State v. Sassen Van Elsloo
State v. Sassen Van Elsloo
Opinion of the Court
¶ 1 Adrian Sassen Van Elsloo appeals the midtrial dismissal of an impaneled juror who was excused because she had a minor connection to an important defense witness. The trial judge in this case erred by dismissing an impaneled juror after multiple days of trial testimony when there was no evidence that the juror was biased. We must now decide the remedy for an erroneous dismissal of an impaneled juror. We hold that the defendant is entitled to a new trial if there is any reasonable possibility that the erroneous dismissal stemmed from the juror's views on the merits of the case. However, if an impaneled juror's dismissal does not stem from his or her view of the merits of the case but is nonetheless erroneous, no new trial will be granted if the State establishes that the error was harmless. Here, there is a reasonable possibility that juror 12 was dismissed because of her views of the merits of the case. Sassen Van Elsloo is entitled to a new trial.
¶ 2 Sassen Van Elsloo also appeals the sufficiency of evidence supporting a firearm enhancement. We hold that the State presented sufficient evidence to support the enhancement.
FACTS AND PROCEDURAL HISTORY
¶ 3 On September 7, 2012, while monitoring traffic, Bellingham police officer Lewis Leake saw a black Kia Sorrento make an illegal right turn. When Leake tried to stop the Kia, a chase ensued. When Leake overtook the Kia, he found it stopped in the middle of the road with the driver-side door open and the driver gone. A woman, Athena Aardema, was in the passenger seat and ultimately identified the driver as Adrian Sassen Van Elsloo.
¶ 4 The police permitted Aardema to leave the scene. While helping Aardema remove her belongings from the car, Officer Leake saw the handle of a shotgun. The police impounded the Kia and obtained a search warrant.
¶ 5 The search revealed a shotgun in the cargo hold. The search also revealed a digital scale, methamphetamine, 5 morphine pills, a pipe, a butane torch, 30 alprazolam pills, 67 clonazepam pills, seven small bags of heroin, a bill of sale with Sassen Van Elsloo's name, four prepaid cell phone cards, seven "burner" cell phones, gold jewelry, a bundle of 20 $1 bills, an iPad, the title for a 1990 Lincoln Town Car, a .38 revolver loaded with four bullets, a .22 pistol loaded with a magazine containing five bullets, six more rounds of ammunition, and a sock holding eight 12 gauge shotgun shells.
¶ 6 Three months later, Leake stopped a 1990 Lincoln Town Car driven by Sassen Van Elsloo. Sassen Van Elsloo was charged with nine felony counts relating to the earlier encounter. The State added firearm enhancements to five of the charges.
¶ 7 At trial, Sassen Van Elsloo's defense theory was misidentification, supported by an alibi witness named Sharon Burton. Burton testified that Sassen Van Elsloo was at her home on the day of the incident and therefore could not have been driving the Kia on that day.
¶ 8 Following Burton's testimony and cross-examination, juror 12 informed the bailiff that she recognized Burton from Burton's work with juror 12's nephew. Burton worked as an inpatient coordinator and a drug and alcohol counselor for the Lummi Nation. Juror 12 had met Burton when she went to the Lummi Business Council's "CARE" office, a chemical dependency treatment program for Lummi Nation tribal members, to obtain information that would help juror 12's nephew receive chemical dependency treatment services. Juror 12 had not recognized Burton's name on the juror questionnaire, but after seeing her testify, she recalled meeting Burton twice. Juror 12 said that she did not socialize with Burton, and that she would likely not remember Burton if she later saw her on the road.
¶ 9 The trial court allowed the parties to question juror 12 about her experience with Burton. The prosecutor pressed juror 12 about whether she had a "positive feeling" toward Burton:
[PROSECUTOR]: ... So you just told us about asking Ms. Burton to help you with your nephew?
JUROR NO. 12: Yes.
[PROSECUTOR]: Was this able to help you?
JUROR NO. 12: Well, she got us the help for our nephew to go into treatment. We got the help, they paid for the treatment program and the bus ticket for him to go there and back.
[PROSECUTOR]: So did you have a positive experience with her?
JUROR NO. 12: Well, I never did the intervention part of it because I left that up to my sister, his mother, and his siblings because he had four siblings, four sisters, so I kind of stepped back once my family kind of got back into trying to help him.
[PROSECUTOR]: Right, l understand that.
JUROR NO. 12: Do I believe she was a positive person for him? I can't say that because I think what was more positive for my nephew is when he finally went to treatment.
[PROSECUTOR]: My question is not so much about the nephew, but do you feel like, do you feel like it was a positive experience for you to deal with her?
JUROR NO. 12: I am not really sure....
[PROSECUTOR]: Was there a negative experience at all?
JUROR NO. 12: No, there was no good or bad, it was just all, you know, normal as it would be trying to just get the help I wanted for my family member.
[PROSECUTOR]: Well ... it sounds to me like your nephew did get the help he needed?
JUROR NO. 12: Yes.
[PROSECUTOR]: You're pretty happy about that?
JUROR NO. 12: Yes.
[PROSECUTOR]: So that's kind of a positive thing or positive feeling that you're having about Ms. Burton; is that right?
JUROR NO. 12: Well it's not Ms. Burton, it's my nephew I'm more positive with. She wasn't inter-reacting with my nephew while he was gone or when he came back. It's more what he did for himself.
[PROSECUTOR]: I understand that, but it sounds like you kind of intellectualized it. I mean you're talking about, I mean you had a pretty good feeling, you must have a pretty good feeling about Ms. Burton and how she helped you; isn't that fair?
JUROR NO. 12: I guess. It's not, I wouldn't call it from her. I'd call it from our own community for the help so that's what your tribe is for is to try to help the funds with our community people that need the assistance.
[PROSECUTOR]: What do you think about me cross-examining her, is that something that concerned you?
JUROR NO. 12: No, I just brought up that I think I knew her. I don't socialize with her or anything. I just kind of recognize her. I don't know her by name, or first name.
[PROSECUTOR]: Okay.
JUROR NO. 12: I can tell you that if I was to see her again out on the road I probably won't remember her again any way.
5 Verbatim Report of Proceedings (VRP) (July 29, 2014) at 856-59. After questioning juror 12, the prosecutor could not point to any evidence of bias: "Now, whether I can absolutely put a finger on that she can't be fair or whether what she says is about, what she says about being fair or not I think that's kind of beside[ ] the point." 5 VRP (July 29, 2014) at 860.
¶ 10 The prosecutor sought dismissal nonetheless, claiming that Burton was an important witness for the defense and that "if the jurors believe Ms. Burton then it's a big deal" because "that means my case goes nowhere." 5 VRP (July 29, 2014) at 860.
¶ 11 Defense counsel objected to the motion, calling juror 12's interactions with Burton perfunctory and minimal, noting that juror 12 stated nothing about being unable to be fair, and pointing out that juror 12 was the only tribal member on the jury panel. The court acknowledged that it was a "close case" but dismissed juror 12 because "Ms. Burton is a critical witness and even though there is not a real strong relationship between the juror and the witness I think given the importance of the witness's role in the case it's appropriate for juror 12 to be excused...." 5 VRP (July 29, 2014) at 861. The jury convicted Sassen Van Elsloo on all counts.
ANALYSIS
¶ 12 Sassen Van Elsloo appealed on two grounds: that juror 12 was improperly dismissed and that the State presented insufficient evidence to support the firearm enhancements.
State v. Sassen Vanelsloo,
No. 72553-0-I, slip op. at 3-6,
I. Dismissal of an Impaneled Juror for Bias
¶ 13 Sassen Van Elsloo appeals the trial court's decision to dismiss juror 12 after she informed the court that she recognized one of the defense witnesses. The trial court abused its discretion when it dismissed juror 12.
