In re Dependency of E.H.
In re Dependency of E.H.
Opinion of the Court
¶ 1 Dependency proceedings are not uniform, although each creates a tension between the State's ability to protect children as parens patriae and the fundamental familial rights of the people who are involved in the proceedings. In some instances, such as when the parents agree to the dependency or when the State does not assume legal or physical custody of the child, this tension will be lessened. In other instances, where the dependency is contested or when the State assumes custody of a child, the tension may be heightened. Accordingly, the amount of process due to children in dependency proceedings will vary with each case.
¶ 2 The legislature gave children a discretionary right to counsel in dependency proceedings in RCW 13.34.100(7)(a). The petitioners argue that our constitution requires that all children be appointed counsel at all stages of the dependency proceedings. For the following reasons, we find that RCW 13.34.100(7)(a) is adequate under article I, section 3 of the Washington Constitution. Further, we find that in this case the trial court did not abuse its discretion in denying a motion to appoint counsel. Finally, in light of amendments to GR 15, we hold that confidential juvenile court records remain sealed and confidential on appeal, recognizing the abrogation of In re Dependency of J.B.S.,
FACTS AND PROCEDURAL POSTURE
¶ 3 This matter involves two unrelated juveniles, E.H. and S.K.-P., in unrelated dependency proceedings. R.R., E.H.'s mother, and S.K.-P. both challenge the validity of RCW 13.34.100 's discretionary standard for appointment of counsel for children in dependency proceedings and seek instead a categorical right to counsel for all children in dependency proceedings. We consolidated these cases to address that issue. R.R., S.K.-P., and the Department of Social and Health Services (Department) jointly moved to seal the appellate records and to use the parents' and children's initials in publicly filed documents. R.R. additionally challenges the juvenile court's denial of her motion for counsel for E.H.
In re Dependency of E.H.
¶ 4 In 2013, E.H.'s mother, R.R., was sent to prison in California with a scheduled release date in July 2019. She arranged for a family friend to live in the family home and care for her six children while she was incarcerated. Six months after assuming responsibility for the children, the friend sent three of the children (not including E.H.) to live with another friend, who physically and emotionally abused the children in his care. R.R. was not aware of this abuse as it was occurring.
*590¶ 5 In May 2014, the children moved into the home of another family friend, and the Department filed a dependency petition. R.R. entered an agreed order of dependency as to all six of her children in September 2014. E.H. was six years old when the dependency petition was filed, and it took about eight months to find a stable placement. E.H. and the siblings were placed in foster care in December 2014. E.H. was sent to three respite placements over the course of three months. Finally, on January 30, 2015, E.H. was placed in E.H.'s current foster home. E.H. has stated a strong desire to stay in the current placement until R.R. can return from prison.
¶ 6 E.H. has a court-appointed special advocate (CASA) who fulfills the role of a guardian ad litem (GAL) by representing and advocating for E.H.'s best interests throughout the dependency proceedings and informing the court of E.H.'s stated interests. At a February 2016 permanency planning hearing, the CASA supported a primary plan of terminating R.R.'s parental rights so that E.H. could be adopted. In May 2016, the CASA added guardianship as a secondary possibility based on E.H.'s stated interest in family reunification, noting that E.H.'s current foster placement was a good environment and that the foster parents were willing to serve as long-term guardians. However, the CASA continued to advocate for termination of R.R.'s parental rights based on the CASA's assessment of E.H.'s best interests.
¶ 7 On August 17, 2016, R.R. filed a motion for appointment of counsel on E.H.'s behalf. A superior court commissioner denied the motion and the superior court denied the mother's motion to revise in a memorandum opinion. The court found no basis for construing the state due process protection more broadly than its federal counterpart after analyzing the Gunwall factors and therefore considered only whether the Fourteenth Amendment to the United States Constitution required appointment of counsel. State v. Gunwall,
¶ 8 Beginning from the premise that there is no federal due process right to appointed counsel for all children in dependency cases, the court analyzed the Mathews factors as applied to E.H.'s case individually. See Mathews v. Eldridge,
¶ 9 R.R. sought discretionary review. A commissioner at Division One of the Court of Appeals denied review, and the Court of Appeals denied the mother's motion to modify. This court granted the mother's motion for discretionary review and consolidated this case with In re Dependency of S.K.-P.
In re Dependency of S.K.-P.
¶ 10 S. K.-P. and two half-siblings were removed from their home after allegations of abuse. S.K.-P. was placed in S.K.-P.'s grandmother's home. Based on its most recent investigation, the Department filed a dependency petition in November 2014, when S.K.-P. was seven years old, and the court appointed S.K.-P. a GAL. In January 2015, S.K.-P.'s mother entered an agreed order of dependency, continuing S.K.-P.'s placement with the grandmother. In February 2015, S.K.-P.'s GAL filed a report with the court, stating that S.K.-P. reported no concerns with the placement and that S.K.-P. has everything S.K.-P. needs and feels safe in the home. In July 2015, the GAL reported that *591S.K.-P. was having regular visitation with both parents. In September 2015, the court ordered that S.K.-P.'s mother could resume providing care.
¶ 11 Five days later, through an attorney who appeared for the limited purpose of the motion only, S.K.-P. moved for appointed counsel. With the motion, S.K.-P. submitted a declaration expressing a desire for maternal placement but challenging visits by the father. The father had no relationship with S.K.-P. prior to the dependency, and according to the grandmother, he was "known for illegal activity in the community and for perpetrating domestic abuse against [S.K.-P.'s] mother." Clerk's Papers (S.K.-P.) at 29. S.K.-P. had previously reported to the CASA frightening thoughts of being removed and placed with the father. S.K.-P. therefore declared, "I want an attorney to help me with these things and help tell the judge what I want." Id. at 138.
¶ 12 S.K.-P.'s mother supported the motion, but the Department opposed it and S.K.-P.'s GAL was neutral. The court held a hearing and then entered an order denying the motion for counsel without prejudice. The trial court found that based on the Mathews factors, there was no need to appoint counsel because S.K.-P.'s interests were adequately safeguarded by the GAL and by S.K.-P.'s mother, who was represented by counsel and whose interests aligned with S.K.-P.'s.
