Southwick, Inc. v. Wash. State
Southwick, Inc. v. Wash. State
Opinion of the Court
¶ 1 This case challenges a fine imposed on a cemetery for relocating cremains without giving prior notification of its actions to next of kin. This case looks at RCW 68.50.140(4) and what it means to act "without authority of law" under that statutory section. It is a class C felony to remove "human remains from a place of interment, without authority of law." RCW 68.50.140(4). Also, RCW 68.50.220 allows cemeteries to move remains around within a cemetery, but they must first notify next of kin of their actions. Southwick Inc., a cemetery owner and operator, disinterred 37 sets of cremains (human cremated remains) without first notifying next of kin of its actions. Cemeteries are statutorily authorized to make their own rules concerning their day-to-day operations under RCW 68.20.060. Southwick claims it was acting under its own rules in disinterring the cremains without notice to family members, so it was acting with "authority of law." Because Southwick's rules cannot supersede state statutes, we affirm the Court of Appeals and hold Southwick was not acting with "authority of law" when it disinterred the cremains and thus violated RCW 68.50.140(4). Additionally, we hold that Southwick also violated RCW 68.50.220 for failing to notify next of kin before disinterring the cremains.
FACTS AND PROCEDURAL HISTORY
¶ 2 Forest Cemetery, established in 1857, was operated for many years by the Forest Cemetery Association. In 1947, the association granted the city of Olympia (City) a waterline easement across the property. The City installed a large waterline in the easement that provided the City with its main water supply.
¶ 3 By the 1980s, the Forest Cemetery Association had disbanded and the cemetery fell into disrepair. Southwick purchased Forest Funeral Home and Cemetery and took over the cemetery operations. Southwick met with the Washington State Funeral and Cemetery Board (Board) and agreed to honor all the existing contracts entered into by the prior owner. It had no knowledge of the City's easement on the property.
¶ 4 Pursuant to RCW 68.20.060 and 68.24.110, Southwick adopted rules and regulations for its day-to-day operations. Southwick's rule 10(j) states:
The Corporation reserves the right to correct errors made by it in making interments, disinterments or removals.... In the event the error shall involve the interment of the remains of any person in such property, the Corporation reserves and shall have the right to remove and reinter the remains in the property conveyed in lieu thereof.
Admin. Record (AR) at 86, 112. At some point, Southwick created the Devotion Urn Garden in an area immediately adjacent to a large monument, constructed by the cemetery's previous owner. Southwick entered into contracts for cremains to be buried in small plots in this urn garden.
¶ 5 On August 25, 2011, the City advised Southwick of its waterline easement that ran through the cemetery and requested Southwick remove any obstructions in the easement area. After the City performed a survey, Southwick realized it had placed the urn garden in the easement. Southwick then moved the urn garden about nine feet to relocate it outside the easement area. The garden and relationship of the plots within retained the same alignment.
¶ 6 A granddaughter of two people whose cremains had been buried in the urn garden filed a complaint that Southwick had moved the cremains without providing advance notice of their relocation. On August 26, 2014, the Department of Licensing (Department)
RCW 68.50.200 and 68.50.210 do not apply to or prohibit the removal of any human remains from one plot to another in the same cemetery or the removal of [human] remains by a cemetery authority from a plot for which the purchase price is past due and unpaid, to some other suitable place; nor do they apply to the disinterment of human remains upon order of court or coroner. However, a cemetery authority shall provide notification to the person cited in RCW 68.50.200 before moving human remains.
(Alteration in original.)
¶ 7 Both parties moved for summary judgment. On October 29, 2015, a presiding officer of the Board held that Southwick had violated RCW 68.50.140(1),
¶ 8 Southwick filed a motion for reconsideration by the Board of the presiding officer's summary judgment order alleging a due process violation, which is not before us,
¶ 9 After a hearing on Southwick's motion for reconsideration, the Board entered a final order affirming the summary judgment order, holding Southwick had violated RCW 68.50.140 and RCW 68.24.060 and thus engaged in unprofessional conduct under RCW 18.235.130(8). It imposed a fine of $7,500, as well as a requirement to attempt notification of next of kin and placement of notice in the local newspaper for three days.