A. Standard of Review
¶ 14 We review a trial court's decision to discharge a juror for abuse of discretion.
State v. Depaz,
¶ 15 Nonetheless, the trial court must apply the correct legal standard and rest its decision on facts supported by the record. Atrial court abuses its discretion if its decision is "manifestly unreasonable or based on untenable grounds."
Wash. State Physicians Ins. Exch. & Ass'n v. Fisons Corp.,
B. Standard of Proof
¶ 16 The Sixth Amendment to the United States Constitution and Washington Constitution article I, section 22 guarantee the right to a fair trial "by an impartial jury." U.S. CONST. amend. VI ; WASH. CONST. art. I, § 22. This right exists throughout the entire trial process and is safeguarded in part by statutes and rules that require the trial judge to dismiss biased jurors. RCW 4.44.170 ; RCW 2.36.110 ; CrR 6.5. The operation of these statutes and rules depends on whether the juror is a potential, impaneled, or deliberating juror.
¶ 17 "Potential jurors" are those who have been summoned for jury duty prior to the beginning of trial, have appeared, and have not been excused. RCW 4.44.120. This opinion refers to "impaneled jurors" as jurors who have been sworn and are seated on the panel while the trial is ongoing and testimony is being heard. We refer to "deliberating jurors" as those who were impaneled, listened to the trial testimony, and have begun deliberation of the case with the objective of reaching a verdict.
¶ 18 To resolve this case, we must first determine the standard of proof necessary for a trial judge to dismiss an impaneled juror for bias. To do so, we review prior decisions in which this court and the Court of Appeals have addressed the standard of proof necessary to dismiss a potential juror for bias. We hold that dismissal of an impaneled juror for bias requires the same findings as dismissal of a potential juror for bias-proof that the juror has formed a biased opinion and, as a result, cannot try the case impartially.
1. Dismissal of a potential juror for actual bias requires proof that the juror cannot try the case impartially
¶ 19 The dismissal of a potential juror during voir dire is primarily governed by statute.
Relevant here is RCW 4.44.170, which outlines three reasons potential jurors may be challenged for particular cause: implied bias, actual bias, and physical inability.
¶ 20 We are concerned here with "actual bias," defined by RCW 4.44.170 as "the existence of a state of mind on the part of the juror in reference to the action, or to either party, which satisfies the court that the challenged person cannot try the issue impartially and without prejudice to the substantial rights of the party challenging."
¶ 21 RCW 4.44.190 outlines the facts that a trial judge must find to dismiss a potential juror who was challenged for actual bias:
[O]n the trial of such challenge, although it should appear that the juror challenged has formed or expressed an opinion upon what he or she may have heard or read, such opinion shall not of itself be sufficient to sustain the challenge, but the court must be satisfied, from all the circumstances, that the juror cannot disregard such opinion and try the issue impartially.
(Emphasis added.) Actual bias must therefore be established by proof.
Noltie,
2. Dismissal of an impaneled juror for bias requires the same findings as dismissal of a potential juror for bias: proof that the juror cannot try the case impartially
¶ 22 We now turn to the issue present here: dismissal of an
impaneled
juror. Discharge and excusal of an impaneled juror is governed by RCW 2.36.110 and CrR 6.5. The statute imposes on the judge a duty to excuse any impaneled juror who, in the opinion of the judge, has demonstrated unfitness to continue on the jury "by reason of bias, prejudice, indifference, inattention or any physical or mental defect or by reason of conduct or practices incompatible with proper and efficient jury service." RCW 2.36.110. The rule requires the court to discharge any impaneled juror who "is found unable to perform the duties" and to appoint an alternate juror. CrR 6.5. Together, the statute and rule "place a continuous obligation on the trial court to excuse any juror who is unfit and unable to perform the duties of a juror."
Jorden,
¶ 23 Relevant to this action, RCW 2.36.110 requires a judge to excuse an impaneled juror who has manifested unfitness by reason of bias. However, the statute does not elaborate on the definition of bias or the findings necessary to warrant the dismissal of a juror by reason of bias.
¶ 24 The Court of Appeals has applied to impaneled jurors the standard of actual bias required to dismiss a potential juror.
See
Hough v. Stockbridge
,
¶ 25 We now adopt this definition of actual bias and apply it to the dismissal of impaneled jurors for bias: when challenging a juror for bias, the challenging party must prove actual bias, regardless of whether the challenge occurs during voir dire or during the trial. Accordingly, to properly dismiss an impaneled juror for actual bias, the challenging party must prove (1) that the impaneled juror has formed or expressed a biased opinion and (2) that "from all the circumstances, that the juror cannot disregard such opinion and try the issue impartially." RCW 4.44.190.
C. Dismissal of Juror 12
¶ 26 Here, the trial court abused its discretion by dismissing juror 12 on untenable grounds and for an untenable reason.
See
Rohrich,
¶ 27 The importance of a witness alone is not a proper basis on which to dismiss an impaneled juror who had prior contact with that witness if the record does not indicate that the juror displayed actual bias. The governing statute does not contemplate the role, import, or significance of a particular witness as a basis for dismissal.
See
RCW 2.36.110. Furthermore, a juror's acquaintance with a witness is not, in itself, grounds for finding a juror unfit to serve.
See
State v. Tingdale,
¶ 28 Here, the record contains no indication that juror 12 formed an opinion about Burton or that such opinion would prevent her from trying the case impartially. The record indicates that juror 12 was indifferent to Burton, not biased toward her. Juror 12 made it clear that her interactions with Burton were neither positive nor negative, despite being asked four times by the prosecutor whether she had positive feelings toward Burton.
¶ 29 Defense counsel, the State, and the trial judge all agreed that juror 12 had not shown bias. Defense counsel objected to the dismissal and argued that juror 12 "stated nothing about how she couldn't be fair or that she had any feeling one way or another." 5 VRP (July 29, 2014) at 861. The trial court agreed that juror 12 hadn't expressed any bias, replying, "You know, that's true."
¶ 30 Further, the record does not support a finding that juror 12 was unable to try the case impartially. Regardless of juror 12's feelings about Burton, the statute states that a biased opinion alone is not sufficient to dismiss the juror for actual bias. RCW 4.44.190. The juror must be unable to try the case impartially due to the biased opinion.
¶ 31 Here, neither the state nor the trial judge inquired whether juror 12 could put aside any prior opinions and judge the case
fairly, and the record contains no facts supporting such a finding. Furthermore, while this court has emphasized the importance of deferring to the trial court's observations of demeanor, facial expressions, and nonverbal communications to assess a juror's fitness,
see
Noltie
¶ 32 The record indicates that the trial court dismissed juror 12 because of the importance of Burton as a witness for the defense, not because juror 12 was biased or unable to try the case fairly. Instead of arguing that juror 12 had expressed a biased opinion and would be unable to try the case impartially, the prosecutor argued that keeping juror 12 on the jury "just didn't feel fair" because "if the jurors believe Ms. Burton then it's a big deal"; "if they believe her that means my case goes nowhere." 5 VRP (July 29, 2014) at 860.
¶ 33 The trial judge conceded that juror 12 had not expressed any bias but dismissed juror 12 anyway, explaining that juror 12 was being dismissed because of the significance of Burton's role as a witness for the defense: "Counsel [for the State] points out correctly that Ms. Burton is a critical witness and even though there is not a real strong relationship between the juror and the witness[,] I think given the importance of the witness's role in the case it's appropriate for juror 12 to be excused ..." 5 VRP (July 29, 2014) at 860. The trial court then stated unequivocally, "I'm satisfied that State's request that the juror be disqualified is not for any discriminatory or inappropriate purpose, and
given the importance of Ms. Burton's testimony and that's why I'm granting the State's motion
."