¶ 13 The Court of Appeals granted S.K.-P.'s motion for discretionary review, in which she argued that all children have the right to attorneys in dependency proceedings. On that same day, the Department dismissed S.K.-P.'s dependency petition, and S.K.-P. was returned to the mother's custody. In re Dependency of S.K.-P.,
¶ 14 In light of this court's guidance in Sorenson v. City of Bellingham,
ISSUES
1. Is the mechanism for appointment of counsel for children contained within RCW 13.34.100(7) sufficient to protect the due process rights of children in dependency proceedings under article I, section 3 of the Washington Constitution ?
2. Did the juvenile court abuse its discretion by denying the motion to appoint counsel for E.H.?
3. Should the joint motion to seal the records of these consolidated cases be granted?
ANALYSIS
1. Facial Procedural Due Process Challenge and the Right to Counsel
¶ 15 Our current statutory law grants children a discretionary right to counsel. A child, a parent, a guardian, a caregiver, or the Department may petition the court to appoint counsel at public expense to represent a child in a dependency proceeding. RCW 13.34.100(7)(a). The court may also appoint an attorney on its own initiative.
¶ 16 The appellants contend that the state due process clause is more protective than its federal counterpart and that therefore M.S.R. does not control. See M.S.R.,
A. This Court Should Consider Federal Precedent
i. Recent State Precedent
¶ 17 In 2011, this court applied the Gunwall factors to determine whether, in the context of appointment of counsel for children in initial truancy hearings, the state due process clause was broader than the federal counterpart. Bellevue Sch. Dist. v. E.S.,
¶ 18 More recently, in In re Welfare of A.W. , this court held that in the context of a dependency guardianship proceeding,
¶ 19 In 2012, this court addressed whether discretionary appointment of counsel for children at termination hearings satisfied federal due process requirements. In re Dependency of M.S.R.,
¶ 20 Thus, our recent precedent supports a finding that article I, section 3 should not be interpreted independently from its federal counterpart in the context of appointment of counsel for children. The same outcome would be reached through applying the Gunwall factors to this specific case.
ii. Gunwall Analysis
¶ 21 In Gunwall, we set forth the following nonexclusive factors to be considered when determining whether a provision of the state constitution should be interpreted independently of its corresponding federal constitutional provision: "(1) the textual language; (2) differences in the texts; (3) constitutional history; (4) preexisting state law; (5) structural differences; and (6) matters of particular state or local concern."
¶ 22 The first, second, and third factors all support applying federal precedent because the texts are "nearly identical," and there is no legislative history supporting an independent analysis. See State v. Wittenbarger ,
¶ 23 The fourth factor, preexisting state law regarding appointment of attorneys for children, also does not support independent analysis. Historically, the statutory and common law viewed the presence of a guardian as necessary to protect the interests of children who were parties to an action for so long as they suffered under the incapacity of infancy. See CODE OF 1881, ch. I, § 12. The common law incapacity of minors persists, with two exceptions for actions relating to domestic violence and child truancy. RCW 4.08.050. Thus, the general rule in Washington *593has historically been that children cannot appear in court as parties and must instead appear by and through guardians. This cuts against any finding that the state due process clause expands protections for the appointment of attorneys for children, as historically children have not had the right to appear in court at all, let alone with counsel.
¶ 24 The fifth factor, structural differences between the state and federal constitution, supports independent interpretation of the state constitution in every case. State v. Foster,
¶ 25 On balance, the Gunwall factors support utilizing federal guidance. Only the fifth and sixth factors support independent analysis. The other four factors, as well as our recent precedent in the dependency context, holding that article I, section 3 's protections are coextensive with the Fourteenth Amendment's, support following federal precedent regarding when a case-by-case approach to appointment of counsel is appropriate. See A.W.,
B. Federal Guidance Supports a Case-by-Case Approach
¶ 26 The purpose of the test set forth in Gunwall is to determine when and to what extent " '[f]ederal precedent in areas addressed by similar provisions in our state constitutions can be meaningful and instructive.' " Gunwall,
¶ 27 In Gagnon, the Court identified a number of factors that were relevant in finding a case-by-case approach appropriate. Gagnon,
¶ 28 Second, in contrasting probation revocation hearings with criminal trials, the Court noted that in criminal trials the State is represented by a prosecutor, that the formal rules of evidence are in force, that there *594are a number of procedural rights that may be waived by a criminal defendant if not timely raised, and that communicating arguments to untrained jurors may be aided by the assistance of counsel.
¶ 29 Because of these differences, the Court held that "[t]he need for counsel at revocation hearings derives, not from the invariable attributes of those hearings, but rather from the peculiarities of particular cases."
¶ 30 Dependency proceedings are more similar to probation revocation hearings than criminal hearings, in particular as they relate to the children who are the subject of the proceedings. Unlike the parents, who stand in equipoise with the State and whose interests are more directly adverse to the State's, a child's relationship with the Department is similar to a probationer's with a probation officer. The purpose of a dependency hearing is to serve and protect the best interests of the child, and that purpose makes those hearings orthogonal to truly adversarial proceedings.
¶ 31 Furthermore, the State is not always a party, let alone represented by counsel. Dependency petitions may be brought by "[a]ny person." RCW 13.34.040(1). Family members can petition a court to find a child dependent in order to be granted guardianship over the child. Juveniles themselves may initiate dependency actions in order to gain a predicate order to obtain special juvenile immigrant status and the resulting relief from removability. 8U.S.C. § 1101(a)(27)(J). When a private party initiates a dependency petition, the Department is not involved, and, as in Gagnon, there is not an asymmetry of representation. Similarly, the rules of evidence do not necessarily apply in dependency proceedings. See JuCR 1.4 ; ER 1101(c)(3) (evidence rules inapplicable in disposition, review, and permanency planning hearings). And, as in probation revocation hearings, the decision-maker in dependency hearings is not a jury in need of explanation, but a judicial officer who is familiar with the system. Accordingly, as in Gagnon, a case-by-case system for appointment of counsel in dependency proceedings is more appropriate than a categorical approach.
¶ 32 The Gagnon Court noted that in certain cases, fundamental fairness requires the appointment of counsel at public expense and listed some scenarios in which this would presumptively be the case. Gagnon,
¶ 33 When a child disputes the facts that form a basis for a dependency, when a child presents a complex or sophisticated argument against the State's proposed decision, or when a child old enough to voice a preference is rendered voiceless in the proceedings because his or her stated wishes are misaligned with his or her GAL's assessment of his or her best interests, appointment of counsel is likely proper.
