State v. Clark
State v. Clark
Opinion of the Court
¶1 At his trial for premeditated first degree murder, petitioner Anthony Tyrone Clark sought to introduce expert testimony regarding his intellectual deficits. Clark asserted this testimony would be relevant to contesting the State’s mens rea evidence and to helping the jury understand Clark’s affect while testifying. The trial court excluded Clark’s proffered expert testimony, but it did allow relevant observation testimony about Clark’s education history, Social Security disability benefits, affect, and actions on the day of the murder.
¶2 We hold that the trial court properly exercised its discretion in making its evidentiary rulings. The court did allow relevant observation testimony from lay witnesses to rebut the State’s mens rea evidence, and Clark does not
FACTUAL BACKGROUND
¶3 Clark killed the victim, D.D.,
PROCEDURAL HISTORY
¶4 By amended information, the State charged Clark with premeditated first degree murder, first degree felony murder, first degree robbery, unlawful possession of a controlled substance with intent to deliver, and second degree
¶5 Before trial, the defense moved to suppress statements Clark made to police after the shooting, contending that he did not validly waive his Miranda
¶6 The State then moved to exclude testimony about Clark’s “intellectual deficits” for trial purposes. Clerk’s Papers (CP) at 213 (underlining omitted). Clark argued that Dr. Oneal’s testimony was admissible for three purposes: (1) to help the jury understand Clark’s affect during testimony, (2) to explain why Clark does not work, and (3) to contest the State’s mens rea evidence. The court granted the State’s motion in part and excluded Dr. Oneal’s testimony because in light of the fact that Clark specifically disavowed any intention to argue diminished capacity, expert testimony on Clark’s intellectual deficits would be irrelevant and confusing to the jury. It did, however, allow for relevant observation testimony bearing on Clark’s intellectual deficits, including his participation in special education, his receipt of Social Security disability benefits, and “that people [who] knew him considered him slow or tended to discount his testimony.” VBP (Dec. 17, 2012) at 20. The court also left open the possibility for additional evidence regarding Clark’s circumstances and abilities if the State “unfairly sanitized” those facts at trial. VRP (Feb. 15, 2013) at 20.
¶8 The defense renewed its request to admit Dr. Oneal’s testimony several times throughout the course of the trial, arguing that the testimony was necessary to rebut the State’s mens rea evidence and to explain Clark’s affect when he testified. Nevertheless, the defense consistently maintained that it was not asserting diminished capacity. The court adhered to its ruling excluding Dr. Oneal’s testimony and reminded counsel that relevant observation testimony by lay witnesses was admissible.
¶9 The defense elicited testimony that Clark had been in special education, had an individualized education plan, and received Social Security disability benefits.
¶10 The jury was instructed on premeditated first degree murder and the lesser-included offenses of intentional second degree murder, reckless first degree manslaughter,
¶11 The court denied Clark’s request for an exceptional sentence downward and imposed sentences at the bottom of the standard range.
ISSUES
¶12 A. Did the trial court properly exclude expert testimony regarding Clark’s intellectual deficits?
¶13 B. Was trial counsel ineffective for failing to object when the State informed prospective jurors that it was not seeking the death penalty?
¶ 14 C. Did cumulative error deprive Clark of his right to a fair trial?
STANDARD OF REVIEW
¶15 We review the trial court’s evidentiary rulings for abuse of discretion and defer to those rulings unless “ ‘no reasonable person would take the view adopted by the trial court.’ ” State v. Atsbeha, 142 Wn.2d 904, 914, 16 P.3d 626 (2001) (internal quotation marks omitted) (quoting State v. Ellis, 136 Wn.2d 498, 504, 963 P.2d 843 (1998)). If the court
¶16 To prevail on a claim of ineffective assistance of counsel, a defendant must show that trial counsel’s performance was “deficient,” and that “but for counsel’s deficient performance, there is a ‘reasonable probability’ that the outcome would have been different.” State v. Hicks, 163 Wn.2d 477, 486, 181 P.3d 831 (2008) (quoting State v. Cienfuegos, 144 Wn.2d 222, 227, 25 P.3d 1011 (2001)). For relief based on the cumulative error doctrine, the defendant must show that while multiple trial errors, “standing alone, might not be of sufficient gravity to constitute grounds for a new trial, the combined effect of the accumulation of errors most certainly requires a new trial.” State v. Coe, 101 Wn.2d 772, 789, 684 P.2d 668 (1984). Both ineffective assistance of counsel and cumulative error present constitutional issues, which we review de novo. State v. Samalia, 186 Wn.2d 262, 269, 375 P.3d 1082 (2016).