¶ 34 This was an abuse of discretion. The importance of Burton as a defense witness is an improper basis on which to dismiss juror 12, and no facts in the record indicate that juror 12 displayed actual bias. Therefore, the trial court abused its discretion when it dismissed juror 12.
See
Rohrich,
II. Sassen Van Elsloo Is Entitled to a New Trial
¶ 35 All criminal defendants are constitutionally entitled to a unanimous jury verdict, WASH. CONST. art. I, § 21 ;
State v. Petrich,
¶ 36 We must now consider the appropriate remedy for the erroneous dismissal of an
impaneled juror. The dissent maintains that this case is controlled by prior case law.
¶ 37 We hold that the rights implicated by the erroneous dismissal of an impaneled juror lie between the rights implicated by the erroneous dismissal of a potential juror and the erroneous dismissal of a deliberating juror. Thus, to determine the appropriate remedy when an impaneled juror is erroneously dismissed, we analyze the framework already established for remedying the erroneous dismissals of potential and deliberating jurors. In doing so, we conclude that prejudice exists when the erroneous dismissal of an impaneled juror stems from concern over the juror's views of the merits of the evidence presented, thus warranting a new trial. However, when the erroneous dismissal of an impaneled juror does not stem from concern over the juror's views of the merits of the evidence presented, no new trial is warranted if the State establishes that the error was harmless.
A. The Erroneous Dismissal of a Potential Juror
¶ 38 We look first at the remedy for the erroneous dismissal of a potential juror. If a trial judge erroneously dismisses a potential juror, the defendant is entitled to a new trial if he or she establishes that the erroneous dismissal was prejudicial.
¶ 39 During voir dire, any party may challenge a potential juror. RCW 4.44.130. Challenges may be peremptory or for cause.
¶ 40 When the trial court dismisses a potential juror, whether properly or improperly, the parties call and examine the next potential juror. He or she will either be preemptively challenged by a party, dismissed for cause, or determined suitable to sit on the jury. The parties and the court repeat this process until a full panel of suitable jurors is selected. In addition, the trial judge has discretion to impanel one or more alternate jurors. CrR 6.5. After a full panel of suitable jurors and alternates is selected, those jurors will be sworn, and the trial will commence.
¶ 41 During this process, the defendant's constitutional rights to an impartial jury or a unanimous verdict are not automatically violated when the trial court erroneously dismisses
a potential juror. This is true because " '[n]o party can acquire a vested right to have a particular member of the panel sit upon the trial of his cause, until he has been accepted and sworn. It is enough that it appear that his cause has been tried by an impartial jury.' "
State v. Phillips,
¶ 42 Furthermore, erroneously dismissing a potential juror does not cause a biased juror to be impaneled. Rather, after the trial court dismisses a potential juror, the process of jury selection will continue until an impartial jury has been selected. When a potential juror is dismissed, " 'it is to be presumed that the juror chosen in the place of the one rejected, is an impartial juror, such as the law requires.' "
Phillips,
¶ 43 Therefore, if a fair and impartial jury was ultimately obtained, " 'notwithstanding the exclusion of the juror that the accused was anxious to have, ... surely we cannot conclude that the accused was so seriously injured by the ruling as to entitle him to a new trial.' "
Phillips,
¶ 44 Defendants do not have the right to any particular juror, and the erroneous dismissal of a potential juror does not cause a biased juror to be impaneled. Thus, as we said in
Phillips,
if a juror is dismissed before being impaneled, the defendant is not entitled to a new trial, even if the juror " 'was rejected by the court upon insufficient grounds, unless through rejecting qualified persons, the necessity of accepting
others
not qualified has been purposely created.' "
Phillips,
B. The Erroneous Dismissal of a Deliberating Juror
¶ 45 In contrast to the dismissal of a potential juror, the erroneous dismissal of a
deliberating
juror requires reversal and remand, regardless of prejudice, because the dismissal implicates the rights to an impartial jury and a unanimous verdict.
See
State v. Elmore,
¶ 46 This is so in part because jury deliberation is a crucial phase of trial during which the jurors discuss the case and arrive at a verdict. Jury deliberations must remain secret.
Elmore,
¶ 47 In
Elmore,
we addressed the standard of proof trial courts must apply when considering whether a deliberating juror is unfit to continue deliberating and the remedy that follows an erroneous dismissal.
¶ 48 In determining the correct standard of proof and the resulting remedy applicable to the dismissal of a deliberating juror, we recognized the importance of balancing the defendant's right to a unanimous verdict and the right to an impartial jury with allowing the trial court's broad discretion.
Id.
at 777,
¶ 49 We held that "[i]f it appears that a trial court is reconstituting a jury in order to reach a particular result, then the right to an impartial jury is sacrificed."
Id.
at 772,
¶ 50 Applying the "reasonable possibility" standard, we reversed because the record supported a reasonable possibility that the holdout juror's refusal to convict stemmed from an evaluation of the witnesses' credibility.
Id.
at 778-79,
¶ 51 In
State v. Berniard,
the Court of Appeals applied the
Elmore
standard where a juror's extreme emotional distress stemmed, at least in part, from a difference in opinion with other jurors regarding the merits of the case.
¶ 52 In
Depaz,
this court declined to extend the "reasonable possibility" standard to the dismissal of a holdout juror who committed misconduct during deliberations.
¶ 53 Accordingly, these authorities establish that reversal is required and no showing of prejudice is necessary if the erroneous dismissal of a deliberating juror results in the violation of a constitutional right.
¶ 54 In contrast, the
proper
dismissal of a deliberating juror and the replacement of that juror with an alternate is not a constitutional violation if (1) the alternate juror was only temporarily excused and not dismissed at the beginning of deliberations,
CrR 6.5, and (2) after replacement, the trial court instructed the jury to disregard all previous deliberations and begin new deliberations.
See
Ashcraft,
¶ 55 In sum, when a deliberating juror is erroneously dismissed, a new trial is warranted if there is any reasonable possibility that the dismissal arose because of that juror's view of the merits of the case. Similarly, a new trial is warranted when a deliberating juror is dismissed on grounds that are not supported by the record. But, when a deliberating juror is dismissed on proper and supported grounds, the replacement of that juror with an alternate is not a constitutional violation warranting a new trial, as long as the trial judge takes the appropriate steps to ensure the defendant's rights to an impartial and unanimous jury are not violated.
C. The Erroneous Dismissal of an Impaneled Juror
¶ 56 We must now determine the appropriate remedy for the erroneous dismissal of an impaneled juror. The erroneous dismissal of an impaneled juror shares constitutional implications with the erroneous dismissal of both potential jurors and deliberating jurors.
¶ 57 On one hand, "[i]f it appears that a trial court is reconstituting a jury in order to reach a particular result," then a defendant's constitutional rights to a unanimous verdict by an impartial jury are implicated.
See
Elmore,
¶ 58 On the other hand, if an impaneled juror's erroneous dismissal does not stem from the juror's evaluation of the evidence, and a suitable alternate replaces the dismissed juror, the circumstances resemble the dismissal of a potential juror, in which the error is cured by the replacement with an impartial juror. Just as the dismissal of a potential juror during voir dire does not
cause
a biased juror to be impaneled, replacing an impaneled juror with a suitable alternate does not place a biased juror onto the panel. To the contrary, an alternate juror is presumably unbiased, having been approved and sworn by the trial judge.
See
Persinger,
¶ 59 For this reason, the erroneous dismissal of a juror and replacement with an alternate does not automatically violate a defendant's constitutional rights, as long as the dismissal does not stem from the juror's views of the merits of the case.
See
Gentry,
125 Wash.2d at 616,
¶ 60 Keeping in mind the legal framework governing the dismissal of potential and deliberating jurors and the distinct interests and constitutional rights at play when an impaneled juror is dismissed, we now hold the following. The defendant's constitutional right to a unanimous verdict is violated and a new trial is warranted if there exists a reasonable possibility that the trial judge dismissed an impaneled juror because of that juror's "views of the sufficiency of the evidence."