¶ 34 Further, the Court in Gagnon required that in every case, the basis for the denial of a request for counsel be "stated succinctly in the record."
¶ 35 Finally, while the United States Supreme Court in Lassiter held that the Mathews test was appropriate for a case-by-case determination of whether an indigent parent in a termination proceeding was entitled to counsel, it held that courts must then set the net weight of the Mathews elements against the presumption that there is a right to appointed counsel only where the requester's personal freedom is at risk. Lassiter,
C. Independent State Constitutional Analysis
¶ 36 Although we hold that federal precedent should be used to guide our reasoning, the due process protection in our state constitution is generally the same as the federal guaranty, even in the context of dependency proceedings.
¶ 37 Our state guaranty of due process shares the same basic concerns as the federal counterpart. A procedural due process challenge under our state provision turns on whether the increased decisional accuracy afforded by additional procedure to safeguard against an erroneous deprivation of a private interest is outweighed by the State's legitimate reasons for denying more protections. See E.S.,
¶ 38 This analysis requires us to compare the status quo to the procedures sought and identify (1) "the private interest that will be affected by the official action"; (2) "the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards"; and (3) "the [g]overnment's interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail." Mathews,
¶ 39 Here, the comparison to be made is between the current statutory regime, in which children have a discretionary right to petition for counsel, and a strict rule under which all children in dependency proceedings must be represented by attorneys, absent waiver. Applying the Mathews factors to this inquiry, the appropriateness of a case-by-case approach is made all the more clear.
¶ 40 First, the private interest will vary depending on the circumstances. In some cases, such as when a child is found dependent *596due to the abuse or neglect of one parent under RCW 13.34.030(6)(b) but remains in the legal and physical custody of the other parent, the child's interests will be very low. Likewise, even if a child is found dependent with regard to both parents, the statutory preference for placement is with relatives. RCW 13.34.060(2), .138(2)(c)(viii). Thus, in many instances, the State does not assume custody of the child and does not make important decisions about placement, medical care, or education.
¶ 41 Second, the amount of decisional accuracy added by adopting the proposed rule of automatic appointment of counsel is based on both the increased decisional accuracy afforded by attorneys when they are constitutionally warranted and the likelihood that the current case-by-case approach fails to appoint an attorney when one is required. If the current system leads to the appointment of counsel whenever it is constitutionally required, then the proposed automatic appointment rule provides no additional constitutional protections. This calculation is exceedingly difficult, as whether counsel is required depends on the facts of each underlying case.
¶ 42 Further, the amount of increased decisional accuracy afforded by an attorney will vary. Procedural due process protects against erroneous state actions. This will occur in the dependency setting only when the State abridges a child's liberty based on an erroneous determination of the best interest of that child. If a child's stated interests are indeterminable due to infancy or if they are aligned with his or her GAL's assessment of what is in his or her best interest, then the increased decisional accuracy of an attorney will likely be low. While there may be substantial policy arguments supporting the appointment of attorneys for children to decrease the duration of dependencies and increase the children's comfort and agency in the courtroom, it is only the value with regard to decreasing erroneous deprivations of liberty that is considered under procedural due process. Those other policy arguments are legislative in nature and should be balanced against other public interests and concerns. See SUBSTITUTE H.B. 1251, 65th Leg., Reg. Sess. (Wash. 2017); S.B. 5363, 65th Leg. Reg. Sess. (Wash. 2017) (proposed amendments to RCW 13.34.100 that would grant a categorical right of counsel to all children in dependency proceedings).
¶ 43 Finally, the government's interest against adopting a categorical requirement of representation is high. Concerns include both cost and practicability, as some counties may be faced with a shortage of attorneys for children. See ENGROSSED SUBSTITUTE S.B. REP. 6126, 63d Leg., Reg. Sess. (Wash. 2014). Requiring the appointment of counsel prior to removal, as petitioners request, lessens the State's ability to expediently protect at-risk children. Because each family is different, each dependency proceeding is different. Those differences are accounted for in the flexibility afforded to trial courts under the current case-by-case regime, and that flexibility is a boon to the State's ability to protect children.
¶ 44 Thus, analyzing the state provision independently from its federal counterpart, the discretionary right to counsel granted to children in dependency proceedings is adequate under our state's due process guaranty.
D. Mathews Remains the Test for Appointment of Counsel
¶ 45 For the above reasons, we find that the statutory scheme regarding appointment of counsel for children is constitutionally adequate under article I, section 3 of the Washington Constitution. However, we emphasize that in many instances due process might require appointment of counsel, and that trial courts should address the issue of appointment of counsel on the record at as early a time as is practicable, to preserve the right of appeal.
¶ 46 In determining whether counsel is required, courts are to apply the Mathews factors on a case-by-case basis, taking into account the specific interests at risk in each instance, the additional decisional accuracy that would be afforded by appointing an attorney, and the government's interest in not appointing counsel. Mathews ,
2. The Trial Court Did Not Err in Denying E.H. Counsel
¶ 47 In addition to the facial challenge to the statutory scheme, E.H. challenges the denial of the motion for appointment of counsel for E.H. in that case.
¶ 48 In this case, the Mathews factors did not require appointment of counsel. This is chiefly because of the "specific circumstances ... at the time the motion for appointed counsel [wa]s made." Dissent at 608 (citing M.S.R.,
¶ 49 Without minimizing that interest, under the Mathews prong, that interest is of a comparatively lesser constitutional magnitude than an interest in physical autonomy or medical or educational decisions, although it is a recognized liberty interest.
¶ 50 Under the second Mathews prong, however, it is unclear what additional decisional accuracy an attorney for E.H. would have provided the trial court in making its decision regarding visitation. Many of the parties present had attorneys, and their interests overlapped with E.H.'s. E.H.'s CASA was present and stated E.H.'s interest in visits. The trial court identified the exemplary performance of the parties, attorneys, and GALs at raising issues regarding visitation preemptively and quickly, and stressed that there was not an imminent risk of an erroneous deprivation. There was no misalignment between E.H. and E.H.'s CASA regarding visitation, and thus the risk of an erroneous deprivation of that interest was low.