ANALYSIS
¶17 Clark argues the trial court erred in excluding Dr. Oneal’s expert testimony because it was relevant to his defense, even though he never asserted or pleaded diminished capacity. It is true that observation testimony regarding relevant facts is generally admissible and does not implicate the pleading requirements for diminished capacity, even if offered to rebut the State’s mens rea evidence. However, expert opinion testimony that a defendant has a mental disorder that impaired the defendant’s ability to form the requisite mens rea is relevant only to diminished capacity. Diminished capacity must be affirmatively pleaded before trial, and in this case, Clark specifically disavowed any intent to plead diminished capacity. The court thus properly allowed relevant observation testimony tending to
A. The court properly excluded Dr. Oneal’s testimony
¶18 Expert testimony is admissible “[i]f scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue.” ER 702. The defense contends that Dr. Oneal’s expert testimony would have assisted the jury to determine a fact in issue—Clark’s level of intent—and would also have helped the jury to understand the evidence by explaining Clark’s unusually flat affect while he was testifying. However, because the defense did not plead diminished capacity or show that Dr. Oneal’s testimony was otherwise relevant, his expert testimony was properly excluded.
1. Dr. Oneal’s testimony was not admissible to rebut the State’s mens rea evidence
¶19 Clark argues that Dr. Oneal’s expert testimony should have been admitted for the purpose of rebutting the State’s mens rea evidence even though Clark did not plead diminished capacity because Dr. Oneal’s testimony was not actually diminished capacity evidence. Alternatively, he argues that trial counsel’s failure to assert diminished capacity did not warrant exclusion of Dr. Oneal’s testimony. These arguments are inconsistent with both the record and the law.
¶20 Diminished capacity “allows a defendant to undermine a specific element of the offense, a culpable mental state, by showing that a given mental disorder had a specific effect by which his ability to entertain that mental state was diminished.” State v. Gough, 53 Wn. App. 619, 622,
¶21 Clark first contends that he was not required to plead diminished capacity because Dr. Oneal’s expert testimony was not actually diminished capacity evidence. The record indicates otherwise. Even though trial counsel rejected the diminished capacity label, the primary intended purpose for Dr. Oneal’s testimony in this case was to rebut the State’s mens rea evidence on the basis that Clark’s clinically evaluated intellectual deficits impaired his ability to understand and assess the risks of his behavior, thereby reducing the likelihood that Clark acted with a culpable mental state when he shot D.D. As the trial court appropriately recognized, that is precisely the purpose of diminished capacity evidence. See, e.g., id.; State v. Greene, 139 Wn.2d 64, 73-74, 984 P.2d 1024 (1999). The label that trial counsel attaches to its proffered evidence cannot change the actual purpose for which the evidence is offered. Cf. Cienfuegos, 144 Wn.2d at 227-28 (considering evidence regarding the defendant’s ability to form the requisite mental state as evidence of diminished capacity even though trial counsel
¶22 Clark also argues that Dr. Oneal’s testimony was not diminished capacity evidence because Dr. Oneal would not have testified that Clark “lacked the capacity or ability to form the requisite mens rea.” Pet. for Review at 15. This argument shows only that even if Clark had pleaded diminished capacity, Dr. Oneal’s testimony might still be inadmissible because it did not meet the relevancy threshold. It does not change the purpose for which the evidence was offered. And while Clark argues on review that we should relax the relevancy threshold for expert testimony of diminished capacity, he does not show it is incorrect or harmful. See W.G. Clark Constr. Co. v. Pac. Nw. Reg’l Council of Carpenters, 180 Wn.2d 54, 66, 322 P.3d 1207 (2014). Our diminished capacity precedent merely sets forth a specific application of the general standard that expert testimony must be relevant and helpful to the trier of fact, which does not contravene a defendant’s constitutional right to present evidence in his or her own defense. ER 401, 402, 702; Jones, 168 Wn.2d at 720; Atsbeha, 142 Wn.2d at 917-18. Moreover, a relaxed relevancy threshold for diminished capacity evidence would not change the fact that Clark did not plead diminished capacity in this case.