¶ 10 Southwick petitioned Thurston County Superior Court for review of agency action under the Administrative Procedure Act (APA), chapter 34.05 RCW, alleging that the Board had misapplied RCW 68.50.140 and 68.24.060 and that its ruling was not supported by substantial evidence. RCW 34.05.570(3)(d), (e). The superior court affirmed the Board's final order. The Court of Appeals, Division Two, also affirmed the RCW 68.50.140 violation, holding that Southwick's internal rules and regulations did not provide "authority of law" for purposes of RCW 68.50.140.
Southwick, Inc. v. Wash. State Funeral & Cemetery Bd.,
¶ 11 Southwick appealed both the due process and the "authority of law" issues to this court. We granted review of only the "authority of law" issue.
Southwick, Inc. v. Wash. State Funeral & Cemetery Bd.,
ISSUE
¶ 12 Whether Southwick was acting with "authority of law" when it moved the cremains in response to the City's request without notifying next of kin.
ANALYSIS
¶ 13 Our review of the Board's final order is governed by the APA. RCW 34.05.570. As relevant to this case, we may reverse the Board's order if it is based on an error of law or if it is unsupported by substantial evidence. RCW 34.05.570(3)(d), (e).
¶ 14 We review issues of statutory interpretation and an agency's conclusions of law de novo.
Jametsky v. Olsen,
¶ 15 RCW 68.50.140(4) provides, "Every person who removes, disinters, or mutilates human remains from a place of interment, without authority of law, is guilty of a class C felony."
¶ 16 Chapter 68.50 RCW provides some exceptions and defenses (or authorization) to this general prohibition on disinterring human remains. Remains may be disinterred with a surviving family member's consent or, if a relative's consent cannot be obtained, by court order. RCW 68.50.200. These requirements do not apply when a cemetery authority moves remains within a cemetery, but "a cemetery authority shall provide notification to the [next of kin] before moving human remains." RCW 68.50.220. The basis for the statutory violations in this case is not giving statutorily required notification to next of kin before disinterring the cremains. Under RCW 68.50.140(4) and 68.50.220, a violation of .140(4) may also be a violation of .220; the lack of prior notice is common to both. Conversely, notice by a cemetery before disinterment in accordance with .220 is a defense to a violation of .140(4).
¶ 17 Southwick argues it acted pursuant to its own rule 10(j) when it moved the cremains to correct the error of interment within the easement area.
¶ 18 Southwick relies on language from
State v. Gunwall,
¶ 20 Southwick offers no case law supporting its argument that its rule making authority includes the authority to make rules that conflict with state statutes. The Department, on the other hand, cites numerous authorities holding that legislatively delegated rule making authority does not permit an agency, municipality, or corporation to make rules that conflict with existing state law. RCW 23B.03.020(2)(c) (corporations may not adopt bylaws inconsistent with state law);
Arnold v. City of Seattle,
¶ 21 Southwick argues that the Court of Appeals' interpretation of RCW 68.50.140 threatens to undermine the efficacy of cemetery-issued rules across the state.
¶ 22 As the Department points out, if cemetery rules superseded state statutes, cemeteries could adopt rules exempting themselves from every statute governing cemetery operations, such as the statute prohibiting cemeteries from refusing to bury a nonwhite person. RCW 68.50.035. Nothing in RCW 68.20.060 or 68.24.110 acts to relieve cemetery authorities of the obligation to comply with state law. Under Southwick's interpretation of the statutory framework, RCW 68.50.220 would be meaningless. A statutory scheme establishing and governing disinterment requirements cannot be interpreted to allow cemeteries to create rules by contract exempting themselves from complying with those same statutes.