¶ 51 The trial court accurately identified that the State's primary interest was reaching permanent and safe placement for E.H. and that that interest was not frustrated by the appointment of counsel for E.H. It also identified a financial interest, and while that interest is not sufficient to deny a safeguard to protect against an erroneous deprivation, at the time the motion for counsel was made, appointing counsel for E.H. would not have added any meaningful protections regarding *598the only issue being addressed at that time. Everyone present agreed that sibling visitation was appropriate. Thus, the denial of that motion for appointment of counsel, brought at that time, was not error.
¶ 52 The commissioner noted that if the Department moved to terminated R.R.'s parental rights and E.H. remained at odds with the CASA's recommendation, the issue of appointment of counsel should likely be reconsidered. The Department has moved to terminate, and this court stayed consideration of those proceedings pending the publication of this decision. Once that stay is lifted, the trial court should reconsider the appropriateness of counsel for E.H. in light of this decision, applying the Mathews test to the particular interests E.H. is at risk of erroneously losing.
3. The Record Is Sealed under GR 15(g)
¶ 53 The parties jointly moved to seal records in the underlying juvenile court files and the appellate files in this matter, and to require the use of initials to protect the identity of the children and parents involved in these disputes. A commissioner of the Court of Appeals has granted much of this relief. The remaining request is to seal the trial court records contained in appellate files. The parties' joint GR 15 motion to seal these records is granted. Further, to provide guidance to future parties and intermediate appellate courts, we hold that trial court records of nondelinquency juvenile court hearings should remain sealed on appeal, recognizing GR 15(g) 's abrogation of J.B.S.,
¶ 54 RCW 13.50.100 provides that records of juvenile court hearings not relating to juvenile offenses "shall be confidential" and proscribes limited instances in which they may be released. RCW 13.50.100(2). In 1993, this court held that the requirement of confidentiality contained in RCW 13.50.100 does not apply to appellate court proceedings based on the definition of "court" contained elsewhere within the Juvenile Court Act. J.B.S.,
¶ 55 Two significant changes have occurred since this court's decision in 1993. First, in 1997, GR 15 was amended to include a new provision. Second, we addressed the constitutional question that we declined to reach in J.B.S. and ruled that under the experience and logic test, article I, section 10 does not apply to juvenile records. See State v. S.J.C.,
¶ 56 In 1997, GR 15 was amended to include what is now GR 15(g) : "Use of Sealed Records on Appeal." See In re Dependency of G.A.R.,
CONCLUSION
¶ 57 Under both the state and federal constitutions, the discretionary standard for appointment of counsel in RCW 13.34.100(7)(a) provides children with sufficient due process protection, provided that juvenile courts apply the Mathews factors on the record at an early practicable time and without a presumption against appointment of counsel. Review of a juvenile court's denial of appointed counsel should be performed de novo, with *599due deference given to findings of fact made by the juvenile court in the first instance. We are confident in the ability of trial judges to perform this function, as the Mathews test is familiar to judges and has proved capable of protecting procedural due process for decades. On review of the record, we affirm the denial of R.R.'s motion for an attorney for E.H.
¶ 58 We grant the joint motion to seal the appellate record. To provide clarity to intermediate appellate courts, we reach the question of whether such a motion is necessary, given the 1997 amendments to GR 15. Recognizing the abrogation of J.B.S. ,
WE CONCUR:
Fairhurst, C.J.
Johnson, J.
Wiggins, J.
STEPHENS, J. (concurring in part, dissenting in part)
¶ 59 I join the lead opinion in all respects save for its resolution of the parties' motion to seal the record. I agree with Justice Gordon McCloud's partial dissent that the motion to seal should be denied under article I, section 10 of the Washington State Constitution.
Dependency guardianships are statutory alternatives to the termination of parental rights. In re Guardianship of D.S.,
The dissent cites In re Dependency of J.H,
The continued viability of the state constitutional analysis of In re Welfare of Myricks,
The dissent purports to dissent only in part, as it relates to E.H.'s as applied challenge. Dissent at 610-11. In actuality, the dissent presents a facial challenge to RCW 13.34.100 's discretionary appointment mechanism and seeks its invalidation categorically for all children in dependency proceedings. Dissent at 600-08.
Concurring in Part
¶ 60 I agree with the lead opinion that both RCW 13.34.700(7)(a) and the due process clause of the Washington Constitution provide a child with the right to counsel in dependency proceedings in certain circumstances. WASH. CONST. art. I, § 3. I write separately for two reasons: (1) to highlight the fact that all members of this court now agree that a trial court must consider certain key factors before making that decision about appointment of counsel, see lead opinion at 596-97; dissent at 607, and (2) to dissent from the decision to seal the records of all dependency cases from public view, even on appeal.
¶ 61 With regard to the first issue-the child's right to appointment of counsel during a dependency proceeding-the lead opinion and the dissent agree on one key point. They agree that before making a decision on whether to appoint counsel, the trial court must consider "[whether the] child disputes the facts that form a basis for a dependency, [whether the] child presents a complex or sophisticated argument against the State's proposed decision," and whether "a child old enough to voice a preference" about the dependency voices a position different from the position advanced by the guardian ad litem. Lead opinion at 594-95; see also dissent at 598. Full consideration of these and any other factors raised by the parties when considering whether to appoint counsel for the child should go a long way towards addressing the problems detailed in the dissent. Dissent at 609.
¶ 62 However, I disagree with the lead opinion's resolution of the parties' joint motion to seal the record in this court. The lead opinion holds that State v. S.J.C.,
¶ 63 The lead and dissenting opinions reason that S.J.C. already held that article I, section 10-despite its clear and categorical ("all cases") language-does not apply to the dependency proceedings at issue in this case.
¶ 64 I respectfully disagree. S.J.C. addressed one issue, and it concerned the sealing of dispositions in juvenile criminal *600cases-not dependency cases. As the introduction to the opinion in that case clearly stated, the question before the court was "whether article I, section 10 of the Washington Constitution requires the court to apply the Ishikawa[
¶ 65 To be sure, I disagreed with the decision in that case to exempt juvenile criminal proceedings from that constitutional protection. S.J.C.,
¶ 66 For that reason, I would deny the parties' agreed motion to discard the constitutional protection that "justice shall be administered openly" in all courts of our state. I fear that we are carving out courts to shield from public view one by one-first, juvenile courts, S.J.C.,
¶ 67 While I concur in the lead opinion's holding on the due process question presented by this case, I respectfully dissent from its conclusion that dependency proceedings can now join the growing list of cases that are exempt from the benefits that the constitutional guaranty of open courtrooms, open court files, and open government was supposed to bring to the people.