See
Elmore,
¶ 61 To show that an erroneous dismissal of an impaneled juror was harmless, the State must present evidence that allows the appellate court "to 'say, with fair assurance, after pondering all that happened without stripping the erroneous action from the whole, that the judgment was not substantially swayed by the error.' "
Hinton,
D. New Trial
¶ 62 Here, the trial court abused its discretion by improperly dismissing juror 12, and there is a reasonable possibility that the improper dismissal was based on juror 12's views of the merits of the case. Therefore, Sassen Van Elsloo is entitled to a new trial.
¶ 63 Juror 12 repeatedly denied that she had positive feelings toward Burton because of their prior encounters, and the State failed to articulate any evidence that juror 12 was biased or unfit to serve as a juror. Rather, the State argued that juror 12 should be dismissed because Burton was an important witness for the defense, that it "just didn't feel fair," and that "if the jurors believe Ms. Burton then it's a big deal." 5 VRP (July 29, 2014) at 860.
¶ 64 The trial judge dismissed juror 12 not because she was biased but because of the importance of Burton's testimony to the success of the defendant's case. The trial judge stated, "Counsel [for the State] points out correctly that Ms. Burton is a critical witness and even though there is not a real strong relationship between the juror and the witness[,] I think given the importance of the witness's role in the case it's appropriate for Juror 12 to be excused...." 5 VRP (July 29, 2014) at 861. The trial court then stated unequivocally, "I'm satisfied that State's request that the juror be disqualified is not for any discriminatory or inappropriate purpose, and
given the importance of Ms. Burton's testimony and that's why I'm granting the State's motion.
"
¶ 65 There is at the least a very real possibility that the judge dismissed juror 12 because of her evaluation of the testimony and her views of the merits of the case. Indeed, it is nearly impossible to draw any other conclusion when a juror was dismissed because of an entirely unsupported concern that the juror will believe testimony of a witness whose testimony, if believed by the jurors, "means [the State's] case goes nowhere." 5 VRP (July 29, 2014) at 860. It would be illogical to conclude otherwise-there is no indication that juror 12 was biased for or against Burton and defendant Sassen Van Elsloo; the only possible reason to excuse juror 12 was for her views on the merits of the case.
¶ 66 Therefore, the trial court abused its discretion by dismissing juror 12 without finding actual bias and violated Sassen Van Elsloo's right to a unanimous verdict when it dismissed juror 12 because of her views on the merits of the case. We reverse the Court of Appeals and remand for a new trial.
III. Firearm Enhancements
¶ 67 We now turn to the second issue in this case: whether there was sufficient evidence to support the firearm enhancements with which the State charged Sassen Van Elsloo. See RCW 9.94A.825, .533(3). Though we need not address this question in light of our decision to reverse and remand for a new trial, we nonetheless do so for guidance as the issue may arise on remand. RAP 2.4. We hold that there was sufficient evidence and affirm the imposition of the enhancements.
A. Standard of Review
¶ 68 Whether a person is armed is a mixed question of law and fact.
State v. Schelin,
B. The State Presented Sufficient Evidence To Support Firearm Enhancements on Sassen Van Elsloo's Drug Charges
¶ 69 To establish that a defendant was armed for the purpose of a firearm
enhancement, the State must prove (1) that a firearm was easily accessible and readily available for offensive or defensive purposes during the commission of the crime and (2) that a nexus exists among the defendant, the weapon, and the crime.
State v. Eckenrode,
¶ 70 The presence, close proximity, or constructive possession of a weapon at the scene of a crime is, by itself, insufficient to show that the defendant was armed for the purpose of a firearm enhancement.
State v. Barnes,
¶ 71 In addition to proving that a weapon was readily available and easily accessible at the time of the crime, the State must offer sufficient evidence that there existed a nexus between Sassen Van Elsloo, the gun, and the commission of the drug crimes. The requirement of a nexus between the defendant, the weapon, and the crime "serves to place 'parameters ... on the determination of when a defendant is armed, especially in the instance of a continuing crime such as constructive possession' of drugs."
Gurske,
¶ 72 Here, Sassen Van Elsloo argues that the shotgun was too far away from him to qualify as easily accessible and readily available because Sassen Van Elsloo would have had to exit the car or move to the back seat to reach the shotgun. Sassen Van Elsloo also argues that there was insufficient evidence to support a nexus between him, the drugs, and the crime because "[t]here was also no evidence that Sassen-Vanelsloo ever had, or indicated an intent to use, the shotgun to protect the drugs." Suppl. Br. of Pet'r at 20. In making this argument, Sassen Van Elsloo relies on this court's decision in
Gurske,
where we found insufficient evidence to support a firearm enhancement.
¶ 73 In
Gurske,
the police found a zipped-up backpack in the back seat of the defendant's truck containing an unloaded pistol, a loaded magazine, and drugs. We determined that the gun was not easily accessible and readily available at the time of the crime because the backpack containing the gun was zipped and could not be removed by the defendant unless he exited the truck.
¶ 74 Additionally, when the crime is of a continuing nature, such as a drug operation, a nexus exists if the firearm is "there to be used" in the commission of the crime.
Id.
at 138,
¶ 75 Sassen Van Elsloo argues that his case cannot be distinguished from Gurske. However, as the Court of Appeals pointed out, the present case is more closely aligned with those cases in which we found that reasonable juries could infer that guns kept at the site of ongoing drug crimes were easily accessible during and had a sufficient nexus to the commission of the crime.
¶ 76 For example, in
Eckenrode,
we found sufficient evidence to support a firearm enhancement.
¶ 77 There was sufficient evidence to support the firearm enhancements, even though Eckenrode was unarmed at the time of arrest.
Id.
at 494,
¶ 78 We distinguished
Eckenrode
from
Gurske
on the grounds that the State in
Gurske
presented no evidence that the weapon "was readily accessible at any relevant time or that there was any connection between the weapon and the crime,"
id.
at 495,
¶ 79 Here, there is sufficient evidence to conclude that the gun in Sassen Van Elsloo's car was easily accessible and readily available during the commission of the drug crimes and that a nexus existed between Sassen Van Elsloo, the gun, and the crime.
¶ 80 The State presented sufficient evidence that Sassen Van Elsloo was engaged in possessing and selling illegal drugs from the Kia as part of an ongoing criminal enterprise: Aardema testified that she and Sassen Van Elsloo were selling drugs; the car contained a locked bank bag holding controlled substances separated and packaged in a style consistent with personal use and sales; numerous burner cell phones, glassine envelopes, small "baggies," and a digital scale of the style often used in the sale of controlled substances were found in the backpack in the car; and a locked safe containing a roll of $1 bills, a revolver, and a small semiautomatic handgun was found in the back of the Kia, the key to which was found in the passenger console.
¶ 81 Additionally, sufficient evidence connected Sassen Van Elsloo to the drug operation being run out of the Kia. The backpack contained several receipts with Sassen Van Elsloo's name; his DNA was found on the shotgun; and Aardema testified that Sassen Van Elsloo had been driving on the date of the incident, that the safe belonged to Sassen Van Elsloo, and that he took it wherever he went.
¶ 82 Finally, there was sufficient evidence to find a nexus between the shotgun and Sassen Van Elsloo's ongoing possession and distribution of the drugs. First, the shotgun was found less than a foot from the backpack, which contained the drugs and was the sole source of the drug charges. Second, the gun was placed in the car with its grip facing at an angle toward the passenger compartment of the car, making it easy for someone entering the car to quickly grab the gun. Third, the gun had a shell in the magazine that could have been readily chambered and fired at another person. And fourth, the shotgun was kept out of the locked safe, unlike the revolver and semiautomatic handgun, which were not the subjects of the firearm enhancements. This is sufficient to support a conclusion that the firearm was "there to be used" in the commission of the drug crimes.