¶ 23 Southwick also argues that RCW 68.50.140(4) does not apply to its case's facts. Under the statute, a person is guilty of a class C felony if he or she removes "human remains from a place of interment, without authority of law." "Interment" is statutorily defined as "the placement of human remains in a cemetery." RCW 68.04.100. Given this definition, Southwick argues that "place of interment" means a cemetery in general. Therefore, to violate the statute, Southwick would have had to remove the cremains from the cemetery. We reject this argument. A "place of interment" is more specific than "interment" and means the particular place remains are buried, such as a plot within a cemetery.
¶ 24 RCW 68.50.140(4) must also be read in conjunction with RCW 68.50.220, which addresses a cemetery's ability to move remains within the boundaries of a cemetery. Under .220, a cemetery under specific circumstances may not need permission to disinter and relocate remains within the cemetery. However, the statute mandates that the cemetery shall provide notice to next of kin before moving remains within a cemetery. The notice requirement is mandatory and applies to cemeteries, and Southwick cannot dispute it failed to notify family members before moving the cremains. Therefore, Southwick was not acting with the authority of law provided by RCW 68.50.220 that would have exempted it from RCW 68.50.140 's general prohibition of disinterring remains.
¶ 25 We affirm the Court of Appeals and hold that Southwick was not acting with "authority of law" when it disinterred the cremains without giving prior statutory notification. Because the facts are undisputed, we hold Southwick also violated RCW 68.50.220 by failing to notify next of kin before relocating the cremains within the cemetery. RAP 2.5(a) ;
LaMon v. Butler,
WE CONCUR:
Madsen, J.
Owens, J.
Stephens, J.
Wiggins, J.
Yu, J.
The Department issued its statement of charges through the Board, which is its relevant disciplinary authority under chapter 18.235 RCW. See RCW 18.235.005, .020(2)(b)(iv); RCW 68.05.430.
This violation is not before us.
The Department later amended its statement of charges, withdrawing its alleged violation of this statute and adding a violation of RCW 18.235.130(8) for unprofessional conduct.
Although this is a criminal statute, neither of the parties argued for application of the rule of lenity, and we decline to do so. The Board has authority to discipline cemeteries that violate any provision of chapter 68.50 RCW. RCW 68.05.090, .173. Applying the rule of lenity would undermine the purpose of the Board's authority.
As Southwick's due process claim is not before us, its resolution in the lower courts is not discussed further.
The Department asserts that "person," as used in the statute, includes corporations; otherwise, it would have unintended consequences throughout chapter 68.50 RCW. Southwick does not disagree.
Southwick claims the Board never considered its argument that it had authority of law because it was acting pursuant to its own rules, but the summary judgment order includes an explicit finding that Southwick's statutory violations "cannot be overridden by a rule adopted by [Southwick] on the Correction of Errors." AR at 283. The presiding officer reasoned that Southwick's rule was a limitation of liability clause and applied to contract enforcement, but this action was for unprofessional conduct rather than liability, so Southwick's rule did not apply. The Board later incorporated the presiding officer's conclusions of law into its final order. There is nothing to suggest the Board did not adequately consider Southwick's argument.
"No person shall be disturbed in his private affairs, or his home invaded, without authority of law." Wash. Const. art. I, § 7.
As the Department points out, Southwick has not shown that any other cemetery is having similar problems with creating or enforcing cemetery rules that conflict with state statutes.
Southwick is not entitled to attorney fees under the Washington Equal Access to Justice Act, RCW 4.84.340 -.350, because it is not the prevailing party.
Dissenting Opinion
¶ 26 The state Department of Licensing Business and Professions Division (Department) charged Southwick Inc. with unprofessional conduct for violating RCW 68.50.140(4). RCW 68.50.140(4) is a criminal statute originally designed to target grave robbers
¶ 27 Whether RCW 68.50.140(4) covers Southwick's conduct presents a straightforward question of statutory interpretation. The rules of statutory interpretation compel us to hold that the plain language of this statute-criminalizing removal of human remains "without authority of law," without defining the meaning of the phrase "without
authority of law"-creates confusion in this case. The confusion centers on whether Southwick's decision move those cremains to comply with a lawful demand by the city of Olympia (City) to vacate the City's easement-an easement necessary to protect public health
¶ 28 I therefore disagree with the majority's decision to uphold the finding that Southwick violated this criminal statute. I respectfully dissent.