YU, J. (dissenting in part)
¶ 68 Our jurisprudence has evolved in its understanding that children have cognizable rights and protected interests. We have correspondingly grown in our recognition that children's rights and interests are entitled to legal protection. Therefore, "the law has constructed a constitutional wall around juveniles, maintaining its integrity through a continuous process of refining its contours and repairing its cracks." State v. S.J.C.,
¶ 69 The dependency case involving S.K.-P. has been dismissed. In re Dependency of S.K.-P.,
¶ 70 However, I must register my deep concern at the lead opinion's conclusion that article I, section 3 has no independent meaning in this context and, therefore, provides no protections beyond the minimum required by the Fourteenth Amendment. WASH. CONST. art. I, § 3 ; U.S. CONST. amend XIV. It is clear from our cases and statutes that all children in dependency cases are continuously at risk of being erroneously deprived of their most fundamental rights. It has also been repeatedly shown that an attorney representing the child's position dramatically decreases that risk. It is apparent, however, that our current discretionary approach to appointing counsel for children in dependency cases has failed to protect children's state due process rights.
*601ANALYSIS
A. The discretionary, case-by-case approach to appointing counsel for children in dependency cases violates the Washington Constitution
¶ 71 All children in dependency cases unquestionably have significant, substantive rights pursuant to Washington law, including the right to state their positions and to have those positions represented in court. RCW 13.34.090(1). As clearly recognized by our legislature's provision that an attorney may be appointed to represent the child's position, we cannot assume the child's interests will be aligned with the State's in any case. RCW 13.34.100(7)(a). However, the unguided discretion that trial courts currently have in appointing counsel allows for inconsistent practices that leave many children with no voice and no one to advocate for their rights. This arrangement does not satisfy the heightened due process protections provided in this context by article I, section 3.
1. Article I, section 3 is more protective of a child's right to appointed counsel in dependency cases than the Fourteenth Amendment is
¶ 72 "In determining the meaning of a state constitutional provision, 'the focus is on whether the unique characteristics of the state constitutional provision and its prior interpretations actually compel a particular result.' " State v. Pugh,
a. The Gunwall factors are evenly split because preexisting state law supports an independent interpretation
¶ 73 I agree that the first three Gunwall factors do not support an independent interpretation of article I, section 3, while the fifth and sixth factors do. Lead opinion at 592-93. However, I would hold that the fourth factor (preexisting state law) does support an independent interpretation, leaving the nonexclusive Gunwall factors evenly split.
¶ 74 In evaluating preexisting state law, we must "consider the degree of protection that Washington State has historically given in similar situations." Grant County Fire Prot. Dist. No. 5 v. City of Moses Lake,
¶ 75 It is true that historically, Washington has required that children who are parties in a court case must appear by guardian. Lead opinion at 592-93. However, it is not true that this long-standing requirement "cuts against any finding that the state due process clause expands protections for the appointment of attorneys for children, as historically children have not had the right to appear in court at all, let alone with counsel."
¶ 76 Washington's historical practice of having children appear through a guardian reflects Washington's overall historical protections, "particularly in disputes touching on the rights and protection of minors." In re Parentage of L.B.,
¶ 77 Preexisting state law thus shows Washington has historically granted more procedural protections for children's representation in court than federal law has done. The fourth Gunwall factor supports an independent interpretation, leaving the Gunwall factors evenly split.
b. Recent court and legislative decisions confirm that article I, section 3 should be interpreted independently in this context
¶ 78 Because the six Gunwall factors are explicitly nonexclusive, we should resolve the split by looking to recent decisions by this court and the legislature. "[T]his court has been zealous in its protection of familial relationships," and the legislature has consistently and repeatedly built on earlier law to increase procedural protections for children's representation in family law cases. In re Dependency of M.S.R.,
¶ 79 Over 30 years ago, this court recognized in an action to determine parentage that "[a] child must not be a party in name only. It is fundamental that parties whose interests are at stake must have an opportunity to be heard 'at a meaningful time and in a meaningful manner.' " State v. Santos,
¶ 80 Additionally, the legislature has taken important steps to provide for appointed counsel for children in dependency and termination cases that exceed federal statutory protections. Within the past 10 years, the legislature has enacted statutes that (1) require the State and the guardian ad litem (GAL) or court appointed special advocate (CASA) to notify all children who are at least 12 years old that they have a right to request counsel, (2) require appointment of counsel for children six months after all parental rights have been terminated, and (3) permit judges to appoint counsel for children in all dependency proceedings on a case-by-case basis. LAWS OF 2010, ch. 180, § 2; LAWS OF 2014, ch. 108, § 2. By comparison, Congress has enacted only "a limited statutory right of representation (though not necessarily by attorney) ... as a condition for receiving federal funds." M.S.R.,
¶ 81 The lead opinion renders these legislative efforts largely meaningless by holding that a child's statutory right to counsel in a dependency case is coextensive with the right to counsel that a child already has pursuant to the federal due process clause. Lead opinion at 596-97. In addition, the recent cases the lead opinion points to are of little to no relevance in this context.
¶ 82 E.S. considered a child's right to appointed counsel only "in the context of an initial truancy proceeding," explicitly stated that the "right to counsel in a context entirely outside the scope of truancy is not instructive," and specifically declined to give weight to cases concerning the right to counsel in dependency cases.
¶ 83 A.W. did consider a similar type of case, but an entirely different aspect of due process. It did not consider appointment of counsel for anyone, much less for children. A.W. considered only the applicable burden of proof in a dependency guardianship. 182 Wash.2d at 703,
¶ 84 Finally, the outcome of M.S.R. is entirely irrelevant to determining whether the state constitution is more protective than the federal. M.S.R. explicitly did not reach any state constitution claims because they were inadequately briefed.
¶ 85 Therefore, while the nonexclusive Gunwall factors are evenly split, recent cases and statutes conclusively show that article I, section 3 is more protective than the Fourteenth Amendment of a child's right to representation in a dependency case. And because I would analyze Washington's due process clause independently in this context, the assertion that for federal due process purposes, a child in a dependency case is *604similarly situated to an adult in a probation revocation hearing is irrelevant. See lead opinion at 593-95 (discussing Gagnon v. Scarpelli,
2. Article I, section 3 requires consistent practices for appointing counsel to represent children in dependency cases
¶ 86 I agree that for both state and federal purposes, a procedural due process analysis requires consideration of the private and government interests at stake, the risk of erroneous deprivation, and the value of additional procedural safeguards. Lead opinion at 595. However, the lead opinion (despite its insistence that the federal constitution controls) purports to conduct an independent state analysis without accounting for relevant features of state law.