Gurske,
155 Wash.2d at 138,
¶ 83 Taking the evidence in the light most favorable to the State, there is sufficient evidence to demonstrate that the shotgun was easily accessible and readily available, and that there was a nexus among Sassen Van Elsloo, the shotgun, and the commission of the drug crimes.
CONCLUSION
¶ 84 We reverse the Court of Appeals in part and affirm in part. First, the trial court abused its discretion when it dismissed juror 12. Second, Sassen Van Elsloo is entitled to a new trial because there is a reasonable possibility that juror 12 was dismissed because of her views of the merits of the case. Third, the State presented sufficient evidence that Sassen Van Elsloo was armed as necessary to uphold a firearm enhancement.
¶ 85 We remand for further proceedings consistent with this decision.
Though we are vacating Sassen Van Elsloo's trial, we recognize that this issue may arise on remand, and so we are addressing it for guidance. RAP 2.4.
When first asked by the prosecutor whether she had a positive experience with Burton, juror 12 explained her limited involvement with Burton, and she could not even say that Burton played a positive role for her nephew. When the prosecutor asked a second time whether juror 12 had a positive experience with Burton, juror 12 said that she could not say it was a positive experience. When the prosecutor then asked whether juror 12's experience with Burton was negative, juror 12 again reiterated her indifference to Burton, saying, "No, there was no good or bad." 5 VRP (July 29, 2014) at 857. The third time asking whether juror 12 had a positive experience with Burton, the prosecutor switched to leading questions, this time telling juror 12 that juror 12 had a positive feeling about Burton. To this, juror 12 maintained that "it's not Ms. Burton, it's my nephew I'm more positive with." The fourth time the prosecutor asked juror 12 whether she had a positive experience with Burton, the prosecutor did so by stating, "[Y]ou must have a pretty good feeling about Ms. Burton and how she helped you; isn't that fair?" 5 VRP (July 29, 2014) at 858-59. To this, juror 12 finally replied, "I guess," before clarifying that the good feeling she had was not from Burton, but "from our own community for the help." 5 VRP (July 29, 2014)" at 859.
In objecting to juror 12's dismissal, defense counsel mentioned that juror 12 was the only person on the jury who was a tribal member of the Lummi Nation. However, on appeal, Sassen Van Elsloo did not challenge his convictions on
Batson
grounds.
Batson v. Kentucky,
Furthermore, the record is inadequate to analyze this case on the basis of a
Batson
violation.
Batson,
The dissent maintains that precedent controls this case and that our holding unnecessarily departs from case law. The dissent points to
State v. Gentry
and
State v. Williamson
to contend that a defendant has no right to a particular juror and that a defendant is entitled to a new trial only upon a showing that the erroneous dismissal of an impaneled juror resulted in prejudice. Dissent at 833-34 (quoting
State v. Gentry,
The dissent states that the lead opinion "appears to equate 'bias' with the juror's 'views of the merits of the case.' " Dissent at 834. In fact, a juror's bias is crucially distinct from a juror's views of the merits of the case. "Bias" is an inability to be fair and partial because of a preconceived opinion. RCW 4.44.190. In contrast, a juror's "views of the merits of the case" are the way a seated or deliberating juror has understood, interpreted, or weighed the evidence and testimony that has been presented in the trial. To dismiss a juror for bias, whether seated or impaneled, is proper. To dismiss a juror because he or she assessed evidence in any particular way, whether impaneled or deliberating, is not.
The dissent maintains that our holding departs from precedent and overturns Gentry, which noted that a defendant has no right to be tried by a particular juror. Dissent at 836-37. The holding here does neither. We recognize that a defendant cannot argue generally that he or she has an independent right to a particular juror. However, if we carry the dissent's persistent reliance on Gentry to its logical conclusion, we would never reverse for an error in the acceptance or removal of jurors during a trial. The trial court could make any ruling excusing a juror, no matter how erroneous, and there would be no recourse. While a defendant has no independent right to a particular juror, it cannot be said that the absence of such a right insulates the court from failing to protect a defendant's constitutional rights or that the substitution by an alternate juror automatically cures any constitutional violation.
In objecting to juror 12's dismissal, defense counsel also stated concern that juror 12 was the only person on the jury who was a tribal member of the Lummi Nation. The trial court noted that it shared the concern but dismissed juror 12 nonetheless. We have previously noted that we did not find a Batson challenge present here. However, the fact that juror 12 and Burton shared a connection through the Lummi Nation may support our conclusion that juror 12 was dismissed because of her views of the merits of the case. We need not reach this issue to resolve the case, however, and because it was not briefed by either party, we choose not to.
For other cases in which there was insufficient evidence to show that a weapon was easily accessible and readily available, see
State v. Johnson,
See also
O'Neal,
Concurring Opinion
¶ 86 The trial court presided over a good portion of the trial in this case and heard one alibi witness in particular. It then made the assumption that juror 12 would be too favorable to that alibi witness and, hence, too favorable to the defense. 5 Verbatim Report of Proceedings (VRP) (July 29, 2014) at 861-62 ("Counsel points out correctly that Ms. [Sharon] Burton is a critical witness[,] and even though there is not a real strong relationship between the juror and the witness I think given the importance of the witness's role in the case it's appropriate for Juror 12 to be excused ... given the importance of Ms. Burton's testimony and that's why I'm granting the State's motion.").
¶ 87 The State made the same assumption. Id. at 860 ("I viewed Ms. Burton to be a very critical witness in this case. She is an alibi witness and, you know, if the jurors believe Ms. Burton then it's a big deal. I mean if they believe her that means my case goes nowhere.").
¶ 88 But there was only one basis for this assumption: the fact that juror 12 and the critical alibi witness were both affiliated with the same tribe, the Lummi Nation.
¶ 89 It is impermissible to dismiss a seated juror for either reason-the assumption that the seated juror might be leaning toward crediting defense witnesses or the fact that a juror and a defense witness share an affiliation with the same tribe. It is doubly impermissible to dismiss a juror for both reasons. In this case, both reasons together threaten the defendant's constitutional rights to a jury trial, to jury unanimity, and to equal protection, as well as the juror's own constitutional right to serve free from discrimination on the basis of tribal citizenship. U.S. CONST. amends. VI, XIV ; WASH. CONST. art. I, §§ 21, 22. For that reason, the midtrial dismissal of juror 12 amounts to constitutional error; the State has the burden of proving such error harmless beyond a reasonable doubt, and the State has failed to carry that burden.
¶ 90 I therefore concur in the lead opinion's conclusion that we must reverse and remand for a new trial. I write separately to address the basis for the trial court's error: the assumption that one tribal citizen is incapable of fairly evaluating the testimony of a witness associated with the same tribe.
BACKGROUND
¶ 91 On September 7, 2012, Bellingham police officer Lewis Leake attempted to stop a black Kia Sorrento SUV after observing it commit a traffic violation. 4 VRP (July 28, 2014) at 535-40. Instead of stopping, the Kia sped away and led Officer Leake on a chase. 1 VRP (July 22, 2014) at 85-89; 4 VRP (July 28, 2014) at 541-44. When the officer finally caught up to the Kia, it was stopped in the middle of the road with the driver's side door open and the driver gone. 1 VRP (July 22, 2014) at 90; 4 VRP (July 28, 2014) at 546-48. Inside the Kia was passenger Athena Aardema, who eventually identified the driver as Adrian Sassen Van Elsloo. 1 VRP (July 22, 2014) at 90-91; 4 VRP (July 28, 2014) at 550-51, 554-56, 684. After observing the handle of a shotgun inside the Kia, Officer Leake impounded the car. 4 VRP (July 28, 2014) at 558-60. When police searched the vehicle several days later, they found guns and ammunition, various drugs, a digital scale, and receipts for prepaid cell phones. 2 VRP (July 23, 2014) at 300-02, 305, 315-19, 324, 330, 337; 4 VRP (July 28, 2014) at 560-62, 566-67, 635, 659-64, 667-70. Several months later, the Whatcom County prosecutor charged Sassen Van Elsloo with nine felonies in connection with the weapons and contraband recovered from the Kia.