STANDARD OF REVIEW
¶ 29 The Department alleged that Southwick committed unprofessional conduct by violating RCW 68.50.140(4). Thus, as the majority acknowledges, the key question in this case is how to interpret that criminal statute. Majority at 694.
¶ 30 This is a question of statutory interpretation that we review de novo.
State v. Conover,
ANALYSIS
I. The rules of statutory interpretation applicable to this case are plain language, context, and other "aids to interpretation," including legislative history and the rule of lenity
¶ 31 We therefore turn directly to our rules of statutory interpretation. We start with the plain language of the statute, examined in the context of the statutory scheme as a whole, because that is the "surest indication" of the
legislature's intent.
Five Corners Family Farmers v. State,
¶ 32 But "[i]f, after examining the ordinary meaning of the statute's language and its context in the statutory scheme, more than one reasonable interpretation exists, we treat the statute as ambiguous."
Conover,
¶ 33 Sometimes that "aid" is "legislative history."
¶ 34 The majority declines to apply the rule of lenity on the ground that neither party raised it. Majority at 694 n.4. This is incorrect. Southwick squarely raised and briefed the issue in its reply in the Court of Appeals. Appellant Southwick's Reply Br. at 21-23.
¶ 35 The majority also declines to apply the rule of lenity because it "would undermine the purpose of the [Washington State Funeral and Cemetery] Board's authority." Majority at 694 n.4. This is also an incorrect reason for declining to apply the rule of
lenity. When the rule of lenity applies, it always works against the asserted authority of the government-that is the point. It is a check on government power when the basis for government's assertion of that power is questionable or ambiguous. As the Supreme Court has explained, it is a rule that in a criminal case,
fairness requires that " 'a fair warning ... be given to the world in language that the common world will understand, of what the law intends to do if a certain line is passed.' "
United States v. Bass,
¶ 36 Finally, it may be that the majority wants to avoid this regularly applied rule of statutory interpretation because we are interpreting this criminal statute in the context of a licensing decision rather than in the context of a criminal trial. But we cannot interpret a single criminal statute one way when it is used as a basis for felony conviction and another way when that same criminal statute is used as a basis for professional discipline or some other civil suit. The same statute, with the same words, must mean the same thing no matter where those words are read: in a criminal forum, a quasi-criminal forum, or a civil forum.
¶ 37 For example, the Washington State Bar Association (WSBA) often bases disciplinary charges against attorneys on allegations of criminal conduct. In those cases, the WSBA must prove each element of the crime-there are no shortcuts because the criminal statute is being applied in a civil disciplinary context.
E.g.,
In re Disciplinary Proceeding Against Placide,
¶ 38 Indeed, the Supreme Court has repeatedly confirmed that the "rule of lenity can apply when a statute with criminal sanctions is applied in a noncriminal context."
Kasten v. Saint-Gobain Performance Plastics Corp.,
¶ 39 The rule is simple: a criminal statute, like RCW 68.50.140(4), means the same thing when it is used in a criminal case or a civil case.
II. Plain language and context do not provide a clear explanation of what "without authority of law" covers
¶ 40 With these rules of statutory interpretation in mind-plain language, context, and, if these rules lead to uncertainty, then other interpretive aids such as legislative history and the rule of lenity-we turn back to the criminal statute at issue here.
¶ 41 In this case, the relevant statutory provision is RCW 68.50.140(4). That subsection, in context of the entire statute, states:
(1) Every person who shall remove human remains, or any part thereof, from a grave, vault, or other place where the same has been buried or deposited awaiting burial or cremation, without authority of law, with intent to sell the same, or for the purpose of securing a reward for its return, or for dissection, or from malice or wantonness, is guilty of a class C felony.