¶ 87 I would hold that in light of the interests and rights at stake in dependency proceedings specifically as a matter of state (as opposed to federal) law, it is clear that the current, case-by-case approach to appointing counsel does not satisfy article I, section 3.
¶ 88 Every dependency case implicates the protected interests and statutory rights of every child involved. M.S.R.,
a. All children have protected interests and statutory rights at stake in dependency cases
¶ 89 Every child in a dependency case has the same interests and faces the same risks at various points in the proceedings. The most obvious protected interest at risk is the child's interest in maintaining continuous relationships with his or her family. "In a dependency or termination proceeding ... the child is at risk of not only losing a parent but also relationships with sibling(s), grandparents, aunts, uncles, and other extended family." Id. at 15,
[T]he importance of the familial relationship, to the individuals involved and to the society, stems from the emotional attachments that derive from the intimacy of daily association, and from the role it plays in promoti[ng] a way of life through the instruction of children as well as from the fact of blood relationship.
Once we recognize that the child's interest in his or her familial bonds is constitutionally protected, and that familial bonds stem not just from biology, but also from the intimacies of daily association, then it logically follows that a child has a constitutionally protected interest in whatever relationships comprise his or her family unit.
In re Custody of Shields ,
*605¶ 90 However, damage to family relationships is only one of the many risks children in dependency cases face. Unlike a parent, a child in a dependency case may be "physically removed from the parent's home." Id. at 16,
¶ 91 Where a child in a dependency case is in the care of his or her parents or other relatives, the child has the right to a safe, secure, and appropriate placement to protect his or her physical liberty and bodily integrity. M.S.R.,
¶ 92 In addition to these constitutionally protected interests, every child has the statutory right "to be heard in his or her own behalf." RCW 13.34.090(1). This right is not merely my view of the best policy or a nicety that may be offered to "increase the children's comfort and agency in the courtroom." Lead opinion at 596. It is the legislature's declaration, consistent with this court's decisions, that a child in a dependency case has the "right to fully participate in all proceedings." J.H.,
¶ 93 Thus, every dependency case implicates fundamental rights that every child has in accordance with Washington law. As discussed further below, all children who are not represented by attorneys are placed at an unacceptably high risk of being erroneously deprived of their rights in a dependency case. Despite these common interests and risks, however, the current, unguided, discretionary system for appointing counsel ensures that whether a child will have an attorney varies depending on which court is considering his or her case.
b. The risk that a child without an attorney will be erroneously deprived of protected interests and rights is unacceptably high, and the current discretionary system does not mitigate that risk
¶ 94 "While an adult may have an understanding of substantive and procedural issues, and court process, children are at great risk of misunderstanding both." Amy E. Halbrook, Custody: Kids, Counsel and the Constitution, 12 DUKE J. CONST. L. & PUB. POL'Y 179, 212 (2016). Such misunderstandings create an extremely high risk that unrepresented children in dependency cases will be deprived of their protected interests and statutory rights, with potentially devastating consequences.
¶ 95 The State places great emphasis on the procedural protections already in place for children, including their right to an appointed GAL or CASA and the possibility of counsel being appointed on a discretionary, case-by-case basis. However, an appointed GAL or CASA does not play the same role as an attorney representing the child's position and does not mitigate the risk of erroneous deprivation as an attorney does. Moreover, the current discretionary system for appointed counsel is not sufficient to ensure that *606counsel will be appointed in all (or even most) cases where it is necessary to protect the child's rights.
¶ 96 It has been empirically shown that children who are not represented by attorneys are routinely erroneously deprived of their most fundamental protected interests and statutory rights, even when they have an appointed GAL or CASA. For instance,
youth who were appointed an attorney at the first dependency hearing were 20 percent more likely to reside with known persons instead of foster parents than those children appointed attorneys sometime after the initial shelter care hearing (and 27 percent more than those children without an attorney until after termination of parental rights).
Amicus Curiae Br. of Legal Counsel for Youth & Children at 13. All children have the right to be placed with people they know instead of the foster care system where possible. RCW 13.34.130(5). But whether that right is actually protected varies, depending on whether the child has an attorney.
¶ 97 In addition, a child might not know that he or she had the right to " 'speak up if he didn't feel good in a placement.' " Amici Curiae Br. of Ctr. for Children & Youth Justice & Mockingbird Soc'y (CCYJ) at 5 (quoting ALICIA LEVEZU , CHILDREN & YOUTH ADVOCACY CLINIC AT UNIV. OF WASH., DEFENDING OUR CHILDREN : A CHILD'S ACCESS TO JUSTICE IN WASHINGTON STATE 5 (Aug. 2016) (Defending Our Children ), http://cdcasa.org/wp-content/uploads/2017/01/UW-Study-2016-Defending-Our-Children.pdf [https://perma.cc/5KUG-Z8L6] ). If the child is being abused or neglected in that placement, he or she may become trapped in an even more perilous situation than the one that existed before the dependency case began. It is unlikely that a child who has been placed in an abusive situation by the State will know that he or she has a right to be heard unless that right is explained to the child by an attorney. Even a child who does know his or her rights, however, will likely "stop[ ] seeing the value in expressing his opinion and [begin] to feel lost in the system" after being subjected to inappropriate placements or frequent moves without anyone to advocate for the child's position. Id. at 10.
¶ 98 The fact that children who have a GAL or CASA but no attorney are more likely to be erroneously deprived of their rights is not surprising because "GALs and CASAs are not trained to, nor is it their role to, protect the legal rights of the child." M.S.R.,
¶ 99 "Unlike GALs or CASAs, lawyers maintain confidential communications, which are privileged in court." M.S.R.,
¶ 100 In addition to making it more difficult for a child to communicate honestly, the GAL's or CASA's mandatory reporting duty might be mistakenly viewed as giving the child a sufficient voice in the proceedings. E.g., S.K.-P.,
¶ 101 An appointed GAL or CASA is not a confidential counsel or advocate. An appointed attorney is. When children have attorneys, the risk that they will be erroneously deprived of their protected interests and statutory rights drops dramatically.