¶23 Clark argues in the alternative that we should treat trial counsel’s failure to assert diminished capacity as merely a “pleading failure” that did not warrant exclusion of Dr. Oneal’s testimony. Suppl. Br. of Pet’r at 16 (boldface omitted). However, on this record, the failure to assert diminished capacity was unquestionably a purposeful decision by trial counsel. That purposeful decision has conse
¶24 We do not question the principle that a criminal defendant has the constitutional right to present evidence in his or her own defense, and relevant observation testimony tending to rebut any element of the State’s case, including mens rea, is generally admissible. However, expert opinion testimony that a defendant has a mental disorder that impaired the defendant’s ability to form a culpable mental state is, by definition, evidence of diminished capacity. And where, as here, the defense does not plead diminished capacity, such testimony is properly excluded.
2. Dr. Oneal’s testimony was not admissible to explain Clark’s affect during testimony
¶25 In addition to rebutting the State’s mens rea evidence, the defense contends that Dr. Oneal’s testimony should have been admitted for the purpose of explaining Clark’s unusually flat affect while testifying. We do not rule out the possibility that expert testimony regarding a defendant’s mental disorder may be introduced for purposes other than establishing diminished capacity, and admissibility for one purpose is not necessarily determinative of admissibility for another. Atsbeha, 142 Wn.2d at 917 (admissibility of expert testimony, including testimony about a defendant’s mental disorders, is determined according to
B. Ineffective assistance of counsel
¶26 Clark contends he received ineffective assistance of counsel because trial counsel did not object when the State was allowed to inform the prospective jurors that it was not seeking the death penalty. Assuming that Clark’s trial counsel performed deficiently, he does not show prejudice as required by Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984), and thus cannot establish ineffective assistance of counsel. Hicks, 163 Wn.2d at 486-89; State v. Townsend, 142 Wn.2d 838, 846-49, 15 P.3d 145 (2001).
¶27 Considered in the full context of the case, Clark does not show that the State’s remarks and the defense’s failure to object were “sufficient to undermine confidence in the outcome.” Strickland, 466 U.S. at 694. The jury was repeatedly and properly informed of its duties, and we presume it followed those instructions. Id. at 694-95. When the court made preliminary remarks to the jury panel, it reminded them that they would be expected to “accept the instructions of the court” and “base any decision upon the law and the facts uninfluenced by any other consider
¶28 There is no indication that the jury disregarded its instructions or paid less attention to the evidence presented throughout Clark’s trial because it was told that the death penalty was not at issue. Cf. State v. Kalebaugh, 183 Wn.2d 578, 586, 355 P.3d 253 (2015) (rejecting the possibility that a trial court’s “offhand explanation of reasonable doubt at the beginning of this case” harmed the defendant in light of the fact that the jury was repeatedly and properly instructed on reasonable doubt and the presumption of innocence). There is also no reason to believe that a contemporaneous objection by defense counsel would have reduced any potential for prejudice more than the court’s proper, written instructions did. We thus hold that Clark has not carried his burden of showing prejudice and therefore has not established ineffective assistance of counsel.
C. Cumulative error
¶29 Clark does not show any error, so the cumulative error doctrine does not apply. Coe, 101 Wn.2d at 789.
CONCLUSION
¶30 Expert testimony that a defendant suffered a mental disorder not amounting to insanity that impaired the defendant’s ability to form a culpable mental state is diminished capacity evidence. The trial court correctly recognized that and properly excluded Dr. Oneal’s expert
We use the victim’s initials because he was a minor at the time of his death.
Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966).