(2) Every person who shall purchase or receive, except for burial or cremation, human remains or any part thereof, knowing that the same has been removed contrary to the foregoing provisions, is guilty of a class C felony.
(3) Every person who shall open a grave or other place of interment, temporary or otherwise, or a building where human remains are placed, with intent to sell or remove the casket, urn, or of any part thereof, or anything attached thereto, or any vestment, or other article interred, or intended to be interred with the human remains, is guilty of a class C felony.
(4) Every person who removes, disinters, or mutilates human remains from a place of interment, without authority of law, is guilty of a class C felony.
RCW 68.50.140 (emphasis added). Southwick clearly "remove[d] human remains." As the majority acknowledges, the only question is whether it did so "without authority of law."
¶ 42 Neither the plain language of RCW 68.50.140(4) nor the full statute within which it resides helps us interpret that phrase in this case. "Authority of law" is not defined in that statute. In fact, it is not defined anywhere in Title 68 RCW, even though it appears in two provisions of that title: RCW 68.50.140 (making it a felony to disinter human remains "without authority of law") and 68.24.190 (making it a misdemeanor to establish a roadway through cemeteries "without authority of law").
¶ 43 The parties, of course, seize on the absence of a clear definition within the statute or the chapter to argue for their own interpretations. Southwick argues that it acted with "authority of law" when it moved the urn garden because a different statute in that title grants it police powers to enforce its own rules and regulations and "the ordinances of the city and county" (remember, Southwick moved the cremains to comply with the City's assertion of its property right). That statute, RCW 68.56.060, gives the cemetery
the authority of a police officer for the purpose of maintaining order, enforcing the rules and regulations of the cemetery association, the laws of the state, and the ordinances of the city or county, within the cemetery over which he or she has charge, and within such radius as may be necessary to protect the cemetery property.
(Emphasis added.) Southwick argues that its own rules specifically reserve to it "the right to correct errors made by it in making interments, disinterments or removals," so it had "the right to remove and reinter the remains in the property" under this police-powers statute. Appellant Southwick, Inc.'s Pet. for Review at 5-6 (quoting Admin. Record (AR) at 163). Southwick also asserts that it had "authority of law" to move the urn garden because the City demanded access to its easement for critical public health purposes-a demand premised on a lawful property right. Appellant Southwick's Opening Br. at 15 (citing AR at 163).
¶ 44 The majority disagrees. In the absence of a resident definition of "without authority of law," it argues that a different statute requires Southwick to notify the decedent's next of kin when his or her cremains are moved, so that other statute-in a different chapter-negates any "authority of law" Southwick might have had under RCW 68.56.060, even though the former statute makes no reference to the latter statute. Majority at 696, 698 (citing RCW 68.50.220 ).
¶ 45 Neither interpretation of RCW 68.50.140(4) is perfect. Southwick's interpretation does not address the existence of RCW 68.50.220 at all. The majority's interpretation ignores the fact that the Department could have charged Southwick with failing to notify next of kin in violation of RCW 68.50.220 -which is not a criminal statute and which cross-references RCW 68.50.200 and 68.50.210, but not RCW 68.50.140(4) -but did not. The Department charged Southwick with disinterring cremains "without lawful authority" in violation of RCW 68.50.140(4). To reach its result, the majority has to make the interpretive leap that a violation of RCW 68.50.220 (in one chapter of Title 68 RCW) abrogates the "authority of law" that RCW 68.56.060 (in another chapter of Title 68 RCW) gave Southwick to govern and police its cemetery, so that Southwick now acted without such authority in violation of criminal statute RCW 68.50.140(4). To repeat, neither interpretation of the undefined term "without authority of law" is perfect.
¶ 46 We might then turn to our prior case law to help interpret the phrase "without authority of law" to see if that supplies the clarity that Title 68 RCW lacks.