¶ 102 Because all children have fundamental, substantive interests and rights in their dependency cases, one might reasonably assume that all similarly situated children will receive appointed counsel on the same basis so their voices can be heard and their legal rights can be protected. One might also reasonably assume that a court's discretionary decision whether to appoint counsel would necessarily involve careful consideration of case-specific factors, including the child's age and mental capacity, the child's ability to express his or her preferences, whether the child's expressed preferences differ from the GAL's or CASA's assessment of the child's best interests, whether the child's position is being adequately represented in the proceedings, and the complexity of the underlying facts or legal issues.
¶ 103 Unfortunately, such reasonable assumptions would be misplaced. The discretionary and unguided nature of our current statute has resulted in inconsistent practices, such that " '[w]hether or not a child is represented by an attorney in a dependency proceeding depends largely on local practices in the county where the child's case is heard.' " Amicus Curiae Br. of Legal Counsel for Youth & Children at 17 (quoting OFFICE OF FAMILY & CHILDREN'S OMBUDS , 2013 ANNUAL REPORT 55 (Jan. 2014), http://ofco.wa.gov/wp-content/uploads/ofco_2013_annual.pdf [https://perma.cc/GN75-UNBZ] ). "In fact, across Snohomish, King and Pierce counties, the discretionary appointment of counsel at hearings occurred for less than 1 [percent ] of all children without advocates." Amici Curiae Br. of CCYJ at 15 (emphasis added) (citing Defending Our Children at 28). This circumstance is both unethical and unconstitutional.
¶ 104 As reflected by the plain language of RCW 13.34.100(7)(a), the legislature's intent was to ensure that counsel would be appointed where needed to represent the child's position. The legislature has also attempted to increase the likelihood of appointed counsel by requiring the State and the GAL or CASA to notify all children who are at least 12 years old that they have a right to request counsel. RCW 13.34.100(7)(c). However, Washington courts have not consistently honored the legislature's intent. In practice, courts may deny counsel on the basis that there are no "extreme circumstances" or "simply conclude[ ] that the parents themselves were sufficient to perform the services of independent counsel." Clerk's Papers at 329; Lee,
c. No countervailing government interests justify the risks that unrepresented children face in dependency cases
¶ 105 In every dependency and termination case, "the State has a compelling interest in both the welfare of the child and in 'an accurate and just decision.' " M.S.R.,
¶ 106 Trial courts cannot ascertain what is in the child's best interests by simply deferring to a CASA's or GAL's position. Courts must instead consider the positions of all the parties and reach their own conclusions. They cannot do so if the child's position is not represented. Therefore, the State's most compelling interests support the same result as the private interests at stake for the child: appoint counsel to represent the child's position. The only countervailing interest the State has is saving money, but "[f]inancial cost alone is not a controlling weight," particularly when the private interests at stake are as fundamentally important as a child's interests in a dependency case are. Mathews v. Eldridge,
*608¶ 107 Considering the interests at stake and the high risk of erroneous deprivation under the current system, it is apparent that the Washington Constitution demands what the majority of states already provide: every child in a dependency or termination case who cannot afford a private attorney is presumptively entitled to appointed counsel. CHILDREN'S ADVOCACY INST. & FIRST STAR, A CHILD'S RIGHT TO COUNSEL : A NATIONAL REPORT CARD ON LEGAL REPRESENTATION FOR ABUSED & NEGLECTED CHILDREN 10 (3d ed. 2012) [https://perma.ccAf6BD-DDVA]; Am. Amicus Curiae Br. of Children's Rights, Inc., et al. at 19.
¶ 108 The lead opinion is wrong to conclude otherwise.
B. E.H. is entitled to appointed counsel pursuant to the Fourteenth Amendment
¶ 109 In addition to my strong disagreement with the lead opinion's analysis of article I, section 3, I would hold that E.H. is entitled to appointed counsel on a case-by-case basis even under the minimal protections of the federal constitution. I would therefore reverse and remand for counsel to be appointed for E.H.
¶ 110 The Fourteenth Amendment does not categorically require appointment of counsel for all children in dependency cases. M.S.R.,
1. A case-by-case analysis must account for the particular interests that are currently at risk of erroneous deprivation
¶ 111 The trial court correctly recognized that E.H. could be appointed counsel on a case-by-case basis and that he had a "significant private interest" at stake. Pet'r's Suppl. Br., Corrected J.A. at 9. However, it is not sufficient in a case-by-case analysis to recite the interests that are generally at stake for any child at some point in a dependency case. If the case-by-case analysis is to be meaningful, it must account for the specific circumstances and the particular child at the time the motion for appointed counsel is made. M.S.R.,
¶ 112 The court here, however, noted only the generally applicable risks that every child faces at some point in a dependency proceeding, including "removal from home, the possibility of repeated placements in foster care and the dangers of being returned to an unsafe home with biological parents who are not truly ready to assume care of the child." Pet'r's Suppl. Br., Corrected J.A. at 9. At the time, those were not the interests currently at risk for E.H.
¶ 113 He had already been removed from his home, not by the State but by his mother because she needed to make arrangements for him and his siblings while she was incarcerated. The dependency petition was filed only after E.H. was abused and neglected by the family friends entrusted with his care. Although it took about eight months to find a suitable foster home for E.H., he had been living with his foster parents since January 2015, nearly two years before the motion to appoint counsel was considered. He remains there today, and the record reveals no concerns about the stability or safety of his current placement. And being returned prematurely to his mother's home (which the record does not indicate was unsafe in the first place) was not an available option at the time due to her incarceration.
¶ 114 Thus, the generalized interests recited by the trial court do not accurately reflect the individualized interests actually at risk for E.H. when his mother moved to appoint counsel for him. It is therefore not surprising that the court saw "no benefit to [E.H.] in appointing counsel at this juncture."
*609Id. at 10. At that time, there was no risk that E.H. would be erroneously deprived of the interests that the court recognized. And contrary to the lead opinion's view, the fact that the motion to appoint counsel was initially heard by a commissioner at a review hearing where visitation was also at issue does not mean that visitation was the only interest at risk for E.H.