The record contains inconsistent spellings of this expert’s last name. See, e.g., Clerk’s Papers at 25 (“O’Neal”), 56 (“Oneal”). We use the spelling “Oneal” for consistency with the Court of Appeals opinion. State v. Clark, No. 45103-4-II, slip op. at 3 (Wash. Ct. App. June 23, 2015) (unpublished), http://www.courts.wa.gov /opinions/.
The defense did not elicit testimony that one of Clark’s neighbors perceived him as slow, believing that was outside the scope of the court’s written ruling. Whether the written ruling was unduly restrictive and whether trial counsel was ineffective for failing to elicit testimony about Clark’s perceived slowness are not raised as issues on appeal.
The court did not impose a sentence for the first degree felony murder conviction due to double jeopardy concerns. VRP (May 28, 2013) at 7.
The State did concede on appeal that the trial court erred in instructing the jury on an uncharged alternative means for first degree robbery. Clark, No. 45103-4-II, slip op. at 14-16. The Court of Appeals accepted the concession and reversed the robbery conviction because the error was not harmless. Id. at 16. That issue is not presented for our review and does not affect our analysis.
We therefore need not look to cases from other jurisdictions analyzing the admissibly of expert opinion testimony offered for purposes other than establishing diminished capacity. See, e.g., State v. Burr, 195 N.J. 119, 948 A.2d 627 (2008). To the extent Clark argues there were other purposes for Dr. Oneal’s testimony, we address that issue below.
Notably, the trial court stated that it did not notice anything particularly unusual about Clark’s affect while he was testifying. 14 VRP (Apr. 16, 2013) at 1795. We are in no position to second-guess that observation.
Dissenting Opinion
(dissenting)
¶31 Anthony Clark was convicted of first degree murder of his friend, D.D.
¶33 This distinction is illogical and violates the constitutional right to present a defense. I respectfully dissent.
I. The Trial Court Admitted Certain Lay Observation Testimony Supporting the Defense, but Excluded the More Neutral, More Persuasive Medical Expert Testimony Supporting the Same Defense Theory
¶34 Clark testified that on the morning of the shooting, he was walking from his apartment to a neighborhood barbecue when he saw D.D.—an acquaintance from school—standing at a crosswalk. The two talked briefly, and Clark then invited D.D. over to his apartment.
¶35 At the apartment, D.D. opened his coat pocket and showed Clark a .22 caliber gun and an M&M’s container filled with pieces of crack cocaine, and then asked Clark to help him sell the drugs. Clark testified that he went upstairs to ask his neighbors to buy the drugs, but they declined, so Clark came back downstairs and suggested that he and D.D. pawn his mother’s gold necklace for money instead.
¶37 Clark claimed that he then tried to resuscitate D.D. 13 VRP (Apr. 15, 2013) at 1658-59, 1663. He did one compression. Id. at 1663. He then put the magazine back into the gun and hid both the gun and the drugs inside his toilet. Id. at 1672-73. (That’s where officers later found them.) Clark then went upstairs to ask his neighbors for help disposing of a body. He testified that he was crying and shaking at the time. Id. at 1666, 1669. As discussed below, that contradicted his neighbors’ testimony that Clark was oddly calm when talking about the body.
¶38 The prosecution argued that Clark was a sophisticated killer, too familiar with guns to have thought that D.D.’s gun was unloaded just because the magazine had been removed. 14 VRP (Apr. 16, 2013) at 1764-65. To support that theory, the State offered testimony by three of Clark’s neighbors regarding conversations that they had with Clark on the day of the shooting. These neighbors all agreed that Clark asked them to buy or help sell crack cocaine first, and then later asked them to help him dispose of a body. Specifically, they all testified that Clark told them
¶39 The trial court did permit Clark to present lay testimony that he was in high school “beyond normal age” and attended special education classes. VRP (Dec. 17, 2012) at 20-21. As discussed further below, though, the trial court excluded the bulk of the defense-proffered evidence on Clark’s diagnoses of “mild mental retardation”—evidence from a neutral expert witness. 2 VRP (3.5 Hr’g) (Oct. 4, 2012) at 314. On the basis of the testimony about learning problems alone, though, the defense argued—apparently not persuasively—that Clark had below average intelligence and simply mishandled the gun:
Would I characterize Anthony as a man? No. You’re talking about, at the time, a 20 year old who had just graduated from special education. . . .