¶ 92 Sassen Van Elsloo's defense theory at trial was that he was not in the Kia at all-he was elsewhere. In support of that theory, he presented testimony by an alibi witness, Sharon Burton. 5 VRP (July 29, 2014) at 770-826. Burton testified that she was an inpatient coordinator and counselor for the Lummi Nation's drug and alcohol treatment program, that Aardema and Sassen Van Elsloo had a "[v]ery volatile" relationship, and that Sassen Van Elsloo had been at Burton's house on September 7, 2012-the day of the crime. Id. at 770, 774-76. Burton remembered her activities that day because she had gone to the doctor in the morning, regarding complications from cataract surgery, and then called in sick for the rest of the day. Id. at 799. She testified that Sassen Van Elsloo started receiving phone calls at some point after 11:30 a.m. that day, and that the calls seemed to upset him. Id. at 780. On cross-examination, Burton was evasive about statements she made to investigators before trial. Id. at 807-11. A written report about those statements indicated that she told investigators she was not sure whether she had arrived home in the late morning or the early afternoon on September 7, 2012. Id. at 825, 881. Burton also admitted that she was lying down and resting for part of the time that she claimed Sassen Van Elsloo could not possibly have left her house and that Sassen Van Elsloo called her home several times from jail after his arrest on the charges in this case. Id. at 815-17. In short, Burton was a crucial, but imperfect, alibi witness.
¶ 93 After Burton's testimony, juror 12 approached the bailiff and indicated that she had previously met Burton. Id. at 853. The connection was so remote that juror 12 had not recognized Burton's name when it was mentioned on the juror questionnaire. Id. at 853, 859. The court questioned juror 12 and learned that she had met Burton at the Lummi Business Council's "CARE" office, a chemical dependency treatment program, where juror 12 went to provide information that would help juror 12's nephew obtain services. Id. at 854-55. Juror 12 said she believed she had met Burton "maybe twice" about two years before the trial. Id. at 856. The prosecutor pressed juror 12 to admit that she had a "positive experience" or "a pretty good feeling" about Burton. Id. at 857-58. Juror 12 unequivocally responded that she did not have any positive feelings about Burton as an individual but instead had positive feelings about the Lummi Nation's ability to marshal social services for its citizens:
JUROR NO. 12: Do I believe she was a positive person for him? I can't say that because I think what was more positive for my nephew is when he finally went to treatment.
[STATE]: My question is not so much about the nephew, but do you feel like, do you feel like it was a positive experience for you to deal with her?
JUROR NO. 12: I am not really sure. I can't say that because I've worked with, you know, she was only the first CARE program in Washington and I know the director of the CARE program.
....
JUROR NO. 12: ... [T]here was no good or bad, it was just all, you know, normal as it would be trying to just get the help I wanted for my family member.
....
[STATE]: So that's kind of a positive thing or positive feeling that you're having about Ms. Burton; is that right?
JUROR NO. 12: Well, it's not Ms. Burton, it's my nephew I'm more positive with. She wasn't inter-reacting with my nephew while he was gone or when he came back. It's more what he did for himself.
[STATE]: I understand that, but it sounds like you kind of intellectualized it. I mean you're talking about, I mean you had a pretty good feeling, you must have a pretty good feeling about Ms. Burton and how she helped you; isn't that fair?
JUROR NO. 12: I guess. It's not, I wouldn't call it from her. I'd call it from our own community for the help so that's what your tribe is for is to try to help the funds with our community people that need the assistance.
[STATE]: What do you think about me cross-examining her, is that something that concerned you?
JUROR NO. 12: No, I just brought up that I think I knew her. I don't socialize with her or anything. I just kind of recognize her. I don't know her by name, or first name.
....
JUROR NO. 12: I can tell you that if I was to see her again out on the road I probably won't remember her again any way.
Id. at 857-59 (emphasis added).
¶ 94 After the questioning, the prosecutor moved to dismiss juror 12 even though he could not point to any evidence that she was biased:
Now, whether I can absolutely put a finger on that she can't be fair or whether what she says ... about being fair or not I think that's kind of besides the point. She, through a lot of questioning eventually said that she, you know, had some good feelings about what Ms. Burton or the community had done and I'm asking that she be excused.
Id. at 860 (emphasis added). Defense counsel countered that juror 12's interactions with Burton were perfunctory-"simply [to] facilitate what the tribe has available, give him a bus ticket and bed date"-and did not give rise to any personal feeling whatsoever. Id. at 861.
¶ 95 The trial court stated that this was a "close case" but dismissed juror 12 because Burton was such an important witness. Id. Defense counsel then renewed her objection, pointing out that juror 12 appeared to be the only tribal citizen on the jury panel. Id. The court acknowledged that this was a concern but reasoned that "certainly it would be inappropriate for the Court to retain any juror because of their affiliation with the tribe or their ethnic status or similar qualities." Id. at 861-62.
¶ 96 The jury convicted Sassen Van Elsloo. He appealed, arguing among other things that juror 12 was improperly dismissed.
State v. Sassen Vanelsloo
, No. 72553-0-I, slip op. at 2-3,
¶ 97 In his petition for review, Sassen Van Elsloo renewed his argument that juror 12 was improperly dismissed and pointed out that the trial court made no findings about her demeanor or other nonverbal cues. He contends that it is error under RCW 2.36.110, which governs juror dismissals at any time, and RCW 4.44.170(2), which describes "[p]articular causes of challenge" during voir dire, to. dismiss a juror who manifests no actual or implied bias. We granted review,
State v. Sassen Vanelsloo,
ANALYSIS
I. The trial court's dismissal of juror 12 violated the defendant's and the juror's constitutional rights
A. There is no evidence that juror 12 was biased
¶ 98 The lead opinion concludes that there is no evidence that juror 12 was biased and that the remedy for improperly dismissing her is to reverse and remand for a new trial. I agree.
¶ 99 We review a trial court's decision to discharge a juror for abuse of discretion.
State v. Depaz,
¶ 100 RCW 2.36.110 and Criminal Rule (CrR) 6.5 govern discharge and excusal of impaneled jurors. CrR 6.5 broadly states that "[i]f at any time before submission of the case to the jury a juror is found unable to perform the duties the court shall order the juror discharged." (Emphasis added.) RCW 2.36.110 states:
It shall be the duty of a judge to excuse from further jury service any juror, who in the opinion of the judge, has manifested unfitness as a juror by reason of bias, prejudice, indifference, inattention or any physical or mental defect or by reason of conduct or practices incompatible with proper and efficient jury service.
(Emphasis added.) In other words, a juror cannot be dismissed just to be sure they don't lean too far toward believing one witness or another. A seated juror can be discharged or excused only for specific reasons like bias, prejudice, inability to perform, and the like.
¶ 101 The lead opinion is correct that chapter 2.36 RCW does not define the main term at issue here, "bias." Lead opinion at 814-16. In this case, however, it is unnecessary to determine the specific contours of the bias required for dismissal. The reason is that there is no indication that juror 12 harbored any bias at all.
¶ 102 The trial judge basically acknowledged this. She agreed with defense counsel's statement that "[juror 12] stated nothing about how she couldn't be fair or that she had any feeling one way or another" and concluded that juror 12 should instead be dismissed because the alibi witness was so important. 5 VRP (July 29, 2014) at 861.