¶ 115 In fact, there was an intolerably high risk that E.H. would be erroneously deprived of important protected interests when his mother moved to appoint counsel for him. E.H., like every child in Washington, has a protected statutory right "to be heard in his or her own behalf" and a protected liberty interest in maintaining relationships with his family. RCW 13.34.090(1) ; M.S.R.,
2. E.H. has been erroneously deprived of his right to be heard
¶ 116 As discussed above, E.H. has the right to be heard in his own behalf. RCW 13.34.090(1). This unambiguous statutory right gives rise to a protected liberty interest, and under the particular circumstances presented, E.H. has been erroneously deprived of it. At the time of the motion for appointed counsel, the risk of erroneous deprivation was very high because E.H.'s position was (and remains) directly at odds with the position of his CASA and the State: E.H. wants to reunite with his mother, while the CASA and the State argue that termination of parental rights is in his best interests. When the court denied appointed counsel, that high risk became a certainty, and E.H. was erroneously deprived of his right to be heard.
¶ 117 Although E.H. cannot reunite with his mother right now, she is scheduled to be released in July 2019, when E.H. will still have almost half of his childhood ahead of him. In the meantime, he is in a stable placement with foster parents who are willing to serve as long-term guardians for him. He has maintained a close relationship with his mother, and she has made every possible effort to remain an important part of his life. The CASA acknowledges long-term guardianship would be a means of accomplishing E.H.'s goal of reunification but still advocates for termination. An attorney who is not advocating for termination might be able to come up with other solutions as well.
¶ 118 "The paramount goal of child welfare legislation is to reunite the child with the legal parents if reasonably possible." In re Parental Rights to K.J.B.,
¶ 119 The trial court noted that the CASA, though "somewhat leery," reported E.H.'s stated position to the court in accordance with her statutory duty. Pet'r's Suppl. Br., Corrected J.A. at 10; see RCW 13.34.105(1)(b). However, the position of the State and the CASA, that termination is in E.H.'s best interests, directly conflicts with E.H.'s stated desire to reunite with his family.
¶ 120 The CASA is required to represent and advocate for termination in order to comply with her statutory duties, but termination and reunification are mutually exclusive outcomes. RCW 13.34.105(1)(f). No one could possibly advocate for both at the same time. The CASA's assessment of E.H.'s best interests therefore make it impossible for her to represent his position. As discussed above, *610reporting a child's position while strongly advocating against it does nothing to protect a child's right to be heard. And in E.H.'s case, the CASA has an attorney to represent and advocate for her position. E.H., who has far more at stake in this case than the CASA ever will, does not.
¶ 121 Once E.H. and the CASA diverged on their respective positions, there was no way for E.H. to exercise his right to be heard in his own behalf without appointed counsel. The trial court's ruling denying appointed counsel was therefore an erroneous deprivation of that right. I would reverse.
¶ 122 The lead opinion appears to agree, noting that "when a child old enough to voice a preference is rendered voiceless in the proceedings because [his or her] stated wishes are misaligned with [the CASA's] assessment of [the child's] best interests, appointment of counsel is likely proper." Lead opinion at 594. That is precisely E.H.'s situation. I therefore do not understand how the lead opinion can affirm the ruling denying counsel for him on a case-by-case basis. Id. at 597-98.
3. Without counsel, E.H. faces an unacceptably high risk of being erroneously deprived of his family relationships
¶ 123 E.H. also has a protected liberty interest in maintaining his relationships with his family. M.S.R.,
¶ 124 In E.H.'s case, leaving open the possibility of appointing counsel when the State petitioned for termination of parental rights was not sufficient to diminish this risk. Contra lead opinion at 597-98. Dependency and termination proceedings do not deal with discrete events having isolated effects, but with the ongoing life, relationships, and well-being of the child and his or her family. Everything that happens in a dependency case can affect what happens in a subsequent termination case. And while not all dependencies lead to termination, for E.H., termination of parental rights was not, and is not, "merely potential or hypothetical." E.S.,
¶ 125 Notably, while review was pending before this court, E.H.'s mother filed an emergency motion to stay the trial court proceedings. The case was about to move to the termination stage, with the trial scheduled to begin in early June. The CASA opposed staying the proceedings, reflecting her position that termination is in E.H.'s best interests. This court, however, granted the stay, recognizing that regardless of whether termination should ultimately be ordered, that decision cannot be made before this court has determined whether E.H. has been erroneously deprived of his right to appointed counsel.
¶ 126 In sum, because the trial court did not sufficiently account for the high risk that E.H. would be erroneously deprived of protected interests under the particular circumstances presented, I would reverse the ruling denying counsel.
CONCLUSION
¶ 127 I agree that the joint motion to seal should be granted, but I would hold that E.H. is entitled to appointed counsel in accordance with even the minimum standards set by the federal due process clause. These holdings would be sufficient to resolve the pending issues presented, so I dissent only in part.
¶ 128 However, as my analysis shows, article I, section 3 of the Washington Constitution is more protective of a child's right to representation in dependency cases than the Fourteenth Amendment, and our current *611system of appointing counsel on a discretionary, case-by-case basis is failing to adequately protect the rights of children in dependency cases as a matter of Washington law.
González, J.
MADSEN, J. (concurring in dissent)
¶ 129 I agree with the lead opinion that the joint motion to seal should be granted. I write separately to agree with the dissent that E.H. is entitled to appointment of counsel under the standards set by the federal due process clause. I also agree with the dissent that this is sufficient to resolve the issues presented in this case. Accordingly, I concur in Part B of Justice Yu's dissent.
Seattle Times Co. v. Ishikawa,
State v. Gunwall,
I do not cite J.H. in connection to the fourth Gunwall factor or in relation to the issue, not presented here, of whether a child is a party in some technical sense. Contra lead opinion at 593 n.2. I cite it as recent precedent indicating a consistent trend of providing growing protections for a child's right to representation in family law cases. The legislative amendment referred to by the lead opinion is irrelevant to this purpose, as it merely changed the phrase "a child who is a party to the proceedings" to "a child who is the subject of an action." Laws of 1993, ch. 241, § 2(1). There is no indication that this amendment was intended to limit a child's right to representation, and I do not see how it could do so.
The decision of the superior court commissioner is not before us. Contra lead opinion at 597-98. The motion to appoint counsel was decided by a superior court judge following a motion to revise the commissioner's decision. Id. at 590. In a motion for revision, a judge reviews a commissioner's decision de novo, and appellate courts review only the judge's decision. Faciszewski v. Brown,
Reference
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