*660
... As far as he knew at the time, the bullets had been removed from the gun ... which is probably exactly what [D.D.] thought when he handed that to Anthony. And he probably did that knowing that Anthony’s not your average 20 year old.
15 VRP (Apr. 17, 2013) at 1816, 1826 (emphasis added).
¶40 The defense sought to bolster the lay testimony supporting its accident theory with the far more persuasive testimony of Dr. Brent Oneal, a psychologist who personally evaluated Clark and diagnosed him with “mild retardation.” 2 VRP (3.5 Hr’g) (Oct. 4, 2012) at 260, 314. The State acknowledged that this testimony tended to rebut the element of mens rea, but moved to exclude the testimony anyway, arguing that it would be too confusing for jurors in the absence of a diminished capacity defense:
[T]he jurors would likely be confused about how to evaluate [Dr. Oneal’s] evidence. They would wonder whether a “mentally retarded” person is able to form a specific intent like a person of normal intelligence. Such confusion is both needless and patently unfair to the State where the defense has not raised a diminished capacity defense.
Clerk’s Papers (CP) at 218. The defense responded that Dr. Oneal’s testimony was also relevant to “support a finding of recklessness or criminal negligence” as opposed to premeditated intent because the diagnosis and associated explanation made it less likely that Clark knew or understood the risks posed by firing the gun. CP at 225.
¶41 The trial court agreed with the State. It allowed certain lay testimony regarding Clark’s intellectual deficits and gave lesser included offense instructions on manslaughter (reckless and negligent), but it excluded Dr. Oneal’s more educated, more neutral medical testimony on the same point as unduly confusing in the absence of a diminished capacity defense.
¶42 “Diminished capacity is a mental condition not amounting to insanity which prevents the defendant from possessing the requisite mental state necessary to commit the crime charged.” State v. Furman, 122 Wn.2d 440, 454, 858 P.2d 1092 (1993) (citing State v. Ferrick, 81 Wn.2d 942, 944, 506 P.2d 860 (1973)). The majority is correct that in order to assert a diminished capacity defense, a defendant must meet two threshold criteria: (1) the defendant must present “substantial evidence of such a condition” and (2) “the evidence must logically and reasonably connect the defendant’s alleged mental condition with the asserted inability to form the required specific intent to commit the crime charged.” Ferrick, 81 Wn.2d at 944-45; State v. Griffin, 100 Wn.2d 417, 419, 670 P.2d 265 (1983).
¶43 If Clark had offered Dr. Oneal’s testimony as evidence that he lacked the capacity or ability to act intentionally when he shot D.D., then I might agree with the majority that it was properly excluded. The reason is that Dr. Oneal did not testify that Clark was incapable of intentionally shooting D.D., and thus his testimony would likely not satisfy the second prerequisite to asserting a diminished capacity defense. But, as explained above, Clark did not offer Dr. Oneal’s testimony to establish a diminished capacity defense—he offered it to bolster his accident theory. In other words, Clark never argued that he was incapable of shooting D.D. intentionally; he argued that he did not in fact intend to shoot him.
¶44 The majority fails to appreciate this distinction. Relying on State v. Atsbeha, 142 Wn.2d 904, 918, 16 P.3d 626 (2001) and State v. Greene, 139 Wn.2d 64, 73-74, 984 P.2d 1024 (1999), the majority concludes that expert testimony—i.e., a “clinical[ ] evaluation]”—advances a dimin
III. By Excluding Defense Evidence That Could Rebut the State’s Evidence on the Element of Mens Rea, the Trial Court Violated Clark’s Constitutional Right To Present a Defense
¶45 “Few rights are more fundamental than that of an accused to present witnesses in his own defense.” Chambers v. Mississippi, 410 U.S. 284, 302, 93 S. Ct. 1038, 35 L. Ed. 2d 297 (1973). That right is based on the right to due process of law (U.S. Const, amend. XIV; Const, art. I, § 3) and the rights of an accused in a criminal proceeding (U.S. Const, amend. VI; Const, art. I, § 22). State v. Jones, 168 Wn.2d 713, 720,
¶46 To be sure, this right to present evidence extends only to relevant evidence. State v. Hudlow, 99 Wn.2d 1, 16, 659 P.2d 514 (1983). But evidence is relevant if it tends to make more or less probable the existence of any fact that is of consequence to the outcome. ER 401. In this case, the trial court concluded that Dr. Oneal’s testimony was not relevant unless it was offered to support a diminished capacity defense. The majority affirms because it concludes that Clark really was advancing such a defense, even though he did not formally plead it—indeed, Clark specifically denied it.