See
State v. Smith,
¶ 47 It does not. In fact, our prior case law shows that this phrase, "without authority of law," is usually considered ambiguous. In
State v. Richmond,
for example, this court found that the crime of willful failure to pay child support "without lawful excuse" was so vague that it rendered the entire statute "void for vagueness under [the due process protections of] U.S. Const. amend. 14."
¶ 48 Similarly, in
State v. Hilt,
this court voided a statute criminalizing bail jumping "without lawful excuse" on vagueness grounds because the phrase "without lawful excuse" was "nowhere defined and predicting its potential application would be a guess, at best."
¶ 49 And in
State v. White,
this court voided a different statute that criminalized the refusal to provide "lawfully required" information to a public servant without "lawful excuse."
¶ 50 To be sure, the inherent vagueness of the phrase "lawful authority" might be cured by language elsewhere in the statute or even in the common law. In
State v. Smith,
for example, we upheld a criminal harassment statute against a vagueness challenge, despite its use of the phrase "without lawful authority."
¶ 51 But Smith took great care to assure that Richmond, Hilt, and White remain binding precedent where there is an "absence of identifiable sources of law" that might substantiate or define what constitutes "lawful" behavior.
Smith,
¶ 52 This is just such a case. Here, the crime charged is disinterring cremains by a cemetery operator pursuant to an order from a municipality without informing next of kin. Neither the majority nor the State cites to any long-standing common law history or background suggesting that such actions are unlawful. Thus, the common law fix announced in Smith and Miller is inapplicable. Instead, the general rule of Richmond, Hilt, and White -that undefined phrases like "lawful authority" or "without lawful authority" are vague and ambiguous-controls.
¶ 53 In sum, after looking to RCW 68.50.140 's plain language, statutory context, and related cases that might help interpret the critical phrase "without lawful authority," we find no definite answer. The majority's interpretation is certainly plausible despite its complications. But Southwick's interpretation is also plausible. Under
Campbell & Gwinn
,
the statute is ambiguous.
III. Other "aids to construction" bar application of this felony statute to Southwick's conduct
¶ 54 Our case law has been inconsistent on whether the next "aid" we turn to when interpreting a criminal statute is legislative history or the rule of lenity.
See
Conover,
¶ 55 In this case, though, it does not matter; both point to the same result.
¶ 56 Regarding legislative history, the crime of disinterring the dead now codified at RCW 68.50.140 was originally intended to punish grave robbing. It was titled "Opening Grave-Stealing Body-Receiving Same." LAWS OF 1909, ch. 249, § 239. This history suggests that acquiescing in the City's lawful demand that Southwick vacate the City's easement so the City could assure public health was not the type of grave robbing that the legislature intended to target with this statute.
¶ 57 The rule of lenity compels the same conclusion. It is a rule that ambiguous criminal statutes must be construed strictly against the government. This also weighs in favor of interpreting the statutory phrase "without authority of law" against the government and in favor of Southwick's position that using its delegated police powers to accommodate the City's lawful demand for access to its property was not without authority of law.
CONCLUSION
¶ 58 After examining the statute's plain language and context, RCW 68.50.140(4) 's phrase "without authority of law" is ambiguous as applied to Southwick's actions. We must resolve that phrase's ambiguity against the government. Southwick's actions cannot, therefore, be deemed to have been taken "without authority of law."
¶ 59 I respectfully dissent.
Fairhurst, C.J.
González, J.
Laws of 1909, ch. 249, § 239.
The relocation would allow the City unimpeded access to water pipes that supplied water to 90 percent of its residents.
Reference
- Full Case Name
- SOUTHWICK, INC., a Washington Corporation, Petitioner, v. Washington STATE, and Its DEPARTMENT OF LICENSING BUSINESS AND PROFESSIONS DIVISION; Washington State Funeral and Cemetery Board, Respondents.
- Cited By
- 3 cases
- Status
- Published