalluge does not control this case because Maynard did not request a new trial as a remedy. In Dalluge, the State charged a 17-year-old defendant with crimes that automatically granted exclusive jurisdiction to the adult criminal court. 152 Wn.2d at 776. Later, the State amended the charges, rendering the adult court’s jurisdiction no longer mandatory but subject to the juvenile court’s declining jurisdiction. Id. at 776, 783. The trial court did not remand to juvenile court for a decline hearing as required. Id. at 776. Instead, the trial court proceeded to trial, where the jury convicted the defendant. Id. We held that the trial court erred by not remanding for a decline hearing. Id. at 789. As a remedy, the defendant was entitled to a hearing to determine if the juvenile court should have retained jurisdiction, and if so, the defendant requested a new trial in adult court. Id. at 786-87, 775. Apparently, the defendant felt a new trial would provide adequate relief. Here, Maynard does not ask for a new trial; he asks for dismissal, a remedy that we find unwarranted. We do, however, agree with Maynard that a new trial in adult court would not adequately resolve the harm.
For example, the juvenile court lacks authority over a juvenile charged with a serious violent offense if the juvenile was 16 or 17 years old on the date of the alleged offense. See RCW 13.04.030(l)(e)(v)(A).
Reference
- Full Case Name
- The State of Washington v. Christopher Nelson Maynard
- Cited By
- 17 cases
- Status
- Published