¶47 For the reasons given in Part II above, I disagree with that conclusion; Clark’s accident defense was not the same thing as a diminished capacity defense. Thus, this case requires us to answer the following question: Where a defendant offers expert testimony regarding his or her intellectual deficits to rebut the State’s theory of motive or intent, do the prerequisites to the presentation of a diminished capacity defense still apply?
¶48 This is a question of first impression in Washington, but the New Jersey Supreme Court has addressed it. In State v. Burr, the State charged Burr, a piano teacher, with sexual assault and endangering the welfare of a child based on allegations that he had fondled one of his students. 195 N.J. 119, 122, 948 A.2d 627 (2008). As proof of Burr’s sexual deviance, the State presented evidence that Burr would often allow his students to sit on his lap. Id. at 125. To rebut the resulting inference that he was intentionally grooming these students for sexual abuse, Burr offered evidence that he suffered from Asperger’s syndrome and that as a result of this condition, he had a limited understanding of what constitutes basic and appropriate social interactions between adults and children. Id. at 129. He also offered that
¶49 Evidence of Clark’s substantial intellectual deficits and mild mental retardation diagnosis was equally relevant and significant to his argument that D.D.’s death was an accident or, alternatively, that it was not premeditated or intentional. To convict Clark of first degree murder, the State had to prove premeditated intent beyond a reasonable doubt. All Clark needed to do was cast doubt on the State’s evidence of premeditated intent. He could also show that the homicide was an accident (and not premeditated or intentional or reckless). Clark tried to do both by testifying that he believed the gun was unloaded at the time of the shooting and that he did not recognize the substantial risk involved in pulling the trigger without first checking the chamber for a bullet. The defense focused on Clark’s poor reasoning abilities. Evidence that he was mentally retarded with an exceedingly low IQ score (scoring in the bottom first and second percentile of others his age in perceptional reasoning, working memory, and verbal comprehension) was certainly relevant to his claim. Evidence of Clark’s mental process was also relevant because it rebutted the State’s evidence of premeditated intent. See State v. Sexton, 311 N.J. Super. 70, 88, 709 A.2d 288 (1998) (holding in an analogous shooting case that evidence of the defendant’s limited mental ability and his status as a special education student was relevant to his credibility about whether he
¶50 Thus, I would hold that the trial court erred by excluding expert testimony about Clark’s intellectual deficits as irrelevant in the absence of a diminished capacity defense.
IV. The Exclusion of Expert Testimony on Clark’s Mild Mental Retardation Was Not Harmless Error
¶51 A trial court’s decision to exclude defense evidence in a criminal trial is generally subject to harmless error analysis under the “ ‘ “overwhelming untainted evidence” test.’ ” State v. Lord, 161 Wn.2d 276, 295, 165 P.3d 1251 (2007) (quoting State v. Smith, 148 Wn.2d 122, 139, 59 P.3d 74 (2002) (citing State v. Guloy, 104 Wn.2d 412, 426, 705 P.2d 1182 (1985))). Under that test, error is harmless if the untainted, admitted evidence is so overwhelming as to necessarily lead to a finding of guilt. Id. at 296. “[E]rror is not prejudicial if the evidence is of minor significance when compared to the overall weight of the evidence.” Id. (citing
¶52 At trial, the State’s theory was that Clark lured D.D. to his apartment to kill him and steal his drugs. Clark denied that he premeditated or intended the killing because he thought the gun was not loaded. Clark also denied that he acted recklessly, claiming that he did not recognize the substantial risk involved in pointing a gun that he believed was unloaded at someone and then pulling the trigger without first checking to see if a bullet was chambered.