¶ 103 Indeed, despite repeated questioning by the State, juror 12 clearly stated that she did not have positive feelings about alibi witness Burton. Instead, her brief prior interaction with Burton gave her only positive feelings for her tribe, the Lummi Nation:
[STATE]: So did you have a positive experience with her?
....
JUROR NO. 12: Do I believe she was a positive person for him? I can't say that because I think what was more positive for my nephew is when he finally went to treatment.
....
[STATE]: I understand that, but it sounds like you kind of intellectualized it. I mean you're talking about, I mean you had a pretty good feeling, you must have a pretty good feeling about Ms. Burton and how she helped you; isn't that fair?
JUROR NO. 12: I guess. It's not, I wouldn't call it from her. I'd call it from our own community for the help so that's what your tribe is for is to try to help the funds with our community people that need the assistance.
Id. at 857-59. This record, as discussed by the lead opinion, shows that juror 12 was indifferent to Burton. Lead opinion at 816 ("Juror 12 made it clear that her interactions with Burton were neither positive nor negative, despite being asked four times by the prosecutor whether she had positive feelings toward Burton.").
¶ 104 As the lead opinion concludes, indifference toward a witness does not justify dismissal under the governing statute, RCW 2.36.110.
Id.
at 816. And a juror's mere acquaintance with a witness is not grounds for finding a juror unfit to serve.
See
State v. Tingdale,
¶ 105 The State implicitly acknowledged as much at trial. It moved for dismissal not because of evidence showing juror bias but because it "viewed Ms. Burton to be a very critical witness in this case. She is an alibi witness and, you know, if the jurors believe Ms. Burton then it's a big deal.... [I]f they believe her that means my case goes nowhere." 5 VRP (July 29, 2014) at 860. The State goes on to say that "whether I can absolutely put a finger on that she can't be fair or whether what she says is about, what she says about being fair or not I think that's kind of besides the point."
¶ 106 Being fair, however, is not beside the point. The grounds for dismissal or excusal are unfitness, bias, and the like-matters that implicate a juror's ability and willingness to deliberate fairly and impartially. The State points to no evidence that juror 12 was unable to do that. It relies only on the assumption that juror 12 might be more favorable to the defense.
¶ 107 The trial court nevertheless granted the State's request for dismissal and did so for the reasons advanced by the State. It ruled not that juror 12 was biased but that alibi witness Burton was important: "[E]ven though there is not a real strong relationship between the juror and the witness[,] I think given the importance of the witness's role in the case it's appropriate for Juror 12 to be excused."
B. There was evidence only that juror 12 and the alibi witness shared an affiliation with the Lummi Nation
¶ 108 While the State and the trial court pointed to no evidence of actual bias, they did point to a different fact. The State argued that juror 12 would believe the defense alibi witness because of her positive feelings about her "community" or "tribe."
¶ 109 Juror 12, however, repeatedly stated that her positive feelings were toward her tribal community, rather than Burton, for the assistance given to juror 12's nephew. In arguing for juror 12's dismissal, the State conflates the two, stating, "[Juror 12], through a lot of questioning eventually said that she, you know, had some good feelings about what Ms. Burton or the community had done and I'm asking that she be excused."
¶ 110 To be sure, the trial court found that the State did not engage in intentional discrimination.
C. Dismissal of a seated juror due to tribal affiliation is unconstitutional
¶ 111 It is impermissible to dismiss a seated juror based on her tribal affiliation or an assumption that her tribal affiliation would influence her view of a tribal affiliate's testimony that was favorable to the defense.
¶ 112 First of all, our cases hold that dismissing holdout deliberating jurors because of their view of the facts "risks violating the Sixth Amendment right to an impartial jury."
State v. Elmore,
¶ 113 But an additional concern here is the reason for the unsupported assumption that juror 12 would view witness Burton's alibi testimony too favorably. The reason was the juror's and the witness's common affiliation with the Lummi Nation. In other words, it was an assumption about the juror's fairness and fitness based on her Indian heritage. It is impermissible to make such unsupported assumptions about whether a person will fairly and impartially discharge their civic duty based on their status as an Indian.
Cf.
State v. Monday,
¶ 114 In the context of juror dismissal or excusal, it is also unconstitutional. As the United States Supreme Court has stated in a similar context, "Defendants are harmed, of course, when racial discrimination in jury selection compromises the right of trial by impartial jury, but racial minorities are harmed more generally, for prosecutors drawing racial lines in picking juries establish 'state-sponsored group stereotypes rooted in, and reflective of, historical prejudice.' "
Miller-El v. Dretke,
¶ 115 The trial court's decision to dismiss juror 12 violated the right to an impartial jury ( U.S. CONST. amend. VI ; WASH. CONST. art. I, § 22 ), the right to jury unanimity ( WASH. CONST. art. I, § 21 ), and the Fourteenth Amendment's equal protection clause ( U.S. CONST. amend. XIV ).
D. The constitutional harmless error standard applies
¶ 116 "[M]ost constitutional errors can be harmless,"
Arizona v. Fulminante,
¶ 117 The State makes no argument that this constitutional error was harmless. Under the Chapman standard, a new trial is required.
Coristine,
II. There was sufficient evident to support the firearm enhancement
¶ 118 The lead opinion states that although it need not reach the issue, the evidence was sufficient to support the firearm enhancement. Lead opinion at 823.
¶ 119 I agree that the evidence was sufficient. But I do not agree with the unsupported assertion that we need not reach that sufficiency of evidence issue. In fact, if the firearm enhancement is akin to a crime or an element, then we
must
reach that issue: reviewing courts are obligated to address insufficiency of the evidence claims concerning crimes or elements because insufficient evidence bars retrial.
¶ 120 This court has not yet decided whether firearm enhancements fall into the former category or the latter one.
CONCLUSION
¶ 121 " 'Racial discrimination in selection of jurors harms not only the accused whose life or liberty they are summoned to try'; it also shamefully belittles minority jurors who report to serve their civic duty only to be turned away on account of their race."
State v. Saintcalle,
¶ 122 The trial court's decision to dismiss juror 12 was an error of constitutional magnitude. The State therefore bears the burden of proving that the error was harmless beyond a reasonable doubt, and it fails to carry that burden.
¶ 123 I agree with the lead opinion that we must reverse and remand for a new trial. I also agree that the State presented sufficient evidence to uphold the firearm enhancement.
¶ 124 I therefore respectfully concur.
Fairhurst, C.J.
González, J.
Yu, J.
STEPHENS, J. (dissenting in part/concurring in part)
¶ 125 I respectfully dissent in part.
¶ 126 When questions of juror bias arise midtrial, as here, the trial court's decision whether to replace a juror with an alternate is governed by RCW 2.36.110 and CrR 6.5. The court exercises considerable discretion. While this discretion may be abused when a juror is removed without a sufficient showing of bias, the error should be treated the same as any erroneous dismissal of an empaneled juror, for example dismissal of the wrong alternate juror. In such instances, prejudice is not presumed but must be shown by the complaining party. Because Van Elsloo makes no attempt to demonstrate any prejudice, I would affirm the Court of Appeals and uphold his convictions.
I. The Erroneous Dismissal of an Empaneled Juror Midtrial Does Not Warrant Reversal of a Conviction Absent a Showing of Prejudice
¶ 127 The lead opinion identifies the three phases of trial during which a trial court might need to consider excusing or dismissing a particular juror. The first is voir dire, a process designed to ensure the defendant's Sixth Amendment right to trial by a fair and impartial jury of his peers.
State v. Phillips,
¶ 128 A bookend to this first phase of trial is the third phase of trial: jury deliberations. Deliberations commence only once the jury has heard all the evidence and received the trial court's instructions. Calls to remove a juror during this phase may implicate the defendant's rights to a fair trial before an impartial jury and to a unanimous verdict.