¶53 The State presented evidence in support of its theory that showed that Clark had at least some knowledge about guns (or gun rhetoric). He referred to the .22 caliber gun as a “deuce deuce,” called the magazine a “clip,” acknowledged that guns were dangerous, admitted that he thought the particular gun was capable of shooting a bullet, and was able to insert the magazine back into the gun before hiding it in his toilet. The jury also heard that Clark had graduated from high school,
¶54 To rebut the State’s evidence that he was a cold, calculated killer, Clark offered lay and expert testimony about how he was slow and did not process information the way other people his age did. But the trial court excluded most of it. It barred all testimony from Dr. Oneal about Clark’s substantial intellectual deficits.
¶55 The only evidence the trial court clearly permitted the jury to hear about Clark’s intellectual deficits was that he was enrolled in special education with an individualized education plan (but not how long or why he was on it), that neighbors thought he was slow (but not the expert testing to show exactly how slow he really was), and that he was on Social Security disability (but not that he was on it because of his mild mental retardation diagnosis).
¶56 The only real issue in this case was intent. The trial court excluded proffered defense evidence that was directly relevant to mens rea and that rebutted the State’s evidence of premeditation. The error might well have affected the outcome. We are especially certain of this given the fact that the trial court felt that there was sufficient evidence of mental states less culpable than premeditation to support jury instructions on intentional, reckless, and negligent homicide. CP at 288-95.1 would therefore conclude that the trial court’s error was not harmless under either the evi-dentiary or constitutional standards.
¶57 The trial court improperly excluded evidence of Clark’s intellectual deficits in violation of the Evidence Rules and Clark’s constitutional right to present a defense. This error was not harmless. I therefore respectfully dissent.
D.D. was a minor at the time—initials are used to protect the minor’s privacy.
See State v. Jones, 95 Wn.2d 616, 621-22, 628 P.2d 472 (1981) (recklessness and negligence are lesser mental states “included” in intent; defendant charged with intentional murder was entitled to manslaughter instruction where evidence of intoxication supported theory that killing was unintentional); State v. Condon, 182 Wn.2d 307, 319, 343 P.3d 357 (2015) (intentional murder is lesser included offense in premeditated murder).
Although Clark said that he thought the gun was unloaded at the time he pulled the trigger, he also testified that he knew that guns were dangerous and that he thought the gun was capable of firing a bullet at some point in time. 13 VRP (Apr. 15, 2013) at 1595, 1660 (“Q. Did you, at any time[,] think[ ] that you could fire a bullet out of that gun? A. Yes. Q. Did you think it was loaded? A. No.”).
The United States Supreme Court has held that where state evidentiary rules bar evidence of a defendant’s diminished capacity to form the requisite mens rea as irrelevant absent a full-fledged insanity defense, then that state court can exclude such evidence under its state evidentiary rules without violating the federal right to present a defense. Clark v. Arizona, 548 U.S. 735, 760-79, 126 S. Ct. 2709, 165 L. Ed. 2d 842 (2006). But our state laws make such evidence relevant and admissible where, as here, they bear on the defendant’s mens rea and rebut the State’s evidence of mens rea. The Supreme Court’s holding in Clark is therefore inapplicable here. See id. at 772-78 (concluding that if a State has such a rule barring a defendant’s mental disease and incapacity evidence, then that rule might be a sufficiently “good reason’’ to satisfy federal due process requirements). This is likely the reason that neither party cited it.
The jury was not informed that Clark had not technically graduated from high school; he only aged out.
The trial court also barred certain lay testimony from Clark’s mother on this same topic. She would have confirmed that he had been in special education since
It was unclear from the court’s different rulings whether it would have allowed Clark to testify about the reason he was on Social Security disability (i.e., because of his mild mental retardation diagnosis). 7 VRP (Mar. 18, 2013) at 660-63.
Reference
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