State v. Elmore,
¶ 129 This case concerns the trial court's decision to remove a juror midtrial, after the jury is empaneled but before deliberations begin. The trial court has an ongoing obligation "to excuse any juror who is unfit and unable to perform the duties of a juror."
State v. Jorden,
CrR 6.5
¶ 130 Generally, the removal of an empaneled juror and replacement with an alternative juror prior to the commencement of deliberations is not seen as prejudicial.
Depaz,
¶ 131 While the lead opinion acknowledges RCW 2.36.110, CrR 6.5, and our precedent, it refuses to require a showing of prejudice by Van Elsloo before reversing his conviction. Instead, the lead opinion presumes prejudice and places the burden on the State to show harmless error. As explained below, this new approach is unwarranted.
II. The Lead Opinion Improperly Shifts the Defendant's Burden To Show Prejudice, Instead Requiring the State To Show Harmless Error
¶ 132 In presuming prejudice and burdening the State with showing harmlessness, the lead opinion reasons that the removal of juror 12 implicated Van Elsloo's Sixth Amendment rights to a fair trial and to a unanimous verdict in much the same way that removing a deliberating juror might. Thus, it holds that prejudice is presumed and the State bears the burden of showing that the removal of juror 12 was harmless error. This holding reflects a misunderstanding of our precedent and of the facts in this case. Moreover, the new rule the lead opinion announces relies on a decision from another jurisdiction that was not cited by the parties and rests on entirely different circumstances and procedural rules.
¶ 133 The lead opinion invokes the "reasonable possibility" standard of
Elmore,
which states that "where a deliberating juror is accused of refusing to follow the law, that juror cannot be dismissed when there is any reasonable possibility that his or her views stem from an evaluation of the sufficiency of the evidence." 155 Wash.2d at 778,
¶ 134 There is an obvious difference between such claims of juror misconduct during deliberations and claims that a potential or empaneled juror is biased or prejudiced. The lead opinion appears to equate "bias" with the juror's "views of the merits of the case." Prior to the commencement of deliberations, the trial court has an ongoing obligation to assure that the jurors who ultimately decide the case can do so fairly and impartially. If they are biased or prejudiced-i.e., if they have preconceived "views of the merits of the case"-they should not serve. By equating impermissible juror bias with the protected views of a deliberating juror, the lead opinion completely undermines a central purpose of RCW 2.36.110 and CrR 6.5, to remove and replace biased jurors.
¶ 135 The lead opinion also misunderstands the facts of this case. It acknowledges that juror 12 was challenged after she indicated her past interactions with a key witness in the case. The question was whether her acquaintance with the witness would hinder her ability to be a fair and impartial juror. Under RCW 2.36.110 and CrR 6.5, if the answer to this question was yes, then the trial court unquestionably should have removed the juror. But, it appears the trial court answered no to the critical question of bias.
See
lead opinion at 816 ("The record indicates that juror 12 was dismissed because Burton was a critical witness for the defense, not because juror 12 displayed actual bias.");
¶ 136 The trial court's error was in removing the juror without sufficient cause-an error that does not suggest any improper incursion into jury deliberations or implicate Van Elsloo's constitutional rights.
¶ 137 In order to support its holding of presumed prejudice here, the lead opinion must merge
State v. Irby,
¶ 138 The lead opinion's reliance on the District of Columbia Court of Appeals decision in
Hinton
is also unconvincing.
Hinton
involved the removal of a juror based on his conduct during trial, including submitting several questions to witnesses.
¶ 139 The handful of other courts to cite
Hinton
appear to limit it to its narrow facts. Although
Hinton
has been considered in federal courts, the Virgin Islands, and the District of Columbia, I could find only two other state decisions that consider it. A dissenting opinion in the Florida District Court of Appeal cited
Hinton
as applying a prophylactic rule to prevent a judge from influencing the jury after it begins to hear evidence.
Nicholas v. State,
¶ 140 In
Bruckshaw v. Frankford Hospital of Philadelphia,
the Supreme Court of Pennsylvania included
Hinton
in a string cite in the course of ordering a new trial.
¶ 141 In contrast to
Hinton,
we have held that the constitutional right to an impartial jury is not violated when an empaneled juror is replaced by an alternate, so long as the defendant participated in the selection of both jurors and alternates, and the panel was accepted by the defendant.
Gentry,
¶ 142 We should adhere to our precedent and recognize that the erroneous removal of a juror under RCW 2.36.110 and CrR 6.5 is not reversible error absent a showing of prejudice. Because Van Elsloo fails to demonstrate any prejudice from the removal of juror 12,1 would affirm his conviction.
Johnson, J.
Owens, J.
Madsen, J.
The trial court believed that juror 12 is a Lummi citizen. 5 VRP (July 29, 2014) at 853, 859. Juror 12's statements indicate that this is correct. Id. at 858-59 ("I'd call it from our own community ... that's what your tribe is for to try to help the funds with our community people that need the assistance."). Witness Burton worked for the Lummi Nation as an inpatient coordinator and drug and alcohol counselor. Id. at 770. It is unknown if Burton is also a Lummi citizen.
The lead opinion states that the defense did not raise a
Batson
objection to the seating of juror 12, lead opinion at 823 n.7, and so it will not address the question of discrimination against juror 12 for that reason. The lead opinion is correct that the defense did not raise a
Batson
challenge-i.e., a challenge to the initial decision about seating the juror due to race discrimination.
Batson v. Kentucky,
Lockhart v. Nelson,
See
State v. Allen,
1 Wash. App. 2d 774, 781-82,
I concur in Part III of the lead opinion upholding imposition of the firearm enhancements.
"It shall be the duty of a judge to excuse from further jury service any juror, who in the opinion of the judge, has manifested unfitness as a juror by reason of bias, prejudice, indifference, inattention or any physical or mental defect or by reason of conduct or practices incompatible with proper and efficient jury service." RCW 2.36.110.
"If at any time before submission of the case to the jury a juror is found unable to perform the duties the court shall order the juror discharged, and the clerk shall draw the name of an alternate who shall take the juror's place on the jury." CrR 6.5.
The record contains the following exchange indicating the trial court did not conclude that juror 12 was biased:
MS. ANDERSON [Sassen Van Elsloo's counsel]: [S]he stated nothing about how she couldn't be fair or that she had any feeling one way or another.
THE COURT: You know, that's true. It's a close case, but I think I'm going to rule that the juror should be let go. Counsel points out correctly that Ms. Burton is a critical witness and even though there is not a real strong relationship between the juror and the witness[,] I think given the importance of the witness's role in the case it's appropriate for Juror 12 to be excused.
5 Verbatim Report of Proceedings (July 29, 2014) (VRP) at 861; see also Br. of Appellant at 24 ("Juror 12 made clear that her passing contact with Burton two years previously was neither a positive or negative experience. Juror 12 was indifferent towards Burton."); Br. of Resp't at 14 ("In this case, the trial court determined the juror at issue should be removed in an abundance of caution for bias but did not conclude whether the bias was implied based on the circumstances that presented or actual based on the jurors demeanor and responses to inquiries during the limited mid-trial examination had by the parties."); VRP at 860 (" 'Now, whether I can absolutely put a finger on that she can't be fair or whether what she says is about, what she says about being fair or not I think that's kind of beside[ ] the point.' " (quoting the prosecutor) ).
I agree with the lead opinion that the record in this case does not support raising a
Batson
issue sua sponte.
See
lead opinion at 823 n.7;
Batson v. Kentucky,
The source of the presumed prejudice rule in
Hinton
is also inapplicable here. The court in
Hinton
invoked the "grave doubt" standard applicable in federal cases when the court concludes that a nonconstitutional error had a substantial influence on the outcome of the case.
Reference
- Full Case Name
- STATE of Washington, Respondent, v. Adrian SASSEN VAN ELSLOO, Petitioner.
- Cited By
- 59 cases
- Status
- Published